93-038
Administrative licensing agency sealing criminal conviction records
Cite as 1993 Ohio Op. Att'y Gen. No. 93-038
Attorney General
OPINION NO. 93-038
Syllabus:
1.
When a court, acting pursuant to R.C. 2953.32(C)(2), orders the sealing
of all official records pertaining to a case, and such order does not
specifically require the sealing of the pertinent official records of an
administrative licensing agency, the agency is not required to seal any of
its official records.
However, insofar as an administrative licensing
agency's records, reports, orders, or official minutes of meetings contain
information or other data the release of which is prohibited by R.C.
2953.35(A), the agency may seal such information or data or otherwise
segregate it from its public records in order to comply with R.C.
2953.35(A).
The manner of sealing or segregating such information or
data is a matter for the agency's discretion.
(1983 Op. Att'y Gen. No.
83-100, approved and followed.)
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2.
When a court, acting pursuant to R.C. 2953.32(C)(2), specifically orders
the sealing of certain official records of an administrative licensing
agency, the agency is required to seal the affected records. Except as
provided in the court's order, the manner of sealing the records is a
matter for the agency's discretion.
(1983 Op. Att'y Gen. No. 83-100,
approved and followed.)
3.
If a court, acting pursuant to R.C. 2953.32(C)(2), orders the sealing of all
official records pertaining to a case (whether or not the order includes the
pertinent official records of an administrative licensing agency), such
order does not affect any prior disciplinary action taken by an
administrative licensing agency against a licensee of the agency, or
foreclose the agency from pursuing any disciplinary action against a
licensee of the agency, when the agency's action relies upon the facts and
circumstances that resulted in the licensee's criminal conviction.
4.
If an administrative licensing agency takes disciplinary action against a
licensee of the agency on the basis of information or other data pertaining
to a criminal case in which the records have been ordered sealed pursuant
to R.C. 2953.32(C)(2), it appears that the most appropriate course for the
agency would be to seal or otherwise segregate from its public records all
information or other data pertaining to the details of that criminal case.
The agency may, however, indicate on its records, reports, orders, or
official minutes of meetings the type of disciplinary action taken against
the licensee and that such action was taken by the agency either on the
basis of a criminal conviction or on the basis of information or data
pertaining to a criminal conviction.
To: Joseph R. Sabino, Jr., President, State Board of Pharmacy, Columbus,
Ohio
By: Lee Fisher, Attorney General, November 16,1993
One of your predecessors requested an opinion concerning the sealing of criminal
conviction records. Specifically, your predecessor asked:
When a court of law orders expungement or sealing of criminal conviction
records and related investigative documents pursuant to Section 2953.31 et. seq.
of the Ohio Revised Code, how is an administrative licensing agency, its records
and reports, its administrative orders, and its official minutes of meetings,
affected by such order?'
(Footnote added.)
' The provisions of R.C. 2953.41-.43, which were repealed in 1988, see 1987-1988
Ohio Laws, Part II, 2554 (Am. Sub. H.B. 175, eff. June 29, 1988), concerned the expungement
of the records of an individual who was arrested for a misdemeanor and who had effected an
agreed bail forfeiture. No other provision in R.C. 2953.31-.61, as currently enacted, authorizes
a court to expunge the official records of an individual convicted of an offense. Accordingly,
this opinion will address only the situation in which a court, acting pursuant to R.C.
2953.32(C)(2), orders the sealing of all official records pertaining to a case.
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Attorney General
Sealing of Records
An individual who has been convicted of an offense in this state or any other jurisdiction
and who previously or subsequently has not been convicted of the same or a different offense
in this state or any other jurisdiction may apply to the sentencing court if convicted in this state,
or to a court of common pleas if convicted in another state or in a federal court, for the sealing
of his record in the case after a specified lapse of time.? R.C. 2953.32(A)(1).
