99-006
EMS run sheets, status as public records
Cite as 1999 Ohio Op. Att'y Gen. No. 99-006
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1 999 Opinions
OAG 99-006
OPINION NO. 99-006
Syllabus:
1.
When a run sheet is created and maintained by a county emergency
medical services (EMS) organization, all information on the run sheet
that does not satisfy either the medical records exception, R.C.
149.43(A)(1 )(a), or the exception for "records the release of which is
prohibited by state or federal law," R.C. 149.43(A)(1)(p), is a public
record and must be disclosed pursuant to R.C.149.43(B).
2.
Information on a run sheet that satisfies the medical records exception
of R.C. 149.43(A)(1)(a), but that is not also subject to the exception of
R.C. 1 49.43(A)(1 )(p), may be released to the public in response to a
public records request, but a county EMS organization is under no
obligation to do so.
3.
Pursuant to R.C. 370 1.243(A), a county EMS organization responding
to a public records request for run sheets is prohibited from disclosing
//( 1) [t]he identity of any individual on whom an HIV test is performed;
(2) [t]he results of an HIV test in a form that identifies the individual
tested; [and] (3) [t]he identity of any individual diagnosed as having
AIDS or an AIDS-related condition." Pursuant to R.C. 3701.243(A)
and R.C. 149.43(A)(1)(p), this information is not a public record and
must be redacted from a run sheet prior to its disclosure pursuant to
R.C. 149.43(B).
4.
Pursuant to the federal constitutional right of privacy, a county EMS
organization responding to a public records request for run sheets is
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prohibited from disclosing an individual's social security number or
any information that identifies an individual as having a stigmatizing
medical condition. Pursuant to the federal constitutional right of pri
vacy and RC. 19.43(A)(1 )(p), this information is not a public record
and must be redacted from a run sheet prior to its disclosure pursuant
to R.C.149.43(B).
To: W. Duncan Whitney, Delaware County Prosecuting Attorney, Delaware, Ohio
By: Betty D. Montgomery, Attorney General, February 1, 1999
You have requested an opinion regarding the application of the Ohio public records
act, R.C. 149.43. Specifically, you ask:
1.
To what extent is a run sheet that is created and maintained by a
county emergency medical services (EMS) organization a public re
cord subject to mandatory disclosure pursuant to R.C. 149.43(B)?
2.
If not a public record, what information, if any, on a run sheet may be
released to the public pursuant to a request for information?
Based on your letter and information provided by a member of your staff, we
understand a run sheet to be a document that is completed by the county emergency medical
services team whenever it is dispatched on a call. The run sheet contains information such as
the patient's name, address, age, location of the incident, nature and time of the call, and
disposition of the patient. The run sheet is prepared for and maintained by the EMS organi
zation for its own purposes, and not for the use of the receiving hospital or the patient's
physician.
Pursuant to RC. 149.43(B), a public office is required to disclose, upon request, all
information that qualifies as a public record, subject only to the specific exceptions set out in
RC. 149.43(A)(1). See generally State ex reI. James v. Ohio State Univ., 70 Ohio St. 3d 168,
637 N.E.2d 911 (1994); Dayton Newspapers, Il1c. v. City ofDaylOll, 45 Ohio St. 2d 107, 108,
341 N.E.2d 2d 576,578 (1976). A "[p]ublic record" is defined as "any record that is kept by
any public office, including ... county" offices, except for the sixteen specific types of records
listed thereafter. R.C. 149.43(A)(1).
The term "[p]ublic office" is further defined as "any ... political subdivision, or any
other organized body, office, agency, institution, or entity established by the laws of this state
for the exercise of any function of government." RC. 149.011(A). Pursuant to R.C. 307.05, a
board of county commissioners may operate a county EMS organization directly or contract
for emergency medical services with another governmental or private entity. The provision
of emergency medical services is generally recognized as a governmental function. See, e.g.,
RC. 2744.01(C)(2)(a) (classifying emergency medical services as a governmental function
for purposes of political subdivision tort liability). Thus, a county EMS organization is a
public office, as defined in R.C. 149.0 11(A). See State ex rei. Freedom Communicatiol1s, Inc. v.
Elida Community Fire Co., 82 Ohio St. 3d 578, 579, 697 N.E.2d 210, 213 (1998) (holding that
a nonprofit entity that provides fire and emergency medical services to a township by
contract is a public office as defined at RC. 149.011 (A».
"Records" are "any document, device, or item .. , created or received by ... any
public office of the state or its political subdivisions, which serves to document the organiza
tion, functions, policies, decisions, procedures, operations, or other activities of the office."
