95-038
Planning and zoning of residential subdivisions
Cite as 1995 Ohio Op. Att'y Gen. No. 95-038
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OPINION NO. 95-038
Syllabus:
1.
A board of supervisors of a soil and water conservation district may not
enact regulations to regulate the drainage of surface water from residential
subdivisions within the district.
R.C. 9.20 provides general authority for various public entities to receive and hold gifts,
devises, or bequests of moneys, land, or other properties. A citizens advisory board, however,
does not come within any of the categories listed in that provision.
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2.
A board of supervisors of a soil and water conservation district may enter
into an agreement with the Chief of the Division of Soil and Water
Conservation pursuant to R.C. 1511.05 or the board of county
commissioners pursuant to R.C. 307.79 whereby the board of supervisors
implements the rules pertaining to urban sediment pollution abatement
adopted by the Chief of the Division of Soil and Water Conservation
under R.C. 1511.02 or by a board of county commissioners under R.C.
307.79.
3.
The statutory duties and responsibilities of a county engineer and a board
of supervisors of a soil and water conservation district with respect to
surface water drainage do not preempt the authority of a board of
township trustees to enact zoning regulations that regulate land use in such
a manner as to control the drainage of surface water trom residential
subdivisions.
4.
A soil and water conservation district, county engineer, and county
building inspection department may not require land use or deed
restrictions to prevent home builders from constructing basements in poor
soil types or in areas of poor drainage, or in areas designated as wetlands.
5.
A county planning comm1ss1on may not require deed restrictions or
impose land use restrictions to prevent home builders from constructing
basements in poor soil types or in areas of poor drainage, or in areas
designated as wetlands. However, in accordance with R.C. 713.23, a
county
planning
commission may
make studies,
maps,
plans,
recommendations, and reports regarding the suitability of a tract of land
for home sites, and may enact, pursuant to R.C. 711.10, subdivision
regulations to provide for adequate and convenient open spaces for
recreation, light, air, and for the avoidance of congestion of population
that may affect the lands that are available for the construction of homes
in a residential subdivision.
6.
A board of county commissioners may enact a regulation pursuant to R.C.
307 .37 prohibiting a builder from constructing basements in poor soil
types or in areas of poor drainage, or in areas designated as wetlands,
provided the regulation is reasonable and lawful, and does not go beyond
the scope of regulating the safety, health, and sanitary conditions of
single-family, two-family, and three-family dwelling houses.
7.
A county planning commission does not have the authority to require a
developer to present proof of a National Pollutant Discharge Elimination
System permit, issued pursuant to Ohio Admin. Code Chapter 3745-33 or
3745-38, as a condition precedent to the approval of a plat of a residt•ntial
subdivision.
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8.
A board of county cormmss1oners has no duties with respect to the
adoption of a comprehensive zoning plan by a township.
9.
With respect to the adoption of a comprehensive zoning plan by a
township, a county planning commission is required to provide to a
township zoning commission infonnation, maps, and data pertinent to
township zoning, to prepare or make available to a township zoning
commission a zoning plan, and to approve, disapprove, or suggest changes
to a zoning plan.
10.
The duties of a township in the adoption of a comprehensive zoning plan
include the formation of a township zoning commission to prepare the
zoning plan, the adoption of the plan by a board of township trustees, the
submission of the plan to the electors residing in the unincorporated area
of the township, and the filing of a voter approved plan with the county
recorder and the appropriate planning commission.
To: Charles E. Coulson, Lake County Prosecuting Attorney, Painesville, Ohio
By: Betty D. Montgomery, Attorney General, December 8, 1995
Your predecessor requested an opinion concerning the powers and responsibilities of a
township, soil and water conservation district, county building inspection department, county
engineer, and board of county commissioners with respect to the planning and zoning of
residential subdivisions located in the unincorporated area of townships. According to his letter,
a number of Lake County offices and townships have requested opinions regarding zoning,
planning, and other interrelated matters. In this regard, he asked the following questions, 1 which
have been reworded for ease of analysis:
1.
Is a soil and water conservation district authorized to regulate the drainage
of surface water from residential subdivisions?
2.
Does the authority of a county engineer and soil and water conservation
district with respect to surface water drainage preempt the authority of a
township to enact zoning regulations that regulate land use in such a
manner as to control the drainage of surface water from residential
subdivisions?
1 Your predecessor's request set forth ten questions concerning the planning and zoning of
residential subdivisions.
1994 Op. Att'y Gen. No. 94-098, issued by my predecessor on
December 30, 1994, addressed those questions pertaining to a township's zoning powers and
responsibilities with respect to surface water drainage within the unincorporated territory of the
township. This particular opinion addresses your predecessor's remaining questions that relate
to the authority of a soil and water conservation district, county building inspection department,
county engineer, and board of county commissioners to plan residential subdivisions and to
regulate surface water drainage in such subdivisions.
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3.
Does a soil and water conservation district, county engineer, county
building inspection department, or county planning commission have the
authority to require land use or deed restrictions to prevent home builders
from constructing basements in poor soil types or in areas of poor
drainage, or in areas designated as wetlands?
4.
May a county planning commission require a developer to present proof
of a National Pollutant Discharge Elimination System permit as a
prerequisite to the approval of a plat of a residential subdivision?
5.
What are the duties of a county planning commission, township, and
board of county commissioners with respect to the adoption of a
comprehensive plan by a township?
I.
Authority of a Soil and Water Conservation District to Regulate
Surface Water Drainage
Your predecessor's first question is whether a soil and water conservation district is
auchorized to regulate the drainage of surface water2 from residential subdivisions.
R.C.
1515.03 requires each county to create a soil and water conservation district coextensive with
the geographic area of the county. Each soil and water conservation district is a political
subdivision of the state that is administered by a board of supervisors. R.C. 1515.03; R.C.
1515.05; see R.C. 1515.08. Because the board of supervisors of a soil and water conservation
district is a creature of statute, it may regulate the drainage of surface water from residential
subdivisions only if it is so authorized by statute. See, e.g., Trustees ofNew London Township
v. Miner, 26 Ohio St. 452, 456 (1875) (a board of township trustees, as a creature of statute,
may exercise only those powers expressly provided by statute or necessarily implied thereby);
see also 1981 Op. Att'y Gen. No. 81-026 at 2-97 (public officers have only such powers as are
expressly delegated to them by statute and such as are necessarily implied by those delegated).
The powers and duties of a board of supervisors of a soil and water conservation district
are set forth in R.C. 1515.08, which states in relevant part:
The supervisors of a soil and water conservation district have the
following powers in addition to their other powers:
(A) To conduct surveys, investigations, and research relating to the
character of soil erosion, floodwater and sediment damages, and the preventive
and control measures and works of improvement for flood prevention and the
conservation, development, utilization, and disposal of water needed within the
district, and to publish the results of those surveys, investigations, or research,
provided that no district shall initiate any research program except in cooperation
or after consultation with the Ohio agricultural research and development center;
(B) To develop plans for the conservation of soil resources, for the control
and prevention of soil erosion, and for works of improvement for flood
"Surface waters are those waters which are diffused over the surface of the ground,
derived from falling rains and melting snows or which rise to the surface in springs, and
continue to be such until it reaches some well-defined channel." Frost v. Bank One ofFreemont,
7 Ohio App. Unrep. 179, 182 (Sandusky County 1990).
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prevention and the conservation, development, utilization, and disposal of water
within the district, and to publish those plans and information;
(C) To implement, construct, repair, maintain, and operate preventive and
control measures and other works of improvement for natural resource
conservation and development and flood prevention, and the conservation,
development, utilization, and disposal of water within the district lands owned or
controlled by this state or any of its agencies and on any other lands within the
district, which works may include any facilities authorized under state or federal
programs, and to acquire, by purchase or gift, to hold, encumber, or dispose of,
and to lease real and personal property or interests in such property for those
purposes;
(D) To cooperate or enter into agreements with any occupier of lands
within the district in the carrying on of natural resource conservation operations
and works of improvement for flood prevention and the conservation,
development, utilization, and management of natural resources within the district,
subject to such conditions as the supervisors consider necessary;
(F) To adopt, amend, and rescind rules to carry into effect the purposes
and powers of the district;
(L) To enter into agreements or contracts with the department [ of natural
resources] for the determination, implementation, inspection, and funding of
agricultural pollution abatement and urban sediment pollution abatement measures
whereby landowners, operators, managers, and developers may m:.:et adopted
state standards for a quality environment. .. ;
(M) To conduct demonstrations and provide information to the public
regarding practices and methods for natural resource conservation, development,
and utilization;
(N) Until June 1, 1996, to conduct surveys and investigations relating to
the incidence of the multiflora rose within the district and of the nature and extent
of the adverse effects of the multiflora rose on agriculture, forestry, recreation,
and other beneficial land uses;
(0) Until June 1, 1996, to develop plans for the control of the multiflora
rose within the district and to publish those plans and information related to
control of the multiflora rose;
(P) Until June 1, 1996, to enter into contracts or agreements with the chief
of the division of soil and water conservation to implement and administer a
program for control of the multiflora rose and to receive and expend funds
provided by the chief for that purpose;
(Q) Until June 1, 1996, to enter into cost-sharing agreements with
landowners for control of the multiflora rose ....
