Regl. 8423
Adopción de Norma Federal: Grúas y Cabrias: Construcción de Túneles y Pozos, Demolición , Regla Final (Part 10 SHO 1926)
Cite as Reglamento Núm. 8423
ADMINISTRACIÓN DE SEGURIDAD Y SALUD OCUPACIONAL DE PUERTO RICO
Ave. Muñoz Rivera 505, Hato Rey PR 00919
Tel. (787) 754-2172 Ext. 3355
8423
Fecha:
13 de agosto de 2013
Secretario de Estado
Por: Francisco J. Rodríguez Bernier
Secretario Auxiliar de Servicios
ADOPCIÓN DE NORMA FEDERAL
GRÚAS Y CABRIAS: CONSTRUCCIÓN DE TÚNELES Y POZOS,
DEMOLICIÓN, REGLA FINAL
("Cranes and Derricks Construction: Underground Construction
and Demolition, Final Rule")
Part 10 OSH 1926
78 FR No. 78 (23837-23843) - April 23, 2013
Expediente del Departamento de Estado Núm. 2341
AUTHENTICATED
INFORMATION
GFO
Federal Register/Vol. 78, No. 78/Tuesday, April 23, 2013/Rules and Regulations
23837
DEPARTMENT OF LABOR
information, are available at OSHA's
and qualified trainers available in that
Web page at http://www.osha.gov.
state.
Occupational Safety and Health
OSHA is not revising the final rule in
Administration
SUPPLEMENTARY INFORMATION:
response to this comment. This
Table of Contents
comment did not challenge the
29 CFR Part 1926
application of the subpart CC standard
I. Background
[Docket No. OSHA-2007-0066]
II. Revisions to the Demolition Standard in
to underground construction work or
This Final Rule
demolition work. Moreover, OSHA does
RIN No. 1218-AC61
III. Revisions to the Underground
not believe that requiring employers
Construction Standard in This Final Rule
engaged in underground construction
Cranes and Derricks in Construction:
IV. Agency Determinations
work or demolition work to meet the
Underground Construction and
A. Final Economic Analysis and Final
operator-certification requirements of
Demolition
Regulatory Flexibility Analysis
subpart CC will substantially impact the
B. Paperwork Reduction Act of 1995
availability of examiners or trainers in
AGENCY: Occupational Safety and Health
C. Federalism
the commenter's state, or any other state
Administration (OSHA), Labor.
D. State Plan States
E. Unfunded Mandates Reform Act
in OSHA's jurisdiction, and the
ACTION: Final rule.
F. Consultation and Coordination With
commenter did not provide any
Indian Tribal Governments
evidence to the contrary. The bulk of
SUMMARY: On August 17, 2012, OSHA
G. Legal Considerations
construction crane work already is
issued a notice of proposed rulemaking,
List of Subjects in 29 CFR Part 1926
subject to subpart CC. In addition,
as well as a companion direct final rule,
Authority and Signature
subpart CC already requires certification
that proposed applying the
Amendments to Standards
of any crane operator who performs
requirements in OSHA's 2010 cranes
and derricks construction standard to
I. Background
other kinds of construction work, in
addition to underground construction or
underground construction work and
On August 17, 2012, OSHA published
demolition. As OSHA recognized in the
demolition work. The notice of
a direct final rule and a companion
preambles to its August 17, 2012, direct
proposed rulemaking also proposed to
notice of proposed rulemaking in the
final rule and notice of proposed
correct inadvertent errors in the
Federal Register to amend OSHA's
rulemaking, applying subpart CC to
underground construction and
construction standards in subpart S
underground construction work and
demolition standards. After receiving a
(Underground Construction, Caissons,
demolition work benefits contractors
comment recommending that OSHA
Cofferdams, and Compressed Air) and
who also perform other work because
clarify the proposed regulatory text of
subpart T (Demolition) of OSHA's
they will be subject to a single standard
the demolition standard, OSHA clarified
construction standards at 29 CFR part
instead of having some of their activities
the text and is issuing this final rule to
1926 (77 FR 49722; 77 FR 49741). The
covered under subpart CC and other
apply the cranes and derricks standard
amendments apply subpart CC (Cranes
work covered by the temporary
to underground construction work and
and Derricks in Construction) of 29 CFR
requirements in subpart DD (77 FR
demolition work.