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R.C. 149.011(G). Run sheets, as you have described them, serve to document the functions,
procedures, or operations of the county EMS organization, thus qualifying as "records"
under R.C. 149.011(G). Accordingly, run sheets created and maintained by a county EMS
organization are records kept by a public office for purposes of R.C. 149.43(A)(1). Therefore,
the run sheets must be disclosed to the public unless they are subject to one or more of the
exceptions set out in R.C. 149.43(A)(1)(a)-(p).'
I R.C. 149.43(A)(1), in its entirety, states as follows:
(A) As used in this section:
(1) "Public record" means any record that is kept by any public
office, including, but not limited to, state, county, city, village, township, and
school district units, except that "public record" does not mean any of the
following:
(a) Medical records;
(b) Records pertaining to probation and parole proceedings;
(c) Records pertaining to actions under section 2151.85 and division
(C) of section 2919.121 of the Revised Code and to appeals of actions arising
under those sections;
(d) Records pertaining to adoption proceedings, including the con
tents of an adoption file maintained by the department of health under
section 3705.12 of the Revised Code;
(e) Information in a record contained in the putative father registry
established by section 3107.062 of the Revised Code, regardless of whether
the information is held by the department of human services or, pursuant to
section 5101.313 of the Revised Code, the division of child support in the
department or a child support enforcement agency;
(f) Records listed in division (A) of section 3107.42 of the Revised
Code or specified in division (A) of section 3107.52 of the Revised Code;
(g) Trial preparation records;
(h) Confidential law enforcement investigatory records;
(i) Records containing information that is confidential under section
2317.023 or 4112.05 of the Revised Code;
U) DNA records stored in the DNA database pursuant to section
109.573 of the Revised Code;
(k) Inmate records released by the department of rehabilitation and
correction to the department of youth services or a court of record pursuant
to division (E) of section 5120.21 of the Revised Code;
(I) Records maintained by the department of youth services pertain
ing to children in its custody released by the department of youth services to
the department of rehabilitation and correction pursuant to section 5139.05
of the Revised Code;
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It is well established that "RC. 149.43 must be liberally construed in favor of broad
access." State ex rei. Wadd v. City o/, Cleveland, 81 Ohio S1. 3d 50, 51, 689 N.E.2d 25, 27
(1998); accord State ex reZ. Warren Newspapers, Inc. v. Hutson, 70 Ohio St. 3d 619, 621, 640
N.E.2d 174, t 77 (1994). The exceptions listed in R.C. I 49.43(A)(l )(a)-(p) are to be construed
narrowly with any doubts resolved in favor of disclosure. See, e.g., State ex reI. Gannett
Satellite Network, Inc. v. Petro, 80 Ohio St. 3d 26 t, 264,685 N.E.2d 1223, 1227 (1997); State
ex reZ. Beacon Journal Publ'g Co. v. University o/,Akron, 64 Ohio St. 2d 392, 397, 415 N.E.2d
310, 314 (1980). If a record contains both excepted and non-excepted information, the
excepted information "must be redacted and any remaining information must be released."
State ex rei. Masterv. City o/'Cleveland, 75 Ohio St. 3d 23,31,661 N.E.2d 180, 187 (1996).
Thus, to determine what information must be released, one must analyze the various excep
tions to the definition of public record listed at RC. 149.43(A)(l )(a)-(p). The information that
remains after redacting excepted material is a public record and must be released pursuant
to RC. 149.43(B).
With these principles in mind, we turn now to your first question, which requires an
analysis of what information on a run sheet is a public record that must be released pursuant
to RC. 149.43(B). Of the exceptions to the definition of public record in RC. 149.43(A)(1),
the two that are pertinent to your request are the exception for "[rJecords the release of
which is prohibited by state or federal law," RC. 149.43(A)(1)(p), and the exception for
medical records, R.C. 149.43(A)(1)(a). Any information on a run sheet that satisfies the
requirements of either of these exceptions is not a public record and may be withheld in
response to a public records request. Any remaining information on the run sheet is a public
record and must be disclosed.
For ease of discussion, we begin with RC. 149.43(A)(1)(p), the so-called "catch-all"
exception. This exception requires a review of various provisions of state and federal law
pertinent to the types of information that typically appear on a run sheet. There are two state
law provisions that apply specifically to emergency medical services information. Neither of
these, however, prohibits the disclosure of public record information on a run sheet.
