94-097
Public employee tape recording
Cite as 1994 Ohio Op. Att'y Gen. No. 94-097
1994 Opinions
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OPINION NO. 94-097
Syllabus:
1.
A court of common pleas, acting as an employer, may implement a
workplace policy that prohibits classified employees of the court from tape
recording meetings that involve other employees or clients of the court
without first obtaining the express consent of the court administrator;
provided, however, that consent of the court administrator should be
precluded in any situation where the recording would violate the
provisions of R.C. 2933.52.
2.
When the court administrator knows that a court employee is tape
recording a meeting involving other employees and clients of the court,
and such recording is otherwise lawful pursuant to R.C. 2933.52, the
court administrator is neither required to give notice, nor precluded from
giving notice, to other participants in the meeting.
3.
If a classified employee of a court of common pleas secretly tape records
a meeting inVOlving other employees or clients of the court, in violation
of a workrule prohibiting such taping, the tape may be used as the basis
for disc:pline of the employee who made the recording, provided neither
the workrule itself nor the manner of enforcing the rule discriminates on
the basis of a protected status or employee activity.
4.
If, in the absence of an express workrule governing such conduct, a
classified employee of a court of common pleas secretly tape records 2
meeting involving other employees or clients, the tape may be used as the
basis for discipline of the employee who made the secret recording, if the
facts of the particular instance evidence a cause for discipline or discharge
as provided in R. C. 124.34 and the imposition of the discipline does not
discriminate on the basis of a protected status or employee activity.
5.
If a classified employee of a court of common pleas secretly tape records
a meeting involving other employees, the tape may be used as a basis for
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discipline of an employee whose miscvnduct is documented on the secret
recording unless the tape is excluded from use as evidence pursuant to
RC. 2933.62-.63 on the grounds that the recording violates the provisions
of R.C. 2933.52; additionally, use or disclosure by the court of a
recording known to have been made in violation of RC. 2933.52 may
subject the court to crim"lal and civil liability.
To: Anthony G. Pizza, Lucas County Prosecuting Attorney, Toledo, Ohio
By: Lee Fisher, Attorney General, December 30,1994
You have requested an opinion rep,:trding the authority of the Lucas County Court of
Common Pleas to regulate the audio tape recording of meetings involving court employees or
clients in situations where a court employee asks to tape record a meeting, or where a court
employee has secretly tape recorded a meeting. In some of these situations, the employee who
undertakes the recording is a participant in the meeting and in other situations is not. I The court
administrator has further informed a member of my staff that the employees involved are
classified employees who are not covered by a collective bargaining agreement, but who are
subject to the provisions of R.C. 124.34 with respect to discharge and discipline. The court has
a progressive discipline policy which requires that a supervisor meet with an employee being
disciplined; the policy also provides that a secretary may take notes of such a meeting.
The court administrator has asked your assistance in developing a policy that addresses
the audio tape recording of meetings or conversations by employees. Although it is beyond the
scope of a formal opinion to attempt to formulate a workplace policy for the court, it is possible
to discuss legal limitations that should be considered in the development of such a policy. To
that end, this opinion will address the following questions presented to you by the court
administrator: 2
I.
Maya court of common pleas implement a workplace policy that prohibits
the audio tape recording by an employee of any meeting (whether between
I
Examples given by the court administrator tended to involve disciplinary issues.
Employees have asked to record or have secretly recorded disciplinary counselling meetings with
their supervisors. Also, employees have secretly recorded meetings or conversations between
other employees or another employee and a client, which meetings did not involve the taping
employee as a participant, in order to attempt to document misconduct by one or more of the
participants or to attempt to document that the taping employee had been subjected to disparate
discipline with respect to similar conduct.
See generally 3 Ohio Admin. Code 124-9-11
(allowing evidence of disparate treatment in disciplinary appeals to the Personnel Board of
Review).
1
You have not asked, and this opinion does not address, who is responsible for the
promulgation and enforcement of workplace policies for a court of common pleas.
The
administrative structure of such courts varies from -county to county. See, e.g., RC. 2301.03.
