Regl. 6302, art. 405(b)(9)-7
1, install the system at the source and align the
Length: 14,604 wordsOfficial source
Cite as Reglamento Núm. 6302, Art. 405(b)(9)-7
optics, i.e., align the light beam from the transmissometer
upon the optical surface located across the duct or stack
Pt. 60, App. B, Spec. 1
in accordance with the manufacturer's instruction. Verify
the alignment with the optical alignment sight. The zero
alignment conducted in this manner must be verified and
adjusted, if necessary, the first time a clear stack condition is obtained after the operation test period has been
completed.
7.3 Conditioning Period. After completing the preliminary field adjustments (Section 7.2). operate the
CEMS according to the manufacturer's instructions for an
initial conditioning period of not less than 168 hours
while the source is operating. Except during times of instrument zero and upscale calibration checks, the CEMS
must analyze the effluent gas for opacity and produce a
permanent record of the CEMS output. During this conditioning period there must be no unscheduled maintenance,
repair, or adjustment. Conduct daily zero calibration and
upscale calibration checks; and, when accumulated drift
exceeds the daily operating limits, make adjustments and
clean the exposed optical surfaces. The data recorder must
reflect these checks and adjustments. At the end of the
operational test period, verify that the instrument optical
alignment is correct. If the conditioning period is interrupted because of source breakdown (record the dates and
times of process shutdown). continue the 168-hour period
following resumption of source operation. If the conditioning period is interrupted because of monitor failure,
restart the 168-hour conditioning period when the monitor
becomes operational.
7.4 Operational Test Period. After completing the
conditioning period, operate the system for an additional
168-hour period. The 168-hour operational test period
need not follow immediately after the 168-hour conditioning period. Except during times of instrument zero
and upscale calibration checks, the CEMS must analyze
the effluent gas for opacity and must produce a permanent
record of the CEMS output. During this period, there will
be no unscheduled maintenance, repair, or adjustment.
Zero and calibration adjustments, optical surface cleaning,
and optical realignment may be performed (optional) only
at 24-hour intervals or at such shorter intervals as the
manufacturer's written instructions specify. Automatic
zero and calibration adjustments made by the CEMS
without operator intervention or initiation are allowable at
any time. During the operational test period, record all adjustments, realignments, and lens cleanings. If the operational test period is interrupted because of source breakdown, continue the 168-hour period following resumption
of source operation. If the test period is interrupted because of monitor failure, restart the 168-hour period when
the monitor becomes operational. During the operational
test period, perform the following test procedures:
7.4.1 Zero Drift Test. At the outset of the 168-hour
operational test period, record the initial simulated zero
(or no greater than 10 percent) and upscale opacity readings (see example Figure I-8). After each 24-hour interval. check and record the final zero reading before any
optional or required cleaning and adjustment. Zero and
upscale calibration adjustments, optical surface cleaning,
and optical realignment may be performed only at 24-
hour intervals (or at such shorter intervals as the manufacturer's written instructions specify), but are optional.
However, adjustments and cleaning must be performed
when the accumulated zero calibration or upscale calibration drift exceeds the 24-hour drift specification (+2 percent opacity). If no adjustments are made after the zero
check, record the final zero reading as the initial zero
reading for the next 24-hour period. If adjustments are
made, record the zero value after adjustment as the initial
zero value for the next 24-hour period. If the instrument
has an automatic zero compensation feature for dirt accumulation on exposed lenses and the zero value cannot be
measured before compensation is entered, then record the
amount of automatic zero compensation (as opacity) for
the final zero reading of each 24-hour period. (List the indicated zero values of the CEMS in parenthesis.) From
the initial and final zero readings, calculate the zero drift
for each 24-hour period. Then calculate the arithmetic
mean. standard deviation, and confidence coefficient of
the 24-hour zero drift and the 95 percent confidence interval using Equations 1-2. 1-3, and I-4. Calculate the sum
of the absolute value of the mean and the absolute value
of the confidence coefficient. and report this value as the
24-hour zero drift.
Pt. 60, App. B, Spec. 1
Insert illus. 0059
Pt. 60, App. B, Spec. 1
7.4.2 Upscale Drift Test. At each 24-hour interval,
after the zero calibration value has been checked and any
optional or required adjustments have been made, check
and record the simulated upscale calibration value. If no
further adjustments are made to the calibration system at
this time, record the final upscale calibration value as the
initial upscale value for the next 24-hour period. If an instrument span adjustment is made, record the upscale
value after adjustment as the initial upscale value for the
next 24-hour period. From the initial and final upscale
readings, calculate the upscale calibration drift for each
24-hour period. Then calculate the arithmetic mean,
standard deviation, and confidence coefficient of the 24-
hour calibration drift and the 95 percent confidence interval using Equations 1-2, 1-3, and 1-4. Calculate the sum
of the absolute value of the mean and the absolute value
of the confidence coefficient, and report this value as the
24-hour calibration drift.
8. Equations
8.1 Arithmetic Mean. Calculate the mean, x, of a set
of data as follows:
insertillus0062A
where:
n=Number of data points.
n
E x,=Algebraic sum of the individual measurements X₁.
i=1
8.2 Standard Deviation. Calculate the standard deviation Sa as follows:
insertillus0082C
8.3 Confidence Coefficient. Calculate the 2.5 percent
error confidence coefficient (one-tailed), CC. as follows:
insertillus0082D
Where:
0.975=t-value (see Table 1-3).
8.4 Error. Calculate the error (i.e., calibration error,
zero drift, and calibration drift), Er, as follows:
insertillus0062E
TABLE 1-3-t-VALUES
n°
0.975
nº
0.975
n*
0.975
2
12.708
7
2.447
12
2.201
3
4.303
8
2.365
13
2.179
4
3.182
9
2.306
14
2.160
5
2.776
10
2.262
15
2.145
6
2.571
11
2.228
16
2.131
The values in this table are already corrected for n-1 degrees of freedom. Use n equal to the number of individual values.
8.5 Conversion of Opacity Values from Monitor Path
Length to Emission Outlet Path Length. When the monitor path length is different than the emission outlet path
length, use either of the following equations to convert
from one basis to the other (this conversion may be automatically calculated by the monitoring system):
log(1-Op₂)=(L₂/L₁) log (1-Op1)
(Eq. 1-6)
D₂=(L₂/L₁) D₁
(Eq. 1-7)
Where:
Op, - Opacity of the effluent based upon L1.
Op₂ = Opacity of the effluent based upon L 2.
L₁ - Monitor path length.
L₂ = Emission outlet path length.
D, = Optical density of the effluent based upon L 1.
D₂ = Optical density of the effluent based upon L₂.
9. Reporting
Report the following (summarize in tabular form where
appropriate).
9.1 General Information.
a. Facility being monitored.
b. Person(s) responsible for operational and conditioning test periods and affiliation.
c. Instrument manufacturer.
d. Instrument model number
e. Instrument serial number.
f. Month/year manufactured.
8. Schematic of monitoring system measurement path
location.
h. Monitor pathlength, meters.
i. Emission outlet pathlength. meters.
j. System span value, percent opacity.
k. Upscale calibration value, percent opacity.
1. Calibrated Attenuator values (low, mid, and high
range). percent opacity.
9.2 Design Specification Test Results.
a. Peak spectral response, nm.
b. Mean spectral response, nm.
c. Response above 700 nm, percent of peak.
d. Response below 400 nm, percent of peak.
c. Total angle of view, degrees.
f. Total angle of projection, degrees.
g. Results of optical alignment sight test.
h. Serial number, month/year of manufacturer for unit
actually tested to show design conformance.
9.3 Performance Specification Test Results.
a. Calibration error, high-range, percent opacity.
b. Calibration error, mid-range, percent opacity.
c. Calibration error, low-range, percent opacity.
d. Response time, seconds.
c. 24-hour zero drift, percent opacity.
f. 24-hour calibration drift, percent opacity.
& Lens cleanings, clock time.
h. Optical alignment adjustments, clock time.
9.4 Statements. Provide a statement that the conditioning and operational test periods were completed according to the requirements of Sections 7.3 and 7.4. In
this statement. include the time periods during which the
conditioning and operational test periods were conducted.
9.5 Appendix. Provide the data tabulations and calculations for the above tabulated results.
10. Retest
If the CEMS operates within the specified performance
parameters of Table I-1. the PS tests will be successfully
Pt. 60, App. B, Spec. 2
concluded. If the CEMS fails one of the preliminary tests,
make the necessary corrections and repeat the performance testing for the failed specification prior to conducting the operational test period. If the CEMS fails to meet
the specifications for the operational test period, make the
necessary corrections and repeat the operational test period: depending on the correction made, it may be necessary to repeat the design and preliminary performance
tests.
1. Experimental Statistics. Department of Commerce.
National Bureau of Standards Handbook 91. Paragraph 3-
3.1.4 1963. pp. 3-31.
12. Performance Specifications for Stationary-Source
Monitoring Systems for Gases and Visible Emissions.
U.S. Environmental Protection Agency. Research Triangle
Park, NC. EPA-650/2-74-013. January 1974.
11. Bibliography
PERFORMANCE SPECIFICATION 2-SPECIFICATIONS AND
TEST PROCEDURES FOR SO2 AND NO. CONTINUOUS
EMISSION MONITORING SYSTEMS IN STATIONARY
SOURCES
1. Applicability and Principle
1.1 Applicability. This specification is to be used for
evaluating the acceptability of SO₂ and NO. continuous
emission monitoring systems (CEMS's) at the time of or
soon after installation and whenever specified in the regulations. The CEMS may include, for certain stationary
sources, a diluent (O2 or CO₂ ) monitor.
This specification is not designed to evaluate the installed CEMS performance over an extended period of
time nor does it identify specific calibration techniques
and other auxiliary procedures to assess the CEMS performance. The source owner or operator, however, is responsible to properly calibrate, maintain, and operate the
CEMS. To evaluate the CEMS performance, the Administrator may require, under Section 114 of the Act, the operator to conduct CEMS performance evaluations at other
times besides the initial test. See § 60.13(c).
1.2 Principle. Installation and measurement location
specifications. performance and equipment specifications.
test procedures, and data reduction procedures are included in this specification. Reference method tests and
calibration drift tests are conducted to determined conformance of the CEMS with the specification.
2. Definitions
2.1 Continuous Emission Monitoring System. The
total equipment required for the determination of a gas
concentration or emission rate. The system consists of the
following major subsystems:
2.1.1 Sample Interface. That portion of the CEMS
used for one or more of the following: sample acquisition,
sample transportation, and sample conditioning, or protection of the monitor from the effects of the stack effluent.