Upon the filing
of an application under R.C. 2953.32(A)(1), the court is required to set a hearing date and notify
the prosecuting attorney in the case thereof. R.C. 2953.32(B). If the court determines that the
individual is a first offender, that no criminal proceeding is pending against him, that the
interests of the individual in having the records pertaining to his conviction sealed are not
outweighed by any legitimate governmental needs to maintain such records, and that the
rehabilitation of the individual has been attained to the satisfaction of the court, the court, except
as provided in R.C. 2953.32(G), is required to order all official records pertaining to the case
sealed and, except as provided in R.C. 2953.32(F),4 all index references to the case deleted.
R.C. 2953.32(C)(2). The proceedings in a case the records of which have been ordered sealed
pursuant to R.C. 2953.32(C)(2) are to be considered not to have occurred, R.C. 2953.32(C)(2),
and "an order to seal the record of a person's conviction restores the person who is the subject
of the order to all rights and privileges not otherwise restored by termination of sentence or
probation or by final release on parole," R.C. 2953.33(A).
An Administrative Licensing Agency Is Not, as a General Matter, Required
to Seal Its Official Records
1983 Op. Att'y Gen. No. 83-100, which discussed the sealing of records maintained by
the State Board of Psychology, concluded as follows:
2.
When a court orders that the criminal conviction of an individual who is
a licensee of the Ohio State Board of Psychology be sealed, pursuant to
Pursuant to R.C. 2953.32(A)(2),
an individual "who has been arrested for any
misdemeanor offense and who has effected a bail forfeiture may apply to the court in which the
misdemeanor criminal case was pending when bail was forfeited for the sealing of his record in
the case." In addition, an individual who is found not guilty of an offense by a jury or a court,
or who is the defendant named in a dismissed complaint, indictment, or information, or against
whom a no bill is entered by a grand jury, may have all official records sealed that pertain to
the case.
R.C. 2953.52(A).
Because you have asked only about the sealing of criminal
conviction records and related investigative documents, this opinion does not address the sealing
of official records of an administrative licensing agency under similar circumstances.
R.C. 2953.32(G) permits a board of education of a city, local, exempted village, or
ilt vocational school district that maintains records of an individual who has been permanently
excluded from attending any of the public schools of this state under R.C. 3301.121 and R.C.
3313.662 to maintain records regarding a conviction that was used as the basis for the
individual's permanent exclusion, regardless of a court order to seal the record.
4 R.C. 2953.32(F) authorizes a person or governmental entity that maintains sealed
records pertaining to convictions or bail forfeitures to maintain a manual or computerized index
to the sealed records.
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R.C. 2953.32(C), 4ie Ohio State Board of Psychology is not required to
seal any of its official records because of the order, unless specifically
directed to do so by the court.
3.
To the extent that records maintained by the Ohio State Board of
Psychology contain information or other data the release of which is
prohibited by R.C. 2953.35(A), such records are not "public records"
within the meaning of R.C. 149.43(A)(1). The Board may, therefore, seal
such information or data or otherwise segregate it from its public records
in order to comply with R.C. 2953.35(A).
Op. No. 83-100 (syllabus, paragraphs two and three).
As noted in Op. No. 83-100, no
provision of R.C. 2953.31-.36 explicitly requires an administrative licensing agency to seal its
records pertaining to a case the records of which have been ordered sealed pursuant to R.C.
2953.32(C)(2). Id. at 2-387. However, since R.C. 2953.32(C) empowers a court to order the
sealing of "all official records pertaining to the case," a court may "have the authority to
determine in a particular case that the official records of an administrative [licensing agency] are
so interconnected with those of a related criminal case that such administrative records are in
fact 'official records pertaining to the case.'" Op. No. 83-100 at 2-387. Upon making such a
determination, a court may order the sealing of the pertinent official records of an administrative
licensing agency. Id.
Since the issuance of Op. No. 83-100, the General Assembly has not enacted a provision
that expressly requires an administrative licensing agency to seal its records pertaining to a case
the records of which have been ordered sealed pursuant to R.C. 2953.32(C)(2).