Various statutes authoriize courts of common pleas or specific judges to employ or appoint
personnel. See generally 1992 Op. Att'y Gen. 92-009. In particular, the position of court
administrator is authorized by RC. 2301.12(E). For purposes of discussing a workplace policy
regarding tape recording, this opinion assumes that such a policy has been or will be properly
adopted by the court and that duties with respect to its implementation have been or will be
properly delegated to the court administrator or other appropriate officer of the court.
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] 994 Opinions
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two individuals or a large group) without the express consent of the Court
Administrator, regardless of the purpose for the taping?
2.
When the court knows that an individual is tape recording a meeting, is
it neCessary to infonn other participants in the meeting of the recording?
3.
If an employee secretly tape records a meeting with other employees, may
the tape be useO as the basis for taking corrective action, either against the
employee who made the secret recording, or against an employee whose
misconduct is documented on the secret recording?
Authority of a Public Employer Generally
A public employer has the right to maintain the efficiency and effectiveness of
governmental operations, to discipline and discharge employees for just cause, and to manage
the work force effectively, subject only to such limitations as may be imposed by a collective
bargaining agreement, civil service laws, or any substantive law governing a particular matter.
See R.c. 4117.08(C) (specifically stating that the collective bargaining statutes do not impair
these management rights of a public employer); see generally 1 Pub. Personnel Admin. (P-H)
" 8271-78 (Nov. J2, 1974). In the situation you have described, the authority of the court of
common pleas with respect to its employees is not affected by any collective bargaining
agreement. Accordingly, to the extent that a policy prohibiting or regulating the audio tape
recording of meetings by employees falls within the management rights of the court as an
employer and is not otherwise limited by the civil service laws or by any substantive law
governing such recording activities, the court has authority to implement such a policy.
Law Governing Monitoring of Communications
The monitoring of communications is governed by the "eavesdropping law," codified at
R.C. 2933.51 and related sections.' R.C. 2933.52 states, in pertinent part:
(A) No person purposely shall do any of the following:
(1)
Intercept, attempt to intercept, or procure any other person to
intercept or attempt to intercept any wire or oral communication.
(3) Disclose, or attempt to disclose, to any other person the contents, or
any evidence derived from the contents, of any wire or oral communication,
knowing or having reason to know that the contents, or evidence derived from the
contents, was obtained through the interception of the wire or oral communication
in violation of sections 2933.51 to 2933.66 of the Revised Code.
(B) This section does not apply to any of the following:
These statutes are substantially similar to the provisions of the federal "wiretap law"
enacted by Title ill, §802 of the Omnibus Crime Control and Safe Streets Act of 1968, Pub. L.
No. 90-35, 82 Stat. 214 (1968) (codified as amended at 18 U.S.C. §§ 2510 - 2521 (1988 and
Supp. V 1993». See State v. Thomas, Nos. 88 CA 22, 88 CA 29, 1989 Ohio App. LEXIS
2658, at *8 (Washington County June 28, 1989) (noting the similarity between the Ohio and
federal statutes and relying on federal case law for analysis of the analogous Ohio provisions),
jurisdictional motion overruled, 46 Ohio St. 3d 707, 545 N.E.2d 1280 (1989), cen. denied, 493
U.S. 1077 (1990).
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(4) A person who is not a law enforcement officer and who intercepts a
wire or oral communication, if the person is a pany to the communication or if
one of the parties to the communication has given the person prior consent to the
interception, and if the communication is not intercepted for the purpose of
committing any criminal offense or tortious act in violation of the laws of the
United States or this state or for the purpose of committing any other injurious
act .... (Emphasis added.)
The following pertinent definitions are set out in R.C. 2933.51:
(B)
"Oral communication" means any human speech that is used to
communicate by one person to another person.
(C) "Intercept" means the aural acquisition of the contents of any wire or
oral communication through the use of any interception device.
(D)
"Interception device" means any electronic, mechanical, or other
device or apparatus that can be used to intercept a wire or oral communication.
Pursuant to RC. 2933.52(C), a violation of R.C. 2933.52 constitutes a third degree fel~ny. In
addition, "[a]ny person whose wire or oral communications are intercepted, disclosed, or Used"
in violation of R.C. 2933.52 has a civil cause of action against the violator. RC. 2933.65.