2.1.2 Pollutant Analyzer. That portion of the CEMS
that senses the pollutant gas and generates an output proportional to the gas concentration.
2.1.3 Diluent Analyzer (if applicable). That portion of
the CEMS that senses the diluent gas (e.g., CO₂ or O₂)
and generates an output proportional to the gas concentration.
2.1.4 Data Recorder. That portion of the CEMS that
provides a permanent record of the analyzer output. The
data recorder may include automatic data reduction capabilities.
2.2 Point CEMS. A CEMS that measures the gas concentration either at a single point or along a path equal
to or less than 10 percent of the equivalent diameter of
the stack or duct cross section.
2.3 Path CEMS. A CEMS that measures the gas concentration along a path greater than 10 percent of the
equivalent diameter of the stack or duct cross section.
2.4 Span Value. The upper limit of a gas concentration measurement range specified for affected source categories in the applicable subpart of the regulations.
2.5 Relative Accuracy (RA). The absolute mean difference between the gas concentration or emission rate
determined by the CEMS and the value determined by the
RM's plus the 2.5 percent error confidence coefficient of
a series of tests divided by the mean of the RM tests or
the applicable emission limit.
2.6 Calibration Drift (CD). The difference in the
CEMS output readings from the established reference
value after a stated period of operation during which no
unscheduled maintenance, repair, or adjustment took
place.
27 Centroidal Area. A concentric area that is geometrically similar to the stack or duct cross section and
is no greater than 1 percent of the stack or duct crosssectional area.
2.8 Representative Results. As defined by the RM test
procedure outlined in this specification.
3. Installation and Measurement Location Specifications
3.1 The CEMS Installation and Measurement Location. Install the CEMS at an accessible location where the
pollutant concentration or emission rate measurements are
directly representative or can be corrected so as to be representative of the total emissions from the affected facility
or at the measurement location cross section. Then select
representative measurement points or paths for monitoring
in locations that the CEMS will pass the RA test (see
Section 7). If the cause of failure to meet the RA test is
determined to be the measurement location and a satisfactory correction technique cannot be established, the Administrator may require the CEMS to be relocated.
Suggested measurement locations and points or paths
that are most likely to provide data that will meet the RA
requirements are listed below.
3.1.1 Measurement Location. It is suggested that the
measurement location be (1) at least two equivalent diameters downstream from the nearest control device, the
point of pollutant generation, or other point at which a
change in the pollutant concentration or emission rate
may occur and (2) at least a half equivalent diameter upstream from the effluent exhaust or control device.
3.1.2 Point CEMS. It is suggested that the measurement point be (1) no less than 1.0 meter from the stack
or duct wall or (2) within or centrally located over the
centroidal area of the stack or duct cross section.
3.1.3 Path CEMS. It is suggested that the effective
measurement path (1) be totally within the inner area
bounded by a line 1.0 meter from the stack or duct wall,
or (2) have at least 70 percent of the path within the inner
50 percent of the stack or duct cross-sectional area, or (3)
be centrally located over any part of the centroidal area.
3.2 Reference Method (RM) Measurement Location
and Traverse Points. Select, as appropriate. an accessible
RM measurement point at least two equivalent diameters
downstream from the nearest control device, the point of
pollutant generation, or other point at which a change in
the pollutant concentration or emission rate may occur.
and at least a half equivalent diameter upstream from the
effluent exhaust or control device. When pollutant concentration changes are due solely to diluent leakage (e.g.,
air heater leakages) and pollutants and diluents are simultaneously measured at the same location, a half diameter
may be used in lieu of two equivalent diameters. The
CEMS and RM locations need not be the same.
Then select traverse points that assure acquisition of
representative samples over the stack or duct cross section. The minimum requirements are as follows: Establish
a "measurement line" that passes through the centroidal
area and in the direction of any expected stratification. If
this line interferes with the CEMS measurements, displace
the line up to 30 cm (or 5 percent of the equivalent diameter of the cross section, whichever is less) from the centroidal area. Locate three traverse points at 16.7, 50.0, and
83.3 percent of the measurement line. If the measurement
line is longer than 2.4 meters and pollutant stratification
is not expected, the tester may choose to locate the three
traverse points on the line at 0.4, 1.2, and 2.0 meters from
the stack or duct wall. This option must not be used after
wet scrubbers or at points where two streams with different pollutant concentrations are combined. The tester
may select other traverse points, provided that they can
be shown to the satisfaction of the Administrator to provide a representative sample over the stack or duct cross
section. Conduct all necessary RM tests within 3 cm (but
no less than 3 cm from the stack or duct wall) of the traverse points.
4. Performance and Equipment Specifications
4.1 Data Recorder Scale. The CEMS data recorder response range must include zero and a high-level value.
The high-level value is chosen by the source owner or operator and is defined as follows:
For a CEMS intended to measure an uncontrolled emission (e.g., SO₂ measurements at the inlet of a flue gas
desulfirization unit), the high-level value must be between 1.25 and 2 times the average potential emission
level, unless otherwise specified in an applicable subpart
of the regulations. For a CEMS installed to measure controlled emissions or emissions that are in compliance with
an applicable regulation, the high-level value must be between 1.5 times the pollutant concentration corresponding
to the emission standard level and the span value. If a
lower high-level value is used, the source must have the
capability of measuring emissions which exceed the fullscale limit of the CEMS in accordance with the requirements of applicable regulations.
The data recorder output must be established so that the
high-level value is read between 90 and 100 percent of
the data recorder full scale. (This scale requirement may
not be applicable to digital data recorders.) The calibration gas, optical filter, or cell values used to establish the
data recorder scale should produce the zero and high-level
values. Alternatively, a calibration gas, optical filter, or
cell value between 50 and 100 percent of the high-level
value may be used in place of the high-level value provided the data recorder full-scale requirements as described above are met.
The CEMS design must also allow the determination of
calibration drift at the zero and high-level values. If this
is not possible or practical. the design must allow these
determinations to be conducted at a low-level value (zero
to 20 percent of the high-level value) and at a value between 50 and 100 percent of the high-level value. In special cases, if not already approved, the Administrator may
approve a single-point calibration-drift determination.
4.2 Calibration Drift. The CEMS calibration must not
drift or deviate from the reference value of the gas cylinder, gas cell, or optical filter by more than 2.5 percent
of the span value. If the CEMS includes pollutant and diluent monitors, the calibration drift must be determined
separately for each in terms of concentrations (see PS 3
for the diluent specifications).
4.3 The CEMS RA. The RA of the CEMS must be
no greater than 20 percent of the mean value of the RM
test data in terms of the units of the emission standard or
10 percent of the applicable standard, whichever is greater. For SO₂ emission standards between 130 and 86 ng/
J (0.30 and 0.20 lb/million Btu). use 15 percent of the applicable standard; below 86 ng/J (0.20 Ib/million Btu). use
20 percent of emission standard.
5. Performance Specification Test Procedure
5.1 Pretest Preparation. Install the CEMS, prepare the
RM test site according to the specifications in Section 3.
and prepare the CEMS for operation according to the
manufacturer's written instructions.
5.2 Calibration Drift Test Period. While the affected
facility is operating at more than 50 percent of normal
load, or as specified in an applicable subpart, determine
the magnitude of the calibration drift (CD) once each day
(at 24-hour intervals) for 7 consecutive days according to
the procedure given in Section 6. To meet the requirement of Section 4.2, none of the CD's must exceed the
specification.
5.3 RA Test Period. Conduct the RA test according
to the procedure given in Section 7 while the affected facility is operating at more than 50 percent or normal load,
or as specified in an applicable subpart. To meet the specifications, the RA must be equal to or less than 20 percent of the mean value of the RM test data in terms of
the units of the emission standard or 10 percent of the applicable standard, whichever is greater. For instruments
that use common components to measure more than one
effluent gas constituent, all channels must simultaneously
pass the RA requirement, unless it can be demonstrated
that any adjustments made to one channel did not affect
the others.
The RA test may be conducted during the CD test period.
6. The CEMS Calibration Drift Test Procedure
The CD measurement is to verify the ability of the
CEMS to conform to the established CEMS calibration
used for determining the emission concentration or emission rate. Therefore, if periodic automatic or manual adjustments are made to the CEMS zero and calibration settings, conduct the CD test immediately before these adjustments, or conduct it in such a way that the CD can
be determined.
Conduct the CD test at the two points specified in Section 4.1. Introduce to the CEMS the reference gases, gas
cells, or optical filters (these need not be certified).
Record the CEMS response and subtract this value from
the reference value (see example data sheet in Figure 2-
1).
7. Relative Accuracy Test Procedure
7.1 Sampling Strategy for RM Tests. Conduct the RM
tests in such a way that they will yield results representative of the emissions from the source and can be correlated to the CEMS data. Although it is preferable to
Pt. 60, App. B, Spec. 2
conduct the diluent (if applicable), moisture (if needed).
and pollutant measurements simultaneously, the diluent
and moisture measurements that are taken within a 30- to
60-minute period, which includes the pollutant measurements, may be used to calculate dry pollutant concentration and emission rate.
In order to correlate the CEMS and RM data properly.
mark the beginning and end of each RM test period of
each run (including the exact time of the day) on the
CEMS chart recordings or other permanent record of output. Use the following strategies for the RM tests:
7.1.1 For integrated samples, e.g., Method 6 and
Method 4, make a sample traverse of at least 21 minutes,
sampling for 7 minutes at each traverse point.
7.1.2 For grab samples, e.g., Method 7. take one sample at each traverse point, scheduling the grab samples so
that they are taken simultaneously (within a 3-minute period) or are an equal interval of time apart over a 21-
minute (or less) period. A test run for grab samples must
be made up of at least three separate measurements.
NOTE: At times, CEMS RA tests are conducted during
new source performance standards performance tests. In
these cases, RM results obtained during CEMS RA tests
may be used to determine compliance as long as the
source and test conditions are consistent with the applicable regulations.
7.2 Correlation of RM and CEMS Data. Correlate the
CEMS and the RM test data as to the time and duration
by first determining from the CEMS final output (the one
used for reporting) the Integrated average pollutant concentration or emission rate for each pollutant RM test period. Consider system response time, if important, and
confirm that the pair of results are on B consistent moisture, temperature, and diluent concentration basis. Then,
compare each integrated CEMS value against the corresponding average RM value. Use the following guidelines to make these comparisons.