Nevertheless,
R.C. 2953.32(C) still authorizes a court to order the sealing of "all official records pertaining
to the case," including the pertinent official records of an administrative licensing agency where
the court concludes that such action is appropriate.
In light of the above, it is apparent that Op. No. 83-100's determination that an
administrative licensing agency is not required to seal its records pertaining to a case the records
of which have been ordered sealed pursuant to R.C. 2953.32(C)(2), unless specifically directed
to do so by the court, remains a correct statement of law.
But see R.C. 2953.51(D) (for
purposes of R.C. 2953.51-.55, which concerns the sealing of official records after not guilty
finding, dismissal of proceedings, or no bill, the term "official records" "means all records that
are possessed by any public office or agency that relate to a criminal case"); see also R.C.
2953.32(G) (a board of education of a city, local, exempted village, or joint vocational school
district that maintains records of an individual who has been permanently excluded from
attending any of the public schools of this state under R.C. 3301.121 and R.C. 3313.662 is
pennitted to maintain records regarding a conviction that was used as the basis for the
individual's permanent exclusion, regardless of a court order to seal the record). Accordingly,
when a court, acting pursuant to R.C. 2953.32(C)(2), orders the sealing of all official records
pertaining to a case, and such order does not specifically require the sealing of the pertinent
official records of an administrative licensing agency, the agency is not required to seal any of
its records. See Op. No. 83-100 (syllabus, paragraph two).
An Administrative Licensing Agency May, in Certain Situations, Seal Its
Official Records
Pursuant to R.C. 2953.35(A), however,
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[e]xcept as authorized by divisions (D), (E), and (F) of section 2953.32
of the Revised Code,' any officer or employee of the state, or a political
subdivision of the state, who releases or otherwise disseminates or makes
available for any purpose involving employment, bonding, or licensing in
connection with any business, trade, or profession to any person, or to any
department, agency, or other instrumentality of the state, or any political
subdivision of the state, any information or other data concerning any arrest,
complaint, indictment, trial, hearing, adjudication, conviction, or correctional
supervision the records with respect to which he had knowledge of were sealed
by an existing order issued pursuant to sections 2953.31 to 2953.36 of the
Revised Code, ... is guilty of divulging confidential information, a misdemeanor
of the fourth degree. (Footnote added.)
It is clear that, except as provided in R.C. 2953.32(D)-(F), R.C. 2953.35(A) prohibits the
release by a state official of information or other data concerning any arrest, complaint,
indictment, trial, hearing, adjudication, conviction, or correctional supervision the records with
respect to which such state official has knowledge were sealed by an order issued pursuant to
R.C. 2953.31-.36. Op. No. 83-100 at 2-389; see alro Shiftiet v. Thomson Newspapers (Ohio),
Inc., 69 Ohio St. 2d 179, 185, 431 N.E.2d 1014, 1018-19 (1982) (the objective of R.C. 2953.35
is to prevent public officials from disseminating official records which the court has ordered
sealed).
Obviously, if an administrative licensing agency's records, reports, orders, or official
minutes of meetings contain "information or other data" as described in R.C. 2953.35(A), the
officers and employees of the agency are prohibited, except as provided in R.C. 2953.32(D)-(F),
from releasing such information or other data. Op. No. 83-100 at 2-389 and 2-390; cf R.C.
2953.32(G) (any school employee in possession of or having access to the sealed conviction
records of an individual that were the basis of a permanent exclusion from attending any of the
public schools of this state is prohibited from releasing any information or other data pertaining
to a case the records of which have been ordered sealed). Because of the prohibition of R.C.
2953.35(A), it may be necessary for an administrative licensing agency to seal or segregate such
information or data as a matter of internal security.
Op. No. 83-100 at 2-390. Thus, to the
extent that an administrative licensing agency's records, reports, orders, or official minutes of
meetings contain information or other data the release of which is prohibited by R.C.