The definitions of the tenus "oral communication," "intercept," and "interception device"
in RC. 2933.51 are broad enough to include the audio tape recording of meetings and
conversations between court employees and clients. A court employee is a "person" and is,
therefore, prohibited from intercepting oral communications under R.C. 2933.52(A)(l).
See
R.C. 1.59(C) ('''person' includes an individual"). Under the circumstances described in your
request, however, a court employee is not a law enforcement officer or a person acting under
color of law, and is thus subject to the exception provided in RC. 2933.52(B)(4) for interception
of oral communications to which such person is a party.
The effect of these provisions is to protect oral communications from intrusions by
private parties in much the same manner that the Fourth Amendment protects oral
communications from intrusions by the government. 4 A court employee may not tape record a
conversation or meeting to which that employee is not a party unless that employee acquires the
consent of at least one of the parties involved.
See RC. 2933.52(A)(1) and (B)(4).s An
Law enforcement officers, acting without a warrant, may not secretly record a private
conversation to which they are not parties. See Katz v. United States, 389 U.S. 347 (1967)
(warrantless use of tape recorder outside phone booth to "overhear" and record conversation
violated Fourth Amendment right of privacy).
However, when a private participant in a
conversation consents to secret law enforcement monitoring or a law enforcement officer who
is also participant in a conversation is secretly recording the conversation, no constitutional right
of privacy protects the other parties to the conversation, because "[w]hen one man speaks to
another he takes all the risks ordinarily inherent in so doing, including the risk that the man to
whom he speaks will make public what he heard." Jd. at 589 n. t (White, J., concurring) (listing
cases involving secret taping by participants as examples of cases unaffected by the reasoning
of the majority opinion, which dealt with third party monitoring); see also State v. Geraldo, 68
Ohio S1. 2d 120,429 N.E.2d 141 (1981), cert. denied, 456 U.S. 962 (1982).
S
At least one Ohio appellate court has interpreted R.C. 2933.52 as prohibiting
nonparticipant interceptions only in situations where the participants to the communication have
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employee may, however, tape any conversation or meeting to which that employee is a party
without obtaining the consent of any of the other participants as long as the tape recording is not
made for an illegal or tortious purpose. See RC. 2933.52(B)(4). Cj Employment Coordinator
11EP-22,610 to 614 (Clark Boardman Callaghan March 21, 1994) (discussing effect of federal
wiretap law on monitoring of employees by an employer); see generally Edwin R. Render and
Robert D. McClure, A Recent Sixth Circuit Dehate. Surreptitious Monitoring by a Panicipam
in a Conversation: Does Title III Impose Liability Even if the Recording Is Never Divulged?,
22 Toledo L. Rev. 427, 436 (1991 ) (discussing issues involved in monitoring of conversations
by persons who are not law enforcement officcrs).
Civil Service Law Governing the Right of a Public Employer to Discipline
and Discharge Employees
In the situation you have described, the authority of a court of common pleas to discipline
or discharge its classified employees is governed by R C. 124.34, which governs the reasons for
and procedures by which a classified employee may be disciplined or discharged and provides
certain appeal rights. R.C. 124.34 states in pertinent part:
The tenure of every officer or employee in the classified service of the
state and the counties ... shall be during good behavior and efficient service and
no such officer or employee shall be reduced in payor position, suspended, or
removed, except ... for incompetency, inefficiency, dishonesty, drunkenness,
immoral conduct, insubordination, discourteous treatment of the public, neglect
of duty, violation of such sections or the rules of the director of administrative
services or the commission, or any other failure of good behavior, or any other
acts of misfeasance, malfeasance, or nonfeasance in office.
Additionally, R. C. 124.34 provides classified officers and employees with certain procedural and
appeal rights in discharge and disciplinary proceedings.