part 1926, which contains requirements
49722, 49725; 77 FR 49741, 49745).1
DATES: This final rule is effective May
for cranes and derricks used in
Finally, OSHA's provisions regarding
23, 2013. Petitions for review of the
construction, to underground
operator certification do not take effect
final rule are due on June 24, 2013.
construction work, and demolition
until November 10, 2014. OSHA will
ADDRESSES: In compliance with 28
work, involving equipment covered by
continue to work with accredited testing
U.S.C. 2112(a), OSHA designates the
subpart CC. Further, the direct final rule
organizations as the November 10, 2014,
Associate Solicitor of Labor for
and notice of proposed rulemaking
implementation date approaches to
corrected inadvertent errors made to the
ensure that employers are able to meet
Occupational Safety and Health as the
recipient of petitions for review of the
underground construction and
the operator-certification requirements
final rule. Contact Joseph M.
demolition standards in the 2010
of subpart CC.
The second comment raised a concern
Woodward, Associate Solicitor, at the
rulemaking.
about potential ambiguity in the
Office of the Solicitor, Room S-4004,
In both the proposed rule and the
introductory language of OSHA's
U.S. Department of Labor, 200
direct final rule, OSHA stated that it
proposed demolition standard. The
Constitution Avenue NW., Washington,
would treat comments received on the
commenter noted that the amendment
DC 20210; telephone: (202) 693-5445.
direct final rule as comments on the
to § 1926.800(t) of subpart S
FOR FURTHER INFORMATION CONTACT:
proposed rule, and comments received
(Underground Construction, Caissons,
General information and press inquiries:
on the proposed rule as comments on
Cofferdams, and Compressed Air) uses
Mr. Frank Meilinger, OSHA Office of
the direct final rule. OSHA received two
the phrase "employers must," while
Communications, Room N-3647, U.S.
comments on the documents. The first
§§ 1926.856(c) and 1926.858(b) of
Department of Labor, 200 Constitution
comment addressed the timing of the
subpart T (Demolition) use the phrase
Avenue NW., Washington, DC 20210;
implementation and enforcement of the
"Cranes, derricks, and other mechanical
telephone: (202) 693-1999.
operator-certification provisions of
equipment used must." The commenter
Technical inquiries: Mr. Garvin
subpart CC (OSHA-2007-0066-0428).
stated that the regulated community
Branch, Directorate of Construction,
Specifically, the commenter claimed
could misread the latter phrase to mean
Room N-3468, OSHA, U.S. Department
that extending the existing operatorthat only the equipment must comply
of Labor, 200 Constitution Avenue NW.,
certification requirement in subpart CC
with the provisions in subpart CC, and
Washington, DC 20210; telephone: (202)
to crane operators in North Dakota who
693-2020; fax: (202) 693-1689.
perform underground construction work
1 Subpart DD of 29 GFR part 1926, which OSHA
Copies of this Federal Register
or demolition work will make the task
drafted during the 2010 cranes rulemaking as a
document and news releases: This
of certifying all crane operators in that
temporary measure to preserve the requirements of
the former crane standard at § 1926.550 for
Federal Register document, as well as
state more difficult because of the
application to underground construction work and
news releases and other relevant
limited number of certified examiners
demolition work, has been removed.
23838
Federal Register/Vol. 78, No. B/Tuesday, April 23, 2013/Rules and Regulations
that employers involved in demolition
final rule and proposed rule, and also
§ 1926.800(t) by restoring the clause
work would not have to comply with
demonstrates that OSHA always
"Except as modified by this paragraph
the requirements in subpart CC that do
intended that subpart CC apply
(t)" to the beginning of the introductory
not apply to equipment. Reading the
comprehensively to underground
paragraph, and restoring § 1926.800(t)(1)
proposed language in this manner
construction and demolition work in
through (t)(4).
would mean that many of the essential
construction.