The first, R.C. 4765.06, requires the State Board of Emergency Medical Services to
"maintain the confidentiality of any information collected under this section2 that would
identify a specific patient of emergency medical services .. .except as otherwise provided in
[R.C.] 149.43." (Emphasis and footnote added.) As this statute applies only to the State Board
of Emergency Medical Services, it imposes no duty of confidentiality on local EMS organiza
tions or their personnel. Even if the duty could be extended by implication, however, RC.
4765.06 expressly incorporates the disclosure requirements of RC. 149.43, which means the
statute does not prohibit the disclosure of any information that constitutes a "public record."
(m) Intellectual property records;
(n) Donor profile records;
(0) Records maintained by the department of human services pursu
ant to section 5101.312 of the Revised Code;
(p) Records the release of which is prohibited by state or federal law.
2 The State Board of Emergency Medical Services may require EMS organizations
to submit information for purposes of maintaining statutorily-required data bases. See R.C.
4765.06; 1996 Op. Att'y Gen. No. 96-005.
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Thus, R.C. 4765.06 is not a state law that prohibits the release of information on a run sheet
for purposes of the "catch-all" exception.
A similar analysis applies to the confidentiality requirements imposed upon emer
gency medical technicians (EMTs) by administrative rule. 11 Ohio Admin. Code 4765-9-01
provides, in part, that:
(1) Except as othelwise required by law, an EMT shall maintain the
confidentiality of patient information.
(K) An EMT shall not release or provide a medical report or any
supporting documentation, or otherwise disclose the contents of a medical
report to anyone other thcm those authorized by law to receive them. (Empha
sis added.)
The duty to maintain confidentiality under this rule is limited to EMTs. It does not extend to
other emergency medical services personnel or the EMS organization itself. Further, this
rule does not prohibit any disclosure that is required or authorized "by law." Therefore, by
its plain language, the rule requires compliance with the mandatory disclosure provisions of
RC. 149.43(B).3 Accordingly, neither RC. 4765.06 nor rule 4765-9-01 prohibits the disclo
sure of information on a run sheet for purposes of the "catch-all" exception of RC.
149.43(A)(1 )(p).
In contrast, RC. 3701.243 does constitute a provision of state law that prohibits the
disclosure of certain information that could appear on a run sheet. RC. 3701.243(A) states:
Except as provided in this section or section 3701.248 of the Revised
Code, no person or agency of state or local government that acquires the
information while providing any health care service or while in the employ
of a health care facility or health care provider shall disclose or compel
another to disclose any of the following:
(1) The identity of any individual on whom an HIV test is performed;
(2) The results of an HIV test in a form that identifies the individual
tested;
(3) The identity of any individual diagnosed as having AIDS or an
AIDS-related condition. (Emphasis added.)
RC. 370 1.243(A) thus prohibits the disclosure of the identity of an individual in
connection with specified HIV, AIDS, and AIDS-related information. The only exceptions to
this prohibition are set out in RC. 3701.243(B)-(F) and R.C. 3701.248. None of these
provisions, however, incorporates the disclosure requirements of RC. 149.43(B) or other
wise authorizes disclosure to the general public. R.C. 370 1.243(A), thus, removes certain
3 Absent express statutory authority, a state agency may not promulgate a rule
which purports to exempt information from the operation of the public records act, R.C.
149.43. See State ex rei. Lindsay v. Dwyer, 108 Ohio App. 3d 462, 466-67, 670 N.E.2d 1375,
1378 (Franklin County 1996); accord State ex rei. Gallon & Takacs Co., L.P.A. v. Conrad, No.
97 APD02-243, 1997 Ohio App. LEXIS 5413 (Ct. App. Franklin County Dec. 4, 1997), appeal
dismissed, 81 Ohio St. 3d 1504, 691 N.E.2d 1063 (1998). The State Board of Emergency
Medical Sen/ices has no such statutory authority.
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HIV, AIDS, and AIDS-related information from the mandatory disclosure provisions of RC.
149.43(B). Consequently, if a run sheet contains any of the information described in RC.
3701.243(A), and that information was acquired by persons providing emergency medical
services or in the employ of the county EMS organiz::ttion, the county EMS organization
must redact all patient-identifying information from the run sheet before releasing the run
sheet. See also 1997 Op. Att'y Gen. No. 97-010 at 2-61 through 2-62 (concluding that the
federal constitutional right of privacy prohibits disdosure of information indicating that an
individual has been diagnosed as having HlV, AIDS, or an AIDS-related condition and that,
under proper factual circumstances, additional restrictions may be imposed under the
Americans with Disabilities Act, 42 U.S.C. 12101-12213 (1994 & Supp. II 1996».