Pursuant to R.c. 124.34, a classified civil service employee is subject to discipline or
discharge only for causes provided in the statute. See Cleveland Rd. oj Educ. v. Loudenllill,
470 U.S. 532 (1985); Sutton v. Cleveland Rd. oj Educ., 726 F. Supp. 657 (N.D. Ohio 1989),
app. dismissed, 886 F.2d 330 (6th Cir. 1989); Anderson v. Mimer, 32 Ohio S1. 2d 207,211,
291 N.E.2d 457, 460 (1972) ("'he General Assembly has provided, in effect, that even
suspensions for five days or less should be made only for cause"); Jackson
~'. Kunz, 65 Ohio
a reasonable expectation of privacy. See State v. Ridinost, No. 62925, 1993 Ohio App. LEXIS
3097, at "23-24 (Cuyahoga County June 17, 1993) ("[t]hose who use a medium of
communication which exposes their conversations to those other than the one person to whom
they are speaking, take the risk that third parties may overhear their conversation"),
jurisdictional motion allowed, 67 Ohio St. 3d 1512, 622 N.E.2d 659 (1993) (oral arguments
heard Nov. 16, 1994, decision pending).
The definition of oral communication at RC.
2933.S1(B) does not expressly contain such a limitation, however. In comparison, the term
"oral communication" under federal law is expressly defined as "any oral communication uttered
by a person exhibiting an expectation that such communication is not subject to interception
under circumstances justifying such expectation," 18 U.S. C. § 2510(2). A justifiable expectation
that a communication is not subject to interception has been interpreted to mean a reasonable
expectation of privacy. See, e.g., United States v. Pui Kan Lam, 483 F.2d 1202, 1206 (2d Cir.
1973), em. denied, 415 U.S. 984 (1974).
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App. 2d 152, 416 N.E.2d 1064 (Hamilton County 1979). The language of RC. 124.34 has
been construed to encompass discipline for violations of reasonable workrules or administrative
policies that are uniformly applied. See, e.g., Turner-Brannock v. Ohio Bureau ofEmployment
Selvices, 15 Ohio App. 3d 134, 137,472 N.E.2d 1131, 1134 (Clermont County 1984) (R.C.
124.34 encompasses concept of discipline for "failure to accept, obey, or comply with an
established system or set of rules and regulations"); In re Removal of Bronkar, 53 Ohio Misc.
13, 18,372 N.E.2d 1345, 1348 (C.P. Montgomery County 1977) (highway patrolman can be
discharged for violation of rules and regulations of the State Highway Patrol). Pursuant to 3
Ohio Admin. Code 124-9-08(D), indictment for or allegation of a criminal offense, standing
alone, is not a basis for discipline under R.c. 124.34, although the same facts that support an
indictment, if proved independently in a disciplinary proceeding, may support discipline for one
of the causes stated in R.C. 124.34.
Actual conviction of a crime, however, is conclusive
evidence of each of the elements of thai crime.
3 Ohio Admin. Code 124-9-08(A). Thus,
evidence of conviction of a crime may be admitted in a disciplinary action if a connection is
established between the crime and the allegations contained in the disciplinary order. 3 Ohio
Admin. Code 124-9-08(B)-(C).
First Question: Permissibility of a Policy that Prohibits Employees from
Recording Meetings Without the Consent of the Court Administrator
The first question presented by your request is whether the court may prohibit the tape
recording by an employee of any meeting (whether between two individuals or a large group),
regardless of the purpose for the taping, unless the employee first obtains the express consent
of the court administrator. lhe tape recording of meetings and conversations in the workplace
can have identifiable effects on the operation of the workplace.
In some situations, the
paramount interest may be the creation of an accurate record of what transpired; in other
situations, where free and frank discussion is desired, the presence of a recorder may inhibit
those present from participating fully. See, e.g., N.L.R.B. v. Bartlett-Collins Co., 639 F.2d
652, 656 (10th Cir. 1981) (listing the negative effects of permitting tape recording of a
bargaining session), cert. denied, 452 U.S. 961 (1981). Additionally, court employees work
with each other and with clients in a setting that may involve confidential, privileged
communications and taping such conversations may violate specific privileges.
See. e.g.,
Everson v. Montgomery CounTy Prosecutor, No. 93-REM-09-0546 (State Personnel Board of
Review March 4, 1994) (employee discharged for surreptitious taping in intake area of
prosecutor's office). Widespread surreptitious recording also can be destructive of morale. See,
e.g. Maciareil/o v. Summer, 973 F.2d 295
(4th Cir. 1992) (police officers discharged for
surreptitious tapes made in the process of conducting their own private investigation of
misconduct by another officer), cert. denied, 113 S. Ct. 1048 (1993). Thus, the management
rights of the court include the right to exercise control over by whom and under what
circumstances recordings of employee meetings and conversations may be made.
