93-008
Executive director requirements
Cite as 1993 Ohio Op. Att'y Gen. No. 93-008
1993 Opinions
OPINION NO. 93-008
Syllabus:
R.C. 4755.03, as amended by Sub. S.B. 5, 120th Gen. A. (1993) (eff. March 16,
1993), prohibits a person who is a physical therapist, an occupational therapist,
or an athletic trainer who has been licensed to practice physical therapy,
occupational therapy, or as an athletic trainer within three years immediately
preceding appointment from serving as executive director of the Ohio
Occupational Therapy, Physical Therapy, and Athletic Trainers Board.
To: Martha S. Cameron, President, Ohio Occupational Therapy, Physical
Therapy, and Athletic Trainers Board, Columbus, Ohio
By: Lee Fisher, Attorney General, April 14,1993
You have asked for an opinion concerning the amendment of R.C. 4755.03 in both Am.
Sub. S.B. 124, 119th Gen. A. (1992) (eff. April 16, 1993) and Sub. S.B. 5, 120th Gen. A.
(1993) (eff. March 16, 1993).
These amendments impose new limitations on a person's
eligibility to serve as executive director of the Ohio Occupational Therapy, Physical Therapy,
and Athletic Trainers Board (hereinafter the Board).
Background
Prior to its recent amendments, R.C. 4755.03 read in pertinent part:
The executive director of the board, appointed by the board, shall be a physical
therapist who is licensed to practice physical therapy and who has been engaged
in or actively associated with the practice of physical therapy in this state for at
least five years immediately preceding appointment, or an occupational therapist
who is licensed to practice occupational therapy and who has been engaged in or
actively associated with the practice of occupational therapy in this state for at
least five years immediately preceding appointment, or a licensed athletic trainer
who has been engaged in athletic training in this state for at least five years
immediately preceding appointment.
1989-1990 Ohio Laws, Part IV, 6307, 6319 (Am. Sub. H.B. 677, eff., in part, July 24, 1990).
As amended by Sub. S.B. 5,' R.C. 4755.03 states, in pertinent part:
The executive director of the board appointed by the board shall not be a physical
therapist, an occupational therapist, or an athletic trainer who has been licensed
to practice physical therapy, occupational therapy, or as an athletic trainer in this
state within three years immediately preceding appointment.
The executive
director shall serve at the pleasure of the board. (Emphasis added.)
According to your letter, the person currently serving as executive director was appointed
to that position on October 15, 1985, and is cirrently licensed to practice occupational therapy
' Although R.C. 4755.03 was amended in Am. Sub. S.B. 124, to become effective on
April 16, 1993, Sub. S.B. 5 subsequently amended R.C. 4755.03, as amended by Am. Sub.
S.B. 124, and became effective as emergency legislation on March 16, 1993.
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in this state, having been so licensed since 1978. Based upon these facts, you specifically ask:
1) can this statute be applied retroactively to the current executive director, and 2) can the
Board legally retain the services of the current executive director or must it terminate her
employment?"
Amendments to R.C. 4755.03 Concerning Executive Director
In order to address your questions, it is first necessary to examine the pertinent language
of R.C. 4755.03 to determine its present requirements.
R.C. 4755.03 states that, "[tihe
executive director of the board appointed by the board shall not be [one of the named
professionals] who has been licensed to practice [any of those professions] in this state within
three years immediately preceding appointment" (emphasis added). Thus, R.C. 4755.03 now
prohibits anyone who is one of the named professionals and has been licensed in one of those
professions within three years of appointment from serving as the Board's executive director.
Legislative Power with Respect to Qualification for Public Employment
In the situation you describe, it appears that the General Assembly has determined that
the interests of the Board will be better served by having an independent person, who is not
licensed by, and, therefore, has no special interest in, any one of the three professions regulated
by the Board, to serve as its executive director. Concerning the General Assembly's authority
to change the qualifications for a specified governemental position, 1988 Op. Att'y Gen. No.
88-059 at 2-299 states:
Legislative enactments dealing with the status of governmental employees
are generally considered to be matters of policy that are subject to change at the
discretion of the legislature. See, e.g., Indiana ex rel. Anderson v. Brand, 303
U.S. 95, 100 (1938) ("[tlhe principal function of a legislative body is not to make
contracts but to make laws which declare the policy of the state and are subject
to repeal when a subsequent legislature shall determine to alter that policy")....
It has, thus, been recognized that the General Assembly may, by legislative
action, remove certain governmental employees from the classified civil service
without violating constitutional prohibitions against the taking of property, the
impairment of contractual rights, or the enactment of retroactive laws, and
without violating
due process or equal protection guarantees....
See
generally.. .Jackson v. Kurtz, 65 Ohio App. 2d 152, 154, 416 N.E.2d 1064, 1066
(Hamilton County 1979) ("[a] public employee holds his position as a matter of
law and not of contract")....
Thus, as a general rule, it is within the prerogative of the General Assembly to determine
qualifications for public employment. Of course, in establishing such qualifications, the General
Assembly may not violate any provisions of the United States or Ohio Constitutions.