The physician-patient testimonial privilege, RC. 2317 .02(B)(1), is another provision
of state law that prohibits the release of certain information for purposes of the "catch-all"
exception. See 1996 Op. Att'y Gen. No. 96-005 at 2-22; cf, State ex rei. Nix v. CityorCleveland,
83 Ohio St. 3d 379, 383, 700 N.E.2d 12, 16 (1998) (recognizing the attorney-client privilege,
R.C. 2317.02(A), as a state law prohibiting the release of records (citing TBC Westlake, Inc. v.
Hamilton County Bd. or Revision, 81 Ohio St. 3d 58, 62-63, 689 N.E.2d 32, 36 (1998) and
State ex reI. Thomas v. Ohio State Univ., 71 Ohio St. 3d 245, 249, 643 N.E.2d 126, 130
(1994». Pursuant to RC. 2317.02(B)(1), the physician-patient testimonial privilege protects
from disclosure, "a communication made [to] the physician or dentist by a the [sic] physi
cian's or dentist's patient in that relation, or the physician's or dentist's advice to the a [sic]
patient." (Emphasis added.)
Emergency medical services are provided by emergency medical technicians, first
responders, or paramedics. See R.C. 4765.01(G). The physician-patient testimonial privilege
does not extend to information observed and recorded by such ancillary medical personnel
unless that information is intended to assist a physician in diagnosis or treatment. See RC.
2317.02(B)(4)(a) (defining "communication"); Johnston v. Miami Valley Hosp., 61 Ohio App.
3d 81,84-85,572 N.E.2d 169, 171 (Montgomery County 1989); accord State v. Wells, No.
C-940307, 1994 Ohio App. LEXIS 5721 (Ct. App. Hamilton County Dec. 21, 1994); State v.
Cherukuri, 79 Ohio App. 3d 228, 231-32, 607 N.E.2d 56, 60 (Lake County 1992); State v.
Gabriel, 72 Ohio App. 3d 825,829-30,596 N.E.2d 538,540-41 (Franklin County 1991). Thus,
the question of whether the physician-patient testimonial privilege applies to any informa
tion in a run sheet will depend on the facts of each situation. You have informed us that in
your situation the run sheets are not prepared or maintained for the purpose of assisting a
physician in treatment. Accordingly, none of the information on the run sheets you have
described is subject to the physician-patient testimonial privilege.
For purposes of the "catch-all" exception, the federal constitutional right of privacy
has also been interpreted to prohibit the release of information under certain circumstances.
The Ohio Supreme Court has recognized that the "right of privacy involves the interest of
avoiding disclosure of personal matters." State ex reI. Plain Dealer Publ'g Co. v. City or
Clevela11d, 75 Ohio St. 3d 31,34,661 N.E.2d 187, 190 (1996) (citing Whalen v. Roe, 429 U.S.
589,598-600 (1977»; accord State ex reI. Beacon Journal Pllbl'g Co. v. City orAkron, 70 Ohio
St. 3d 605,607,640 N.E.2d 164, 166 (1994); see also Kallstrom v. City orColwnbllS, 136 F.3d
1055, 1061 (6th Cir. 1998). Not every disclosure of personal matters, however, rises to the
level of a constitutionally protected privacy interest.
Ohio courts and the federal courts of the Sixth Circuit have interpreted the right of
privacy in personal information narrowly, utilizing a two-part test to determine when per
sonal information is constitutionally protected from disclosure. See, e.g., State ex reI. Thomas,
71 Ohio st. 3d at 249, 643 N.E.2d at 120 (advising that concerns over possible ill-effects of
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disclosure should be addressed by legislation "rather than [by] resolving the matter through
judicial expansion of the constitutional right of privacy"); Kallstrom, 136 F.3d at 1061-62;
I.P. v. DeSaltti, 653 F.2d 1080, 1088-91 (6th Cir. 1981). First, the information must be
subject to a legitimate expectation of privacy. See State ex rei. Beacol1 lournal Publ'g Co. v.
City oFAkrol1, 70 Ohio St. at 608,640 N.E.2d at 167 (citing Nixon v. Administrator of Gen.
Services, 433 u.s. 425 (1977». Second, in order for a legitimate privacy interest to be "of
constitutional dimension," it must implicate a fundamental right of the individual. Kall
strom, 136 F.3d at 1061-62 (citing DeS{lItti, 653 F.2d at 1091). Thus, constitutional protec
tion against disclosure of personal information is provided only in situations where disclo
sure would create a "high potential for victimization," based on evidence of fraud,
harassment, or threats to personal safety resulting from similar disclosures. State ex rei.
