1996-12
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Cite as N.Y. Op. Att'y Gen. No. 1996-12
HIGHWAY LAW § 140(4); TOWN LAW § 32(2).
A person may not serve simultaneously on the town board and
also as the deputy superintendent of highways or as a laborer in
the highway department.
March 25, 1996
Robert J. Chauvin, Esq.
Informal Opinion
Town Attorney
No. 96-12
Town of Halfmoon
P.O. Box 1258
Clifton Park, NY 12065
Dear Mr. Chauvin:
You have asked whether a person may serve simultaneously as
member of the town board and also as a laborer in the highway
department or as deputy superintendent of highways.
The town board may at any time establish the office of
deputy superintendent of highways. Town Law § 32(2). The deputy
superintendent of highways is appointed by and serves at the
pleasure of the town superintendent of highways. Id. The town
superintendent of highways, within the limits of appropriations
and subject to the approval of the town board, may employ persons
necessary for the maintenance and repair of town highways and
bridges and for the removal of obstructions caused by snow, and
is responsible for the supervision of these persons. Highway Law
§ 140(4).
In the absence of a constitutional or statutory prohibition
against dual-officeholding, one person may hold two offices
simultaneously unless they are incompatible. The leading case on
compatibility of office is People ex rel. Ryan v Green, 58 NY 295
(1874). In that case the Court held that two offices are
incompatible if one is subordinate to the other or if there is an
inherent inconsistency between the two offices. The former can
be characterized as "you cannot be your own boss", a status
readily identifiable. The latter is not easily characterized,
for one must analyze the duties of the two offices to ascertain
whether there is an inconsistency. An obvious example is the
inconsistency of holding both the office of auditor and the
office of director of finance.
There are two subsidiary aspects of compatibility. One is
that, although the common law rule of the Ryan case is limited to
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public offices, the principle equally covers an office and a
position of employment or two positions of employment. The other
is that, although the positions are compatible, a situation may
arise where one has a conflict of interests created by the
simultaneous holding of the two positions. In such a situation,
the conflict is avoided by declining to participate in the
disposition of the matter.
In our view, simultaneous service as a member of the town
board and as the deputy highway superintendent or as a laborer in
the highway department is incompatible. As a member of the town
board, this individual would have a direct interest in the budget
of the highway department. The highway department budget would
determine not only his own salary as the deputy superintendent of
highways or as a laborer in the department but also the salary of
his colleagues in the department. Further, in that the
superintendent of highways is the supervisor of the deputy and of
the laborer, these individuals as members of the town board may
not be able to act impartially with respect to the highway
budget, presented by the superintendent of highways. Also, the
superintendent of highways may be unable to supervise impartially
the deputy or laborer, realizing that these individuals serve on
the town board and have control over the town highway budget.
Since the highway budget is a significant portion of the
overall town budget and, therefore, to a large degree affects the
allocation of resources among all town departments, recusal from
voting on the town highway budget is not an appropriate solution.
Recusal is an inappropriate remedy where a conflict is inevitable
and substantial.
We conclude that a person may not serve simultaneously on
the town board and also as the deputy superintendent of highways
or as a laborer in the highway department.
The Attorney General renders formal opinions only to
officers and departments of State government. This perforce is
an informal and unofficial expression of the views of this
office.
Very truly yours,
JAMES D. COLE
Assistant Attorney General
in Charge of Opinions