IV. Agency Determinations
protective requirements in subpart CC
II. Revisions to the Demolition
would not apply to the employers,
Standard in This Final Rule
A. Final Economic Analysis and Final
including requirements for operating
Regulatory Flexibility Analysis
equipment, operator certification and
OSHA believes that the language in
When it issued the final cranes rule in
other personnel qualifications,
§ 1926.856(c) and $ 1926.858(b) of the
inspections, and other requirements that
proposed rule adequately specifies that
2010, OSHA prepared a final economic
do not relate to the design or function
the full scheme of requirements for
analysis (FEA) as required by the
of equipment. The commenter
cranes and derricks used in
Occupational Safety and Health Act of
recommended that OSHA use consistent
construction, including requirements for
1970 (OSH Act; 29 U.S.C. 651 et seq.)
language for all areas addressed by
personnel qualifications and
and Executive Order 12866 (58 FR
responsibilities, applies to demolition
51735). OSHA also published a Final
subpart CC.
work. In addition, for the reasons stated
Regulatory Flexibility Analysis as
Reading the proposed language to
in the proposed rule, OSHA concludes
required by the Regulatory Flexibility
apply only to equipment is not
it is appropriate to apply those
Act (5 U.S.C. 601-612). OSHA's
consistent with OSHA's past application
requirements to demolition. However,
approach to estimating costs and
of similar language, or with the stated
OSHA agrees that adopting different
economic impacts in these analyses
purpose of this rulemaking. OSHA
language similar to that in the
began by estimating, for all construction
means for subpart CC to apply as a
$ 1926.800(t) amendment would clarify
sectors, the total number of cranes and
comprehensive regulatory scheme, as it
application of the provisions. Therefore,
whether they were owned and rented,
made clear in the preambles of its
to avoid any ambiguity, OSHA is
owned without rental, or leased. As a
August 17, 2012, direct final rule and
amending the demolition standard by
result, both analyses covered all cranes
proposed rule: OSHA "designed the
adding subparagraph headings and
engaged in construction activities,
final rule for cranes and derricks in
replacing the "equipment used must"
including cranes engaged in
construction, codified at 29 CFR part
language in both §§ 1926.856(c) and
underground construction work and
1926, subpart CC, to replace the earlier
1926.858(b) with a reference to the
cranes engaged in construction work
rule (§ 1926.550) for all construction
employer's duty to comply with all
involving demolition. The FEA for the
work" (77 FR 49722, 49723; 77 FR
subpart CC requirements.
final cranes standard, which included
49741, 49743) and to "bring all crane
OSHA is making the other minor,
all cranes, crane operations, and
and derrick use in construction work
proposed revisions to the demolition
industry sectors subject to this final
under new subpart CC" (77 FR 49722,
rule for the reasons explained in the
rule, found that the requirements of the
49724; 77 FR 49741, 49743). The 2010
preamble to the proposed rule. These
rule were technologically and
final cranes rule contains many
revisions include reinserting into
economically feasible.
important requirements regarding
§ 1926.858 the requirement to comply
Because the FEA drew these
personnel qualifications and
with subpart N, in addition to subpart
conclusions from calculations
responsibilities, including: operator-
CC, of 29 CFR part 1926.
encompassing all of the underground
certification requirements at
construction and demolition crane
§ 1926.1427, requirements for signal
III. Revisions to the Underground
operations covered by this final rule, the
persons at §§ 1926.1409-.1412 and
Construction Standard in This Final
conclusions in the earlier FEA are valid
1926.1428, and requirements for
Rule
for this final rule. The reference to the
operating the equipment at $ 1926.1417.