7.2.1 If the RM has an integrated sampling technique,
make a direct comparison of the RM results and CEMS
integrated average value.
7.2.2 If the RM has a grab sampling technique, first
average the results from all grab samples taken during the
test run and then compare this average value against the
integrated value obtained from the CEMS chart recording
or output during the run. If the pollutant concentration is
varying with time over the run, the tester may choose to
use the arithmetic average of the CEMS value recorded
at the time of each grab sample.
7.3 Number of RM Tests. Conduct a minimum of
nine sets of all necessary RM tests. Conduct each set
within a period of 30 to 60 minutes.
NOTE: The tester may choose to perform more than
nine sets of RM tests. If this option is chosen, the tester
may, at his discretion, reject a maximum of three sets of
the test results so long as the total number of test results
used to determine the RA is greater than or equal to nine,
but he must report all data including the rejected data.
7.4 Reference Methods. Unless otherwise specified in
an applicable subpart of the regulations, Methods 3B. 4.
6, and 7, or their approved alternatives, are the reference
methods for diluent (O₂ and CO2). moisture, SO2. and
NO., respectively.
7.5 Calculations. Summarize the results on a data
sheet. An example is shown in Figure 2-2. Calculate the
mean of the RM values. Calculate the arithmetic differences between the RM and the CEMS output sets.
Then calculate the mean of the difference, standard deviation, confidence coefficient, and CEMS RA, using Equations 2-1, 2-2, 2-3, and 2-4.
8. Equations
8.1 Arithmetic Mean. Calculate the arithmetic mean
of the difference, d, of a data set as follows:
Insertitlus.1A
Where:
n=Number of data points.
Insertillus.2A
When the mean of the differences of pairs of data is calculated, be sure to correct the data for moisture, if applicable.
8.2 Standard Deviation. Calculate the standard deviation, Sd. as follows:
Insertillus.3A
8.3 Confidence Coefficient. Calculate the 2.5 percent
error confidence coefficient (one-tailed). CC, as follows:
Insertillus.4A
Where:
to.975=t-value (see Table 2-1)
TABLE 2-1-t-VALUES
na
la975
n*
10.975
E
10.975
2
12.706
7
2.447
12
2.201
3
4.303
B
2.365
13
2.179
4
3.182
9
2.308
14
2.160
6
2.778
10
2.262
15
2.145
6
2.571
11
2.228
16
2.131
The values in this table are already corrected for n-1 degrees of freedom. Use n equal to the number of individual valuss.
8.4 Relative Accuracy. Calculate the RA of a set of
data as follows:
Insertillus.5A
Where:
d|=Absolute value of the mean of differences (from
Equation 2-1).
[CC]=Absolute value of the confidence coefficient (from
Equation 2-3).
RM=Average RM value or applicable standard.
9. Reporting
At a minimum (check with the appropriate regional office, or State, or local agency for additional requirements,
if any) summarize in tabular form the results of the CD
tests and the relative accuracy tests or alternative RA procedure as appropriate. Include all date sheets, calculations,
charts (records of CEMS responses), cylinder gas concentration certifications, and calibration cell response certifications (if applicable). necessary to substantiate that
the performance of the CEMS met the performance specifications.
10. Alternative Procedures
10.1 Alternative to Relative Accuracy Procedure in section 7. Paragraphs 60.13(j) (1) and (2) contain criteria for
which the reference method relative accuracy may be
waived and the following procedure substituted.
10.1.1 Conduct a complete CEMS status check following the manufacturer's written instructions. The check
should include operation of the light source, signal receiver, timing mechanism functions, data acquisition and
data reduction functions, data recorders, mechanically operated functions (mirror movements, zero pipe operation,
calibration gas valve operations, etc.), sample filters, sample line heaters, moisture traps, and other related functions of the CEMS, as applicable. All parts of the CEMS
shall be functioning properly before proceeding to the alternative RA procedure.
10.1.2 Challenge each monitor (both pollutant and diluent, if applicable) with cylinder gases of known concentrations or calibration cells that produce known responses at two measurement points within the following
ranges:
MEASUREMENT RANGE
Measurement
Pollutant
Diluent monitor for
point
monitor
CO2
O₂
1
20-30 per-
5-8 percent
4-6 percent
cent of
by volume.
by volume.
span value.
2
50-60 per-
10-14 per-
8-12 percent
cent of
cent by
by volume.
span value.
volume.
Use a separate cylinder gas or calibration cell for measurement points 1 and 2. Challenge the CEMS and record
the responses three times at each measurement point. Do
not dilute gas from a cylinder when challenging the
CEMS. Use the average of the three responses in determining relative accuracy.
Operate each monitor in its normal sampling mode as
nearly as possible. When using cylinder gases. pass the
cylinder gas through all filters, scrubbers, conditioners,
and other monitor components used during normal sampling and as much of the sampling probe as practical.
When using calibration cells, the CEMS components used
in the normal sampling mode should not be by-passed
during the RA determination. These include light sources,
lenses, detectors, and reference cells. The CEMS should
be challenged at each measurement point for a sufficient
period of time to assure adsorption-desorption reactions
on the CEMS surfaces have stabilized.
Use cylinder gases that have been certified by comparison to National Bureau of Standards (NBS) gaseous
standard reference material (SRM) or NBS/EPA-approved
gas manufacturer's certified reference material (CRM)
(See Citation 2 in the Bibliography) following EPA
traceability protocol Number 1 (See Citation 3 in the Bibliography). As an alternative to protocol Number I gases,
CRM's may be used directly as alternative RA cylinder
gases. A list of gas manufacturers that have prepared approved CRM's is available from EPA at the address
shown in Citation 2. Procedures for preparation of CRM
are described in Citation 2.
Use calibration cells certified by the manufacturer to
produce a known response in the CEMS. The cell certification procedure shall include determination of CEMS response produced by the calibration cell in direct comparison with measurement of gases of known concentration.
This can be accomplished using SRM or CRM gases in
a laboratory source simulator or through extended tests
using reference methods at the CEMS location in the exhaust stack. These procedures are discussed in Citation 4
in the Bibliography. The calibration cell certification procedure is subject to approval of the Administrator.
10.1.3 The differences between the known concentrations of the cylinder gases and the concentrations indicated by the CEMS are used to assess the accuracy of the
CEMS.
The calculations and limits of acceptable relative accuracy (RA) are as follows:
(a) For pollutant CEMS:
d
RA-
,
x100
≤15 percent
AC
Where:
d=Difference between response and the known concentration/response.
AC=The known concentration/response of the cylinder
gas or calibration cell.
(b) For diluent CEMS:
RA=[d] â 0.7 percent O₂ or CO2, as applicable.
NOTE: Waiver of the relative accuracy test in favor of
the alternative RA procedure does not preclude the requirements to complete the calibration drift (CD) tests nor
any other requirements specified in the applicable
regulation(s) for reporting CEMS data and performing
CEMS drift checks or audits.
Pt. 60, App. B, Spec. 2
insertillus.0496
Insert illus. 497
Pt. 60, App. B, Spec. 3
11. Bibliography
1. Department of Commerce. Experimental Statistics.
Handbook 91. Washington, DC, p. 3-31, paragraphs 3-
3.1.4.
2. "A Procedure for Establishing Traceability of Gas
Mixtures to Certain National Bureau of Standards Standard Reference Materials." Joint publication by NBS and
EPA. EPA-600/7-81-010. Available from U.S. Environmental Protection Agency, Quality Assurance Division
(MD-77). Research Triangle Park, NC 27711.
3. "Traceability Protocol for Establishing True Concentrations of Gases Used for Calibration and Audits of
Continuous Source Emission Monitors. (Protocol Number
1)." June 1978. Protocol Number 1 is included in the
Quality Assurance Handbook for Air Pollution Measurement Systems, Volume III, Stationary Source Specific
Methods. EPA-600/4-77-027b. August 1977. Volume III
is available from the U.S. EPA, Office of Research and
Development Publications, 26 West St. Clair Street, Cincinnati, OH 45268.
4. "Gaseous Continuous Emission Monitoring Systems-Performance Specification Guidelines for SO₂.
NO., CO2, O2. and TRS." EPA-450/3-82-026. Available
from U.S. Environmental Protection Agency, Emission
Standards and Engineering Division (MD-19). Research
Triangle Park, NC 27711.
PERFORMANCE SPECIFICATION 3-SPECIFICATIONS AND
TEST PROCEDURES FOR O₂ AND CO₂ CONTINUOUS
EMISSION MONITORING SYSTEMS IN STATIONARY
SOURCES
1. Applicability and Principle
1.1 Applicability. This specification is to be used for
evaluating acceptability of O₂ and CO₂ continuous emission monitoring systems (CEM's) at the time of or soon
after installation and whenever specified in an applicable
subpart of the regulations. The specification applies to O₂
or CO₂ monitors that are not included under Performance
Specification 2 (PS 2).
This specification is not designed to evaluate the installed CEMS performance over an extended period of
time, nor does it identify specific calibration techniques
and other auxiliary procedures to assess the CEMS performance. The source owner or operator, however, is responsible to calibrate, maintain, and operate the CEMS
properly. To evaluate the CEMS performance, the Administrator may require. under Section 114 of the Act. the opcrator to conduct CEMS performance evaluations in addition to the initial test. See Section 60.13(c).
The definitions, installation and measurement location
specifications, test procedures, data reduction procedures,
reporting requirements, and bibliography are the same as
in PS 2, Sections 2. 3, 5, 6, 8, 9, and 10, and also apply
to O₂ and CO2 CEMS's under this specification. The performance and equipment specifications and the relative
accuracy (RA) test procedures for O₂ and CO₂ CEMS do
not differ from those for SO₂ and NO. CEMS. except as
noted below.
1.2 Principle. Reference method (RM) tests and calibration drift tests are conducted to determine conformance
of the CEMS with the specification.
2. Performance and Equipment Specifications
2.1 Instrument Zero and Span. This specification is
the same as Section 4.1 of PS 2.
2.2 Calibration Drift. The CEMS calibration must not
drift by more than 0.5 percent O₂ or CO2 from the reference value of the gas, gas cell, or optical filter.
2.3 The CEMS RA. The RA of the CEMS must be
no greater than 20 percent of the mean value of the RM
test data or 1.0 percent O₂ or CO2 whichever is greater.
3. Relative Accuracy Test Procedure
3.1 Sampling Strategy for RM Tests, Correlation of
RM and CEMS Data, Number of RM Tests, and Calculations. This is the same as PS 2. Sections 7.1. 7.2, 7.3, and
7.5, respectively.
