OAC 310:679-5-7
Hearing Informal dispute resolution
Cite as Okla. Admin. Code § 310:679-5-7
(a) Individual proceedings shall be conducted by the Board according to the provisions established in
63 O.S. Section 1-1949.6 Sections 330.64 and 330.65 and 75 O.S. Section 309 et seq.
(1) The respondent shall bring to the hearing twenty (20) copies of all documents that he intends to
offer into evidence as well as twenty (20) copies of all motions that he intends to submit for Board
consideration.
(2) An electronic recording of the proceeding shall be made by the Board, and a copy of the
electronic recording shall be provided by the Board to a party to the proceeding at that party's
request. Should there be any equipment failures, the minutes of the meeting and proceedings will
be provided instead of the electronic recording.
(3) The full proceedings of any hearing may be transcribed. The party wanting the services of a
court reporter to transcribe the proceedings shall make the arrangements with a court reporter for
such transcription pay the reporter's fee(s),and notify the Board in advance of the hearing of the
expected presence of a court reporter.
(b) Any party aggrieved by a decision of the Board following a hearing may appeal directly to District
Court pursuant to the provisions of Section 318 of Title 75 of the Oklahoma Statutes.
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(a) An Administrator may request, in writing, an informal dispute resolution within thirty (30) days from
the date of notice from the Department.
(b) The impartial decision-making panel shall be a group of six (6) individuals who meet the following
criteria:
(1) Three members shall be impartial volunteers who have experience in the operation of the same type
of long-term facility as the administrator who is the subject of the complaint. Such volunteers may
include, but not be limited to, an administrator, assistant administrator, owner, operator, director of
nursing, or compliance executive of an appropriate long-term care facility, but shall not include any
person with a direct financial interest in any facility that employes or contracts with the administrator
who is the subject of the complaint; and
(2) Three members shall be persons representing the aging or disabled community, as appropriate for
the type of long-term facility whose administrator is the subject of the complaint.
(c) Each party shall submit to the impartial decision-making panel all documentary evidence that the party
believes has a bearing on or relevance to the violation or violations alleged by the Department in the
complaint.
(d) The Department shall present initial arguments. The administrator shall then present his or her
arguments. The informal dispute resolution shall be limited to no more than two (2) hours in length, with
each party being permitted one (1) hour to present its arguments; however, the impartial decision-making
panel may grant each party additional equal time for good cause as determined by the impartial decision-
making panel.
(e) Rules of evidence or procedure shall not apply to the informal dispute resolution except as provided in
this section. The impartial decision-making panel may:
(1) Accept any information that the impartial decision-making panel deems material to the issue being
presented; and
(2) Reject any information that the impartial decision-making panel deems material to the issue being
presented.
(f) The informal dispute resolution may not be recorded; however, the impartial decision-making panel may
make written or recorded notes of the arguments.
(g) Only employees of or health care providers contracted by the facility where the administrator who is the
subject of the complaint is employed may appear or participate in the informal dispute resolution on behalf
of the administrator, except that the administrator may call one character witness to appear and testify on
his or her behalf.
(h) Only employees of the Department may appear or participate at the meeting for, or on behalf of, the
Department for the purpose of presenting arguments. In addition to such employees, one or more employees
of the Department may provide technical assistance to the impartial decision-making panel at the panel's
request. Any employee of the Department who participates in the informal dispute resolution process as
described in this paragraph shall have no current involvement in long-term care facility surveys including
but not limited to the informal dispute process described in Section 1-1914.3 et seq. of Title 63 of the
Oklahoma Statutes or the alternative informal dispute resolution process described in Section 1-1914.11 et
seq. of Title 63 of the Oklahoma Statutes for long-term care facilities. this paragraph shall have no
resolution process.
(i)The State Long-Term Care Ombudsman or designee may appear or participate in the informal dispute
resolution.
(j) No party my be represented by an attorney in the informal dispute resolution.
(k) The informal dispute resolution process is limited to violations alleged by the Department in the
complaint. If the impartial decision-making panel finds that matters not subject to the informal dispute
resolution are presented, the impartial decision-making panel shall strike all documentary evidence related
to or presented for the purpose of disputing the matter not subject to the informal dispute resolution. The
impartial decision-making panel may not include in the statement of findings described in subsection l of
this section any matter not subject to the informal dispute resolution.
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(l) Upon the conclusion of all the arguments by the parties at the informal dispute resolution, the impartial
decision-making panel shall issue a written statement of findings, which shall be provided to all parties and
which shall include:
(1) A summary of any alleged violations;
(2) A statement of whether the impartial decision-making panel agrees that the alleged violation or
violations occurred;
(3) The facts and persuasive arguments that support the finding of the impartial decision-making panel
for each allege violation; and
(4) A recommendation on appropriate disciplinary action against the administrator, if any.
(m) If the impartial decision-making panel cannot reach a majority decision on the findings of the informal
dispute resolution as described in subsection l of this section, the State Commissioner of Health may
intervene for the purpose of breaking a tie.
(n) The Department shall review the findings of the impartial decision-making panel and shall take such
findings into consideration when determining whether to pursue further disciplinary action against the
administrator. [Title 63 O.S. §1-1949.7]