OSHA is not making any revisions to
FEA for the final cranes rule, therefore,
OSHA emphasized the importance of
the underground construction standard
establishes that this final rule is
applying all of subpart CC to demolition
other than the revisions specified in the
technologically and economically
work. The Agency explained that doing
proposed rule; OSHA is including those
feasible, addresses significant risks, and
SO "would ensure that the significant
revisions for the reasons explained in
reduces those risks significantly. The
benefits of subpart CC, which include
the preamble to the proposed rule (see
FEA, which OMB reviewed, meets the
saving 22 lives per year and preventing
77 FR 49724-49725). Most significantly,
requirements of Executive Orders 12866
175 non-fatal injuries per year compared
OSHA is requiring employers using
and Executive Order 13563 with respect
to prior $ 1926.550 (75 FR 48079) extend
cranes and derricks in underground
to the operations covered by this final
to demolition and underground
construction to comply with all of the
rule; OSHA included these operations
construction," and that "construction
requirements in subpart CC. OSHA also
in the FEA for the final cranes standard.
workers in those sectors receive the
is correcting several inadvertent errors
Therefore, OSHA believes that this final
same safety protections from new
in the underground construction
rule also complies with Executive
subpart CC as other construction
standard by making several minor
Orders 12866 and Executive Order
workers" (77 FR 49722, 49725; 77 FR
grammatical corrections and amending
13563.
49741, 49744-45). The final economic
the introductory paragraph of
To determine if this final rule has
analysis for the final cranes standard,
§ 1926.800(t) to restore the provision
annual costs of greater than $100
which estimated the cost of all of the
allowing employers to use cranes to
million, or would have a significant
requirements in the final cranes rule for
hoist personnel for routine access to the
economic impact on a substantial
industries involved in demolition work
underground worksites via a shaft
number of small firms, OSHA examined
(see Section V.A (Final Economic
without requiring them to demonstrate
the sectors most affected by this final
Analysis and Final Regulatory
that conventional means of access are
rule. This final rule affects two
Flexibility Analysis) below), is identical
more hazardous or impossible for this
construction sectors: NAICS 237990
to the analysis provided with the draft
purpose. OSHA also is correcting
(Other Heavy and Civil Engineering
Federal Register/Vol. 78, No. 78/Tuesday, April 23, 2013 /Rules and Regulations
23839
Construction), which includes all
underground construction and
industry, affected general industry sectors, or
establishments engaged in underground
demolition operations, noted:
the use of cranes in affected industry sectors.
construction, and NAICS 238910 (Site
OSHA does not expect compliance with the
In accordance with the OSH Act, OSHA is
Preparation Contractors), which
requirements of the final standard to threaten
required to demonstrate that occupational
the viability of employers or the competitive
includes all establishments engaged in
safety and health standards promulgated by
structure of any of the affected industry
demolition. This analysis, therefore,
the Agency are technologically feasible.
sectors. When viewed in the larger context of
reviews the results for these two sectors
Accordingly, OSHA reviewed the
the construction sector, an increase in costs
reported in the final crane standard's
requirements that would be imposed by the
of $148.2 million a year is effectively
FEA, which the Federal Register
final regulation, and assessed their
negligible, and will have no noticeable effect
published on August 9, 2010.
technological feasibility. As a result of this
on the demand for construction services.
That FEA simply considered all
review, OSHA has determined that
Even when viewed as an increase in the costs
compliance with the requirements of the
cranes and crane operations in these
of using cranes, an increase in the cost of
final standard is technologically feasible for
sectors, and did not analyze separately
rentals services of 0.2 percent will not cause
all affected industries. The standard would
the construction industry to forego the use of
those operations involving underground
require employers to perform crane
cranes and, thus, put crane leasing firms out
construction or demolition because
inspections, utilize qualified or certified
of business.
OSHA planned to apply subpart CC to
crane operators, address ground conditions,
maintain safe distances from power lines
(75 FR 48112.) Because the 2010 FEA
these operations. OSHA will report here
the results for the entire heavy-and-civil
using the encroachment prevention
included the costs of this underground
precautions, and to fulfill other obligations
construction and demolition final rule,
engineering sector and the entire sitepreparation sector, which will
under the standard. Compliance with all of
which was only one part of the overall
these requirements can be achieved with
costs of the 2010 final rule, and OSHA
inevitably involve greater costs and
readily and widely available technologies.