2953.35(A), the agency may seal such information or data or otherwise segregate it from its
public records in order to comply with R.C. 2953.35(A). Id. See generally State ex rel. Hunt
v. Hildebrant, 93 Ohio St. 1, 112 N.E. 138 (1915) (syllabus, paragraph four) ("[w]here an
officer is directed by the constitution or a statute of the state to do a particular thing, in the
absence of specific directions covering in detail the manner and method of doing it, the
R.C. 2953.32(D) provides that a law enforcement officer, a prosecuting attorney or
his assistants, the parole or probation officer of the person who is the subject of the records, the
hureau of criminal identification and investigation, and an individual named in an application by
the person who is the subject of the records may, under certain circumstances, inspect and use
information or other data pertaining to a case the records of which have been ordered sealed
pursuant to R.C. 2953.32(C)(2). R.C. 2953.32(E) provides that "[i]n any criminal proceeding,
proof of any otherwise admissible prior conviction may be introduced and proved,
notwithstanding the fact that for any such prior conviction an order of sealing previously was
issued." R.C. 2953.32(F) states that an index to sealed records must be made available for the
purposes set forth in R.C. 2953.32(C)-(E).
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command carries with it the implied power and authority necessary to the performance of the
duty imposed"), af'd sub nom. State ex rel. Davis v. Hildebrant, 241 U.S. 565 (1916).
An Administrative Licensing Agency Must Comply with a Court Order
Although an administrative licensing agency is not, as a general matter, required to seal
its official records when a court, acting pursuant to R.C. 2953.32(C)(2), orders the sealing of
all official records pertaining to a case, the court may specifically order the sealing of the
pertinent official records of an administrative licensing agency. See Op. No. 83-100 at 2-387.
When an administrative licensing agency is the subject of a court order, the agency may: (1)
obey that order; (2) seek to have the order changed by the courts; or (3) disobey the order at
its peril.
See 1992 Op. Att'y Gen. No. 92-072 at 2-306.
An officer or employee of an
administrative licensing agency who disobeys or resists a court order directed at the agency may
be subject to a contempt proceeding. See R.C. 2705.02(A); Op. No. 92-072 at 2-306. Prior
opinions of the Attorney General have determined that "an opinion of the Attorney General
regarding a court's authority cannot authorize a public official to disregard any order of that
court." 1990 Op. Att'y Gen. No. 90-009 at 2-39. Accordingly, when a court, acting pursuant
to R.C. 2953.32(C)(2), specifically orders the sealing of certain official records of an
administrative licensing agency, the agency is required to seal the affected records. See Op. No.
83-100 (syllabus, paragraph two).
The Manner of Sealing or Segregating the Records Is a Matter for the
Agency's Discretion
As noted above, an administrative licensing agency must seal its official records
pertaining to a case when specifically ordered by a court, R.C. 2953.32(C)(2), or an agency
may, for purposes of internal security, seal or segregate particular information or data that
appears in its records, see R.C. 2953.35(A).
No provision in R.C. 2953.31-.36, however,
specifically directs the manner in which an administrative licensing agency is to seal or segregate
its official records. Where a statute authorizes performance of a particular act, but does not
specify how the act is to be performed, the implication is that it is to be carried out in a
reasonable manner. Jewett v. Valley Ry. Co., 34 Ohio St. 601, 608 (1878). Insofar as R.C.
2953.32(C)(2) authorizes a court specifically to order the sealing of the pertinent official records
of an administrative licensing agency, and R.C. 2953.35(A) prohibits the officers and employees
of such an agency from releasing information and other data that has been sealed by an order
issued pursuant to R.C. 2953.31-.36, an agency may determine a reasonable manner in which
to seal, or otherwise segregate from its public records, information or other data that is not to
be released.
Such a determination depends, in large part, upon particular questions of fact
peculiar to the manner of recordkeeping of each administrative licensing agency that can be
resolved only by each agency on a case by case basis. See, e.g., 1987 Op. Att'y Gen. No.