3.2 Reference Method. Unless otherwise specified in
an applicable subpart of the regulations, Method 3B of
appendix A or any approved alternative is the RM for O₂
or CO2
PERFORMANCE SPECIFICATION 4-SPECIFICATIONS AND
TEST PROCEDURES FOR CARBON MONOXIDE CON-
TINUOUS EMISSION MONITORING SYSTEMS IN STA-
TIONARY SOURCES
1. Applicability and Principle
1.1 Applicability. This specification is to be used for
evaluating the acceptability of carbon monoxide (CO)
continuous emission monitoring systems (CEMS) at the
time of or soon after installation and whenever specified
in an applicable subpart of the regulations.
This specification is not designed to evaluate the installed CEMS performance over an extended period of
time nor does it identify specific calibration techniques
and other auxiliary procedures to assess CEMS performance. The source owner or operator, however, is responsible to calibrate, maintain, and operate the CEMS. To
evaluate CEMS performance, the Administrator may require, under section 114 of the Act, the source owner or
operator to conduct CEMS performance evaluations at
other times besides the initial test. See (60.13(c).
The definitions, installation specifications, test procedures, data reduction procedures for determining calibration drifts (CD) and relative accuracy (RA), and reporting
of Performance Specification 2 (PS 2), Sections 2, 3, 5,
6. 8. and 9 apply to this specification.
1.2 Principle. Reference method (RM), CD, and RA
tests are conducted to determine that the CEMS conforms
to the specification.
2. Performance and Equipment Specifications
2.1 Instrument Zero and Span. This specification is
the same as Section 4.1 of PS 2.
2.2 Calibration Drift. The CEMS calibration must not
drift or deviate from the reference value of the calibration
gas, gas cell, or optical filter by more than 5 percent of
the established span value for 6 out of 7 test days (e.g.,
the established span value is 1000 ppm for subpart J affected facilities).
2.3 Relative Accuracy. The RA of the CEMS shall be
no greater than 10 percent of the mean value of the RM
test data in terms of the units of the emission standard or
5 percent of the applicable standard, whichever is greater.
3. Relative Accuracy Test Procedure
3.1 Sampling Strategy for RM Tests, Correlation of
RM and CEMS Data. Number of RM Tests, and Calculations. These are the same as PS 2. Sections 7.1, 7.2. 7.3.
and 7.5. respectively.
3.2 Reference Methods. Unless otherwise specified in
an applicable subpart of the regulation, Method 10 is the
RM for this PS. When evaluating nondispersive infrared
Pt. 60, App. B, Spec. 4A
continuous emission analyzers, Method 10 shall use the
alternative interference trap specified in section 10.1 of
the method. Method 10A or IOB is an acceptable alternative to method 10.
4. Bibliography
1. Ferguson, B.B., R.E. Lester, and W.J. Mitchell.
Field Evaluation of Carbon Monoxide and Hydrogen Sulfide Continuous Emission Monitors at an Oil Refinery.
U.S. Environmental Protection Agency. Research Triangle
Park, NC. Publication No. EPA-600/4-82-054. August
1982. 100 p.
2. Repp. M. Evaluation of Continuous Monitors for
Carbon Monoxide in Stationary Sources. U.S. Environmental Protection Agency. Research Triangle Park, NC.
Publication No. EPA-600/2-77-063. March 1977/ 155 p.
3. Smith, F., D.E. Wagoner, and R.P. Donovan.
Guidelines for Development of a Quality Assurance Program: Volume VIII-Determination of CO Emissions
from Stationary Sources by NDIR Spectrometry. U.S. Environmental Protection Agency. Research Triangle Park,
NC. Publication No. EPA-650/4-74-005-h. February
1975. 96 p.
PERFORMANCE SPECIFICATION 4A-SPECIFICATIONS AND
TEST PROCEDURES FOR CARBON MONOXIDE CON-
TINUOUS EMISSION MONITORING SYSTEMS IN STA-
TIONARY SOURCES
1. Applicability and Principle
1.1 Applicability.
1.1.1 This specification is to be used for evaluating
the acceptability of carbon monoxide (CO) continuous
emission monitoring systems (CEMS's) at the time of or
soon after installation and whenever specified in an applicable subpart of the regulations.
1.1.2 This specification is not designed to evaluate
the installed CEMS performance over an extended period
of time nor does it identify specific calibration techniques
and other auxiliary procedures to assess CEMS performance. The source owner or operator, however, is responsible to calibrate, maintain, and operate the CEMS. To
evaluate CEMS performance, the Administrator may require, under section 114 of the Act, the source owner or
operator to conduct CEMS performance evaluations at
other times besides the initial test. See 60.13(c).
1.1.3 The definition, installation specifications, test
procedures, data reduction procedures for determining
calibration drifts (CD) and relative accuracy (RA). and reporting of Performance Specification 2 (PS 2). sections 2,
3. 5, 6, 8, and 9 apply to this specification.
1.2 Principle. Reference method (RM), CD and RA
tests are conducted to determine that the CEMS conforms
to the specification.
2. Performance and Equipment Specifications
2.1 Data Recorder Scale. This specification is the
same as section 4.1 of PS 2. The CEMS shall be capable
of measuring emission levels under normal conditions and
under periods of short-duration peaks of high concentrations. This dual-range capability may be met using two
separate analyzers, one for each range, or by using dualrange units which have the capability of measuring both
levels with a single unit. In the latter case, when the reading goes above the full-scale measurement value of the
lower range. the higher-range operation shall be started
automatically. The CEMS recorder range must include
zero and a high-level value.
For the low-range scale, the high-level value shall be
between 1.5 times the pollutant concentration corresponding to the emission standard level and the span value. For
the high-range scale, the high-level value shall be set at
2000 ppm, as a minimum, and the range shall include the
level of the span value. There shall be no concentration
gap between the low- and high-range scales.
2.2 Interference Check. The CEMS must be shown to
be free from the effects of any interferences.
2.3 Response Time. The CEMS response time shall
not exceed 1.5 min to achieve 95 percent of the final stable value.
2.4 Calibration Drift. The CEMS calibration must not
drift or deviate from the reference value of the calibration
gas. gas cell, or optical filter by more than 5 percent of
the established span value for 6 out of 7 test days.
2.5 Relative Accuracy. The RA of the CEMS shall be
no greater than 10 percent of the mean value of the RM
test data in terms of the units of the emission standard or
5 ppm, whichever is greater. Under conditions where the
average CO emissions are less than 10 percent of the
standard, a cylinder gas audit may be performed in place
of the RA test to determine compliance with these limits.
In this case, the cylinder gas shall contain CO in 12 percent carbon dioxide as an interference check. If this option is exercised, Method 10 must be used to verify that
emission levels are less than 10 percent of the standard.
3. Response Time Test Procedure
The response time test applies to all types of CEMS's,
but will generally have significance only for extractive
systems. The entire system is checked with this procedure
including applicable sample extraction and transport, sample conditioning, gas analyses, and data recording.
Introduce zero gas into the system. For extractive systems, the calibration gases should be introduced at the
probe as near to the sample location as possible. For insitu systems, introduce the zero gas at the sample interface so that all components active in the analysis are tested. When the system output has stabilized (no change
greater than I percent of full scale for 30 sec), switch to
monitor stack effluent and wait for a stable value. Record
the time (upscale response time) required to reach 95 percent of the final stable value. Next, introduce a high-level
calibration gas and repeat the procedure (stabilize, switch
the sample, stabilize, record). Repeat the entire procedure
three times and determine the mean upscale and
downscale response times. The slower or longer of the
two means is the system response time.
4. Relative Accuracy Test Procedure
4.1 Sampling Strategy for RM Tests, Correlation of
RM and CEMS Data, Number of RM Tests, and Calculations. These are the same as PS 2, sections 7.1, 7.2, 7.3,
and 7.5, respectively.
4.2 Reference Methods. Unless otherwise specified in
an applicable subpart of the regulation, Method 10 is the
RM for this PS. When evaluating nondispersive infrared
continuous emission analyzers. Method 10 shall use the
alternative interference trap specified in section 10.1 of
the method. Method 10A or 10B is an acceptable alternative to Method 10.
Pt. 60, App. B, Spec. 5
5. Bibliography
1. Same as in Performance Specification 4, section 4.
2. "Gaseous Continuous Emission Monitoring Systems-Performance Specification Guidelines for SO₂,
NO., CO2. O₂, and TRS." EPA-450/3-82-026. U.S. Environmental Protection Agency, Technical Support Division (MD-19). Research Triangle Park, NC 27711.
PERFORMANCE SPECIFICATION 5-SPECIFICATIONS AND
TEST PROCEDURES FOR TRS CONTINUOUS EMISSION
MONITORING SYSTEMS IN STATIONARY SOURCES
1. Applicability and Principle
1.1 Applicability. This specification is to be used for
evaluating the acceptability of total reduced sulfur (TRS)
and whenever specified in an applicable subpart of the
regulations. (At present, these performance specifications
do not apply to petroleum refineries, subpart J.) Sources
affected by the promulgation of the specification shall be
allowed 1 year beyond the promulgation date to install,
operate, and test the CEMS. The CEMS's may include O₂
monitors which are subject to Performance Specification
3 (PS 3).
The definitions, installation specifications, test procedures, and data reduction procedures for determining calibration drifts (CD's) and relative accuracy (RA), and reporting of PS 2, Sections 2. 3. 4, 5, 6. 8. and 9 also apply
to this specification and must be consulted. The performance and equipment specifications do not differ from PS
2 except as listed below and are included in this specification.
1.2 Principle. The CD and RA tests are conducted to
determine conformance of the CEMS with the specification.
2. Performance and Equipment Specifications
2.1 Instrument Zero and Span. The CEMS recorder
span must be set at 90 to 100 percent of recorder fullscale using a span level between 1.5 times the pollutant
concentration corresponding to the emission standard
level and the span value. The CEMS design shall also
allow the determination of calibration at the zero level of
the calibration curve. If zero calibration is not possible or
is impractical, this determination may be conducted at a
low level (up to 20 percent of span value) point. The
components of an acceptable permeation tube system are
listed on pages 87-94 of Citation 4.2 of the Bibliography.
2.2 Calibration Drift. The CEMS detector calibration
must not drift or deviate from the reference value of the
calibration gas by more than 5 percent (1.5 ppm) of the
established span value of 30 ppm for 6 out of 7 test days.