Freedom Commul1ications, Inc., 82 Ohio St. 3d at 581, 697 N.E.2d at 214; accord Kallstrom,
136 F.3d at 1061-62; State ex rei. Plain Dealer Publ'g Co., 75 Ohio S1. 3d at 34-35,661 N.E.2d
at 190; State ex rel. Thomas, 71 Ohio St. 3d at 248, 643 N.E.2d at 129; State ex rei. Beacon
lournal Publ'g Co. v. City oFAkrol1, 70 Ohio S1. 3d at 612,640 N.E.2d at 169.
Applying the two-part analysis of the federal constitutional right of privacy to run
sheets, it is arguable that a person has a legitimate expectation of privacy in the personal
medical information contained in a run sheet. As with social security numbers, there are
legislative schemes that govern the use of personal medical information in many circum
stances. There are statutory restrictions regarding the disclosure of certain information
regarding Medicaid recipients, 42 U.S.C. 1396a(a)(7) (1994); 42 C.F.R. & § 167;
431.301-.306 (1997); [1998-1999 Ohio Monthly Record, vol. 1] Ohio Admin. Code
5101: 1-1-03 at 914-16, the disclosure of nursing home patient records, 42 U .S.C.
1396r(c)(1)(A)(iv) (1994); R.C. 3721.13(A)(10), the disclosure of medical information in the
hands of the state retirement systems, RC. 145.27(C); RC. 742.41 (C); R.C. 3307.21 (C); R.C.
3309.22(C); RC. 5505.04(D)(2), the disclosure of medical information held by or obtained
from insurance companies, RC. 1751.19(C); RC. 17SI.52(B); RC. 3904.13, and the disclo
sure of patient records belonging to various types of care and treatment facilities, R.C.
3724.07(B)(S) (community alternative homes); RC. 3793.14 (alcohol and drug addiction
services); RC. 4723.3S(E) (alternative programs for chemically dependent nurses); RC.
SI22.31(N) (persons hospitalized or sought to be hospitalized for mental illnesses); RC.
5123.62(T) (rights of mentally retarded and developmentally disabled persons). See also R.C.
2317.02(B)(1) (physician-patient testimonial privilege). Although these statutes do not
directly apply to emergency medical services personnel, they serve to create a legitimate
expectation of privacy in one's medical information. cr: State ex rel. Beacon lournal Publ'g
Co. v. City o( Akron, 70 Ohio S1. 3d at 609, 640 N.E.2d at 169 (finding that the federal
legislative scheme governing use of social security numbers creates an expectation of
privacy).
Nonetheless, when the second prong of the right to privacy test is applied, it appears
that in most circumstances the privacy interest in personal medical information created by
the foregoing legislative schemes does not rise to constitutional dimensions. Using the "high
potential for victimization" standard, Ohio courts have extended the constitutional right to
privacy only to prevent the disclosure of social security numbers, State ex reI. Beacon loumal
Publ'g Co. v. City of Akron, 70 Ohio S1. 3d at 612, 640 N.E.2d at 169, and information
revealing that an individual has a stigmatizing disease, Humphry v. Riverside Methodist
Hasp., 22 Ohio S1. 3d 94, 96, 488 N.E.2d 877, 879 (1986) (Legionnaires' disease), overruled
011 other groul1ds by State ex rei. SteckmWl v. lacksol1, 70 Ohio S1. 3d 420, 639 N.E.2d 83
(1994) (syllabus, paragraph seven); Arnold v. American Nat 'I Red Cross, 93 Ohio App. 3d 564,
578-81, 639 N.E.2d 484, 493-95 (Cuyahoga County 1994) (identity of blood donor who had
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AIDS). See also Kallstrom, 136 F.3d at 1062 (finding that the release of names, addresses,
and phone numbers of undercover police and their families created a risk to personal safety,
and that officers had a constitutional right to notice and hearing before disclosure); c( State
e.x; rei. Freedom Communicatiol1s, Inc., 82 Ohio St. 3d at 581-82,697 N.E.2d at 214 (finding
no constitutional prohibition against disclosure of investigative report and termination let
ters resulting from allegations of sexual misconduct of firefighters during training); State ex
rei. Plain Dealer Publ'g Co., 75 Ohio St. 3d at 37,661 N.E.2d at 190-91 (finding no constitu
tional prohibition against disclosure of resumes of applicants for police chief vacancy); State
ex rei. Thomas, 71 Ohio St. 3d at 248-49, 643 N.E.2d at 129-30 (finding no constitutional
protection for names and work addresses of university animal research scientists). With the
exception of social security numbers or stigmatizing medical conditions, it is unlikely that
information on a run sheet, if disclosed to the public, will create any potential for victimiza
tion through fraud, harassment, or threats to personal safety. Accordingly, pursuant to the
federal constitutional right of privacy, a county EMS organization must redact only social
security numbers, and information that would disclose that a patient has a stigmatizing
medical condition, such as AIDS or Legionnaires' disease.