(R) To enter into contracts or agreements with the chief [of the division
of soil and water conservation] m implement and administer a program for urban
sediment pollution abatement and to receive and expend moneys provided by the
chief for that purpose ....
Thus, a board of supervisors of a soil and water conservation district is primarily responsible
for natural resource conservation, flood prevention, and control of the multiflora rose within the
district. See 1956 Op. Att'y Gen. No. 6807, p. 500.
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No provision within R.C. 1515.08 or elsewhere in either R.C. Chapter 1515 or in the
other chapters of the Revised Code expressly authorizes a soil and water conservation district
to enact regulations to regulate the drainage of vurface water. Further, no such authority may
be inferred from any of those provisions that address in express language the powers, duties, and
responsibilities of a soil and water conservation district and its governing board. Rather, where
the General Assembly intends to authorize a governmental entity to regulate a matter, it has
expressly done so. See, e.g., R.C. 303.02 (authorizing a board of county commissioners to
regulate land use in the unincorporated territory of the county); R.C. 307.79 (authorizing a
hoard of county commissioners to adopt rules concerning the abatement of urban sediment
pollution); R.C. 519.02 (authorizing a township to regulate land use in the unincorporated
tdritory of the township); R.C. 3707 .01 (authorizing a board of health to "regulate the location,
construction, and repair of yards, pens, and stables, and the use, emptying, and cleaning of such
yards, pens, and stables and of water closets, privies, cesspools, sinks, plumbing, drains, or
other places where offensive or dangerous substances or liquids are or may accumulate"); R.C.
3709.21 (a board of health "may make such orders and regulations as are necessary for its own
government, for the public health, the prevention or restriction of disease, and the prevention,
abatement, or suppression of nuisances"); R.C. 3733.02 (the public health council "shall adopt,
and has the exclusive power to adopt, rules of uniform application throughout the state governing
the review of plans, issuance of flood plain management permits, and issuance of licenses for
manufactured home parks; the location, layout, construction, drainage, sanitation, safety, and
operation of those parks; blocking and tiedowns of manufactured homes in those parks; and
notices of flood events concerning, and flood protection at, those parks"); cf 1979 Op. Att'y
Gen. No. 79-033 at 2-112 ("[w]hen the General Assembly has intended to confer a right upon
a public body to purchase insurance, it has done so in a clear and express fashion").
Although a board of supervisors of a soil and water conservation district may not enact
regulations to regulate the drainage of surface water from residential subdivisions within the
district, the board may implement the rules pertaining to urban sediment pollution abatement that
are adopted either by the Chief of the Division of Soil and Water Conservation within the
Department of Natural Resources, or by a board of county commissioners. R.C. 1511.02(E),
which grants the Chief of the Division of Soil and Water Conservation authority to adopt rules
relating to urban sediment pollution abatement, provides in pertinent part:
The chief of the division of soil and water conservation, subject to the
approval of the director of natural resources, shall do all of the following:
(E) Subject to the approval of the Ohio soil and water conservation
commission, adopt, amend, or rescind rules pursuant to Chapter 119. of the
Revised Code. Rules adopted pursuant to this section:
(2) Shall establish technically feasible and economically reasonable
standards to achieve a level of management and conservation practices that will
abate wind or water erosion of the soil or abate the degradation of the waters of
the state by soil sediment in conjunction with land grading, excavating, filling,
or other soil-disturbing activities on land used or being developed for nonfarm
commercial, industrial, residential, or other nonfarrn purposes, and establish
criteria for determination of the acceptability of such management and
conservation practices. The standards shall be designed to implement applicable
areawide waste treatment management plans prepared under section 208 of the
"Federal Water Pollution Control Act," 86 Stat. 816 (1972), 33 U.S.C.A. 1288,
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as amended.
The standards and criteria shall not apply in any municipal
corporation or county that adopts ordinances or rules pertaining to sediment
control. ...
(3) May recommend criteria and procedures for the approval of urban
sediment pollution abatement plans and issuance of permits prior to any grading,
excavating, filling, or other whole or partial disturbance of five or more
contiguous acres of land owned by one person or operated as one development
unit and require implementation of such plan. Areas of less than five contiguous
acres shall not be exempt from compliance with other provisions of this chapter
and rules adopted under them.
(4) Shall establish procedures for administration of rules for agricultural
pollution abatement and urban sediment pollution abatement and for enforcement
of rules for agricultural pollution abatement;
(12) Shall not, insofar as the rules relate to urban sediment pollution, be
applicable in a municipal corporation or county that adopts ordinances or
rules for urban sediment control.. .. 3 (Footnote added.)
Similarly, R. C. 307. 79, authorizing a county to adopt rules concerning the abatement of
urban sediment pollution, states, in part:
The board of county commissioners may adopt, amend, and rescind rules
establishing technically feasible and economically reasonable standards to achieve
a level of management and conservation practices which will abate wind or water
erosion of the soil or abate the degradation of the waters of the state by soil
sediment in conjunction with land grading, excavating, filling, or other soil
disturbing activities on land used or being developed for nonfarm commercial,
industrial, residential, or other nonfarm purposes, and establish criteria for
determination of the acceptability of such management and conservation practices.
The rules shall be designed to implement the applicable areawide waste treatment
management plan prepared under section 208 of the "Federal Water Pollution
Control Act," 86 Stat. 816, 33 U.S.C. 1228, as amended ....
The rules may require persons to file sediment control and water
management plans incident thereto, before clearing, grading, excavating, filling,
or otherwise wholly or partially disturbing five or more contiguous acres of land
3 This opinion quotes the language of R.C. 1511.02 as it appears in Am. Sub. S.B. 226,
120th Gen. A. (1994) (eff. Jan. 1, 1995). Am. Sub. S.B. 226, however, does not reference the
amendments to R.C. 1511.02 set forth in Am. Sub. S.B. 182, 120th Gen. A. (1994) (eff. Oct.
20, 1994) and Am. Sub. S.B. 73, 120th Gen. A. (1994) (eff. Aug. 10, 1994). "If amendments
to the same statute are enacted at the same or different sessions of the legislature, one
amendment without reference to another, the amendments are to be harmonized, if possible, so
that effect may be given to each." R.C. l.52(B). With respect to the provisions of division (E)
of R.C. 1511.02, it does not appear that the amendments are substantively irreconcilable. See
generally R.C. l .52(B) ("[t]he fact that a later amendment restates laneuage deleted by an earlier
amendment, or fails to include language inserted by an earlier amendment, does not of itself
make the amendments irreconcilable. Amendments are irreconcilable only when changes made
by each cannot reasonably be put into simultaneous operation").
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owned by one person or operated as one development unit for the construction of
nonfann buildings, strnctures, utilities, recreational areas, or other similar
nonfarm uses. Areas of less than five contiguous acres shall not be exempt from
compliance with other provisions of this section or rules adopted pursuant to this
section.
Thus, the Chief of the Division of Soil and Water Conservation and boards of county
commissioners may adopt rules to regulate urban sediment pollution abatement. See 1985 Op.
Att'y Gen. No. 85-053 at 2-200 ("(t]he General Assembly has, by the enactment of R.C. 307. 79
and R.C. 1511.02(E), established a scheme under which rules which establish standards and
criteria for the regulation of sediment and storm water runoff from urban development and which
are designed to implement applicable areawide waste treatment management plans prepared
under the FWPCA [Federal Water Pollution Control Act] are to be in effect throughout the state,
either in the form of rules adopted by the Chief of the Division of Soil and Water Conservation
under R.C. 1511.02(E), or in the form of municipal or county regulations, see R.C.
1511.02(E)(9) [now R.C. 1511.02(E)(12)]").