If the CEMS includes pollutant and diluent monitors, the
CD must be determined separately for each in terms of
concentrations (see PS 3 for the diluent specifications).
2.3 The CEMS Relative Accuracy. The RA of the
CEMS shall be no greater than 20 percent of the mean
value of the reference method (RM) test data in terms of
the units of the emission standard or 10 percent of the applicable standard, whichever is greater.
3. Relative Accuracy Test Procedure
3.1 Sampling Strategy for RM Tests, Correlation of
RM and CEMS Data, Number of RM Tests, and Calculations. This is the same as PS 2. Sections 7.1. 7.2. 7.3, and
7.5. respectively. Note: For Method 16. a sample is made
up of at least three separate injects equally spaced over
time. For Method 16A, a sample is collected for at least
1 hour.
3.2 Reference Methods. Unless otherwise specified in
an applicable subpart of the regulations, Method 16,
Method 16A, or other approved alternative, shall be the
RM for TRS.
4. Bibliography
1. Department of Commerce. Experimental Statistics.
National Bureau of Standards. Handbook 91. 1963. Paragraphs 3-3.1.4, p. 3-31.
2. A Guide to the Design, Maintenance and Operation
of TRS Monitoring Systems. National Council for Air and
Stream Improvement Technical Bulletin No. 89. September 1977.
3. Observation of Field Performance of TRS Monitors
on a Kraft Recovery Furnace. National Council for Air
and Stream Improvement Technical Bulletin No. 91. January 1978.
PERFORMANCE SPECIFICATION 6-SPECIFICATIONS AND
TEST PROCEDURES FOR CONTINUOUS EMISSION
RATE MONITORING SYSTEMS IN STATIONARY
SOURCES
1. Applicability and Principle
1.1 Applicability. The applicability for this specification is the same as Section 1.1 of Performance Specification 2 (PS 2). except this specification is to be used for
evaluating the acceptability of continuous emission rate
monitoring systems (CERMS's). The installation and
measurement location specifications, performance specification test procedure, data reduction procedures, and reporting requirements of PS 2, Section 3, 5, 8, and 9,
apply to this specification.
1.2 Principle. Reference method (RM). calibration
drift (CD), and relative accuracy (RA) tests are conducted
to determine that the CERMS conforms to the specification.
2. Definitions
The definitions are the same as in Section 2 of PS 2,
except that this specification refers to the continuous
emission rate monitoring system rather than the continuous emission monitoring system. The following definitions are added:
2.1 Continuous Emission Rate Monitoring System
(CERMS). The total equipment required for the determination and recording of the pollutant mass emission
rate (in terms of mass per unit of time).
2.2 Flow Rate Sensor. That portion of the CERMS
that senses the volumetric flow rate and generates an output proportional to flow rate. The flow rate sensor shall
have provisions to check the CD for each flow rate parameter that it measures individually (e.g., velocity pressure).
3. Performance and Equipment Specifications
3.1 Data Recorder Scale. Same as Section 4.1 of PS
2.
3.2 CD. Since the CERMS includes analyzers for several measurements, the CD shall be determined separately
for each analyzer in terms of its specific measurement.
The calibration for each analyzer used for the measurement of flow rate except a temperature analyzer shall not
drift or deviate from either of its reference values by
more than 3 percent of 1.25 times the average potential
absolute value for that measurement. For a temperature
analyzer. the specification is 1.5 percent of 1.25 times the
Pt. 60, App. B, Spec. 7
average potential absolute temperature. The CD specification for each analyzer for which other PS's have been established (e.g., PS 2 for SO₂ and NO.). shall be the same
as in the applicable PS.
3.3 CERMS RA. The RA of the CERMS shall be no
greater than 20 percent of the mean value of the RM's
test data in terms of the units of the emission standard.
or 10 percent of the applicable standard, whichever is
greater.
4. CD Test Procedure
The CD measurements are to verify the ability of the
CERMS to conform to the established CERMS calibrations used for determining the emission rate. Therefore, if
periodic automatic or manual adjustments are made to the
CERMS zero and calibration settings, conduct the CD
tests immediately before these adjustments, or conduct
them in such a way what CD can be determined.
Conduct the CD tests for pollutant concentration at the
two values specified in Section 4.1 of PS 2. For each of
the other parameters that are selectively measured by the
CERMS (e.g., velocity pressure). use two analogous values: one that represents zero to 20 percent of the highlevel value (a value that is between 1.25 and 2 times the
average potential value) for that parameter, and one that
represents 50 to 100 percent of the high-level value. Introduce, or activate internally, the reference signals to the
CERMS (these need not be certified). Record the CERMS
response to each, and subtract this value from the respective reference value (see example data sheet in Figure 6-
1).
5. RA Test Procedure
5.1 Sampling Strategy for RM's Tests, Correlation of
RM and CERMS Data, Number of RM's Tests, and Calculations. These are the same as PS 2, Sections 7.1. 7.2.
7.3, and 7.5, respectively. Summarize the results on a data
sheet. An example is shown in Figure 6-2. The RA test
may be conducted during the CD test period.
5.2 Reference Methods (RM's). Unless otherwise
specified in the applicable subpart of the regulations, the
RM for the pollutant gas is the appendix A method that
is cited for compliance test purposes, or its approved alternatives. Methods 2, 2A, 2B, 2C, or 2D, as applicable
are the RM's for the determination of volumetric flow
rate.
6. Bibliography
1. Brooks, E.F., E.C. Beder, C.A. Flegal, D.J. Luciani,
and R. Williams. Continuous Measurement of Total Gas
Flow Rate from Stationary Sources. U.S. Environmental
Protection Agency. Research Triangle Park, NC. Publication No. EPA-650/2-75-020. February 1975. 248 p.
PERFORMANCE SPECIFICATION 7-SPECIFICATIONS AND
TEST PROCEDURES FOR HYDROGEN SULFIDE CON-
TINUOUS EMISSION MONITORING SYSTEMS IN STA-
TIONARY SOURCES
I. Applicability and Principle
1.1 Applicability. 1.1.1 This specification is to be
used for evaluating the acceptability of hydrogen sulfide
(H₂S) continuous emission monitoring systems (CEMS's)
at the time of or soon after installation and whenever
specified in an applicable subpart of the regulations.
1.1.2 This specification is not designed to evaluate
the installed CEMS performance over an extended period
of time nor does it identify specific calibration techniques
and other auxiliary procedures to assess CEMS performance. The source owner or operator, however, is responsible to calibrate, maintain, and operate the CEMS. To
evaluate CEMS performance. the Administrator may require, under Section 114 of the Act, the source owner or
operator to conduct CEMS performance evaluations at
other times besides the initial test. See 60.13(c).
1.1.3 The definitions, installation specifications, test
procedures, data reduction procedures for determining
calibration drifts (CD) and relative accuracy (RA), and reporting of Performance Specification 2 (PS 2). Sections 2,
3, 5, 6, 8, and 9 apply to this specification.
1.2 Principle. Reference method (RM). CD, and RA
tests are conducted to determine that the CEMS conforms
to the specification.
2. Performance and Equipment Specifications
21 Instrument zero and span. This specification is
the same as Section 4.1 of PS 2.
2.2 Callbration drift The CEMS calibration must not
drift or deviate from the reference value of the calibration
gas or reference source by more than 5 percent of the established span value for 6 out of 7 test days (e.g., the established span value is 300 ppm for subpart J fuel gas
combustion devices).
2.3 Relative accuracy. The RA of the CEMS shall be
no greater than 20 percent of the mean value of the RM
test data in terms of the units of the emission standard or
10 percent of the applicable standard. whichever is greater.
3. Relative Accuracy Test Procedure
3.1 Sampling Strategy for RM Tests, Correlation of
RM and CEMS Data Number of RM Tests. and Calculations. These are the same as that in PS 2, $7.1, 7.2, 7.3,
and 7.5, respectively.
3.2 Reference Methods. Unless otherwise specified in
an applicable subpart of the regulation, Method II is the
RM for this PS.
4. Bibliography
1. U.S. Environmental Protection Agency. Standards of
Performance for New Stationary Sources; Appendix B;
Performance Specifications 2 and 3 for SO₂, NO., CO2.
and O₂ Continuous Emission Monitoring Systems; Final
Rule. 48 CFR 23608. Washington, DC, U.S. Government
Printing Office. May 25, 1983.
2. U.S. Government Printing Office. Gaseous Continuous Emission Monitoring Systems-Performance Specification Guidelines for SO2. NO,, CO2. O2. and TRS.
U.S. Environmental Protection Agency. Washington, DC,
EPA-450/3-82-026. October 1982. 26p.
3. Maines, G.D., W.C. Kelly (Scott Environmental
Technology. Inc.), and J.B. Homolya. Evaluation of Monitors for Measuring H₂S in Refinery Gas. Prepared for the
U.S. Environmental Protection Agency. Research Triangle
Park, NC. Contract No. 68-02-2707. 1978. 60 p.
4. Ferguson, B.B., R.E. Lester (Harmon Engineering
and Testing). and W.J. Mitchell. Field Evaluation of Carbon Monoxide and Hydrogen Suifide Continuous Emission Monitors at an Oil Refinery. Prepared for the U.S.
Environmental Protection Agency. Research Triangle
Pt. 60, App. B, Spec. 8
Park, NC. Publication No. EPA-600/4-82-054. August
1982. 100 p.
PERFORMANCE SPECIFICATION 8-PERFORMANCE SPECI-
FICATIONS FOR VOLATILE ORGANIC COMPOUND
CONTINUOUS EMISSION MONITORING SYSTEMS IN
STATIONARY SOURCES
J. Applicability and Principle
1.1 Applicability.
1.1.1 This specification is to be used for evaluating a
continuous emission monitoring system (CEMS) that
measures a mixture of volatile organic compounds
(VOC's) and generates a single combined response value.
The VOC detection principle may be flame ionization
(FI). photoionization (PI). nondispersive infrared absorption (NDIR), or any other detection principle that is uppropriate for the VOC species present in the emission
gases and that meets this performance specification. The
performance specification includes procedures to evaluate
the acceptability of the CEMS at the time of or soon after
its installation and whenever specified in emission regulations or permits. This specification is not designed to
evaluate the installed CEMS performance over an CXtended period of time, nor does it identify specific calibration techniques and other auxiliary procedures to assess the CEMS performance. However, it is the responsibility of the source owner or operator, to calibrate,
maintain, and operate the CEMS properly. Under section
114 of the Act, the Administrator may require the operator to evaluate the CEMS performance by conducting
CEMS performance evaluations in addition to the initial
test. See section 60.13(c).