considered the total cost of the 2010
impacts than for the activities addressed
Some businesses in the affected industries
final rule to be economically feasible,
in this final rule because employers
already implement the requirements of the
OSHA concludes that the FEA for this
included in the heavy-and-civil
standard to varying degrees (some states have
requirements), as noted during the SBREFA
underground construction and
engineering sector, or the site-
Panel. OSHA believes that there are no
demolition final rule is economically
preparation sector, have many cranes
and crane jobs that do not involve
technological constraints in complying with
feasible. OSHA included the same
underground construction or demolition
any of the proposed requirements, and
conclusion in its preliminary economic
activities. Table B-9 of the FEA shows
received no comments that suggested that
analysis of the underground
that NAICS 237990, which includes all
these standards were technologically
construction and demolition proposed
infeasible.
rule and requested comment on that
crane operations involved in
underground construction operations,
(75 FR 48095.)
conclusion (77 FR 49746), but did not
had annualized compliance costs of
In Table B-12 of the FEA for the final
receive any comments on this issue.
$1,903,569 for firms that own and rent
cranes rule, OSHA examined the costs
Tables B-14 and B-15 of the FEA for
cranes, $205,532 for firms that own but
as a percentage of revenues and as a
the cranes and derricks final rule
do not rent cranes, and $1,151,759 for
percentage of profits in these two
examine the costs as a percentage of
firms that lease cranes, for total
sectors. This table shows that the
revenues and as a percentage of profits
annualized costs of $3,260,860 (75 FR
greatest potential impacts were on
in these two sectors for small firms as
48102-48105). Table B-9 also shows
establishments that own and rent cranes
defined by the Small Business
that NAICS 238910, which contains all
with operators. This table showed that
Administration, and very small entities
crane operations involving demolition,
for NAICS 237990, which includes all
with fewer than 20 employees,
had annualized compliance costs of
underground construction operations,
respectively. Because SO many firms
$1,232,974 for firms that own and rent
costs were 0.18 percent (less than 1
owning cranes are small, there is no
cranes, $292,601 for firms that own but
percent) of revenues and 3.54 percent of
appreciable difference between the
do not rent cranes, and $1,626,463 for
profits. This table also showed that for
impacts on small and very small firms
firms that lease cranes, for total
NAICS 238910, which includes all
versus the impacts for all firms already
annualized compliance costs of
demolition operations involving cranes,
discussed. Comparison of the two tables
$3,152,038. The total annualized
costs were 0.18 percent of revenues and
shows that, for NAICS 237990, the
compliance cost for both sectors is
4.05 percent of profits. (Table B-12 of
impacts for very small firms were equal
$6,412,898. Because these two NAICS
the FEA, and the FEA as a whole,
to or greater than those for small firms.
sectors include operations not involved
provide the full calculations and
Table B-15 shows that, for NAICS
in underground construction or
derivations.) The FEA from the 2010
237990, costs were 0.18 percent of
demolition, the total estimated
final cranes standard stated:
revenues and 3.54 per cent of profits.
annualized compliance costs of
This table also shows that, for NAICS
The Agency concludes that the final
$6,412,898 for these sectors will be
standard is economically feasible for the
238910, including all demolition
greater than the actual costs of this final
affected industries. As described above, a
operations involving cranes, there were
rule. Based on these costs, OSHA
standard is economically feasible if there is
no very small entities that owned and
concludes that this final rule is not a
a reasonable likelihood that the estimated
rented cranes, with the result that the
significant rule under either E.O. 12866
costs of compliance "will not threaten the
greatest impacts are for small entities
or the Unfunded Mandates Act. OSHA
existence or competitive structure of an
that own and rent cranes, for which
reached the same conclusion in its
industry, even if it does portend disaster for
costs are 0.18 percent of revenues and
preliminary analysis of the demolition
some marginal firms." United Steelworkers of
4.05 percent of profits.
standard published in the preamble of
America V. Marshall, 647 F.2d 1189, 1272
In its regulatory flexibility analysis,
(DC Cir. 1980). The potential impacts on
the proposed rule on August 17, 2012,
OSHA generally defines a significant
employer costs associated with achieving
and requested comment. OSHA did not
compliance with the final standard fall well
economic impact on small entities as
receive any comments on this issue.
within the bounds of economic feasibility in
one with costs in excess of one percent
With respect to technological
each industry sector. Costs of 0.2 percent of
of revenues or five percent of profits.
feasibility, the earlier FEA, which
revenues and 4 percent of profits will not
The possible costs of this final rule
included consideration of both
threaten the existence of the construction
clearly are well below these thresholds.