In considering limitations on the right of the court to regulate the tape recording of
meetings and conversations occurring in the workplace, it first may be noted that the tape
recording of meetings and conversations by a third party, absent consent of an actu~ party
involved, violates RC. 2933.52(A)(1). If the court administrator were to consent to an
employee request to record a meeting or conversation to which that employee is not a party, the
court itself might be implicated in the violation, and subject to the possible imposition of
criminal and civil penalties. Thus, no policy regarding tape recording should permit the court
administrator to approve or consent to recordings that violate RC. 2933.52(A)(I}. A policy that
prohibits third party recordings entirely, however, or that requires consent of the participants
before such recordings can be made, would be consistent with RC. 2933.52(A)(1).
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Employment Coordinator 'EP-22,612 (suggesting that, in situations where an employer wishes
to monitor employee conversations, employees be infonned in writing of the manner of such
interceptions and that each employee acknowledge in writing that such interception may take
place).
Pursuant to R.C. 2933.52(B)(4), the SUrreptItIOUS tape recording of a meeting or
conversation by a participant is not unlawful.
However, the statute does not provide a
participant any absolute right to make such recordings. Nor does any "right to tape" accrue to
employees by virtue of the fact that some of the meetings involved are disciplinary in nature.
A classified civil service employee has neither a constitutional nor a statutory right to have a
stenographic record or tape recording made of a pretermination disciplinary meeting. See Local
4501, Communications Workers ofAmerica v. Ohio State Univ., 49 Ohio St. 3d I, 550 N.E.2d
164 (1990), cen. denied, 497 U.S. 1025 (1990). It follows that such an employee also has no
right to make a secret recording of pretermination or lower level disciplinary meetings.
Accordingly, a policy prohibiting an employee from recording a meeting in which that employee
is a participant, unless the employee first obtains the consent of the court administrator, or a
policy providing that notes may be taken only by a secretary, is consistent with both civil service
law and the provisions of RC. 2933.52.
Second Question: Need for Notice to Employees Being Tape Recorded
The provisions of RC. 2933.52, when read as a whole, require only that one party to
a particular communication needs to consent to the interception of that communication. Thus,
in situations where the taping employee is a participant in the recorded communication, there
is no requirement of notice to or waiver by other participants. Nothing in the law, however,
prohibits the court from giving notice to other employees that a meeting or conversation is being
taped by a participating employee.
In situations where the taping employee is not a party to the recorded meeting and is
attempting to record secretly, the recording is a violation of RC. 2933.52.
As stated
previously, the court admini~trator should not permit such recordings in any circumstance. If,
however, the court acquires knowledge that such prohibited recording activity has been
occurring, notice to the participants might serve to minimize any responsibility that might
otherwise attach to the court from the prohibited interception.
Third Question: Permissibility of Using a Tape Recording of a Meeting or
Conversation for Disciplinary Purposes
Use as Evidence of Misconduct by the Employee Whose
Communication Was Recorded
The use or disclosure of the contents of any oral communication known to have been
obtained by an interception prohibited under RC. 2933.52 is a separate violation of the statute,
independent of the interception itself. See RC. 2933.52(A)(3). Thus, whether or not the court,
as an employer, was responsible for the interception, the court is prohibited from disclosing or
using the contents of the recording if the court knows or has reason to know the recording was
obtained unlawfully. See Employment Coordinator '22,613. Such use or disclosure might
subject the court to the penalties imposed by R.C. 2933.52(C) and RC. 2933.65.
R.C.
2933.62(A) further provides:
No part of the contents, and no evidence derived from the contents, of any
intercepted wire or oral communication shall be received in evidence in any trial,
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hearing. or other proceedings. in or before allY court, grand jury, department,
officer, agency, regulatory body, legislative committee, or other authority ofthis
srare or of a political subdivisi,)O of this state, if the disclosure of that infomla.ion
is in violation of sections 2933.51 to 2933.66 of the Revised Code.
See also R.C. 2933.63 (providing for procedures for filing a motion to suppress such evidence).