The definitions, installation and measurement location
specifications, test procedures. data reduction procedures,
reporting requirements. and bibliography are the same as
in PS 2. sections 2. 3. 5, 6, 8. 9, and 10, and also apply
to VOC CEMS's under this specification. The performance and equipment specifications and the relative accuracy (RA) test procedures for VOC CEMS do not differ
from those for SO₂ and NO, CEMS, except as noted
below.
1.1.2 In most emission circumstances, most VOC
monitors can provide only a relative measure of the total
mass or volume concentration of a mixture of organic
gases, rather than an accurate quantification. This problem
is removed when an emission standard is based on a total
VOC measurement as obtained with a particular detection
principle. In those situations where a true mass or volume
VOC concentration is needed, the problem can be mitigated by using the VOC CEMS as a relative indicator of
total VOC concentration if statistical analysis indicates
that a sufficient margin of compliance exists for this approach to be acceptable. Otherwise, consideration can be
given to calibrating the CEMS with a mixture of the same
VOC's in the same proportions as they actually occur in
the measured source. In those circumstances where only
one organic species is present in the source, or where
equal incremental amounts of each of the organic species
present generate equal CEMS responses, the latter choice
can be more easily achieved.
1.2 Principle. Calibration drift and relative accuracy
tests are conducted to determine the adherence of the
CEMS to specifications given for those items. The performance specifications include criteria for installation
and measurement location, equipment and performance,
and procedures for testing and data reduction.
2. Performance and Equipment Specifications
2.1 VOC CEMS Selection. When possible, select a
VOC CEMS with the detection principle of the reference
method specified in the regulation or permit (usually either FI, NDIR, or PI). Otherwise, use knowledge of the
source process chemistry, previous emission studies, or
gas chromatographic analysis of the source gas to select
an appropriate VOC CEMS. Exercise extreme caution in
choosing and installing any CEMS in an area with the potential for explosive hazards.
2.2 Data Recorder Scale. Same as section 4.1 of PS
2.
2.3 Calibration Drift. The CEMS calibration must not
drift by more than 2.5 percent of the span value.
2.4 CEMS Relative Accuracy. Unless stated otherwise
in the regulation or permit, the RA of the CEMS must
be no greater than 20 percent of the mean value of the
reference method (RM) test data in terms of the units of
the emission standard, or 10 percent of the applicable
standard, whichever is greater.
3. Relative Accuracy Test Procedure
3.1 Sampling Strategy for RM Tests, Correlation of
RM and CEMS Data. Number of RM Tests, and Calculations. Follow PS 2, sections 7.1, 7.2, 7.3, and 7.5, respectively.
3.2 Reference Method. Use the method specified in
the applicable regulation or permit, or any approved alternative, as the RM.
PERFORMANCE SPECIFICATION 9-SPECIFICATIONS AND
TEST PROCEDURES FOR GAS CHROMATOGRAPHIC
CONTINUOUS EMISSION MONITORING SYSTEMS IN
STATIONARY SOURCES
1. Applicability and Principle
1.1 Applicability. These requirements apply to continuous emission monitoring systems (CEMS) that use gas
chromatography (GC) to measure gaseous organic
compound emissions. The requirements include procedures intended to evaluate the acceptability of the CEMS
at the time of its installation and whenever specified in
regulations or permits. Quality assurance procedures for
calibrating, maintaining. and operating the CEMS properly at all times are also given in this procedure.
1.2 Principle. Calibration precision, calibration error,
and performance audit tests are conducted to determine
conformance of the CEMS with these specifications.
Daily calibration and maintenance requirements are also
specified.
2. Definitions
2.1 Gas Chromatograph (GC). That portion of the
system that separates and detects organic analytes and
generates an output proportional to the gas concentration.
The GC must be temperature controlled.
NOTE: The term "temperature controlled" refers to the
ability to maintain a certain temperature around the column. Temperature-progranmable GC is not required for
this performance specification, as long as all other requirements for precision, linearity, and accuracy listed in
this performance specification are met. It should be noted
that temperature programming a GC will speed up peak
elution, thus allowing increased sampling frequency.
Pt. 60, App. B, Spec. 9
2.1.1 Column. An analytical column capable of separating the analytes of interest.
2.1.2 Detector. A detection system capable of detecting and quantifying all analytes of interest.
2.1.3 Integrator. That portion of the system that quantifies the area under a particular sample peak generated by
the GC.
2.1.4 Data Recorder. A strip chart recorder, computer,
or digital recorder capable of recording all readings within
the instrument's calibration range.
2.2 Calibration Precision. The error between triplicate
injections of each calibration standard.
3. Installation and Measurement Location Specifications
Install the CEMS in a location where the measurements
are representative of the source emissions. Consider other
factors, such as case of access for calibration and maintenance purposes. The location should not be close to air
in-leakages. The sampling location should be at least two
equivalent duct diameters downstream from the nearest
control device, point of pollutant generation, or other
point at which a change in the pollutant concentration or
emission rate occurs. The location should be at least 0.5
diameter upstream from the exhaust or control device. To
calculate equivalent duct diameter, see section 2.1 of
Method 1 (40 CFR part 60, appendix A). Sampling locations not conforming to the requirements in this section
may be used if necessary upon approval of the Administrator.
4. CEMS Performance and Equipment Specifications
4.1 Presurvey Sample Analysis and GC Selection. Determine the pollutants to be monitored from the applicable
regulation or permit and determine the approximate concentration of each pollutant (this information can be based
on past compliance test results). Select an appropriate GC
configuration to measure the organic compounds. The GC
components should include a heated sample injection loop
(or other sample introduction systems). separatory column, temperature-controlled oven, and detector. If the
source chooses dual column and/or dual detector configurations, each column/detector is considered a separate instrument for the purpose of this performance specification
and thus the procedures in this performance specification
shall be carried out on each system. If this method is applied in highly explosive areas, caution should be exercised in selecting the equipment and method of installation.
4.2 Sampling System. The sampling system shall be
heat traced and maintained at a minimum of 120 °C with
no cold spots. All system components shall be heated, including the probe, calibration valve. sample lines, sampling loop (or sample introduction system), GC oven, and
the detector block (when appropriate for the type of detector being utilized, e.g., flame ionization detector).
4.3 Calibration Gases. Obtain three concentrations of
calibration gases certified by the manufacturer to be accurate to within 2 percent of the value on the label. A gas
dilution system may be used to prepare the calibration
gases from a high concentration certified standard if the
gas dilution system meets the requirements specified in
Test Method 205, 40 CFR part 51, appendix M. The performance test specified in Test Method 205 shall be repeated quarterly, and the results of the Method 205 test
shall be included in the report. The calibration gas concentration of each target analyte shall be as follows
(measured concentration is based on the presurvey concentration determined in section 4.1).
NOTE: If the low level calibration gas concentration
falls at or below the limit of detection for the instrument
for any target pollutant, a calibration gas with a concentration at 4 to 5 times the limit of detection for the
instrument may be substituted for the low-level calibration gas listed in section 4.3.1
4.3.1 Low-level. 40-60 percent of measured concentration.
4.3.2 Mid-level. 90-110 percent of measured concentration.
4.3.3 High-level. 140-160 percent of measured concentration, or select highest expected concentration.
4.4 Performance Audit Gas. A certified EPA audit
gas shall be used, when possible. A Protocol I gas mixture containing all the target compounds within the calibration range may be used when EPA performance audit
materials are not available. The instrument relative error
shall be S10 percent of the certified value of the audit
gas.
4.5 Calibration Error (CE). The CEMS must allow
the determination of CE at all three calibration levels. The
average CEMS calibration response must not differ by
more than 10 percent of calibration gas value at each
level after each 24-hour period of the initial test.
4.6 Calibration Precision and Linearity. For each triplicate injection at each concentration level for each target
analyte, any one injection shall not deviate more than 5
percent from the average concentration measured at that
level. The linear regression curve for each organic
compound at all three levels shall have an 20.995
(using Equation 1).
4.7 Measurement Frequency. The sample to be analyzed shall flow continuously through the sampling system. The sampling system time constant (T) shall be $5
minutes or the sampling frequency specified in the applicable regulation, whichever is less. Use Equation 3 to determine T. The analytical system shall be capable of
measuring the effluent stream at the frequency specified
in the appropriate regulation or permit.
5. Performance Specification Test (PST) Periods
5.1 Pretest Preparation Period. Using the procedures
described in Method 18 (40 CFR part 60, appendix A),
perform initial tests to determine GC conditions that provide good resolution and minimum analysis time for compounds of interest. Resolution interferences that may
occur can be eliminated by appropriate GC column and
detector choice or by shifting the retention times through
changes in the column flow rate and the use of temperature programming.
5.2 7-Day CE Test Period. At the beginning of each
24-hour period, set the initial instrument setpoints by conducting a multipoint calibration for each compound. The
multipoint calibration shall meet the requirements in section 4.7. Throughout the 24-hour period, sample and analyze the stack gas at the sampling intervals prescribed in
the regulation or permit. At the end of the 24-hour period,
inject the three calibration gases for each compound in
triplicate and determine the average instrument response.
Determine the CE for each pollutant at each level using
the equation in section 6.2. Each CE shall be ≤10 percent.
Repeat this procedure six more times for a total of 7 consecutive days.
Pt. 60, App. B, Spec. 9
5.3 Performance Audit Test Periods. Conduct the performance audit once during the initial 7-day CE test and
quarterly thereafter. Sample and analyze the EPA audit
gas(es) (or the Protocol I gas mixture if an EPA audit gas
is not available) three times. Calculate the average instrument response. Report the audit results as part of the reporting requirements in the appropriate regulation or permit (if using a Protocol 1 gas mixture, report the certified
cylinder concentration of each pollutant).
6. Equations
6.1 Coefficient of Determination. Calculate r2 using
linear regression analysis and the average concentrations
obtained at three calibration points as shown in Equation
1.
ER15DE84.000
Where:
r2=Coefficient of determination.
n=Number of measurement points.
x=CEMS response.
y=Actual value of calibration standard.
6.2 Calibration Error Determination. Determine the
percent calibration error (CE) at each concentration for
each pollutant using the following equation.
ER15DE94.001
where:
Cm=average instrument response, ppm.
Ca=cylinder gas value, ppm.