As a final point in reviewing applicable provisions of state or federal law, we note
that the provisions of R.C. Chapter 1347 do not prohibit disclosure of records for purposes of
the "catch-all" exception of RC. 149.43(A)(1 )(p). 1990 Op. Att'y Gen. No. 90-007 (syllabus,
par-agraph three). R.C. Chapter 1347 governs the collection and maintenance by state and
local agencies of personal information in personal information systems. 4 A state or local
agency may collect, maintain, and use personal information in such systems only "as neces
sary and relevant" to functions of the agency. RC. 1347.05(H); see also RC. 1347.07. In
some instances, a person may recover damages for improper use or disclosure of personal
information. R.C. 1347.10. See generally 1992 Op. Att'y Gen. No. 92-007 at 2-303. R.C.
1347.04(B) expressly provides, however, that "disclosure to members of the general public
of personal information contained in a public record, as defined in [RC.] 149.43, is not an
improper use of personal information under this chapter," and also that "the provisions of
[R.C. Chapter 1347] shall not be construed to prohibit the release of public records, or the
disclosure of personal information in public records, as defined in [R.C.] 149.43." See also
149.43(D) (providing that RC. Chapter 1347 "does not limit the provisions of this section ");
Hennel1um v. City o{Toledo, 35 Ohio St. 3d 241, 245,520 N.E.2d 207, 211 (1988); 1992 Op.
Att'y Gen. No. 92-071 at 2-303; 1990 Op. Att'y Gen. No. 90-099 at 2-436; 1990 Op. Att'y Gen.
No. 90-007 at 2-32 through 2-33.
We are aware that in two cases, the Ohio Supreme Court has advised, in dicta, that
"if a document composed of information outside the scope of R.C. 149.43 was found to be
'personal' in nature as defined in R.C. 1347.01 (E), then [a public office] would be under an
affirmative duty, pursuant to R.C. 1347.05(G), to prevent its disclosure."s State ex reI.
Dispatch Printing Co. v. Wells, 18 Ohio St. 3d 382, 385, 481 N.E.2d 632, 634-35 (1985); see
also State ex rei. Fant v. Enright, 66 Ohio St. 3d 186, 188, 610 N.E.2d 997, 999 (1993). In
4 R.C. 1347.01(E) defines "[p]ersonal information" as "any information that
describes anything about a person, or that indicates actions done by or to a person, or that
indicates that a person possesses certain personal characteristics, and that contains, and can
be retrieved from a system by, a name, identifying number, symbol, or other identifier
assigned to a person." See also R.C. 1347.01(F) (defining "[s]ystem").
5 R.C. 1347.05(G) requires every state or local agmcy that maintains a personal
information system to "[t]ake reasonable precautions to protect personal information in the
system from unauthorized modification, destruction, use, or disclosure."
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both of these cases, however, the phrase "information outside the scope of R.C. 149.43"
refers to information that failed to qualify as a "record" in the first instance. State ex rei.
Dispatch Prirlting Co., 18 Ohio St. 3d at 385, 481 N.E.2d at 634 (applying an earlier version
of R.C. 149.43); State ex rei. Pant, 66 Ohio St. 3d at 188, 610 N.E.2d at 999 (applying the
definition of "[r]ecords" at R.C. 149.011 (G». We established in the opening discussion that
run sheets created and maintained by a county EMS organization constitute "[r]ecords," as
defined in R.C. 149.011(G). Since, in addition, a county EMS organization is a "[p]ublic
office" as defined in R.C. 149.011(A), the information on the run sheets is within the scope of
R.C. 149.43. Therefore, the provisions of R.C. Chapter 1347 do not apply to prevent disclo
sure of personal information on run sheets.
