1998-1
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Cite as N.Y. Op. Att'y Gen. No. 1998-1
EDUCATION LAW §§ 381, 403-b, 408, 409, 2512(4); 8 NYCRR
§ 155.2(a)(1)(i); L 1996 CH 562.
The State Education Department retains authority to
administer and enforce the Uniform Fire Prevention and Building
Code with respect to construction of a school building that will
be owned by a private developer and leased to the school
district. The facility will be built on land leased from the
city by the school district, as authorized by L 1996 ch 562.
Chapter 562 specifically provides that the review and approval
procedures of the Education Law shall apply to the projects it
authorizes.
January 21, 1998
Robert P. Merino, Jr., Esq.
Informal Opinion
Corporation Counsel
No. 98-1
City of Niagara Falls
P. O. Box 69
Niagara Falls, NY 14302-0069
Dear Mr. Merino:
You have requested an opinion regarding the city's authority
to inspect the construction of a proposed school facility. You
have advised us that the Niagara Falls School District plans to
construct a new school facility as authorized by Chapter 562 of
the Laws of 1996. The district plans to lease land from the city
and then contract with a private developer who will build and own
the school facility on the leased property. The school district
will lease the facility from the private developer and operate
the school. You ask whether private ownership of the proposed
facility will limit the State Education Department's authority to
enforce the Uniform Fire Prevention and Building Code (“Uniform
Code”) with respect to this construction project and whether the
city may enforce the Uniform Code or its own code.
Chapter 562 of the Laws of 1996, entitled the “facility
alternatives for schools to expedite replacement act”, authorizes
the construction of new school facilities in the City of Niagara
Falls. The statute provides that:
Notwithstanding the provisions of any other
law, general, special or local, relating to
the length, duration and terms of contracts
the city school district may enter into, the
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city school district is hereby authorized and
empowered to enter into contracts, leases or
rental agreements with any person, upon such
terms and conditions for such consideration
and for such terms or duration, not to exceed
thirty years, as may be agreed upon by the
city school district, and such person,
whereby such person is granted the right to
construct, reconstruct, finance or own a
school building facility designed with a
student capacity of two thousand five
hundred.
This statute authorizes the project described above. It
also establishes procedures for the award of such contracts and
imposes other requirements upon the parties. The statute further
provides that “[n]othing in this act shall be construed to exempt
a school construction or reconstruction project undertaken
pursuant to this act from the review and approval procedures
applied to such projects by the education department when
undertaken pursuant to the education law”. Therefore, it is
clear that the project is subject to regulation by the Education
Department.
The Department's review and approval requirements are
extensive. Education Law § 408 states that no construction,
purchase, repair, enlargement or remodeling of a school building
at an expense of $100,000 or more or advertisement for bids for
such work may take place until the Commissioner of Education has
approved the plans and specifications for the work. In a school
district in a city having 70,000 or more inhabitants, the
commissioner may waive the submission of plans and specifications
and review and approve an outline. Id. (In that case the plans
and specifications must be approved by the board of education,
which is empowered to build, repair, reconstruct, enlarge and
remodel school buildings. Id., § 2512[4].) The Education Law
provides that the Commissioner shall not approve the plans
“unless the same shall provide for heating, ventilation,
lighting, sanitation, storm drainage and health, fire and
accident protection adequate to maintain healthful, safe and
comfortable conditions therein . . .”. Id., § 408(2). The
Education Law also provides that all school buildings, with
exceptions not relevant here, shall comply with the
Commissioner's regulations governing heating, lighting,
ventilation, sanitation and health, fire and accident protection.
Id., § 409(1).
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Education Law § 403-b authorizes school districts to lease
buildings for use as school facilities. No lease of school
facilities may take effect until the Commissioner has approved
the lease. Id., § 403-b(1)(c). The Commissioner may not approve
the lease until he has determined that the facility meets all
applicable standards for the health, safety and comfort of the
occupants. Id. Any capital project to be undertaken in a leased
building must first be approved by the Commissioner. Id.,
§ 403-b(1)(b).
The Commissioner's regulations governing educational
facilities provide, among other things, that plans and
specifications for construction projects shall conform to the
Uniform Code. 8 NYCRR § 155.2(a)(1)(i). The regulations also
state:
(5) Upon approval of plans and
specifications, the commissioner will issue a
building permit subject to the following
qualifications:
(i) During construction, the project
shall be properly supervised by a licensed
architect or engineer.
(ii) the building permit may be revoked
by the commissioner in the event of
violations of the State Uniform Fire
Prevention and Building Code (9 NYCRR Parts
600 through 1250), this Part or other
safety standards imposed by law or
regulation.
(6) Following completion of the project or
a substantial portion thereof, the architect
or engineer shall certify to the commissioner
that the project was completed in conformance
to the State Uniform Fire Prevention and
Building Code (9 NYCRR Parts 600 through
1250), this Part, and plans and
specifications for the project which were
previously approved by the commissioner.
Moreover, Executive Law § 381 authorizes the Secretary of
State to promulgate rules and regulations pertaining to the
administration and enforcement of the Uniform Code. That statute
also places responsibility for code enforcement on local
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governments unless the Secretary's regulations provide otherwise.
Id., § 381(2). Those regulations state:
The State Education Department shall be
accountable for administration and enforcement of
the Uniform Code with respect to buildings,
premises and equipment in the custody of, or
activities related thereto undertaken by, school
districts and boards of cooperative educational
services. 19 NYCRR § 441.2(e).
Thus, the Commissioner is empowered by governing law and
regulations to enforce the Uniform Code. The school district has
advised us that any contract for construction of the proposed
building will provide that the school district will retain
licensed architects who will supervise construction in accord
with the Commissioner's regulations.
We note that in a prior opinion we concluded that the
statutory scheme outlined above leaves localities without
authority to regulate school construction, so that a village
could not require a school district to connect to the village
sewage treatment plant. Op Atty Gen (Inf) No. 83-34. We
reasoned that the provisions of the Education Law cited above
have reserved to the State the power over the construction of
school buildings and that the State's power has been delegated to
local school boards subject to regulation by the Commissioner.
Accordingly, we found that a school district is not subject to
local regulation in those areas controlled by the State. Our
opinion relied on Matter of Board of Education v City of Buffalo,
32 AD2d 98 (4th Dept 1969). There the court held that the city
had no authority to add a provision to its building code that
governed the type of new construction that was permitted on
school property. It stated that, given the statutory allocation
of responsibility for school construction discussed above, “it
follows that a school district should be and is immune from the
attempted regulation of these rights and responsibilities by
means of [local] building codes . . .”. Id., 32 AD2d at 100.
Thus, the city is not authorized to administer or enforce local
building codes with respect to school construction projects.
We conclude that the State Education Department retains
authority to administer and enforce the Uniform Code with respect
to construction of the proposed facility. Chapter 562 expressly
provides that the review and approval procedures of the Education
Law shall apply to the projects it authorizes. Clearly, while
the Legislature intended to authorize more flexibility in school
ownership and construction, it did not intend to shift the
responsibility for maintaining construction standards.
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The Attorney General renders formal opinions only to
officers and departments of State government. This perforce is
an informal and unofficial expression of the views of this
office.
Very truly yours,
SIOBHAN S. CRARY
Assistant Attorney General