87-082 (syllabus, paragraph three) (providing, in part, that R.C. 109.14 does not authorize the
Attorney General to decide questions of fact by means of an opinion). Accordingly, the manner
of sealing or segregating the records is a matter for an administrative licensing agency's
discretion. See Op. No. 83-100 at 2-390.
Effect of the Court Order
In its letter, the State Board of Pharmacy has also expressed a specific concern regarding
its ability to pursue administrative disciplinary proceedings in the case of a licensee whose
criminal conviction records have been sealed pursuant to a court order issued under R.C.
2953.32(C)(2).
In particular, the Board is concerned that it may not be able to pursue
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Attorney General
administrative disciplinary proceedin-s if the court's order specifically directs the agency to seal
its records that pertain to the licensee's criminal conviction.
The practice of pharmacy in Ohio is regulated by certain provisions of R.C. Chapter
4729.
R.C. 4729.01 establishes the State Board of Pharmacy as the governmental body
responsible for overseeing the practice of phannacy in Ohio, and for enforcing the provisions
pertaining thereto that are set forth in R.C. Chapter 4729. R.C. 4729.25(A).
An individual
who wishes to engage in the practice of pharmacy in Ohio must apply to the Board for
egistration as a pharmacist, and thereafter appear before the Board to take an examination to
determine his fitness to practice pharmacy. R.C. 4729.07. R.C. 4729.08 further describes the
personal and educational qualifications that must be satisfied by an applicant who wishes to be
registered as a pharmacist. If the Board is satisfied that the applicant meets those requirements,
and if the applicant passes the examination prescribed by R.C. 4729.07, then the Board "shall
issue to the applicant a certificate of registration and an identification card authorizing him to
practice pharmacy."
R.C. 4729.08(D).
Pursuant to R.C. 4729.16 and R.C. 4729.17, the Board is empowered to hold or
undertake any investigation, inquiry, or hearing into the conduct of a pharmacist or a pharmacy
intern. When appropriate, the Board may revoke, suspend, place on probation, or refuse to
grant or renew an identification card, or impose a monetary penalty or forfeiture, if the Board
finds a pharmcist or pharmacy intern:
(1) Guilty of a felony or gross immorality;
(2) Guilty of dishonesty or unprofessional conduct in the practice of
pharmacy;
(3) Addicted to or abusing liquor or drugs or impaired physically or
mentally to such a degree as to render him unfit to practice pharmacy;
(4) Has been convicted of a misdemeanor related to, or committed in,
the practice of pharmacy;
(5) Guilty of willfully violating, conspiring to violate, attempting to
violate, or aiding and abetting the violation of any of the provisions of sections
3715.52 to 3715.72 or Chapter 2925., 3719., or 4729. of the Revised Code;
(6) Guilty of permitting anyone other than a pharmacist or pharmacy
intern to practice pharmacy;
(7)
Guilty of knowingly lending his name to an illegal practitioner of
pharmacy or having professional connection with an illegal practitioner of
pharmacy; or
(8) Guilty of dividing or agreeing to divide remuneration made in the
practice of pharmacy with any other individual, including, but not limited to, a
practitioner or any owner, manager, or employee of a health care facility, rest
home, or nursing home.
R.C. 4729.16(A).
In addition, the Board is also responsible for regulating registered wholesale distributors
of dangerous drugs and licensed terminal distributors of dangerous drugs. See R.C. 4729.51-
.64.
Specifically, the Board is authorized to suspend, revoke, or refuse to renew any
registration certificate issued to a wholesale, distributor of dangerous drugs or any license issued
to a terminal distributor of dangerous drugs, or impose a monetary penalty or forfeiture, if the
Board determines that a wholesale distributor of dangerous drugs has performed any of the acts
set forth in R.C. 4729.56(A), or a terminal distributor of dangerous drugs has committed one
of the offenses listed in R.C. 4729.57(A).
The Board thus is statutorily responsible for
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disciplining a registered pharmacist or pharmacy intern, registered wholesale distributor of
dangerous drugs, or licensed terminal distributor of dangerous drugs under specified
circumstances.