In order to obtain compliance with the rules pertaining to urban sediment pollution
abatement, the Chief of the Division of Soil and Water Conservation or board of county
commissioners is authorized to enter into an agreement with a board of supervisors of a soil and
water conservation district whereby the board of supervisors implements the rules. R.C. 307. 79;
R.C. 1511.05; see 1979 Op. Att'y Gen. No. 79-018 at 2-59 and 2-60 (R.C. 1515.31 (now R.C.
1511.05) authorizes the Chief of the Division of Soil and Water Districts (now Chief of the
Division of Soil and Water Conservation) "to enter into cooperative agreements with the board
of supervisors of any soil and water conservation district to obtain compliance with the Chief's
rules and orders pertaining to agricultural and urban sediment pollution abatement"); see also
R.C. 1515.08(L) (a board of supervisors of a soil and water conservation district may enter into
an agreement or contract with the Department of Natural Resources "for the determination,
implementation, inspection, and funding of agricultural pollution abatement and urban sediment
pollution abatement measures whereby landowners, operators, managers, and developers may
meet adopted state standards for a quality environment").
Accordingly, pursuant to R.C.
1511. 05 and R. C. 307. 79, a board of supervisors of a soil and water conservation district may
enter into an agreement with the Chief of the Division of Soil and Water Conservation or board
of county commissioners, respectively, whereby the board of supervisors implements the rules
pertaining to urban sediment pollution abatement adopted by the Chief of the Division of Soil
and Water Conservation under R. C. 1511. 02 or by a board of county commissioners under R.C.
307.79.
In light of the foregoing, it is clear that a board of supervisors of a soil and water
conservation district may not enact regulations to regulate the drainage of surface water from
residential subdivisions within the district.
A board of supervisors of a soil and water
conservation district may enter into an agreement with the Chief of the Division of Soil and
Water Conservation pursuant to R.C. 1511.05 or the board of county commissioners pursuant
to R. C. 307. 79 whereby the board of supervisors implements the rules pertaining to urban
sediment pollution abatement adopted by the Chief of the Division of Soil and Water
Conservation under R.C. 1511.02 or by a board of county commissioners under R.C. 307.79.
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II.
Preemption of a Township Zoning Regulation
The second question of your predecessor is whether the authority of a county engineer
and soil and water conservation district with respect to surface water drainage preempts the
authority of a township to enact zoning regulations that regulate land use in such a manner as
to control the drainage of surface water from residential subdivisions. 1994 Op. Att'y Gen. No.
94-098 examined whether a township may adopt zoning regulations that will operate to control
the drainage of surface water, and concluded as follows in syllabus paragraph one:
Pursuant to R. C. Chapter 519, a board of township trustees may, for the purpose
of promoting the public health, safety, and morals and in accordance with a
comprehensive plan, enact zoning regulations that regulate land use in such a
manner as to control the drainage of surface water from residential subdivisions,
provided the regulations conform to constitutional limitations and do not conflict
with rules adopted by the Chief of the Division of Soil and Water Conservation
under R.C. 1511.02(E), with rules pertaining to urban sediment control that are
adopted by a county under R.C. 307.79, or with other state or federal laws.
See Op. No. 85-053 (a board of township trustees may enact zoning regulations that regulate
land use in such a manner as to control sediment and stormwater runoff from urban
development, so long as its regulations do not come into direct conflict with rules adopted by
the Chief of the Division of Soil and Water Conservation under R.C. 1511.02(E), with rules
pertaining to urban sediment control that are adopted by a county under R.C. 307.79, or with
other state laws). It is thus clear that a township may, through its zoning powers, regulate
surface water drainage in the unincorporated territory of the township.
A.
Authority of a Board of Supervisors of a Soil and Water Conservation
District With Respect to Surface Water Drainage Does Not Preempt
a Township's Zoning Authority
As stated above, a board of supervisors of a soil and water conservation district has no
authority to enact regulations pertaining to the drainage of surface water from residential
subdivisions. Instead, a board of supervisors may enter into an agreement with the Chief of the
Division of Soil and Water Conservation pursuant to R.C. 1511.05 or the board of county
commissioners pursuant to R. C. 307.79 whereby the board of supervisors implements the rules
pertaining to urban sediment pollution abatement adopted by the Chief of the Division of Soil
and Water Conservation under R.C. 1511.02 or by a board of county commissioners under R.C.
307.79.
An examination of R.C. 1511.02, R.C. 1511.05, and R.C. 307.79 discloses that no
provision within those sections expressly indicates that the implementation of urban sediment
pollution abatement rules by a board of supervisors of a soil and water conservation district
under the authority of those sections preempts the authority of a township to regulate land use
in such a manner as to control the drainage of surface water from residential subdivisions located
within the township. The absence of such preemptive language in R.C. 1511.02, R.C. 1511.05,
and R. C. 307. 79 implies that the General Assembly did not intend implementation of the urban
sediment pollution abatement rules by a soil and water conservation district under the authority
conferred in those sections to supersede the authority of a township to enact zoning regulations
that regulate land use in such a manner as to control soil erosion. See 1988 Op. Att'y Gen. No.
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88-051 at 2-228 n.2 (the absence of preemptive language in R.C. Chapter 3707 and R.C.
Chapter 3709 evidences a legislative intent that the approval of a septage disposal site under the
authority conferred in those chapters does not supersede otherwise applicable zoning
regulations); cf 1993 Op. Att'y Gen. No. 93-021 at 2-118 ("[i]n the absence of a congressional
intention to the contrary, it must be concluded that R.C. 135.14 is not preempted by subchapter
12 U.S.C. §§ 1716-1723i (1988 & Supp. IV 1992)").
Moreover, "when two authorities have the power to regulate an activity or use of land,
there must be compliance with the regulations of both." Op. No. 88-051 at 2-228; see Hulligan
v. Columbia Township Bd. of Zoning Appeals, 59 Ohio App. 2d 105, 392 N.E.2d 1272 (Lorain
County 1978) (permit issued by the Ohio Environmental Protection Agency does not supersede
township zoning); 1981 Op. Att'y Gen. No. 81-065 at 2-270 ("although the Chief of the
Division of Reclamation must, pursuant to R.C. 1514.02, grant a permit authorizing a surface
mining operation to an operator meeting the regulatory requirements of R.C. Chapter 1514, the
issuance of such a permit does not override a township's application of its zoning resolution to
regulate such a mining operation"); see also Rumpke Waste, Inc. v. Henderson, 591 F. Supp.
521, 531 (S.D. Ohio 1984) ("that Ohio permits landfills does not mean that a particular smaller
governmental entity must permit landfills.
The Ohio legislature has expressly authorized
townships to adopt any zoning resolutions so long as they are pursuant to a comprehensive plan
and for the purpose of promoting public health, safety and morals. Ohio Rev. Code§ 519.02.
It is for the zoning body itself to make the determinations as to the most appropriate land uses").
Accordingly, a developer of a residential subdivision in the unincorporated area of a township
is subject to any applicable rules pertaining to urban sediment pollution abatement adopted by
the Chief of the Division of Soil and Water Conservation under R.C. 1511.02 or by a board of
county com~issioners under R. C. 307. 79, and township zoning regulations that do not conflict
with those rules. See generally Op. No. 94-098 (a township may not enact zoning regulations
that conflict with rules adopted by the Chief of the Division of Soil and Water Conservation
under R. C. 1511. 02(E) or by a county under R. C. 307. 79). It is thus clear that the authority
of a board of supervisors of a soil and water conservation district to implement the rules
pertaining to urban sediment pollution abatement adopted by the Chief of the Division of Soil
and Water Conservation under R.C. 1511.02 or by a board of county commissioners under R.C.
307. 79 does not preempt the authority of a township to enact zoning regulations that regulate
land use in such a manner as to control the drainage of surface water from residential
subdivisions. See 1981 Op. Att'y Gen. No. 81-097 (syllabus) ("[t]he Public Health Council's
regulation of house trailer parks pursuant to R.C. 3733.01 through R.C. 3733.08 does not
preempt the application of a county planning commission's rules, adopted pursuant to R.C.
711.10, regulating the development of house trailer parks, as long as the commission's rules do
not come into direct conflict with those rules of general state-wide application lawfully
implemented by the Public Health Council").
B.
Authority of a County Engineer Does Not Preempt a Township's
Zoning Authority
Your predecessor's request also concerns the relationship between the authority of the
county engineer with respect to surf ace water drainage and the authority of the township to enact
zoning regulations that regulate land use in such a manner as to control the drainage of surface
water from residential subdivisions. The duties, powers, and responsibilities conferred upon the
county engineer are described and enumerated throughout several chapters Jf the Revised Code.
