1997-F8
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Cite as N.Y. Op. Att'y Gen. No. 1997-F8
EDUCATION LAW § 6205(1); PUBLIC OFFICERS LAW § 17.
There is no authorization for the State to defend and
indemnify the Hunter College Foundation and its employees.
November 5, 1997
Robert E. Diaz, Esq.
Formal Opinion
General Counsel
No. 97-F8
The City University of New York
Office of General Counsel and
Vice Chancellor for Legal Affairs
535 East 80th Street
New York, NY 10021
Dear Mr. Diaz:
You have asked whether the Hunter College Foundation and its
officers and employees (Foundation), a not-for-profit corporation
separate from Hunter College and any other senior colleges
comprising the City University of New York (CUNY), may receive
defense and indemnification by the State upon the transfer to the
Foundation of the Roosevelt House.
You have explained that the Roosevelt House currently is
owned by the Hunter College Student Social, Community and
Religious Clubs Association, which was incorporated in perpetuity
by act of the State Legislature in 1943, at which time the
Association acquired the Roosevelt House.
The March 21, 1997 letter to you from the president of
Hunter College, transmitted with your opinion request, explains
the purpose of the Foundation and its proposed use of the
Roosevelt House. The Foundation functions exclusively for the
benefit of Hunter College, providing financial assistance to the
college through fundraising and other activities. It is
anticipated that ownership of the Roosevelt House by the
Foundation will facilitate fundraising activities. The
Foundation plans to engage in a private fundraising campaign to
renovate the Roosevelt House and, thereafter, the House will be
used for programs and activities to benefit the college. The
president states that in view of Hunter College’s extensive
rights to use the Roosevelt House, the college, while not holding
legal title to the House, will be the de facto owner.
We conclude that the State is not authorized to provide
defense and indemnification to the Foundation. Under section
6205(1) of the Education Law, the State is required to save
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harmless and indemnify members of the board of trustees, members
of the teaching or supervisory staff, officers and employees of
the senior colleges comprising CUNY in accordance with section 17
of the Public Officers Law. This authorization by its terms does
not apply to the Foundation, a not-for-profit corporation
constituting a legal entity separate from the senior colleges
comprising CUNY.
Nor does section 17 independently provide authority.
Section 17 provides defense and indemnification in any civil
action or proceeding to an “employee”. The term “employee” is
defined as a person holding a position by election, appointment
or employment in the service of the State or a volunteer
expressly authorized to participate in a State-sponsored
volunteer program. Public Officers Law § 17(1)(a). This
provision does not include the Foundation. The Legislature has
specifically provided coverage under section 17 to officers and
employees of various public benefit corporations and other
entities whose legal existence is separate from the State of
New York, which otherwise would not receive defense and
indemnification protection. Id. § 17(1)(b), (c), (d), (e), (f),
(g), (h), (i), (j), (k). Similarly, a special act of the State
Legislature would be required in order to provide coverage to the
Foundation.
Without a statutory authorization for defense and
indemnification, even public officials assume the risk of
defending themselves and satisfying any judgment resulting, for
example, from a finding of negligence. Corning v Village of
Laurel Hollow, 64 AD2d 918 (2d Dept 1978), affd, 48 NY2d 348
(1979); see also, Chapman v City of New York, 168 NY 80, 85-86
(1901). Further, defense and indemnification coverage under
section 17 or any other statutory authorization is construed
narrowly. Op Atty Gen No. 96-F5; Op Atty Gen No. 93-F5.
We conclude that there is no authorization for the State to
defend and indemnify the Hunter College Foundation and its
employees.
Very truly yours,
DENNIS C. VACCO
Attorney General