As previously discussed, a secret tape recording made by an employee who was not a party to
the recorded oral communication is a violation of R.C. 2933.52(A)(1). Thus, even if the tape
reveals misconduct on the part of a participating employee, the tape may not be used as evidence
in a disciplinary proceeding. R.C. 2933.52(A)(1). But see Stare v. Estes, No. CA92-06-010,
1993 Ohio App. LEXIS 537. "'8 (Preble County Feb. I, 1993) (holding, without consideration
of R.C. 2933.62-.63. that although a violation of R.C. 2933.52 may give rise to criminal
penalties. there is no basis for the exclusion of evidence. because no violation of constitutional
rights is involved).
If the interception that produces the evidence of misconduct does not violate RC.
2933.52. use of the recording is not prohibited by R.C. 2933.52(C) or R.C. 2933.12(A). Thus,
use of a tape recording of an oral communication as evidence in a disciplinary hearing will not
subject the court to civil or criminal penalties, if the taping employee was a party to the taped
communication. The fact that the recording may have been made in violation of a workrule does
not mean that the recording cannot be used as evidence in disciplinary proceedings.
Cj
Keuering v. Hol/en, 64 Ohio SI. 2d 232, 235, 416 N.E.2d 598, 600 (1980) (violation of state
law does not require exclusion of evidence gained thereby when no constitutional right is
violated. absent a legislative requirement of exclusion). The general rule, applicable in the
absence of any specific prohibition, is that an audio recording is admissible as evidence if it is
"authentic, accurate and trustworthy." State v. Gorsis, 13 Ohio App. 3d 282,283,469 N.E.2d
548, 551 (Lorain County 1984); accord State v. Rodriquez, 66 Ohio App. 3d 5, 15-16, 583
N.E.2d 384, 391 (Wood County 1990). See also United States v. Segines, 17 F.3d 847, 854
(6th Cir. 1994); United States v. Robinson, 707 F.2d 872,876 (6th Cir. 1982), cen. denied. 112
S. Ct. 1209 (1992). Accordingly, tape recordings that do not violate the provisions of RC.
2933.52 may be used as evidence in disciplinary proceedings, subject to the general evidentiary
standard for the use of audio tapes that they must be "authentic, accurate and trustworthy." See.
e.g.• State Employment Relations Bd. v. Tiffin Developmental Center, No. 89-ULP-02-01016,
8 Ohio Pub. Employee Rep. (LRP) 11320, 1991 OPER (LRP) LEXIS 1897 (S.E.RB. Hearing
Officer March 20, 1991) (secret tape recording made by a civil service employee of a
conversation between himself and a supervisor admitted as evidence in nnfair labor practice
hearing when proper foundation establishing authenticity and credibility was laid). See generally
3 Ohio Admin. Code 124-9-01 (adopting the rules of evidence that prevail in civil actions in
Ohio courts of general jurisdictions for use in hearings before the State Personnel Board of
Review).
Use of a Tape Recording as Basis for Discipline of Employee
Who Made Recording
Secret recordings made by an employee have been the basis for discharge or discipline
in both the public and private sector, even in the absence of any express workplace rule
governing such recordings. The following cases are illustrative of the issues that arise in such
proceedings.
In Everson v. Montgomery County Prosecutor, Case No. 93-REM-09-0S46 (Statt
Personnel Bd. of Review March 4, 1994), the Personnel Board of Review upheld the discharge
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of an employee who secretly placed a tape recorder in the intake area of the county prosecuting
attorney's office. The purpose of the secret recording was to document the high noise level of
the area. Upon k.arning of the recording, the employee was discharged despite an otherwise
good work record. The prosecuting attorney stated that the reasons for discharge were that the
employee had violated R. C. 2933. 52(A)( I) and also had violated the tmst and confidence of the
office's clients. The Personnel Board of Review held that the secret recording was a failure of
good behavior for purposes of R.C. 124.34 and, further, that removal was an appropriate
discipline, because "the infringement on conversation without approval and possible violations
of client's privileges and confidentiality cannot be tolerated in any law office setting .... even for
apparent good intentions." Everson, slip op. at 4.