In summary, only certain information on a run sheet is subject to redaction pursuant
to R.C. 149.43(A)(1 )(p), the exception for "records the release of which is prohibited by state
or federal law." Pursuant to R.C. 3701.243(A), an EMS organization is prohibited from
disclosing "( 1) [t]he identity of any individual on whom an HIV test is performed; (2) [t]he
results of an HIV test in a form that identifies the individual tested; [and] (3) [t]he identity of
any individual diagnosed as having AIDS or an AIDS-related condition," and must redact
such information from the run sheet prior to disclosure pursuant to R.C. 149.43(B). The
federal constitutional right of privacy prohibits the disclosure of social security numbers and
of information that identifies an individual as having a stigmatizing medical condition. Such
information must also be redacted from a run sheet prior to disclosure pursuant to RC.
149.43(B).
We now turn to application of the medical records exception of RC. 149.43(A)( I )(a).
Information subject to this exception is not a public record and is not subject to mandatory
disclosure under R.C. 149.43(B).
For purposes of public records law, a "medical record" is defined as "any document
or combination of documents, except births, deaths, and the fact of admission to or dis
charge from a hospital, that pertains to the medical history, diagnosis, prognosis, or medical
condition of a patient and that is generated and maintained in the process of medical
treatment." R.C. 149.43(A)(3). Both prongs of the definition must be satisfied: "In order to fit
within the 'medical record' exception to the public records law, 'a record must pertain to a
medical diagnosis and be generated and maintained in the process of medical treatment.'
(Emphasis sic.)" State ex rei. Strothers v. Wertheim, 80 Ohio St. 3d ISS, 158, 684 N.E.2d
1239, 1242 (1997) (quoting State ex rei. Toledo Blade Co. v. Telb, 50 Ohio Misc. 2d I, 10,552
N.E.2d 243, 251 (C.P. Lucas County 1990»; accord State ex rei. Mliltimedia, lnc. v. S//Owdell,
72 Ohio St. 3d 141, 144-45,647 N.E.2d 1374, 1379 (1995). Thus, the term "medical record,"
for purposes of the public records law, is limited in its scope, and may not include all
information collected in the process of treatment See Ward v. Joiznson's Indus. Caterers, blC.,
No. 97APE 11-1531, 1998 Ohio App. LEXIS 2841, at *18 (Ct. App. Franklin County June 25,
1998) (stating that, as defined in R.C. 149.43(A)(3), "the term 'medical record' does not
mean any record that pertains to medically-related subjects").
Applying the two-part definition of R.C. 149.43(A)(3), the Cuyahoga County Court of
Appeals has held that the documentation on a run sheet of the treatment of a living patient is
a medical record and is exempt from disclosure under RC. 149.43(B). See State ex rei.
Richard v. Cleve/alld Metro Health Ctr., 84 Ohio App. 3d 142,616 N.E.2d 549 (Cuyahoga
County 1992); State ex reI. NBC v. City arC/eveland, 82 Ohio App. 3d 202,214,611 N.E.2d
838, 845-46 (Cuyahoga County 1992); accord 1996 Op. AU'y Gen. No. 96-005 at 2-21
(extending the same analysis to run sheets collected from local EMS organizations by the
State Board of Emergency Medical Services). Accordingly, when a run sheet created and
March 1999
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Attorney General
maintained by a county EMS organization documents treatment of a living patient, the EMS
organization is authorized, pursuant to R.C. 1 49.43(A)(l )(a), to redact information "that
pertains to the medical history, diagnosis, prognosis, or medical condition" of the recipient
of the emergency medical services. The medical record exception does not permit, however,
the redaction of names, addresses, or other non-medical personal information.
Conversely, if an individual is deceased when the emergency medical services squad
arrives, documentation of that fact on a run sheet does not qualify as a medical record
because it is not generated in the process of treatment. State ex rei. NBC, 82 Ohio App. 3d at
214,611 N.E.2d at 846; State ex reI. Ware v. City o['Clevelw1d, 55 Ohio App. 3d 75,77,562
N.E.2d 946, 948 (Cuyahoga County 1989); accord 1996 Op. AU'y Gen. No. 96-005 at 2-21 ; see
also R.C. 1 49.43(A)(3) (excepting "deaths" from the definition of medical record). Accord
ingly, none of the information on such a run sheet can be redacted pursuant to the medical
records exception. These run sheets are public records, except to the extent that they contain
information that must be redacted under the "catch-all" exception of R.C. 1 49.43(A)(1 )(p).
We conclude, therefore, in response to your first question, that when a run sheet is
created and maintained by a county EMS organization, all information on the run sheet that
does not satisfy either the medical records exception, R.C. 1 49.43(A)(t )(a), or the exception
for "[r]ecords the release of which is prohibited by state or federal law," R.C.