6.3 Sampling System Time Constant (T).
ER15DE94.002
where:
F=Flow rate of stack gas through sampling system, in liters/min.
V=Sample system volume, in Liters, which is the volume
inside the sample probe and tubing leading from the
stack to the sampling loop.
7. Daily Calibration
7.1 Initial Multipoint Calibration. After initial startup
of the GC, after routine maintenance or repair, or at least
once per month, conduct a multipoint calibration of the
GC for each target analyte. The multipoint calibration for
each analyte shall meet the requirements in section 4.7.
7.2 Daily Calibration. Once every 24 hours, analyze
the mid-level calibration standard for each analyte in triplicate. Calculate the average instrument response for each
analyte. The average instrument response shall not vary
more than 10 percent from the certified concentration
value of the cylinder for each analyte. If the difference
between the analyzer response and the cylinder concentration for any target compound is greater than 10 percent.
immediately take corrective action on the instrument if
necessary. and conduct an initial multipoint calibration as
described in section 7.1.
Pt. 60, App. B, Spec. 9
8. Reporting
Follow the reporting requirements of the applicable
regulation or permit. If the reporting requirements include
the results of this performance specification, summarize in
tabular form the results of the CE tests. Include all data
sheets, calculations, CEMS data records. performance
audit results, and calibration gas concentrations and certifications.
[48 FR 13327, Mar. 30, 1983 and 48 FR 23611. May 25,
1983, as amended at 48 FR 32986, July 20, 1983; 51 FR
31701, Aug. 5, 1985; 52 FR 17556, May 11, 1987; 52
FR 30675, Aug. 18, 1987; 52 FR 34650, Sept. 14, 1987;
53 FR 7515, Mar. 9, 1988; 53 FR 41335, Oct. 21, 1988;
55 FR 18876, May 7. 1990; 55 FR 40178, Oct. 2, 1990;
55 FR 47474. Nov. 14, 1990; 56 FR 5526, Feb. 11, 1991;
59 FR 64593, Dec. 15, 1994]
40 CFR PART 60 APPENDIX F
APPENDIX F TO PART 60-QUALITY ASSURANCE
PROCEDURES
PROCEDURE 1. QUALITY ASSURANCE REQUIREMENTS FOR
GAS CONTINUOUS EMISSION MONITORING SYSTEMS
USED FOR COMPLIANCE DETERMINATION
1. Applicability and Principle
1.1 Applicability. Procedure 1 is used to evaluate the
effectiveness of quality control (OC) and quality assurance (QA) procedures and the quality of data produced by
any continuous emission monitoring system (CEMS) that
is used for determining compliance with the emission
standards on a continuous basis as specified in the applicable regulation. The CEMS may include pollutant (e.g.,
SO₂ and NO.) and diluent (e.g., O₂ or C02) monitors.
This procedure specifies the minimum QA requirements necessary for the control and assessment of the
quality of CEMS data submitted to the Environmental
Protection Agency (EPA). Source owners and operators
responsible for one or more CEMS's used for compliance
monitoring must meet these minimum requirements and
are encouraged to develop and implement a more extensive QA program or to continue such programs where
they already exist.
Data collected as a result of QA and QC measures required in this procedure are to be submitted to the Agency. These data are to be used by both the Agency and
the CEMS operator in assessing the effectiveness of the
CEMS QC and QA procedures in the maintenance of acceptable CEMS operation and valid emission data.
Appendix F, Procedure I is applicable December 4,
1987. The first CEMS accuracy assessment shall be a relative accuracy test audit (RATA) (see section 5) and shall
be completed by March 4, 1988 or the date of the initial
performance test required by the applicable regulation,
whichever is later.
1.2 Principle. The QA procedures consist of two distinct and equally important functions. One function is the
assessment of the quality of the CEMS data by estimating
accuracy. The other function is the control and improvement of the quality of the CEMS data by implementing
QC policies and corrective actions. These two functions
form a control loop: When the assessment function indicates that the data quality is inadequate, the control effort
must be increased until the data quality is acceptable. In
order to provide uniformity in the assessment and reporting of data quality, this procedure explicitly specifies the
assessment methods for response drift and accuracy. The
methods are based on procedures included in the applicable performance specifications (PS's) in appendix B of 40
CFR part 60. Procedure 1 also requires the analysis of the
EPA audit samples concurrent with certain reference
method (RM) analyses as specified in the applicable
RM's.
Because the control and corrective action function encompasses a variety of policies, specifications, standards,
and corrective measures, this procedure treats QC requirements in general terms to allow each source owner or operator to develop a QC system that is most effective and
efficient for the circumstances.
2. Definitions
2.1 Continuous Emission Monitoring System. The total
equipment required for the determination of a gas concentration or emission rate.
2.2 Diluent Gas. A major gaseous constituent in a gascous pollutant mixture. For combustion sources, CO₂ and
O₂ are the major gaseous constituents of interest.
2.3 Span Value. The upper limit of a gas concentration
measurement range that is specified for affected source
categories in the applicable subpart of the regulation.
2.4 Zero, Low-Level, and High-Level Values. The
CEMS response values related to the source specific span
value. Determination of zero, low-level, and high-level
values is defined in the appropriate PS in appendix B of
this part.
2.5 Calibration Drift (CD). The difference in the
CEMS output reading from a reference value after a period of operation during which no unscheduled maintenance, repair or adjustment took place. The reference
value may be supplied by a cylinder gas, gas cell, or optical filter and need not be certified.
2.6 Relative Accuracy (RA). The absolute mean difference between the gas concentration or emission rate
determined by the CEMS and the value determined by the
RM's plus the 2.5 percent error confidence coefficient of
a series of tests divided by the mean of the RM tests or
the applicable emission limit.
3. QC Requirements
Each source owner or operator must develop and implement a QC program. As a minimum, each QC program
must include written procedures which should describe in
detail, complete, step-by-step procedures and operations
for each of the following activities:
1. Calibration of CEMS.
2. CD determination and adjustment of CEMS.
3. Preventive maintenance of CEMS (including spare
parts inventory).
4. Data recording, calculations, and reporting.
5. Accuracy audit procedures including sampling and
analysis methods.
6. Program of corrective action for malfunctioning
CEMS.
As described in Section 5.2, whenever excessive inaccuracies occur for two consecutive quarters, the source
owner or operator must revise the current written procedures or modify or replace the CEMS to correct the deficiency causing the excessive inaccuracies.
These written procedures must be kept on record and
available for inspection by the enforcement agency.
4. CD Assessment
4.1 CD Requirement. As described in 40 CFR
60.13(d), source owners and operators of CEMS must
check, record, and quantify the CD at two concentration
values at least once daily (approximately 24 hours) in accordance with the method prescribed by the manufacturer.
The CEMS calibration must, as minimum, be adjusted
whenever the daily zero (or low-level) CD or the daily
high-level CD exceeds two times the limits of the applicable PS's in appendix B of this regulation.
4.2 Recording Requirement for Automatic CD Adjusting Monitors. Monitors that automatically adjust the data
to the corrected calibration values (e.g., microprocessor
control) must be programmed to record the unadjusted
concentration measured in the CD prior to resetting the
calibration, if performed, or record the amount of adjustment.
4.3 Criteria for Excessive CD. If either the zero (or
low-level) or high-level CD result exceeds twice the applicable drift specification in appendix B for five, consecutive, daily periods, the CEMS is out-of-control. If ei-
Pt. 60, App. F
ther the zero (or low-level) or high-level CD result exceeds four times the applicable drift specification in appendix B during any CD check, the CEMS is out-of-control. If the CEMS is out-of-control, take necessary corrective action. Following corrective action, repeat the CD
checks.
4.3.1 Out-Of-Control Period Definition. The beginning of the out-of-control period is the time corresponding
to the completion of the fifth, consecutive, daily CD
check with a CD in excess of two times the allowable
limit, or the time corresponding to the completion of the
daily CD check preceding the daily CD check that results
in a CD in excess of four times the allowable limit. The
end of the out-of-control period is the time corresponding
to the completion of the CD check following corrective
action that results in the CD's at both the zero (or lowlevel) and high-level measurement points being within the
corresponding allowable CD limit (i.e., either two times
or four times the allowable limit in appendix B).
4.3.2 CEMS Data Status During Out-of-Control Period. During the period the CEMS is out-of-control, the
CEMS data may not be used in calculating emission compliance nor be counted towards meeting minimum data
availability as required and described in the applicable
subpart [e.g., § 60.47a(f)].
4.4 Data Recording and Reporting. As required in
60.7(d) of this regulation (40 CFR part 60), all measurements from the CEMS must be retained on file by the
source owner for at least 2 years. However, emission data
obtained on each successive day while the CEMS is outof-control may not be included as part of the minimum
daily data requirement of the applicable subpart [e.g.,
60.47a(f)] nor be used in the calculation of reported
emissions for that period.
5. Data Accuracy Assessment
5.1 Auditing Requirements. Each CEMS must be audited at least once each calendar quarter. Successive quarterly audits shall occur no closer than 2 months. The audits shall be conducted as follows:
5.1.1 Relative Accuracy Test Audit (RATA). The
RATA must be conducted at least once every four calendar quarters. Conduct the RATA as described for the
RA test procedure in the applicable PS in appendix B
(e.g., PS 2 for SO₂ and NOx). In addition, analyze the
appropriate performance audit samples received from
EPA as described in the applicable sampling methods
(e.g., Methods 6 and 7).
5.1.2 Cylinder Gas Audit (CGA). If applicable, a
CGA may be conducted in three of four calendar quarters,
but in no more than three quarters in succession.
To conduct a CGA: (1) Challenge the CEMS (both pollutant and diluent portions of the CEMS, if applicable)
with an audit gas of known concentration at two points
within the following ranges:
Audit range
Audit
point
Pollutant mon-
Diluent monitors foritors
CO2
of
1
20 to 30% of
5 to 8% by vol-
4 to 6% by
span value.
ume.
volume.
2
50 to 60% of
10 to 14% by
8 to 12% by
span value.
volume.
volume.
Challenge the CEMS three times at each audit point,
and use the average of the three responses in determining
accuracy.
Use of separate audit gas cylinder for audit points 1
and 2. Do not dilute gas from audit cylinder when challenging the CEMS.
The monitor should be challenged at each audit point
for a sufficient period of time to assure adsorptiondescrption of the CEMS sample transport surfaces has
stabilized.
(2) Operate each monitor in its normal sampling mode,
i.e., pass the audit gas through all filters, scrubbers, conditioners, and other monitor components used during normal sampling, and as much of the sampling probe as is
practical. At a minimum, the audit gas should be introduced at the connection between the probe and the sample
line.