R.C. 315.08 describes the general duties of the county engineer as follows:
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The county engineer shall perfonn for the county all duties authorized or
declared by law to be done by a registered professional engineer or registered
surveyor, expect those duties described in Chapters 343., 6103., and 6117. of the
Revised Code.
He shall prepare all plans, specifications, details, estimates of
cost, and submit forms of contracts for the construction, maintenance, and repair
of all bridges, culverts, roads, drains, ditches, roads on county fairgrounds, and
other public improvements, except buildings, constructed under the authority of
any board within and for the county. The engineer shall not be required to
prepare plans, specifications, details, estimates of costs, or forms of contracts for
emergency repairs authorized under section 315 .13 of the Revised Code, unless
he deems them necessary.
Other duties of the county engineer are set forth in R.C. Chapter 315, as well as R.C. Chapters
5541 (county highway system), 5543 (duties of county engineer), 5553 (county roads
establishment; alteration; vacation), 5555 (county road improvement), 5559 (platting territory
road improvement), and 5571 and 5573 (township trustees; township road improvement). The
provisions of these various chapters vest in the county engineer a wide range of duties and
powers with regard to the lands and public improvements of the county, and the construction,
repair, improvement, and maintenance of roads, highways, and bridges within the county and
its townships. 1985 Op. Att'y Gen. No. 85-100 at 2-426.
A review of the powers and duties of the county engineer discloses that the county
engineer has no authority to regulate the drainage of surface water from lands within the
unincorporated territory of the county.
In addition, none of his statutory duties and
responsibilities with respect to surface water drainage would, as a matter of law, conflict with
a board of township trustees' authority to enact zoning regulations that regulate land use in such
a manner as to control the drainage of surface water from residential subdivisions. See, e.g.,
R.C. 315.08 (the county engineer shall prepare all plans, specifications, details, estimates of
cost, and submit forms of contracts for the construction, maintenance, and repair of all drains
and ditches on county fairgrounds and other public improvements); R.C. 5543.09 ("[t]he county
engineer shall supervise the construction, reconstruction, improvement, maintenance, and repair
of the ... culverts under the jurisdiction of the board of county commissioners.... When the
engineer has charge of the ... culverts within his county, and under the control of the state, he
shall also supervise their construction, reconstruction, improvement, and repair"); R.C. 5559.15
(the improvement by grading, draining, paving, constructing storm sewers, sidewalks, curbs,
and gutters of any road, street, alley, or portion thereof lying within or bounded on both sides
by any platted lands, and situated outside a municipal corporation shall be done under the
general care and superintendence of the county engineer). Accordingly, it is reasonable to
conclude that the authority of a county engineer with respect to surface water drainage does not
preempt the authority of a board of township trustees to enact zoning regulations that regulate
land use in such a manner as to control the drainage of surface water from residential
subdivisions. See generally Op. No. 81-065 at 2-270 ("[t]he doctrine of preemption applies
when a law or regulation on one level of government is found invalid because it is contrary to
the will of another level of government").
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III.
Land Use and Deed Restrictions to Prevent Home Builders from
Constructing Basements in Poor Soil Types or in Areas of Poor
Drainage, or in Areas Designated as Wetlands
The third question is whether a soil and water conservation district, county engineer,
county building inspection department, or county planning commission has the authority to
require land use or deed restrictions to prevent home builders from constructing basements in
poor soil types or in areas of poor drainage, or in areas designated as wetlands.
Because
creatures of statute have only those powers and duties expressly granted by statute or necessarily
implied by such express grants, see Schultz v. Erie County Metro. Park Dist. Bd., 26 Ohio Misc.
68, 69, 269 N.E.2d 72, 73 (C.P. Erie County 1971), resolution of this question turns on
whether a soil and water conservation district, county engineer, county building inspection
department, or county planning commission is authorized to regulate the construction of homes
in the unincorporated territory of a county.
A.
Soil and Water Conservation District
Pursuant to R.C. 1515.08, a board of supervisors of a soil and water conservation district
may conduct surveys, investigations, and research relating to soil erosion, floodwater and
sediment damages and preventive and control measures in connection therewith, develop plans
for the conservation of soil resources and the prevention of soil erosion, and carry out preventive
and control measures in connection with soil conservation and soil erosion. See 1956 Op. No.
6807. In addition, the board may, until June 1, 1996, conduct surveys and investigations
relating to the incidence of the multiflora rose and the nature and extent of the adverse effects
of the multiflora rose on agriculture, forestry, recreation, and other beneficial land uses, develop
plans for the control of the multiflora rose, and enter into contracts or agreements with the Chief
of the Division of Soil and Water Conservation within the Department of Natural Resources to
implement and administer a program for control of the multiflora rose. R.C. 1515.08.
A soil and water conservation district's authority under R.C. 1515.08, however, does not
include the power to enact rules regulating the construction of homes in the unincorporated
territory of a county. 4 Accordingly, a soil and water conservation district has no authority to
require land use or deed restrictions to prevent home builders from constructing basements in
poor soil types or in areas of poor drainage, or in areas designated as wetlands.
B.
County Engineer
As stated above, various statutes vest in the county engineer a wide range of duties and
powers with regard to the lands and public improvements of the county, and the construction,
As indicated in the text above, a board of supervisors of a soil and water conservation
district may enter into an agreement with the Chief of the Division of Soil and Water
Conservation or the board of county commissioners whereby the board of supervisors
implements rules pertaining to urban sediment pollution abatement. Because the digging of
basements by home builders involves land grading, excavating, filling, or other soil disturbing
activities on land used or being developed for residential purposes, a home builder is required
to comply with any applicable urban sediment pollution abatement rules. A soil and water
conservation district thus may require a home builder to dig a basement in accordance with
urban sediment pollution abatement rules adopted by the Chief of the Division of Soil and Water
Conservation or by a board of county commissioners.
4
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repair, improvement, and maintenance of roads, highways, and bridges within the county and
its townships. See Op. No. 85-100 at 2-426. No statute, however, authorizes a county engineer
to regulate the construction of homes within the unincorporated territory of the county. In the
absence of such statutory authority, a county engineer may not require land use or deed
restrictions to prevent home builders from constructing basements in poor soil types or in areas
of poor drainage, or in areas designated as wetlands. See generally AFSCME, Local 1045 v.
Polta, 59 Ohio App. 2d 283, 284, 394 N.E.2d 310, 311 (Erie County 1977) ("[t]he office of
the county engineer is a creature of statute. The holder of such office has only such powers and
duties as are expressly given to him by statute, or as are naturally and necessarily implied from
the language of the statute").
C.
County Planning Commission
A county planning commission is created in accordance with R.C. 713.22, and is vested,
pursuant to R.C. 713.23, with the following powers and duties:
(A) The ... county planning commission may make studies, maps, plans,
recommendations and reports concerning the physical, environmental, social,
economic, and governmental characteristics, functions, services, and other aspects
of the . . . county.... The commission may make such studies, maps, plans,
recommendations, and other reports as to areas outside the ... county concerning
the physical, environmental, social, economic, and governmental characteristics,
functions, services, and other aspects which affect the development and welfare
of the ... county....
(B) The duties of the planning commission include, but are not limited to:
(1) Preparing the plans, including studies, maps, recommendations, and
reports on:
(a) Regional goals, objectives, opportunities, and needs, and standards,
priorities, and policies to realize such goals and objectives;
(b) Economic and social conditions;
(c) The general pattern and intensity of land use and open space;
(d) The general land, water, and air transportation systems, and utility and
communication systems;
(e) General locations and extent of public and private works, facilities, and
services;
(f) General locations and extent of areas for conservation and development
of natural resources and the control of the environment;
(g) Long-range programming and financing of capital projects and
facilities.
(2) Promoting understanding of and recommending administrative and
regulatory measures to implement plans of the region;
(3) Collecting, processing, and analyzing social and economic data,
undertaking continuing studies of natural and human resources, coordinating such
research with other governmental agencies, educational institutions, and private
organizations;
(4) Contracting with and providing planning assistance to other units of
local government, councils of governments, planning commissions, and joint
planning councils; coordinating the planning with neighboring planning areas;
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cooperating with the state and federal governments in coordinating planning
activities and programs in the region;
(5) Reviewing, evaluating, and making comments and recommendations
on proposed and amended comprehensive land use, open space, transportation,
and public facilities plans, projects, and implementing measures of local units of
government; and making recommendations to achieve compatibility in the region;
(6) Reviewing, evaluating, and making comments and recommendations
on the planning, programming, location, financing, and scheduling of public
facility projects within the region and affecting the development of the area;
(7) Undertaking other studies, planning, programming, conducting
experimental or demonstration projects found necessary in the development of
plans for the ... county, and coordinating work and exercising all other powers
necessary and proper for discharging its duties;
(8) Carrying out all of the functions and duties of a director of economic
development under division (B) of section 307.07 of the Revised Code pursuant
to any agreement with a county under division (A)(l) of that section.5 (Footnote
added.)