In the case of Macian'ello v. Sumner, 973 F.2d 295 (4th Cir. 1992), two police officers
conducted their own secret investigation of misconduct by another officer, without going througli
official channels. Part of this investigation involved secretly tapillg a conversation between one
of the investigating officers and a judge. The officers were demoted for "unprofessional and
devious conduct," including, in particular, the secret recording of the conversation with the
judge. Id. at 299. The officers asserted that their demotion was an unlawful retaliation for First
Amendment activity.
The court held that while conversations, both ~tweell the officers
themselves and with the judge, regarding the officers' suspicions were protected speech, the
actual investigation and surreptitious taping did not constitute speech. The officers were not
demoted for stating their suspicions, but for the taping and for failure to report their suspicions
to the proper authorities. [d. at 299. In discussing the police department's interest in curbing
such activity, the court stated:
A police department has an undeniable interest in discouraging unofficial
internal investigations. If personal investigations were the usual way for an
officer to check out suspicious activities of a fellow officer, the effect on
efficiency and morale could be very disrupting, and the effectiveness of the police
force might deteriorate.... rO]fficers with personal hostilities could become
preoccupied with personal investigations of one another. Esprit de corps could
collapse ....
Id. at 300. Thus, Maciariello demonstrates quite vividly the legitimate interest that a public
employer has in controlling surreptitious taping by its employees.
Another case involved a private sector employee who had made secret tape recordings
of disciplinary meetings with his supervisors. Heller v. Champion Int'l Corp., 891 F.2d 432
(2d Cir. 1989). The employee, who was fearful of some adverse employment action based on
his age, had taped these meetings in order create an accurate record for litigation purposes if
necessary. Id. at 433. The employer claimed to have initiated the disciplinary actions on the
basis of poor performance and ultimately to have discharged the employee because of the secret
taping. The jury found that there was no age discrimination, but that the employer had breached
an implied contract of employmt;nt. The trial court set the verdict aside, reasoning that by the
"deceptive, thoroughly unprofessional conduct" of secretly taping the meetings with his
supervisors, the employee had breached the same implied contract and was justifiably
discharged. [d. at 434. In reversing, the circuit court noted that there was no definitive contract
language governing secret recording. A(;cordingly, the issue of whether the employee's conduct
was in fact decept:ve and unprofessional was a matter for the jury. The wurt refused to accept,
as a matter of law, "the proposition that an employee would never be justified in tape-recording
conversations with his
s')~riors, and observed that, since 29 U.S.C. § 623(d) prohibits
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discharge of an employee who participates "in any manner" in an age discrimination
investigation, the employee's conduct might have been justified. [d. at 436. 6
Like the employees in Everson and Heller, classified employees of a C;)urt of common
pleas are not employees who can be discharged at will. Classified employees may be disciplined
and discharged only as provided in RC. 124.34. R.C. 124.34, however, does not expressly
refer to surreptitious tape recording.
Thus, in the absence of a specific workrule or
administrative policy governing such conduct, the court, as an employer, would ~ave to
demonstrate in each case how the surreptitious recording fit within the tenns of RC. 124.34.
In situations where the recording is an unlawful interception under RC. 2933.52, evidence of
a conviction under those statutes would be admissible in disciplinary proceedings pursuant to 3
Ohio Admin. Code 124-9-08(A)-(C).
A specific workrule governing secret recording of
conversations would bring nonconforming conduct within the purview of R.C. 124.34, since
violation of a workrule is itself a cause for discipline.
A clear and uniformly applied policy could also serve to avoid the difficulties presented
when a secret tape recording has some arguable connection with a protected employee activity.
As noted by the court in Heiler, federal law protects employees from retaliation for certain
activities related to age discrimination claims. Other state and federal statutes provide similar
protection to employees engaged in various types of labor activism, such as union organizing,
opposition to specific types of discrimination, or enforcement of safety standards. As noted in
one overview of employment law,
[a] nonexhaustive list of such statutes includes National Labor Relations
Act, 29 USC 158(a)(4); Fair Labor Standards Act, 29 USC 215(a)(3); Title vn
of the Civil Rights Act of 1964, 42 USC 200e-3(a); Age Discrimination in
Employment Act (ADEA) , 29 USC 623(d), Employee Retirement Income
Security Act (ERISA), 29 USC 1140; Occupational Safety and Health Act
(OSHA), 29 USC 660(c); Ohio Civil Rights Act, RC 4112.02(1); Ohio's
Minimum Fair Wage Standards Act, RC 4111.13(B); and Ohio's "Whistleblower
Protection Act," RC 4113.51 to RC 4113.53.