Although a court, acting pursuant to R.C. 2953.32(C)(2), may order the sealing of an
individual's criminal conviction records, such order does not generally prohibit a regulatory
agency from exercising its disciplinary authority with respect to a licensee of the agency. See,
e.g., In re Niehaus, 62 Ohio App. 3d 89, 574 N.E.2d 1104 (Franklin County 1989); Ohio State
Bd. of Pharmacy v. Friendly Drugs, 27 Ohio App. 3d 32, 499 N.E.2d 361 (Cuyahoga County
1985)
For example, if an agency suspends or revokes a license because the licensee was
convicted of a crime, the subsequent sealing of the criminal conviction records by a court
pursuant to R.C. 2953.32(C)(2) does not remove the suspension or reinstate the licensee for
purposes of practicing the profession or occupation for which that person was first licensed.
See, e.g., In re Niehaus.
Moreover, the sealing of the official records pertaining to a criminal conviction of an
individual licensed by an administrative liceising agency does not bar the agency from inquiring
into acts of that licensee that directly involve the course of practice or work for which the
license was granted. R.C. 2953.33(B) provides, in pertinent part, as follows:
In any application for employment, license, or other right or privilege, any
appearance as a witness, or any other inquiry, except as provided in division (E)
of section 2953.32 of the Revised Code, a person may be questioned only with
respect to convictions not sealed, ... unless the question bears a direct and
substantial relationship to the position for which the person is being considered.
(Emphasis added.)
The language of R.C. 2953.33(B) thus authorizes an administrative licensing agency to inquire
into sealed convictions if the inquiry bears a direct and substantial relationship to a position for
which an individual must be licensed. In re Application of Davis, 61 Ohio St. 2d 371, 372, 403
N.E.2d 189, 190 (1980); In re Niehaus, 62 Ohio App. 3d at 96-97, 574 N.E.2d at 1109-10;
Ohio State Bd. of Pharmacy v. Friendly Drugs, 27 Ohio App. 3d at 34, 499 N.E.2d at 363.
The court of appeals in In re Niehaus examined the language of R.C. 2953.33(B), and
concluded that:
Contrary to appellant's assertion, expungement or sealing of the record "... does
not literally obliterate the criminal record...."
Pepper Pike v. Doe (1981), 66
Ohio St.2d 374, 378, 20 0.O.3d 334, 336, 421 N.E.2d 1303, 1306.
Nor is
expungement absolute as it applies to professional licensure. R.C. 2953.33(B)
provides inquiry into sealed convictions if "... the question bears a direct and
substantial relationship to the position for which the person
is being
considered."....
R.C. 2953.33(B) is not limited to consideration of sealed records only with
respect to the questioning of an applicant for professional licensure, but also
encompasses any other inquiry which bears a direct and substantial relationship
to other rights and privileges associated with such license, as in the case herein.
In that respect, we adopt the sound reasoning of the trial court at page two of its
decision:
" ... The acts complained of relative to the prescription of
Dalmane were also concluded to be an inappropriate prescribing
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and issuance of a prescription. Even if the Board would not have
known, through expungement, of the guilty plea to a misdemeanor
(a violation of 4731.22(B)(1 1) Revised Code),
the Board
considered these acts separate and apart from the misdemeanor
plea as violations of 4731.22(B)(2) and 4731.22(B)(3), Revised
Code. The record refers to 4711.22(B)(10) when it should he
4711.22(B)(1 1). The Appellant's stipulation of the conviction, and
later the effort to legally erase the conviction through expolngement
did not preclude the Board from considering and concluding that
Appellant violated the Medical Practice Act. A licensing Board
should not be barred, by expungement, from inquiry into acts of a
licensee that directly involve the course of practice or work for
which the license has been granted. "
62 Ohio App. 3d at 96-97, 574 N.E.2d at 1109-10 (emphasis in original and emphasis added);
see also State v. Bissantz, 40 Ohio St. 3d 112, 532 N.E.2d 126 (1988) (R.C. 2953.33(B) permits
an expunged conviction of bribery in office under R.C. 2921.02(B) to be considered
subsequently in determining an individual's eligibility for public office); Ohio State Bd. of
Pharmacy v. Friendly Drugs (State Board of Pharmacy had the right to question an applicant for
licensure as a terminal distributor of dangerous drugs with respect to his previously expunged
drug conviction).