A copy of a county plan prepared by the county planning commission pursuant to R.C. 713.23
must be certified to the planning commission of each municipal corporation of the county, the
board of county commissioners, and the county or regional planning commission of each county
or region or part thereof included in the plan. R.C. 713.24. A county plan is of no legal effect
within the unincorporated territory of the county until it is adopted by the board of county
commissioners. State ex rel. The Ohio Power Co. v. Franklin County Regional Planning
Comm'n, 158 Ohio St. 496, 498, 110 N.E.2d 415, 415 (1953); see also R.C. 713.25
(authorizing a board of county commissioners to adopt a county plan so far as it relates to
nonmunicipal territory).
A county planning commission thus is responsible for preparing various plans, studies,
maps, recommendations, and reports concerning the development and welfare of the county.
R.C. 713.23. See generally 1994 Op. Att'y Gen. No. 94-034 at 2-163 ("[a] major duty of a
county planning commission is the preparation of a county plan, which includes such matters as
regional goals and policies for realizing those goals, the general pattern and intensity of land use
and open space, the general locations and extent of public and private facilities and services, and
the general locations and extent of areas for conservation and development of natural
resources"). Accordingly, pursuant to R.C. 713.23, a county planning commission may make
R.C. 307 .07(A)(l) authorizes the board of county commissioners to enter into an
agreement with the county planning commission whereby the commission is authorized to hire
and employ technical and advisory personnel, enter into agreements with federal, state, and local
governments and agencies thereof and with public, private, or nonprofit organizations, make
loans or grants and provide other forms of financial assistance for the purpose of economic
development, receive and accept grants, gifts, and contributions of money, property, labor, and
other things of value, establish with the board of county commissioners any funds that are
necessary for the deposit and disbursement of gifts or contributions of money accepted for
economic development purposes, design, implement, monitor, oversee, and evaluate economic
development plans, programs, strategies, and policies, and perform all acts necessary to fulfill
the functions and duties of the office of economic development. See R.C. 307.07(B).
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studies, maps, plans, recommendations, and reports regarding the suitability of a tract of land
for home sites.
In addition, R. C. 711.10 authorizes a county planning commission to adopt a plan for
the major streets or highways of the county and general rules governing plats and subdivisions
of land falling within its jurisdiction:
Whenever a county planning commission ... adopts a plan for the major
streets or highways of the county ... , then no plat of a subdivision of land within
the county ... , other than land within a municipal corporation or land within three
miles of a city or one and one-half miles of a village as provided in section
711.09 of the Revised Code, shall be recorded until it is approved by the county
... planning commission and the approval is endorsed in writing on the plat. ...
Any . . . county . . . planning commission shall adopt general rules, of
uniform application, governing plats and subdivisions of land falling within its
jurisdiction, to secure and provide for the proper arrangement of streets or other
highways in relation to existing or planned streets or highways or to the county
... plan, for adequate and convenient open spaces for traffic, utilities, access of
fire fighting apparatus, recreation, light, air, and for the avoidance of congestion
of population.
See generally R.C. 711.101 (authorizing a board of county commissioners, acting with respect
to land falling within the jurisdiction of its planning commission, to adopt general rules setting
standards and requiring and securing the construction of improvements shown on the plats and
plans required by R.C. 711.10).
Pursuant to R.C. 711.10, a county planning commission may adopt rules governing the
platting and subdividing of lands. No plat of a subdivision of land within the county, other than
land within a municipal corporation or within three miles of a city or one and one-half miles of
a village, as provided in R.C. 711.09, may be recorded until the approval of the county planning
commission is endorsed on the plat. R.C. 711.10; see Op. No. 94-034 at 2-164. A county
planning commission may refuse to approve a plat of a residential subdivision that is not in
conformance with its subdivision regulations. Op. No. 94-034 at 2-164; see 1988 Op. Att'y
Gen. No. 88-054. It follows, accordingly, that no developer may proceed with the construction
of homes in a residential subdivision without first complying with the subdivision regulations that
provide for adequate and convenient open spaces for recreation, light, air, and for the avoidance
of congestion of population. See Op. No. 94-034 at 2-164 ("a county planning commission may
impose a requirement that, in order to obtain plat approval, a subdivision must include an
appropriate amount of space for parks"); 1956 Op. Att'y Gen. No. 7113, p. 679 (syllabus,
paragraph two) ("[a] county ... planning commission may, under the terms of [R.C. 711.10),
require, within the limits of its territorial jurisdiction, as a condition precedent to its approval
of a plat, compliance with rules ... requiring the dedication of a reasonable amount of land for
park purposes"); cf 1974 Op. Att'y Gen. No. 74-070 (a city planning commission may refuse
to approve the plat of a proposed subdivision if the plat is inconsistent with the plan or
applicable regulations"). Therefore, while subdivision regulations adopted by a county planning
commission pursuant to R. C. 711.10 may not directly regulate the construction of homes in a
residential subdivision, such regulations may affect the lands that are available for the
construction of homes in a residential subdivision.
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In light of the foregoing, it is clear that a county planning commission may not require
deed restrictions or impose land use restrictions to prevent home builders from constructing
basements in poor soil types or in areas of poor drainage, or in areas designated as wetlands.
However, in accordance with R.C. 713.23, a county planning commission may make studies,
maps, plans, recommendations, and reports regarding the suitability of a tract of land for home
sites, and may enact, pursuant to R.C. 711.10, subdivision regulations to provide for adequate
and convenient open spaces for recreation, light, air, and for the avoidance of congestion of
population that may affect the lands that are available for the construction of homes in a
residential subdivision.
D.
County Building Inspection Department
R.C. 307.37 authorizes a board of county commissioners to create a county building
department to enforce the county building code, and to exercise enforcement authority and to
accept and approve plans pursuant to R.C. 3781.03 and R.C. 3791.04 for any kind or class of
building in the unincorporated territory of the county:
(A)(l) The board of county commissioners, in addition to its other powers,
may adopt, amend, rescind, administer, and enforce regulations pertaining to the
erection, construction, repair, alteration, redevelopment, and maintenance of
single-family, two-family, and three-family dwellings within the unincorporated
territory of the county, or the board may establish districts in any part of the
unincorporated territory and may adopt, amend, rescind, administer, and enforce
such regulations in the districts. When adopted, all such regulations, including
service charges, shall be uniform within all districts in which building codes are
established; however, more stringent regulations may be imposed in flood hazard
areas and in the Lake Erie erosion hazard area identified under section 1506.06
of the Revised Code in order to prevent or reduce the hazard resulting from
flooding and from erosion along Lake Erie. In no case shall such regulations go
beyond the scope of regulating the safety, health, and sanitary conditions of such
buildings....
(2) A county building code may include regulations for participation in the
national flood insurance program established in the "Flood Disaster Protection
Act of 1973," 87 Stat. 975, 42 U.S.C. 4002, as amended, and regulations
adopted for the purposes of section 1506.04 or 1506.07 of the Revised Code
governing the prohibition, location, erection, construction, redevelopment, or
flood-proofing of new buildings or structures, substantial improvements to
existing buildings or structures, or other development in unincorporated territory
within flood hazard areas identified under the "Flood Disaster Protection Act of
1973," 87 Stat. 975, 42 U.S.C. 4002, as amended, or within the Lake Erie
erosion hazard area identified under section 1506.06 of the Revised Code,
including, but not limited to, residential, commercial, institutional, or industrial
buildings or structures or other permanent structures, as that term is defined in
section 1506.01 of the Revised Code. Rules adopted under division (A)(2) of this
section shall not conflict with the Ohio building code.
(E) The board may provide for a building regulation department and may
employ such personnel as it determines to be necessary for the purpose of
enforcing such regulations. Upon certification of the building department under
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section 3781.10 of the Revised Code, 6 the board may direct the county building
department to exercise enforcement authority and to accept and approve plans
pursuant to sections 3781.03 and 3791.04 of the Revised Code for any kind or
class of building in the unincorporated territory of the county." (Footnote added.)