(3) Use audit gases that have been certified by
comparision to National Bureau of Standards (NBS) gaseous Standard Reference Materials (SRM's) or NBS/EPA
approved gas manufacturer's Certified Reference Materials (CRM's) (See Citation 1) following EPA
Traceability Protocol No. I (See Citation 2). As an alternative to Protocol No. 1 audit gases, CRM's may be used
directly as audit gases. A list of gas manufacturers that
have prepared approved CRM's is available from EPA at
the address shown in Citation 1. Procedures for preparation of CRM's are described in Citation 1. Procedures for
preparation of EPA Traceability Protocol I materials are
described in Citation 2.
The difference between the actual concentration of the
audit gas and the concentration indicated by the monitor
is used to assess the accuracy of the CEMS.
5.1.3 Relative Accuracy Audit (RAA). The RAA may
be conducted three of four calendar quarters, but in no
more than three quarters in succession. To conduct a
RAA, follow the procedure described in the applicable PS
in appendix B for the relative accuracy test, except that
only three sets of measurement data are required. Analyses of EPA performance audit samples are also required.
The relative difference between the mean of the RM
values and the mean of the CEMS responses will be used
to assess the accuracy of the CEMS.
5.1.4 Other Alternative Audits. Other alternative audit
procedures may be used as approved by the Administrator
for three of four calendar quarters. One RATA is required
at least once every four calendar quarters.
5.2 Excessive Audit Inaccuracy. If the RA, using the
RATA, CGA, or RAA exceeds the criteria in section
523, the CEMS is out-of-control. If the CEMS is outof-control, take necessary corrective action to eliminate
the problem. Following corrective action, the source
owner or operator must audit the CEMS with a RATA,
CGA. or RAA to determine if the CEMS is operating
within the specifications. A RATA must always be used
following an out-of-control period resulting from a
RATA. The audit following corrective action does not require analysis of EPA performance audit samples. If audit
results show the CEMS to be out-of-control, the CEMS
operator shall report both the audit showing the CEMS to
be out-of-control and the results of the audit following
corrective action showing the CEMS to be operating
within specifications.
5.2.1 Out-Of-Control Period Definition. The beginning
of the out-of-control period is the time corresponding to
the completion of the sampling for the RATA, RAA, or
CGA. The end of the out-of-control period is the time
Pt. 60, App. F
corresponding to the completion of the sampling of the
subsequent successful audit.
5.2.2 CEMS Data Status During Out-Of-Control Period.
During the period the monitor is out-of-control, the
CEMS data may not be used in calculating emission compliance nor be counted towards meeting minimum data
availabilty as required and described in the applicable
subpart [e.g., § 60.47a(f)].
5.2.3 Criteria for Excessive Audit Inaccuracy. Unless
specified otherwise in the applicable subpart, the criteria
for excessive inaccuracy are:
(1) For the RATA, the allowable RA in the applicable
PS in appendix B.
(2) For the CGA, ±15 percent of the average audit
value or +5 ppm, whichever is greater.
(3) For the RAA, ±15 percent of the three run average
or ±7.5 percent of the applicable standard, whichever is
greater.
5.3 Criteria for Acceptable QC Procedure. Repeated excessive inaccuracies (i.e., out-of-control conditions resulting from the quarterly audits) indicates the QC procedures
are inadequate or that the CEMS is incapable of providing
quality data. Therefore, whenever excessive inaccuracies
occur for two consective quarters, the source owner or
operator must revise the QC procedures (see Section 3)
or modify or replace the CEMS.
6. Calculations for CEMS Data Accuracy
6.1 RATA RA Calculation. Follow the equations described in Section 8 of appendix B, PS 2 to calculate the
RA for the RATA. The RATA must be calculated in units
of the applicable emission standard (e.g., ng/J).
6.2 RAA Accuracy Calculation. Use Equation 1-1 to
calculate the accuracy for the RAA. The RAA must be
calculated in units of the applicable emission standard
(e.g., ng/J).
6.3 CGA Accuracy Calculation. Use Equation 1-1 to
calculate the accuracy for the CGA, which is calculated
in units of the appropriate concentration (e.g., ppm SO₂
or percent O2). Each component of the CEMS must meet
the acceptable accuracy requirement.
A = Cm-Ca Ca x100
Eq. I-1
where:
A = Accuracy of the CEMS, percent.
Cm - Average CEMS response during audit in units of
applicable standard or appropriate concentration.
C. = Average audit value (CGA certified value or
three-run average for RAA) in units of applicable standard or appropriate concentration.
6.4 Example Accuracy Calculations. Example calculations for the RATA, RAA, and CGA are available in Citation 3.
7. Reporting Requirements
At the reporting interval specified in the applicable regulation. report for each CEMS the accuracy results from
a Data Assessment Report (DAR). and include one copy of this
DAR for each quarterly audit with the report of emissions
required under the applicable subparts of this part.
As a minimum. the DAR must contain the following
information:
I. Source owner or operator name and address.
2. Identification and location of monitors in the CEMS.
3. Manufacturer and model number of each monitor in
the CEMS.
4. Assessment of CEMS data accuracy and date of assessment as determined by a RATA, RAA, or CGA described in Section 5 including the RA for the RATA, the
A for the RAA or CGA, the RM results, the cylinder
gases certified values, the CEMS responses, and the calculations results as defined in Section 6. If the accuracy
audit results show the CEMS to be out-of-control, the
CEMS operator shall report both the audit results showing
the CEMS to be out-of-control and the results of the audit
following corrective action showing the CEMS to be opcrating within specifications.
5. Results from EPA performance audit samples described in Section 5 and the applicable RM's.
6. Summary of all corrective actions taken when CEMS
was determined out-of-control, as described in Sections 4
and 5.
An example of a DAR format is shown in Figure 1.
8. Bibliography
1. "A Procedure for Establishing Traceability of Gas
Mixtures to Certain National Bureau of Standards Standard Reference Materials." Joint publication by NBS and
EPA-600/7-81-010. Available from the U.S. Environmental Protection Agency. Quality Assurance Division
(MD-77). Research Triangle Park, NC 27711.
2. "Traceability Protocol for Establishing True Concentrations of Gases Used for Calibration and Audits of
Continuous Source Emission Monitors (Protocol Number
1)" June 1978. Section 3.0.4 of the Quality Assurance
Handbook for Air Pollution Measurement Systems. Volume III. Stationary Source Specific Methods. EPA-600/
4-77-0276. August 1977. U.S. Environmental Protection
Agency. Office of Research and Development Publications, 26 West St. Clair Street, Cincinnati, OH 45268.
3. Calculation and Interpretation of Accuracy for Continuous Emission Monitoring Systems (CEMS). Section
3.0.7 of the Quality Assurance Handbook for Air Pollution Measurement Systems, Volume III, Stationary Source
Specific Methods. EPA-600/4-77-0276. August 1977.
U.S. Environmental Protection Agency. Office of Research and Development Publications, 26 West St. Clair
Street, Cincinnati, OH 45268.
FIGURE I-EXAMPLE FORMAT FOR DATA ASSESSMENT
REPORT
Period ending date
Year
Company name
Plant name
Source unit no.
CEMS manufacturer
Model no.
CEMS serial no.
CEMS type (e.g., in situ)
CEMS sampling location (e.g., control device outlet)
CEMS span values as per the applicable regulation:
(e.g.,
SO₂
ppm. NO,
ppm).
I. Accuracy assessment results (Complete A, B, or C
below for each CEMS or for each pollutant and diluent
analyzer, as applicable.) If the quarterly audit results show
the CEMS to be out-of-control. report the results of both
the quarterly audit and the audit following corrective action showing the CEMS to be operating properly.
Pt. 60, App. F
A. Relative accuracy test audit (RATA) for
(e.g., SO₂ in ng/J).
1. Date of audit
2. Reference methods (RM's) used
(e.g.,
Methods 3 and 6).
3. Average RM value
(e.g., ng/J, mg/dsm3,
or percent volume).
4. Average CEMS value
5. Absolute value of mean difference [d]
,
6. Confidence coefficient [CC]
7. Percent relative accuracy (RA)
percent.
8. EPA performance audit results:
(2)
a. Audit lot number (1)
b. Audit sample number (1)
(2)
c. Results (mg/dsm3) (1)
(2)
d. Actual value (mg/dsm3 (1)
C. Relative accuracy audit (RAA) for
(e.g.,
SO₂ in ng/J).
(2)
e. Relative error* (1)
(2)
Audit
Audit
point
point
I
2
1. Date of audit
2. Cylinder ID number
3. Date of certification
4. Type of certification
(e.g., EPA
Protocol I
or CRM).
5. Certified audit value
(e.g., ppm).
6. CEMS response value
(e.g., ppm).
7. Accuracy
percent.
B. Cylinder gas audit (CGA) for
(e.g., SO₂
in ppm).
1. Date of audit
2. Reference methods (RM's) used
(e.g.,
Methods 3 and 6).
3. Average RM value
(e.g., ng/J).
4. Average CEMS value
5. Accuracy
percent.
6. EPA performance audit results:
a. Audit lot number (I)
(2)
b. Audit sample number (1)
(2)
c. Results (mg/dsm3) (1)
(2)
d. Actual value (mg/dsm3) *(1)
(2)
e. Relative error* (1)
(2)
D. Corrective action for excessive inaccuracy.
1. Out-of-control periods.
a. Date(s)
b. Number of days
2. Corrective action taken
3. Results of audit following corrective action. (Use
format of A. B, or C above, as applicable.)
II. Calibration drift assessment.
A. Out-of-control periods.
1. Date(s)
2. Number of days
B. Corrective action taken
[52 FR 21008, June 4. 1987; 52 FR 27612, July 22, 1987.
as amended at 56 FR 5527, Feb. 11, 1991]
* To be completed by the Agency.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
1
2
3
4
5
6
3
4
5
6
7
8
9
146
147
148
149
150
151
152
166
167
168
169
170
171
172
174
175
176
177
178
179
180
181
182
183
184
185
186
187
188
189
190
277
278
279
281
282
283
301
302
303
304
305
306
307
308
309
310
311
312
313
314
456
457
458
459
460
461
462
463
464
465
466
467
468
510
511
512
513
514
515
516
541
542
543
544
545
546
547
548
549
550
551
552
553
554
555
556
557
558
559
560
561
562
563
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
1
2
3
4