Constitutional Prohibition Against Retroactive Laws
Your underlying concern is whether the qualifications established by the recent
amendments to R.C. 4755.03 apply to the person currently serving as executive director, and,
if so, whether such application violates the portion of Ohio Const. art. II, §28 prohibiting the
passage of retroactive laws. Ohio Const. art. II, §28 states, in pertinent part: "The general
assembly shall have no power to pass retroactive laws, or laws impairing the obligation of
contracts...." The prohibition against the General Assembly's passage of retroactive laws was
summarized in Rairden v. Holden, 15 Ohio St. 207, 210 (1864), stating: "'Upon principle,
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every statute which takes away or impairs vested rights, acquired under existing laws, or creates
a new obligation, imposes a new duty, or attaches a new disability, in respect to transactions or
considerations already past, must be deemed retrospective.'" (Citation omitted.) Thus, so long
as the above-quoted portion of R.C. 4755.03 does not impair or take away some vested right,
nor impose a new obligation, duty or disability with respect to a past transaction, it does not
violate the prohibition of Ohio Const. art. II, §28 against the passage of retroactive laws.
Operation of Amendments to R.C. 4755.03 by Sub. S.B. 5
According to R.C. 1.48, it is presumed that all laws are prospective in their operation,
unless expressly made retrospective
Nothing in the language of Sub. S.B. 5 indicates the
General Assembly's intent that the amendment to R.C. 4755.03 have retrospective operation.
In the situation you describe, the General Assembly has altered the qualifications for
serving in the position of executive director of the Board. Application of the new qualifications
to the person currently serving as the executive director will disqualify her from continuing to
serve in that position. Such application does not, however, constitute a retroactive application
of the law. Rather, the new qualifications are being applied prospectively to limit only future
service in the position of executive director of the Board, without any effect on the present
executive director's past service in that position prior to the effective date of the amendment to
R.C. 4755.03 that established the new qualifications.
As stated in State ex rel. Bouse v. Cickelli, 165 Ohio St. 191, 192, 134 N.E.2d 834, 835
(1956), a statute "is not retroactive simply because the test involves a time factor extending prior
to the effective date of the amendment. The test is to be applied to future cases, i.e., cases after
its effective date." Accordingly, application of the new qualifications for service as executive
director of the Board to the person currently serving in that position is a prospective application,
applying only to her ability to serve after the new qualifications become effective, even though
the new qualifications relate to periods of time prior to the effective date of the statutory
amendments creating the new qualifications.
Finally, R.C. 4755.03 states in pe:Jnent part: "The executive director of the board shall
serve at the pleasure of the board."
The position of executive director of the Board is,
therefore, clearly included in the unclassified civil service. See Johnson v. State, 54 Ohio Misc.
7, 14, 375 N.E.2d 1268, 1271 (C. P. Montgomery County 1977) ("R.C. 124.11 is not the final
arbiter of whether a given position is in the classified or unclassified civil service.... [W]here
there is language elsewhere in the Revised Code expressly designating a certain position as being
in either the classified or unclassified service, or where there is language therein from which the
court can imply such legislative designation, then that language controls as to the classified or
unclassified status of the position").
A person serving in an unclassified position has no
expectation of continuing in that position. See 1991 Op. Att'y Gen. No. 91-011 at 2-58 ("one
of the distinguishing characteristics between individuals in the classified service and the
unclassified service is that individuals in the classified service have been granted, pursuant to
R.C. 124.11 and R.C. 124.34, a statutory claim of entitlement to continued employment, to
which individuals in the unclassified service are not entitled"). See generally Lawrence v. Edwin
Shaw Hospital, 34 Ohio App. 3d 137, 517 N.E.2d 984 (Franklin County 1986); Shearer v.
Cuyahoga County Hospital, 34 Ohio App. 3d 59, 60, 516 N.E.2d 1287, 1288 (Cuyahoga County
1986) (discussing permissibility of terminating employment of unclassified employee).
Since the position of executive director is in the unclassified service, the person currently
holding that position is entitled to serve only at the pleasure of the Board. Consequently, the
person serving as executive director has no vested right to continue in that position. See Lee v.
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Cuvahoga County Court of Crunon Pleas, 76 Ohio App. 3d 620, 602 N.E.2d 761 (Cuyahoga
County 1991) (concluding that an unclassified civil service employee has no vested right or
private right of property in his employment).
Application of the new qualifications to the
current executive director, resulting in her inability to continue in that position, does not,
therefore, impair any vested right of the current executive director in violation of the
constitutional prohibition against the passage of retroactive laws.
See Shearer v. Cuyahoga
County Hospital, supra.
Conclusion
Based on the foregoing, it is my opinion, and you are hereby advised that, R.C. 4755.03,
as amended by Sub. S.B. 5, 120th Gen. A. (1993) (eff. March 16, 1993), prohibits a person
who is a physical therapist, an occupational therapist, or an athletic trainer who has been
licensed to practice physical therapy, occupational therapy, or as an athletic trainer within three
years immediately preceding appointment fmm serving as executive director of the Ohio
Occupational Therapy, Physical Therapy, and Athletic Trainers Board.