1996-F8
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Cite as N.Y. Op. Att'y Gen. No. 1996-F8
NY CONST ART VII, § 8.
The Workers' Compensation Board may undertake to educate and
inform the public about Workers' Compensation Law reform
proposals.
June 10, 1996
Hon. Robert R. Snashall
Formal Opinion
Chairman
No. 96-F8
Workers' Compensation Board
180 Livingston Street
Brooklyn, NY 11248
Dear Chairman Snashall:
Your Counsel has asked for an opinion describing the extent
to which the Board may undertake to educate the public and
interested constituencies regarding the Governor's Workers'
Compensation Law reform proposals.
As the agency charged with implementing the Workers'
Compensation Law, it is appropriate that the Board explain the
proposed changes and their anticipated effects to the public.
The limited New York case law on use of State funds to
communicate with the public concerns matters to be presented to
the public for decision at a referendum or election. Generally,
the case law prohibits public funding of partisan advocacy aimed
at persuading the public to vote a particular way. While the
cases do not expressly address the issue of what a government
entity may do to inform the public about proposed legislation,
they provide some guidance.
In Matter of Schulz v State of New York, 86 NY2d 225 (1995),
the petitioner alleged that distribution of a newsletter by the
Department of Economic Development constituted use of public
funds for partisan political purposes in violation of Article
VII, § 8 of the State Constitution. That section provides in
part that
[t]he money of the state shall not be given
or loaned to or in aid of any private
corporation or association, or private
undertaking; . . .
2
In Schulz, the Court carefully examined the challenged
newsletter and held that its publication violated the
Constitution. The Court first articulated the governing
standard.
We think it is unassailable that the use
of public funds out of a State agency's
appropriation to pay for the production and
distribution of campaign materials for a
political party or a political candidate or
partisan cause in any election would fall
squarely within the prohibition of
article VII, section 8, paragraph 1 of the
Constitution. . . . Contrastingly, a
governmental agency does not violate
article VII, section 8, paragraph 1 merely by
using taxpayers' funds for the valid
governmental purpose of encouraging the
public to participate in the democratic
process by voting in an election. Nor would
that constitutional provision prevent the use
of public funds to inform and educate the
public, in a reasonably neutral fashion, on
the issues in an election so that voters will
more knowledgeably exercise their franchise.
Emphasis supplied; 86 NY2d at 234.
The Court reiterated the view it took in Phillips v Maurer,
67 NY2d 672 (1986). In that case, the Court examined material
distributed by a school district which described the need for
passage of a proposed bond issue and expressly urged readers to
vote "yes". The Court acknowledged that the school board was
authorized to spend public money to educate the public about its
budget proposals but held that the board's authority did not
extend to dissemination of information, at the taxpayers'
expense, patently designed to exhort the electorate to cast their
ballots in support of a particular position advocated by the
board. 67 NY2d at 674.
The Court in Schulz then applied those guidelines to the
challenged newsletter. It found that the newsletter improperly
"sought to enlist the public's support in opposition" to a
political party's alleged position and in favor of the Governor's
policies. The Court concluded that, as a whole, the newsletter
constituted an unequivocal promotion of a partisan political
position, even though it contained some material that, standing
alone, would have been considered a proper attempt to educate the
public. Id., at 235-236, citing, Phillips, 67 NY2d at 674.
3
Courts in other jurisdictions have applied similar
standards. In Citizens to Protect Public Funds v Board of
Education, 13 NJ 172, 98 A2d 673 (1953), New Jersey's highest
court reviewed materials distributed by a school board prior to a
referendum on a proposed bond issue. The materials contained a
lengthy description of the circumstances necessitating increased
funding and the probable tax ramifications. It also included,
however, two pages headed "vote yes" and a section listing the
many dire consequences of a "no" vote. The court concluded the
issue was moot because the election had been held, but, in an
opinion by then-Justice William J. Brennan, Jr., it commented on
the board's actions because of "the importance of the question".
98 A2d at 674, 676.
The court noted that the school board had implied power to
make reasonable expenditures to give voters relevant facts to aid
them in reaching an informed judgment, as long as the board's
presentation was fair and included all consequences of the
proposal, good and bad. The court determined that the board did
not make a fair presentation of the facts when it urged voters to
vote "yes" and emphasized the dire consequences of a "no" vote.
98 A2d at 676-77.
We conclude, in accord with the guidelines discussed above,
that the Workers' Compensation Board may seek support for the
Workers' Compensation Law reform proposals in the context of
undertaking to educate and inform the public about the proposals.
The Board may explain the changes, the necessity for the changes
and their impact, the anticipated fiscal ramifications and
provide other relevant information to assist the public in
understanding the legislative proposals. These activities are
consistent with the general responsibilities of government to
provide for an informed citizenry.
They are distinguishable from the newsletter that was
condemned by the Court of Appeals in Matter of Schulz v State of
New York, 86 NY2d 225 (1995) for its inclusion of blatantly
political rhetoric. They are also distinguishable from the facts
in Phillips v Maurer, 67 NY2d 672 (1986) where the Court of
Appeals found that a school district may not urge voters to vote
yes prior to a scheduled budget vote.
Seeking of support for a legislative proposal in the context
of educating the public as to the proposal's main provisions and
their impact is consistent with the responsibilities of
government to inform its citizenry as to programs and proposals
presented and supported by their representatives.
4
Very truly yours,
DENNIS C. VACCO
Attorney General