149.43(A)(1 )(p), is a public record and must be disclosed pursuant to R.C. 149.43(B).
You have asked, in addition, what information may be released to the public. As
discussed above, information that is not subject to an exception from the definition of public
record under R.C. 149.43(A)( 1 )(a)-(p) is information that must be released. Accordingly, your
second question pertains only to information that is subject to an cxception. Although R.C.
149.43(A) creates exceptions to public disclosure, it does not prohibit disclosure. HeI1lIeI11(1/1
v. City of'Toledo, 35 Ohio St. 3d at 244-45, 520 N.E.2d at 211. Excepted information may
nonetheless be voluntarily disclosed by a public office, unless disclosure is otherwise prohib
ited by state or federal law. However, "[v]oluntary disclosure can preclude latcr claims that
records are exempt from release as public records." See, e.g., State ex rei. Zuern v. Leis, 56
Ohio St. 3d 20, 22, 564 N.E.2d 81, 84 (1990); accord State ex rei. Gal//lett Satellite Network,
80 Ohio St. 3d at 265, 685 N.E.2d at 1227-28.
As demonstrated in the discussion of your first question, there are provisions of state
or federal law that prohibit the disclosure of certain types of information that may appear on
run sheets. To the extent that these prohibitions apply, a county EMS organization has an
affirmative duty not to disclose that information in response to a public records request.
Instead, disclosurc may only be madc as permitted by the applicable provision of law. See
1990 Op. AU'y Gen. No. 90-007 (syllabus, paragraph one); accord 1990 Op. Att'y Gen. No.
90-099 at 2-436 ("[c]onfjdentiality is granted ... by specific statutory provisions"). Thus, any
information that satisfies the "catch-all" exception of R.C. 1 49.43(A)(t )(p) not only may be
redacted, in must be redacted.
Of the other exceptions listed in R.C. 149.43(A)(l), some specifically incOl"poratc
other provisions of state law that prohibit disclosure, and thus information that comes
within such provisions also must be redacted. See, e.g. R.C. 1 49.43(A)(l )(j) (incorporating
R.C. \09.573, which imposcs specific restrictions on the disclosurc of certain DNA records).
The medical records exception of R.C. 149.43(A)( 1 )(a), however, does not incorporate any
such prohibitions. Thus, information that satisfies the medical records exccption is not
prohibited from disclosure, unless other state or federal prohibitions apply to that same
information. Accordingly, information on a run shect that satisfies the medical rccords
exception of R.C. 1 49.43(A)( 1 )(a), but that is not also subject to the exception of R.C.
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OAG 99-007
149,43(A)(1 )(p), may be released to the public in response to a public records request, but a
county EMS organization is under no obligation to do so.
It is, therefore, my opinion, and you are hereby advised, that:
I.
When a run sheet is created and maintained by a county emergency
medical services (EMS) organization, all information on the run sheet
that does not safisfy either the medical records exception, R.C.
1 49,43(A)(1 )(a), or the exception for "records the release of which is
prohibited by state or federal law," RC. 1 49,43(A)(I)(p), is a public
record and must be disclosed pursuant to R.C. 149,43(B).
2.
Information on run sheet that satisfis the medical recrords exception
of RC. 149,43(A)(I)(a), but that is not subject to the exception of
R.C.149,43(1 )(p), may be released to releasd to the public in response
to a public records request. but a county EMS organization is under no
obligation to do so.
3.
Pursuant to R.C. 3701.243(A), a county EMS organization responding
to a public records request for run sheets is prohibited from disclosing
"(1) [t]he identity of any individual on whom an HIV test is performed;
(2) [t]he results of an HIV test in a form that identifies the idividual
tested; [and] (3) [t]he identity of any individual diagnosed as having
AIDS or an AIDS-related conditin." Pursuant to RC. 3701.243(A) and
R.C. 1 49,43(A)(l )(p), this information is not a public record and must
be redacted rom a run sheet prior to its disclosure to R.C. 1 49,43(B).
4.
Pursuant to the federal constitutional right of privacy, a county EMS
organization responding to a public records request for run sheets is
prohibited from disclosing an individual's social security number or
any information that identifies in individual as having a stigmatizing
medical condition. Pursuant to the federal constitutional right of pri
vacy and R.C. 1 49,43(A)(1 )(p), this information is not a public record
nd must redaced from a run sheet prior to its dislosrue pursuant to
R.C.149,43(B).
March 1999