In light of the above, it is clear that R.C. 2953.33(B) authorizes an administrative
licensing agency to inquire into the existence and circumstances of a sealed criminal conviction
if it bears a direct and substantial relationship to a licensee's fitness to practice the profession
or occupation for which the license was granted. It follows that if an administrative licensing
agency is entitled to inquire about a licensee's sealed criminal convictions, it is also entitled to
take disciplinary action with respect to a licensee of the agency that relies upon the facts and
circumstances which resulted in the licensee's criminal conviction. See, e.g., In re Niehaus, 62
Ohio App. 3d at 95-97, 574 N.E.2d at 1108-10 (a sealed conviction could .be considered by the
State Medical Board in determining that a physician violated the Medical Practice Act); see also
State v. Bissantz, 40 Ohio St. 3d at 115, 532 N.E.2d at 129 (expungement of an individual's
conviction for bribery in office does not prevent such conviction from being considered in
determining his eligibility for public. office). It also follows that the sealing of a licensee's
criminal conviction does not affect any prior disciplinary action taken by the agency against that
licensee. Therefore, if a court, acting pursuant to R.C. 2953.32(C)(2), orders the sealing of all
official records pertaining to a case (whether or not the order includes the pertinent official
records of an administrative licensing agency), such order does not affect any prior disciplinary
action taken by an administrative licensing agency against a licensee of the agency, and does not
foreclose the agency from pursuing any disciplinary action against a licensee of the agency,
when the agency's action relies upon the facts and circumstances that resulted in the licensee's
criminal conviction.
An Administrative Licensing Agency Must Seal or Otherwise Segregate from
its Public Records All of the Information or Other Data Pertaining to a
Criminal Conviction that Is Sealed
As a final matter, the State Board of Pharmacy asks, if the Board takes disciplinary
action against a licensee of the Board on the basis of information or other data pertaining to a
criminal case in which the records have been ordered sealed pursuant to R.C. 2953.32(C)(2),
how is the disciplinary action to be reflected in tie iecords of the Board? As noted above, an
administrative licensing agency must seal its official records pertaining to a case when
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specifically ordered to do so by a court, R.C. 2953.32(C)(2), or an agency may, for purposes
of internal security, seal or segregate particular information or data that appears in its records,
see R.C. 2953.35(A).
Thus, if an administrative licensing agency takes disciplinary action
against a licensee of the agency on the basis of information or other data pertaining to a criminal
case in which the records have been ordered sealed pursuant to R.C. 2953.32(C)(2), it appear,
that the most appropriate course for the agency would be to seal or otherwise segregate from its
public records all information or other data specifically pertaining to the details of that criminal
case.
Although an administrative licensing agency thus would be advised to seal or otherwise
segregate from its public records all information or other data specifically pertaining to the
details of a criminal case in which the records have been ordered sealed pursuant to R.C.
2953.32(C)(2), the agency is not required to remove from its records any generic reference to
the existence of such a conviction. Specifically, the agency may indicate on its records, reports,
orders, or official minutes of meetings the type of disciplinary action taken against the lcensee,
and that such action was taken by the agency either on the basis of a criminal conviction or on
the basis of information or data pertaining to a criminal conviction.
Such notation on an
agency's records, reports, orders, or official minutes of meetings, however, must not contain
specific information or other data pertaining to the details of that criminal case.
Conclusions
Based on the foregoing, it is my opinion, and you are hereby advised that:
1.
