1998-26
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Cite as N.Y. Op. Att'y Gen. No. 1998-26
GENERAL MUNICIPAL LAW §§ 806, 808.
If the Mayor and Trustee have divided interests which could
affect their ability to act impartially, or create an appearance
of impropriety, they should not participate in the deliberations
and voting regarding whether to sell Village properties to the
Joint Fire District.
June 25, 1998
Elissa Y. Killian, Esq.
Informal Opinion
Village Attorney
No. 98-26
Village of Liberty
P. O. Box 71
Liberty, NY 12754-0071
Dear Ms. Killian:
You have requested an opinion regarding whether (1) the
Mayor of the Village of Liberty, who serves as the treasurer and
as a volunteer firefighter for the Joint Fire District, and (2) a
Trustee of the Village, who serves as a volunteer firefighter for
the Joint Fire District, should vote on a proposed sale of
Village properties to the Joint Fire District.
In a telephone conversation, you informed us that the Joint
Fire District serves both the Village and the Town of Liberty.
The Joint Fire District currently has three firehouses located
within the Village of Liberty and is evaluating various proposals
concerning the replacement of these firehouses. The Joint Fire
District is considering either consolidating the three firehouses
into one new firehouse or building three new firehouses. You
informed us that the Joint Fire District would like to purchase
certain properties from the Village of Liberty for the
construction of the new firehouse(s). Therefore, the Village
Trustees, through control of Village owned property, to some
extent may control the number and location of sites to be
transferred and consequently the cost of the project.
Additionally, you informed us that the proposals have generated a
great deal of controversy among Village residents regarding the
cost to build one or three new firehouse(s), as well as the
location of the proposed firehouse(s). The Village is included
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1Although some actions will benefit both the Village and the
Joint Fire District because the Joint Fire District provides
firefighting services within the Village, the proposals in issue
have been controversial and divisive.
2We note that it is not necessary that a specific provision of
the General Municipal Law or local law be violated to find a
conflict of interests. Matter of Zagoreos v Conklin, 109 AD2d
281, 287 (2d Dept 1985); Matter of Conrad v Hinman, 122 Misc 2d
531, 534 (Sup Ct, Onondaga County 1984). The decisions of local
Boards have been set aside based upon judicial findings of
conflicts of interests of Board members participating in the
decisions. Matter of Zagoreos, supra; Matter of Conrad, supra;
Tuxedo Conservation and Taxpayers Association v Town Board, 69
AD2d 320, 324 (2d Dept 1979). In opinions of the Attorney
General, we have emphasized that public officials should avoid
circumstances which compromise their ability to make impartial
judgments solely in the public interest. 1984 Op Atty Gen (Inf)
86, 160. Even the appearance of impropriety should be avoided in
order to maintain public confidence in government. Id.
in the Joint Fire District and, therefore, its residents are
assessed for the costs of the Joint Fire District.1
The Mayor of the Village of Liberty serves as the treasurer
of the Joint Fire District. The treasurer of the Joint Fire
District is an appointed position, is paid $1200 per year, and
has no voting power on the Joint Fire District Board. The Mayor
is also a volunteer firefighter with the Joint Fire District.
Additionally, one of the Trustees of the Village of Liberty is a
volunteer firefighter with the Joint Fire District.
The development of ethics standards to define when
employment and activities are in conflict with the official
duties of a local government officer or employee has been left to
the governing body of the municipality. General Municipal Law
§ 806(1).2 Governing bodies of a county, city, town, village and
school district are required to adopt codes of ethics, which must
include these and other standards. Id. A code of ethics may
provide for the prohibition of conduct in violation of ethics
standards. Id. We suggest that you review your local code of
ethics to determine if any of its provisions apply to the facts
at hand.
Also, local governments are authorized to establish boards
of ethics which may render advisory opinions to local officers
and employees concerning compliance with standards established by
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a code of ethics. General Municipal Law § 808. If formed, the
Board of Ethics could issue an opinion as to whether recusal
would be appropriate in this situation, taking into consideration
all of the relevant facts. In issuing opinions, this office does
not act as a fact finder. We rely upon the provision of facts in
the opinion request. We have been informed that the proposals
have generated controversy, but a decision on recusal should be
based upon specific findings which can only be determined locally
by local officials.
Generally, Trustees on the Village of Liberty Board (which
includes the Mayor) must make decisions solely in the interest of
Village taxpayers. The real property in issue should only be
sold upon a finding that it is not needed by the Village, for
adequate consideration, and taking into account the proposed use
and its impact on Village residents.
The Mayor and Trustee are closely affiliated with the Joint
Fire District, the Mayor as the treasurer of the Joint Fire
District and as a volunteer firefighter and the Trustee as a
volunteer firefighter. Accordingly, the question is whether the
Mayor and Trustee can make impartial decisions, in the best
interest of the Village, regarding the sale of Village properties
to the Joint Fire District. Even the appearance of impropriety
should be avoided in order to maintain public confidence in
government. If the Mayor and Trustee have divided interests
which could affect their ability to act impartially, or create an
appearance of impropriety, they should not participate in the
deliberations and voting regarding whether to sell Village
properties to the Joint Fire District.
It appears under theses circumstances that there is at least
an appearance of impropriety. We recommend, however, that a
local Board of Ethics assemble the facts and advise the Mayor and
Trustee regarding recusal. An impartial (see, 1986 Op Atty Gen
(Inf) 100) Board of Ethics can be formed easily and quickly for
this determination.
The Attorney General renders formal opinions only to
officers and departments of State government. This perforce is
an informal and unofficial expression of the views of this
office.
Very truly yours,
YVONNE M. HOVE
Assistant Attorney General
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