Bradd N. Siegal and John M. Stephen, Ohio Employment Practices Law '1504, at 299 n.56
(Banks-Baldwin Ohio Handbook Series 1991).
It is not within the scope of this opinion to conduct a comprehensive examination of
employment law. The development of a policy regarding secret recording of meetings by court
employees should include a careflJ: review of statutes such as those listed above to determine
their applicability to the court as a public employer. In order to avoid any perception that the
purpose of the policy may be a disguised effort to interfere with protected employee activity, it
might be wise to altic'Jlate, as part of the policy itself, the legitimate employment purposes that
the court hopes to accomplish through the policy. Bear in mind, however, that in specific
situations, an employee can rebut an employer's articulated nondiscriminatory reason for
discipline or discharge with evidence showing that similarly situated employees have been treated
differently under the same policy or rule. See, e.g., Mitchell v. Toledo Hospital, 964 F.2d 577
(6th Cir. 1992) (nurse disciplined for misuse of hospital property was unable to establish that
employees of different race were treated differently for similar offenses); Craig v. Celeste, 646
~ Having decided the case on oth'.!r grounds, however, the court did not actually rule on
whether Heller's discharge was prohibited by federal age discrimination law.
2-489
1994 Opinions
GAG 94-097
F. Supp. 47 (S.D. Ohio 1986) (civil service employee, who was discharged for making political
contribution in violation of R. C. 124.57, was reinstated on basis of evidence that lesser
discipline had been given in similar situation which was distinguishable only by the race, sex,
and political afftliation of the other employee). Thus, care should be taken not only in the
development of the policy, but also in its implementation, in order to insure that the policy is
enforced in an evenhanded, nondiscriminatory manner.
Conclusion
As initially stated, it is not the function of this opinion to detennine either the specific
content of a workplace policy governing secret taping of meetings by court employees or the
wisdom of having such a policy. Such matters are left to the sound discretion of the court as
an employer.
The above discussion is an effort to highlight some of the issues and legal
limitations that the court should consider in the development and adoption of a policy.
In answer to your specific questions, therefore, it is my opinion and you are hereby
advised, that:
I.
A court of common pleas, acting as an employer, may implement a
workplace policy that prohibits classified employees of the court from tape
recording meetings that involve other employees or clients of the court
without first obtaining the express consent of the court administrator;
provided, however, that consent of the court administrator should be
precluded in any situation where the recording would violate the
provisions of R. C. 2933.52.
2.
When the court administrator knows that a court employee is tape
recording a meeting involving other employees and clients of the court,
and such recording is otherwise lawful pursuant to R.C. 2933.52, the
court administrator is neither required to give notice. nor precluded from
giving notice, to other participants in the meeting.
3.
If a classified employee of a court of common pleas secretly tape records
a meeting involving other employees or clients of the court, in violation
of a workrule prohibiting such taping, the tape may be used as the basis
for discipline of the employee who made the recording, provided neither
the workrule itself nor the manner of enforcing the rule discriminates on
the b(l~is of a protected status or employee activity.
4.
If. in the absence of an express workrule governing such conduct, a
classified employee of a court of common pleas secretly tape records a
meeting involving other er.lployees or clients. the tape may be used as the
basis for discipline of the employee who made the secret recording, if the
facts of the particular instance evidence a cause for discipline or discharge
as provided in R.C. 124.34 and the imposition of the discipline does not
discriminate on the basis of a protected status or employee activity.
5.
If a classified employee of a court of common pleas secretly tape records
a meeting involving other employees, the tape may be used as a basis for
discipline of an employee whose misconduct is documented on the secret
recording unless the tape is excluded from use as evidence pursuant to
December 1994
2-490
OAG 94-098
Attorney General
R.C. 2933.62-.63 on the grounds that the recording violates the provisions
of R.C. 2933.52; additionally, lise or disclosure by the court of a
recording known to have been made in violation of R.C. 2933.52 may
subject the court to criminal and civil liability.