1998-4
View/download document
Cite as N.Y. Op. Att'y Gen. No. 1998-4
MUNICIPAL HOME RULE LAW § 10(1)(ii)(a)(1); PUBLIC OFFICERS LAW
§ 18.
Section 18 of the Public Officers Law is not the exclusive
scheme for defense and indemnification by a local government. A
local government may provide for defense and indemnification by
local law.
February 6, 1998
Anthony M. Cerreto, Esq.
Informal Opinion
Village Attorney
No. 98-4
Village of Port Chester
10 Pearl Street
Port Chester, NY 10573
Dear Mr. Cerreto:
You have informed us that your village is considering
enacting a local law that would provide for defense and
indemnification of village officers and employees. Under the
proposed local law, in the event that the village attorney is
unable to represent an officer or employee of the village because
of a conflict of interests, the officer or employee would have
the right to alternate counsel but would have to obtain legal
representation from a list of three attorneys selected by the
village attorney and satisfactory to the village board of
trustees. You have noted that this provision is inconsistent
with section 18 of the Public Officers Law, which in the case of
a conflict of interests affords the officer or employee the right
to choose his or her own attorney. Your inquiry is whether
section 18 of the Public Officers Law is the exclusive means for
defense and indemnification of municipal officers and employees
or whether the village has the authority under the provisions of
the Municipal Home Rule Law to enact a local law providing for
defense and indemnification that includes the above provision.
Public Officers Law § 18 provides a scheme for defense and
indemnification of local government and other officers and
employees upon an affirmative decision by the local government or
other entity to utilize its provisions. Public Officers Law
§ 18(2). If section 18 is employed through local option, however,
it takes the place of defense and indemnification provided to the
local government's employees by any other legislative enactment
unless the local government provides that the benefits of section
2
18 will supplement, rather than replace these other defense and
indemnification provisions. Id., § 18(12). If other defense and
indemnification provisions are not specifically preserved or
applied, section 18 will fully replace them. Coker v City of
Schenectady, 200 AD2d 250 (3d Dept 1994), appeal dismissed,
84 NY2d 1027 (1995).
Local governments are also authorized to enact local laws
providing for defense and indemnification of their officers and
employees. See, Corning v Village of Laurel Hollow, 64 AD2d 918
(2d Dept 1978), affd, 48 NY2d 348 (1979). The provision of
defense and indemnification is a term and condition of employment
and therefore falls within home rule authority. Municipal Home
Rule Law § 10(1)(ii)(a)(1).
Therefore, a local government has three basic choices. It
may enact a local law providing for defense and indemnification
solely under the provisions of that law. Alternatively, the local
government may elect to apply the provisions of section 18 of the
Public Officers Law. Finally, a local government may supplement
the provisions of section 18 or replace certain provisions of
section 18 with other provisions enacted by local law. You have
indicated that your village has decided to enact a local law
which would constitute the sole authorization for local defense
and indemnification. Under the above analysis, this is
permissible.
Generally, we see no impediment to the establishment by
local law of a list of attorneys from which an officer or
employee of the village must obtain legal counsel in the event
that the village attorney has a conflict of interests in
representing the officer or employee. Under section 18 of the
Public Officers Law, for example, the chief legal officer of the
local government may require as a condition to the payment of
fees and expenses for representation that appropriate groups of
employees be represented by the same counsel. Also, attorneys'
fees and litigation expenses are required to be reasonable.
Public Officers Law § 18(3)(b). You should consider, however,
the potential for a divergency of interests between the officer
or employee of the village and the village itself as an entity.
In a situation like this, it may be inappropriate to require the
officer or employee to select an attorney from the list prepared
by the village. In that the attorney would be dependent upon the
village for legal work under its local law, arguably a conflict
of interests would result. In such a situation, there is at
least an appearance of a conflict of interests which can be
avoided by permitting the officer or employee to select legal
counsel of his or her choice subject to reasonable restrictions.
3
We conclude that section 18 of the Public Officers Law is
not the exclusive scheme for defense and indemnification by a
local government. A local government may provide for defense and
indemnification by local law.
The Attorney General renders formal opinions only to
officers and departments of State government. This perforce is
an informal and unofficial expression of the views of this
office.
Very truly yours,
JAMES D. COLE
Assistant Attorney General
In Charge of Opinions