See R.C. 307.38; 9 Ohio Admin. Code 4101:2-1-44(A). The county building code regulates the
erection, construction, repair, alteration, redevelopment, and maintenance of single-family, two
family, and three-family dwellings in the unincorporated territory of the county.
R.C. 3781.03 and R.C. 3791.04, in turn, authorize a county building inspection
department to enforce the provisions of the Ohio Basic Building Code (OBBC). 7 R.C. 3781.03
provides, in part:
[T]he building inspector or commissioner of buildings in counties whose building
departments have been certified by the board of building standards under section
3781.10 of the Revised Code, shall enforce all the provisions in such chapters and
any regulations adopted pursuant thereto relating to construction, arrangement,
and the erection of all buildings or parts thereof, as defined in section 3781.06
of the Revised Code, including the sanitary condition of the same in relation to
heating and ventilation.
See generally 9 Ohio Admin. Code 4101:2-1-16(A) ("[t]he building official shall enforce all the
provisions of OBBC relating to construction, arrangement, and erection of all buildings or parts
thereof as defined in OBBC"). R.C. 3791.04 requires the submission of plans and specifications
to a county building department before any building may be constructed, erected, or
manufactured:
Before beginning the construction, erection, or manufacture of any
building to which section 3781.06 of the Revised Code is applicable, including
all industrialized units, the owner thereof, in addition to any other submission of
plans or drawings, specifications, and data required by law, shall submit the plans
or drawings, specifications, and data prepared for the construction, erection, and
equipment thereof, or the alteration thereof or addition thereto, which plans or
6 R.C. 3781. lO(E) authorizes the board of building standards to certify county building
departments and the personnel of such departments to exercise enforcement authority, to accept
and approve plans and specifications, and to make inspections, pursuant to R.C. 3781.03 and
R.C. 3791.04.
7 "Chapters 4101:2-1 to 4101:2-69 of the Administrative Code shall be collectively known
as the 'Ohio Basic Building Code,' for which the designation 'OBBC' may be substituted."
(1994-1995 Monthly Record] Ohio Admin. Code 4101:2-1-01 at 1856; see also (1994-1995
Monthly Record] Ohio Admin. Code 4101:2-l-03(A) at 1856 ("[t]he 'BOCA National Building
Code 1993, Twelfth Edition, First Printing, Chapters 2 to 35' as well as the 'BOCA National
Mechanical Code 1993, Eighth Edition, First Printing, Chapters 2 to 21' as published by the
'Building Officials and Code Administrators International, Inc. (BOCA),' are incorporated fully
as if set out at length herein with deletions, substitutions and amendments as hereinafter set
forth").
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drawings, and specifications shall indicate thereon the portions that have been
approved pursuant to section 3781.12 of the Revised Code, for which no further
approval shall be required, to the municipal, township, or county building
department having jurisdiction if such department has been certified as provided
in division (E) of section 3781.10 of the Revised Code, and if there is no certified
municipal, township, or county building department, to the chief of the division
of workshops and factories, for approval.
No owner shall proceed with the construction, erection, alteration, or
equipment of any such building until such plans or drawings, specifications, and
data have been so approved, or the industrialized unit inspected at the point of
origin. No plans or specifications shall be approved or inspection approval given
unless the building represented thereby would, if constructed, repaired, erected,
or equipped according to the same, comply with Chapters 3781. and 3791. of the
Revised Code and any rule made under such chapters.
See 9 Ohio Admin. Code 4101:2-1-17; 9 Ohio Admin. Code 4101:2-1-18(A).
The provisions set forth in the OBBC apply to the following buildings:
Any building which may be used as a place of resort, assembly, education,
entertainment, lodging, dwelling, trade, manufacture, repair, storage, traffic, or
occupancy by the public, and all other buildings or parts and appurtenances
thereof erected within this state shall be so constructed, erected, equipped, and
maintained that they shall be safe and sanitary for their intended use and
occupancy, except that sections 3781.06 to 3781.18 and 3791.04 of the Revised
Code, shall be considered as model provisions with no force and effect when
applied to single-family, two-family, and three-family dwelling houses which have
not been constructed or erected as industrialized one1amily, two1amily, or three
family units or structures within the meaning of the term "industrialized unit" as
provided in section 3781. JO of the Revised Code, except where the context
specifies mandatory applicability.
R.C. 3781.06(A) (emphasis added). Thus, the OBBC does not apply to any single-family, two
family, and three-family dwelling houses which are not constructed of industrialized units, except
where the context specifies mandatory applicability. Accord [1994-1995 Monthly Record] Ohio
Admin. Code 4101:2-1-09(A) at 1856.
In regards to your specific inquiry, it is clear that no statute either expressly or by
necessary implication authorizes a county building department to enact rules to regulate the
construction of homes within the unincorporated territory of the county. Instead, pursuant to
R. C. 307 .37, a board of county commissioners may adopt a county building code to regulate the
erection, construction, repair, alteration, redevelopment, and maintenance of single-family, two
family, and three-family dwellings in the unincorporated territory of the county. Accordingly,
a board of county commissioners may enact a regulation pursuant to R.C. 307.37 prohibiting
a builder from constructing basements in poor soil types or in areas of poor drainage, or in areas
designated as wetlands. However, any such regulation must be reasonable and lawful, and must
not go beyond the scope of regulating the safety, health, and sanitary conditions of single-family,
two-family, and three-family dwelling houses. R.C. 307 .37(A)(l).
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For the reasons discussed above, a county building inspection department may not require
land use or deed restrictions to prevent home builders from constructing basements in poor soil
types or in areas of poor drainage, or in areas rlesignated as wetlands. A board of county
commissioners may enact a regulation pursuant to R.C. 307.37 prohibiting a builder from
constructing basements in poor soil types or in areas of poor drainage, or in areas designated
as wetlands, provided the regulation is reasonable and lawful, and does not go beyond the scope
of regulating the safety, health, and sanitary conditions of single-family, two-family, and three
family dwelling houses.
IV.
A County Planning Commission May Not Require a Developer to
Present Proof of a National Pollutant Discharge Elimination System
Permit as a Prerequisite to the Approval of a Proposed Subdivision
Your predecessor's fourth question is whether a county planning commission is
authorized to require a developer to present proof of a National Pollutant Discharge Elimination
System (NPDES) permit as a prerequisite to the approval of a plat of a residential subdivision.
33 U .S.C. § 1342 provides for the issuance of NPDES permits for discharges of pollutants into
navigable waters as follows:
(a)(l) Except as provided in sections 1328 and 1344 of this title, the
Administrator [ of the Environmental Protection Agency] may, after opportunity
for public hearing issue a permit for the discharge of any pollutant, or
combination of pollutants, notwithstanding section 1311(a) of this title, upon
condition that such discharge will meet either (A) all applicable requirements
under sections 1311, 1312, 1316, 1317, 1318, and 1343 of this title, or (B) prior
to the taking of necessary implementing actions relating to all such requirements,
such conditions as the Administrator determines are necessary to carry out the
provisions of this chapter.
(5) .. .. The Administrator shall authorize a State, which he determines
has the capability of administering a permit program which will carry out the
objectives of this chapter to issue permits for discharges into the navigable waters
within the jurisdiction of such State ....
(b) At any time after the promulgation of the guidelines required by
subsection (i)(2) of section 1314 of this title, 8 the Governor of each State desiring
8 33 U.S.C. § 1314(i)(2) provides, in part:
The Administrator shall ... within sixty days from October 18, 1972,
promulgate guidelines establishing the minimum procedural and other elements
of any State program under section 1342 of this title, which shall include:
(A)
monitoring requirements;
(B)
reporting requirements (including procedures to make information
available to the public);
(C)
enforcement provisions; and
(D)
funding, personnel qualifications, and manpower requirements
(including a requirement that no board or body which approves permit
applications or portions thereof shall include, as a member, any person who
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to administer its own permit program for discharges into navigable waters within
its jurisdiction may submit to the Administrator a full and complete description
of the program it proposes to establish and administer under State law or under
an interstate compact. In addition, such State shall submit a statement from the
attorney general (or the attorney for those State water pollution control agencies
which have independent legal counsel), or from the chief legal officer in the case
of an interstate agency, that the laws of such State, or the interstate compact, as
the case may be, provide adequate authority to carry out the described
program ....
(c)(l) Not later than ninety days after the date on which a State has
submitted a program (or revision thereof) pursuant to subsection (b) of this
section, the Administrator shall suspend the issuance of permits under subsection
(a) of this section as to those discharges subject to such program unless he
determines that the State permit program does not meet the requirements of
subsection (b) of this section or does not conform to the guidelines issued under
section 1314(i)(2) of this title. If the Administrator so determines, he shall notify
the State of any revisions or modifications necessary to conform to such
requirements or guidelines.