When a court, acting pursuant to R.C. 2953.32(C)(2), orders the sealing
of all official records pertaining to a case, and such order does not
specifically require the sealing of the pertinent official records of an
administrative licensing agency, the agency is not required to seal any of
its official records.
However, insofar as an administrative licensing
agency's records, reports, orders, or official minutes of meetings contain
information or other data the release of which is prohibited by R.C.
2953.35(A), the agency may seal such information or data or otherwise
segregate it from its public records in order to comply with R.C.
2953.35(A).
The manner of sealing or segregating such information or
data is a matter for the agency's discretion. (1983 Op. Att'y Gen. No.
83-100, approved and followed.)
2.
When a court, acting pursuant to R.C. 2953.32(C)(2), specifically orders
the sealing of certain official records of an administrative licensing
agency, the agency is required to seal the affected records. Except as
provided in the court's order, the manner of sealing the records is a
matter for the agency's discretion.
(1983 Op. Att'y Gen. No. 83-100,
approved and followed.)
3.
If a court, acting pursuant to R.C. 2953.32(C)(2), orders the sealing of all
official records pertaining to a case (whether or not the order includes the
pertinent official records of an administrative licensing agency), such
order does not affect any prior disciplinary action taken by an
administrative licensing agency against a licensee of the agency, or
foreclose the agency from pursuing any disciplinary action against a
licensee of the agency, when the agency's action relies upon the facts and
circumstances that resulted in the licensee's criminal conviction.
December 1993
2-201
OAG 93-038
Attorney General
4.
If an administrative licensing agency takes disciplinary action against a
licensee of the agency on the basis of information or other data pertaining
to a criminal case in which the records have been ordered sealed pursuant
to R.C. 2953.32(C)(2), it appears that the most appropriate course for the
agency would be to seal or otherwise segregate from its public records all
information or other data pertaining to the details of that criminal case.
The agency may, however, indicate on its records, reports, orders, or
official minutes of meetings the type of disciplinary action taken against
the licensee and that such action was taken by the agency either on the
basis of a criminal conviction or on the basis of information or data
pertaining to a criminal conviction.
OPINION NO. 93-039
Syllabus:
1.
Subject to the limitations on unvoted debt imposed by Ohio Const. art.
XII, §§ 2 and 11, when there are insufficient funds in the general fund,
a board of township trustees may purchase a building and site for a
township hall and township police district facility by issuing notes under
the terms and conditions set out in R.C. 505.262, without submitting to
the electorate either the question of whether to make the purchase or the
question of whether to issue such notes. (1990 Op. Att'y Gen. No. 90-
010, approved and followed.)
2.
Subject to the limitations on unvoted debt imposed by Ohio Const. art.
XII, §§ 2 and 11, when there are insufficient funds in the general fund,
a board of trustees of a township police district may purchase a building
and site for a township police district facility by issuing notes under the
terms and conditions set out in R.C. 505.53, without submitting to the
electorate either the question of whether to make the purchase or the
question of whether to issue such notes.
To: Stephen M. Stern, Jefferson County Prosecuting Attorney, Steubenville,
Ohio
By: Lee Fisher, Attorney General, November 16, 1993
You have asked whether a board of township trustees may purchase a building and land
for use as a township hall and police district facility' when there are not sufficient funds in the
general fund to cover the purchase price, without first submitting the question of such purchase
to the electorate. The trustees have been leasing the property in question for these purposes for
eleven years. The owner now plans to sell the property, and the trustees have an opportunity
to purchase it for what they consider a reasonable price. Because the general fund does not have
sufficient funds to purchase the property outright, the trustees wish to borrow money from local
I
The building is described in your request as a "township hall."
Phone
conversations between our staff members indicate the additional use of the building by the
township police district. A town hall, as traditionally understood in Ohio, is the hall where the
people of a township hold their elections and township meetings. 1969 Op. Att'y Gen. No. 69-
132 at 2-290; see also Trustees ofNew London Township v. Miner, 26 Ohio St. 452, 460 (1875).
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2-202