1997-43
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Cite as N.Y. Op. Att'y Gen. No. 1997-43
CRIMINAL PROCEDURE LAW, ART 380, § 380.10(2); MUNICIPAL HOME
RULE LAW § 10(4)(b), 11(1)(e); VEHICLE AND TRAFFIC LAW, ART 2-A.
In the absence of a State statute authorizing the
establishment of administrative tribunals for the adjudication of
violations of the county's electrical code, adjudication and
sentencing must be conducted consistent with the provisions of
existing State statutes, including the Criminal Procedure Law and
the Penal Law.
October 1, 1997
John Carmody, Esq.
Informal Opinion
Deputy County Attorney
No. 97-43
County of Putnam
40 Gleneida Avenue
Carmel, NY 10512
Dear Mr. Carmody:
You have asked whether the county may include in a local law
establishing rules and regulations governing electricians
authority for the conduct of administrative hearings before
administrative law judges who could impose civil penalties for
violations of the local law. You note that in a prior opinion we
concluded that violations of local regulations governing the
licensing of electricians must be adjudicated judicially in
accordance with the provisions of the Criminal Procedure Law. In
your present inquiry, however, you have cited the provisions of
section 10(4)(b) of the Municipal Home Rule Law and ask whether
that State law provides authority for the establishment of the
administrative tribunal.
In our prior opinion, we reasoned that the Criminal
Procedure Law applies to adjudication and sentencing for every
offense whether defined within or outside the Penal Law. We
found that the imposition of a fine for violation of a local law
is a sentence for an "offense". Sentencing is governed by
Article 380 of the Criminal Procedure Law and is imposed after
the entry of a conviction by a court and after the sentencing
judge has weighed various factors. The Penal Law establishes the
penalties for the various grades of offenses. See, Op Atty Gen
(Inf) 93-7, attached.
In our view, section 10(4)(b) of the Municipal Home Rule Law
does not provide authority for the local establishment of an
administrative tribunal for the adjudication of offenses
resulting from transgressions of the county's local law. That
provision authorizes the local legislative body of a municipality
to
2
provide for the enforcement of local laws by
legal or equitable proceedings which are or
may be provided or authorized by law, to
prescribe that violations thereof shall
constitute misdemeanors, offenses or
infractions and to provide for the punishment
of violations thereof by civil penalty, fine,
forfeiture or imprisonment, or by two or more
of such punishments . . ..
It seems clear in this context that the reference to enforcement
of local laws by legal or equitable proceedings which are or may
be provided by law is a reference to State statutes establishing
the procedure for enforcement of offenses. As concluded in our
1993 opinion, State law establishes the procedure for
adjudication and sentencing for every offense, including those
offenses established by local law. We noted in our 1993 opinion
that certain jurisdictions have been authorized by State law to
establish administrative tribunals for purposes of adjudicating
specific regulations. See, Criminal Procedure Law § 380.10(2);
Vehicle and Traffic Law, Art 2-A. Local legislative bodies are
not authorized to adopt local laws that supersede State statutes
applying to or affecting the courts. Municipal Home Rule Law
§ 11(1)(e).
We conclude that in the absence of a State statute
authorizing the establishment of administrative tribunals for the
adjudication of violations of the county's electrical code,
adjudication and sentencing must be conducted consistent with the
provisions of existing State statutes, including the Criminal
Procedure Law and the Penal Law.
The Attorney General renders formal opinions only to
officers and departments of State government. This perforce is
an informal and unofficial expression of the views of this
office.
Very truly yours,
JAMES D. COLE
Assistant Attorney General
in Charge of Opinions