(2) Any State permit program under this section shall at all times be in
accordance with this section and guidelines promulgated pursuant to section
1314(i)(2) of this title.
33 U.S.C. § 1342 (1988 & Supp. V 1993) (footnote added). See generally 40 C.F.R. pt. 122
(1994) (EPA administered permit programs: NPDES).
In Ohio, NPDES permits are issued by the Director of Environmental Protection. See
R.C. 6111.03(1); 7 Ohio Admin. Code 3745-33-02; 7 Ohio Admin. Code 3745-33-03; 7 Ohio
Admin. Code 3745-38-02 through 3745-38-04. Specific provisions concerning the issuance,
modification, transfer, revocation, and termination of NPDES permits are set forth in chapters
3745-33 and 3745-38 of the Ohio Administrative Code. See also 40 C.F.R. § 122.21 (1994)
(application for a permit); 40 C.F.R. § 122.28 (1994) (general permits); 40 C.F.R. §§ 122.61
.64 (1994) (transfer, modification, revocation and reissuance, and termination of permits).
As indicated above, R.C. 711.10 confers upon a county planning commission authority
to review the plats of proposed subdivisions and to approve the plats that are in accord with the
rules adopted by the commission to govern plats and subdivisions of land. See Op. No. 94-034
at 2-163 and 2-164; 1981 Op. Att'y Gen. No. 81-075 at 2-297; 1973 Op. Att'y Gen. No. 73
040.
The rules governing plats and subdivisions of land must provide for the proper
arrangement of streets or other highways in relation to existing or planned streets or highways
or to the county or regional plan, for adequate and convenient open spaces for traffic, utilities,
access of fire fighting apparatus, recreation, light, air, and for the avoidance of congestion of
population. R.C. 711.10. The rules also may provide for the modification thereof by the
county planning commission in specific cases where unusual topographical and other exceptional
conditions require such modification, require the county health department to review and
receives, or has during the previous two years received, a significant portion of
his income directly or indirectly from permit holders or applicants for a permit).
See generally 40 C.F.R. pt. 123 (1994) (state program requirements).
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comment on a plat before the county planning commission acts upon it, or require proof of
compliance with applicable township zoning resolutions regarding lot size, frontage, and width
as a basis for approval of a plat. Id.
R.C. 711.10, however, does not clearly prescribe the adoption of a NPDES permit as
a means by which a county planning commission may regulate the platting of residential
subdivisions. A rule that would require a developer to present proof of a NPDES permit as a
condition precedent to the approval of a plat of a residential subdivision is not a rule that
provides for the proper arrangement of streets or other highways in relation to existing or
planned streets or highways or to the county or regional plan, for adequate and convenient open
spaces for traffic, utilities, access of fire fighting apparatus, recreation, light, air, and for the
avoidance of congestion of population. Therefore, absent a legislative intention to the contrary,
the authority of a county planning commission to adopt a rule to require a developer to present
proof of a NPDES permit as a condition precedent to the approval of a plat of a residential
subdivision should not be implied.
See generally Op. No. 81-075 (a county planning·
commission does not have the authority to enforce township zoning). 9
Moreover, as indicated above, the Director of Environmental Protection is vested with
the authority and discretion to issue NPDES permits.
The Director is also required to
investigate or make inquiries into any alleged act of pollution or failure to comply with R.C.
Chapter 6111 or any rnle promulgated pursuant thereto. R.C. 6111.05. The General Assembly
thus has vested the Director with the authority to determine when a developer of a residential
subdivision must obtain a NPDES permit. Accordingly, a county planning commission does n()t
have the authority to require a developer to present proof of a NPDES permit, issued pursuant
to Ohio Admin. Code Chapter 3745-33 or 3745-38, as a condition precedent to the approval of
a plat of a residential subdivision.
V.
Adoption of a Comprehensive Plan by a Township
A.
The Term "Comprehensive Plan," as Used in R.C. 519.02, Refers to
a Zoning Plan Adopted Pursuant to R,C. 519.05-.11
Your predecessor's final question concerns die duties of a county planning commission,
township, and board of county commissioners in •ihe adoption of a comprehensive plan by a
township. R.C. 519.02 authorizes a township to enact zoning regulations:
For the purpose of promoting the public health, safety, and morals, the
board of township trustees may in accordance with a comprehensive plan regulate
by resolution the location, height, bulk, number of stories, and size of buildings
and other structures, including tents, cabins, and trailer coaches, percentages of
lot areas which may be occupied, set back building lines, sizes of yards, courts,
R.C. 711.10 has been amended since the issuance of 1981 Op. Att'y Gen. No. 81-075.
The statute now expressly provides that the rules governing plats and subdivisions may "require
proof of compliance with applicable township zoning resolutions regarding lot size, frontage, and
width as a basis for approval of a plat." See 1989-1990 Ohio Laws, Part IV, 5739, 5744 (Am.
Sub. H.B. 563, eff. July 24, 1990).
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and other open spaces, the density of population, the uses of buildings and other
structures including tents, cabins, and trailer coaches, and the uses of land for
trade, industry, residence, recreation, or other purposes in the unincorporated
territory of such township, and for such purposes may divide all or any part of
the unincorporated territory of the township into districts or zones of such
number, shape, and area as the board detennines. All such regulations shall be
uniform for each class or kind of building or other structure or use throughout
any district or zone, but the regulations in one district or zone may differ from
those in other districts or zones. (Emphasis added.)
Cf R.C. 303.02 (authorizing a board of county commissioners to enact, in accordance with a
comprehensive plan, zoning regulations for the unincorporated territory of the county). Thus,
R.C. 519.02 requires that a township zoning regulation be in accordance with a comprehensive
plan. Accord Cassell v. Lexington Township Bd. of Zoning Appeals, 163 Ohio St. 340, 127
N.E.2d 11 (1955).
Although no provision within the Revised Code expressly provides for the adoption of
a comprehensive plan by a board of township trustees, see Ketchel v. Bainbridge Township, 19
Ohio App. 3d 174, 183, 607 N.E.2d 22, 28 (Geauga County 1992) (no provision within the
Revised Code requires "that the comprehensive plan be independently adopted [by a township],
and there is no case law supporting this proposition"), the provisions set forth in R.C. 519.05
.11 reasonably may be read as requiring township trustees to adopt a zoning plan prior to
enacting zoning regulations. Because statutes relating to the same matter or subject, although
passed at different times and making no reference to each other, are to be construed together to
ascertain and effectuate the legislative intent, State ex rel. Pratt v. Weygandt, 164 Ohio St. 463,
132 N.E.2d 191 (1956) (syllabus, paragraph two), it appears that the General Assembly used
the term "comprehensive plan" in R.C. 519.02 to refer to a township zoning plan adopted
pursuant to R.C. 519.05-.11. See East Fairfield Coal Co. v. Miller, 71 Ohio Law Abs. 490,
(C.P. Mahoning County 1955); 1964 Op. Att'y Gen. No. 1500; see also R.C. 519.03 ("[b]efore
availing itself of the powers conferred by section 519.02 of the Revised Code, the board of
township trustees shall pass a resolution declaring its intention to proceed under sections 519.02
to 519.25 of the Revised Code"). Accordingly, a township may only enact a zoning regulation
that is in accordance with a comprehensive zoning plan adopted pursuant to R. C. 519. 05-.11.
See generally Kreutz v. Lauderbaugh, 60 Ohio Op. 48, 50, 136 N.E.2d 627, 628-29 (C.P.
Franklin County 1956) (R.C. 303.02, which provides for county rural zoning, "was passed for
the purpose of avoiding spot zoning without a compliance with the statutes providing for such
purposes and to set up a unifonn or overall zoning of the unincorporated area for the purpose
of future planning within the boundaries of the county. We might say that this statute was
passed so that the average citizen would be able by looking at said plan to determine where he
might build a residence, industry, a supennarket or any other business").
B.
Adoption of a Township Zoning Plan
Pursuant to R.C. 519.04, any board of township trustees that proposes to enact zoning
regulations under R.C. Chapter 519 must create and establish a township zoning commission.
The powers and duties of a township zoning commission are set forth in R.C. 519.05 as follows:
The township rural zoning commission shall submit a plan, including both
text and maps, representing the recommendations ofthe zoning commission for the
carrying out by the board of township trustees of the powers, purposes, and
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provisions set forth in sections 519.01 to 519.99, inclusive, of the Revised Code,
including additions to territory in which a township zoning plan is in effect.
