1997-41
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Cite as N.Y. Op. Att'y Gen. No. 1997-41
GENERAL MUNICIPAL LAW § 805-a(1)(c).
Representation of the town board by the municipal attorney
in a matter before the zoning board of appeals is not a violation
of section 805-a(1)(c) of the General Municipal Law. The zoning
board of appeals has implied authority to employ legal services
regarding the matter.
October 1, 1997
Donald G. Nichol, Esq.
Informal Opinion
Town Attorney
No. 97-41
Town of Blooming Grove
P. O. Box 367
Walden, NY 12586-0367
Dear Mr. Nichol:
You have asked whether representation by your law firm of
the town board in an application before the town zoning board of
appeals violates General Municipal Law § 805-a(1)(c).
You have informed us that your law firm has been appointed
by the town board to provide legal services to the board and to
other agencies of the town including the zoning board of appeals.
The applicant in a matter before the zoning board of appeals has
taken the position that your firm’s representation of the town
board to provide input regarding this matter is a violation of
section 805-a(1)(c) of the General Municipal Law. That provision
states that no municipal officer or employee may
receive, or enter into any agreement, express
or implied, for compensation for services to
be rendered in relation to any matter before
any municipal agency of which he is an
officer, member or employee or of any
municipal agency over which he has
jurisdiction or to which he has the power to
appoint any member, officer or employee
. . ..
Generally, the office of town attorney is responsible for
the provision of legal services to officers and agencies of the
town, except where the town board or a statute expressly
authorizes an agency or officer to employ separate legal counsel.
Op Atty Gen (Inf) No. 83-37. A town may, in lieu of establishing
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the position of town attorney, contract for the provision of
legal services. Op Atty Gen (Inf) No. 88-10. Your law firm is
providing services by contract to the town board and other
officers and agencies of the town.
In a prior opinion of this office, we found that while
section 805-a(1)(c) of the General Municipal Law does not
expressly cover an independent contractor employed as a board's
attorney, the representation of a private client by the
contractor for compensation in an application before the board is
a conflict of interests. Op Atty Gen (Inf) No. 93-36. We found
that even though this representation may not violate section
805-a(1)(c), it is a violation of common law conflict of
interests standards. Id.
As we found in our 1993 opinion, the purpose of section
805-a(1)(c) is to prohibit an officer, member or employee of a
municipal agency from representing a private client for
compensation before the agency he or she serves. The obvious
intent of this provision is to avoid circumstances which may
compromise the ability of the agency to make impartial decisions
solely in the public interest. The risk of favoritism, overt or
subconscious, is present. At least an appearance of impropriety
would result if counsel to the agency appeared before it
representing a private client for compensation.
In our view, however, your law firm’s representation of the
town board in providing input in the matter before the zoning
board of appeals does not fall within the prohibition of section
805-a. Nor is it a common law conflict of interests. The town
board has a right to provide input regarding a matter before the
zoning board of appeals and the town attorney or the attorney or
law firm providing legal services to the town by law represents
the town board. Unlike representation of a private client before
an agency of the town, representation of the town board is in the
public interest. This representation does not fall within the
legislative intent of the prohibition of section 805-a(1)(c).
Id.
Obviously, your law firm cannot also represent the zoning
board of appeals in this administrative proceeding.
Notwithstanding any absence of statutory authority for the zoning
board of appeals to obtain independent counsel, a municipal
agency or board possesses implied authority to employ counsel in
the public interest where the municipal or other attorney
responsible for providing legal services refuses to act, is
incapable of acting, or is disqualified from acting. Cahn v Town
of Huntington, 29 NY2d 451 (1972). Therefore, where your law
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firm represents the town board, the zoning board of appeals has
implied authority to employ legal counsel to represent it in the
matter.
We conclude that representation of the town board by the
municipal attorney in a matter before the zoning board of appeals
is not a violation of section 805-a(1)(c) of the General
Municipal Law. The zoning board of appeals has implied authority
to employ legal services regarding the matter.
The Attorney General renders formal opinions only to
officers and departments of State government. This perforce is
an informal and unofficial expression of the views of this
office.
Very truly yours,
JAMES D. COLE
Assistant Attorney General
In Charge of Opinions