The zoning commission may, within the limits of the moneys appropriated
by the board for the purpose, employ or contract with such planning consultants
and executive and other assistants as it deems necessary. The zoning commission
shall organize, adopt rules for the transaction of its business, and keep a record
of its actions and determinations....
The zoning commission shall make use of such information and counsel
as is available from appropriate public officials, departments, and agencies and
such officials, departments, and agencies having infonnation, maps, and data
pertinent to township zoning shall make them available for the use of the zoning
commission.
In any county where there is a county or regional planning commission,
the zoning commission may request such planning commission to prepare or make
available to the zoning commission a zoning plan, including text and maps, for
the unincorporated area of the township or any portion of the same. (Emphasis
added.)
Thus, R.C. 519.05 requires a township zoning comm1ss1on to prepare and submit a
comprehensive zoning plan to the board of township trustees. In addition, the statute requires
a county planning commission to provide information, maps, and data pertinent to township
zoning to a township zoning commission, and to prepare or make available, upon the request of
a township zoning commission, a zoning plan.
However, prior to submitting a zoning plan to the board of township trustees, the
township zoning commission must hold at least one public hearing. R.C. 519.06. After the
public hearing provided for in R.C. 519.06, "the township zoning commission shall submit the
proposed zoning resolution, including text and maps, to the county or regional planning
commission of the county or district in which the township is located, if there is such a
commission, for approval, disapproval, or suggestions."
R.C. 519.07; see also R.C.
713.23(B)(5) (a county planning commission may review, evaluate, and make comments and
recommendations on proposed and amended comprehensive land use plans of local units of
government and may make recommendations to achieve compatibility in the region). If the
county or regional planning commission disapproves of the proposed zoning resolution or
suggests any material change, the township zoning commission shall hold a public hearing on
the resolution. 10
R.C. 519.07.
"When the zoning commission has completed its
recommendations for a zoning plan it shall certify the plan to the board of township trustees."
Id.
"After receiving the certification of a zoning plan from the township zoning commission,
and before adoption of any zoning resolution, the board of township trustees shall hold a public
hearing on the resolution." R.C. 519.08. If a board of township trustees wants to make a
change in or depart from the text or maps, as certified by the township zoning commission, the
board must resubmit the proposed change to the township zoning commission for approval,
10 Notice of the public hearing required by R.C. 519.07 "shall be given as provided in
section 519.06 of the Revised Code." R.C. 519.07.
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disapproval, or suggestions. R.C. 519.09. After a board of township trustees receives the
recommendation of the township zoning commission regarding the proposed change, the board
must hold a second public hearing. Id. Subsequent to receiving the recommended zoning plan
from the township zoning commission and holding the public hearing provided for by R.C.
519.08, the board of township trustees shall consider such recommendations and vote upon the
adoption of the zoning resolution. 11 R.C. 519.10.
A township zoning plan that has been adopted by a board of township trustees must be
submitted to and approved by the electors residing in the unincorporated territory of the
township before the board has the authority to regulate and enforce zoning. See Henn v.
Universal Atlas Cement Co., 76 Ohio Law Abs. 439, 144 N.E.2d 917 (C.P. Montgomery
County 1957). In this regard, R.C. 519.11 provides in part:
If the zoning resolution is adopted by the board of township trustees, such
board shall cause the question of whether or not the proposed plan of zoning shall
be put into effect to be submitted to the electors residing in the unincorporated
area of the township included in the proposed plan of zoning for their approval
or rejection at the next primary or general election, or a special election may be
called for this purpose. Such resolution shall be filed with the board of elections
not later than four p.m. of the seventy-fifth day before the day of the election.
No zoning regulations shall be put into effect unless a majority of the vote cast
on the issue is in favor of the proposed plan of zoning. Upon certification by the
board of elections the resolution shall take immediate effect, if the plan was so
approved.
Within five working days after the resolution's effective date, the board
of township trustees shall file it, including text and maps, in the office of the
county recorder. The board shall also file duplicates of the same documents with
the regional or county planning commission, if one exists, within the same
period.
C,
Duties of a County Planning Commission, Township, and Board of
County Commissioners in the Adoption of a Comprehensive Plan by
a Township
A review of the provisions of R.C. 519.05-.11 discloses that a board of county
commissioners has no duties with respect to the adoption of a comprehensive zoning plan by a
township.
A county planning commission is required to provide to a township zoning
commission information, maps, and data pertinent to township zoning, to prepare or make
available to a township zoning commission a zoning plan, and to approve, disapprove, or suggest
changes to a zoning plan. See Holiday Homes, Inc. v. Butler County Bd. of Zoning Appeals,
35 Ohio App. 3d 161, 166, 520 N.E.2d 605, 610-11 (Butler County 1987) ("the county planning
commission's role in zoning, as the commission's name suggests, is limited to such things as
11 If proposed changes are disapproved by the township zoning commission, "the provision
so disapproved must receive the favorable vote of the entire membership of the board of
township trustees in order to be adopted." R.C. 519.09.
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planning, gathering pertinent infonnation, and making recommendations based thereon
(concerning zoning and conditions created by existing zoning laws and the effects of proposed
zoning changes)"). Finally, the duties of a township in the adoption of a comprehensive zoning
plan include the fonnation of a township zoning commission to prepare the zoning plan, the
adoption of the plan by a board of township trustees, the submission of the plan to the electors
residing in the unincorporated area of the township, and the filing of a voter approved plan with
the county recorder and the appropriate planning commission.
VI.
Conclusion
Based on the foregoing, it is my opinion and you are advised that:
1.
A board of supervisors of a soil and water conservation district may not
enact regulations to regulate the drainage of surface water from residential
subdivisions within the district.
2.
A board of supervisors of a soil and water conservation district may enter
into an agreement with the Chief of the Division of Soil and Water
Conservation pursuant to R. C. 1511.05 or the board of county
commissioners pursuant to R. C. 307. 79 whereby the board of supervisors
implements the rules pertaining to urban sediment pollution abatement
adopted by the Chief of the Division of Soil and Water Conservation
under R.C. 1511.02 or by a board of county commissioners under R.C.
307.79.
3.
The statutory duties and responsibilities of a county engineer and a board
of supervisors of a soil and water conservation district with respect to
surface water drainage do not preempt the authority of a board of
township trustees to enact zoning regulations that regulate land use in such
a manner as to control the drainage of surface water from residential
subdivisions.
4.
A soil and water conservation district, county engineer, and county
building inspection department may not require land use or deed
restrictions to prevent home builders from constructing basements in poor
soil types or in areas of poor drainage, or in areas designated as wetlands.
5.
A county planning commission may not require deed restrictions or
impose land use restrictions to prevent home builders from constructing
basements in poor soil types or in areas of poor drainage, or in areas
designated as wetlands. However, in accordance with R.C. 713.23, a
county planning commission may
make
studies,
maps,
plans,
recommendations, and reports regarding the suitability of a tract of land
for home sites, and may enact, pursuant to R.C. 711.10, subdivision
regulations to provide for adequate and convenient open spaces for
recreation, light, air, and for the avoidance of congestion of population
that may affect the lands that are available for the construction of homes
in a residential subdivision.
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6.
A board of county commissioners may enact a regulation pursuant to R.C.
307 .37 prohibiting a builder from constructing basements in poor soil
types or in areas of poor drainage, or in areas designated as wetlands,
provided the regulation is reasonable and lawful, and does not go beyond
the scope of regulating the safety, health, and sanitary conditions of
single-family. two-family, and three-family dwelling houses.
7.
A county planning commission does not have the authority to require a
developer to present proof of a National Pollutant Discharge Elimination
System permit, issued pursuant to Ohio Admin. Code Chapter 3745-33 or
3745-38, as a condition precedent to the approval of a plat of a residential
subdivision.
8.
A board of county commissioners has no duties with respect to the
adoption of a comprehensive zoning plan by a township.
9.
With respect to the adoption of a comprehensive zoning plan by a
township, a county planning commission is required to provide to a
township zoning commission information, maps, and data pertinent to
township zoning, to prepare or make available to a township zoning
commission a zoning plan, and to approve, disapprove, or suggest changes
to a zoning plan.
10.
The duties of a township in the adoption of a comprehensive zoning plan
include the formation of a township zoning commission to prepare the
zoning plan, the adoption of the plan by a board of township trustees, the
submission of the plan to the electors residing in the unincorporated area
of the township, and the filing of a voter approved plan with the county
recorder and the appropriate planning commission.