23840
Federal Register/Vol. 78, No. 78/Tuesday, April 23, 2013 Rules and Regulations
OSHA reached the same conclusion in
these determinations, but did not
approved State Plan, any standard
its preliminary economic analysis of the
receive any comments.
developed from this final rule would
proposed amendments to the
OSHA notes that a Federal agency
limit state policy options in the same
underground construction and
cannot conduct or sponsor a collection
manner as every standard promulgated
demolition standards (77 FR 49746),
of information unless OMB approves it
by OSHA. In states with OSHAand requested comment on that
under the Paperwork Reduction Act of
approved State Plans, this rulemaking
conclusion, but did not receive any
1995 (44 U.S.C. 3501 et seq.), and the
does not significantly limit state policy
comments. OSHA, therefore, certifies
agency displays a currently valid OMB
options.
that this final rule will not have a
control number. The public need not
D. State Plan States
significant economic impact on a
respond to a collection of information
substantial number of small entities.
requirement unless the agency displays
When Federal OSHA promulgates a
a currently valid OMB control number,
new standard or a more stringent
B. Paperwork Reduction Act of 1995
and, notwithstanding any other
amendment to an existing standard,
When OSHA issued the final cranes
provision of law, no person shall be
State Plan states must amend their
rule on August 9, 2010, it submitted an
subject to a penalty for failing to comply
standards to reflect the new standard or
Information Collection Request (ICR) to
with a collection of information
amendment, or show OSHA why such
the Office of Management and Budget
requirement if the requirement does not
action is unnecessary, e.g., because an
(OMB) titled Cranes and Derricks in
display a currently valid OMB control
existing state standard covering this area
Construction (29 CFR Part 1926,
number.
is "at least as effective" as the new
Federal standard or amendment. 29 CFR
Subpart CC). This ICR 2 covered all
C. Federalism
establishments in the construction
1953.5(a). The state standard must be at
OSHA reviewed this final rule in
least as effective as the final Federal
industry, including all of the
accordance with the Executive Order on
establishments in NAICS 237990 and
rule. State Plan states must adopt the
Federalism (Executive Order 13132, 64
Federal standard or complete their own
NAICS 238910. On November 1, 2010,
FR 43255, August 10, 1999), which
standard within six months of the
OMB approved the ICR under OMB
control number 1218-0261, with an
requires that Federal agencies, to the
promulgation date of the final Federal
extent possible, refrain from limiting
rule. When OSHA promulgates a new
expiration date of November 30, 2013.
state policy options, consult with states
standard or amendment that does not
Subsequently, in December 2010, OSHA
discontinued the Cranes and Derricks
prior to taking any actions that would
impose additional or more stringent
restrict state policy options, and take
requirements than an existing standard,
Standard for Construction (29 CFR
such actions only when clear
State Plan states need not amend their
1926.550) ICR (OMB Control Number
constitutional authority exists and the
standards, although OSHA may
1218-0113) because the new ICR
problem is national in scope. Executive
encourage them to do SO. The 27 states
superseded the existing ICR. In
Order 13132 provides for preemption of
and U.S. territories with OSHAaddition, OSHA retitled the new ICR to
state law only with the expressed
approved occupational safety and health
Cranes and Derricks in Construction (29
consent of Congress. Federal agencies
plans are: Alaska, Arizona, California,
CFR Part 1926, Subpart CC and Subpart
must limit any such preemption to the
Hawaii, Indiana, Iowa, Kentucky,
DD).³
extent possible.
Maryland, Michigan, Minnesota,
This final rule requires no additional
Under Section 18 of the OSH Act,
Nevada, New Mexico, North Carolina,
collections of information.⁴ OMB's
Congress expressly provides that states
Oregon, Puerto Rico, South Carolina,
approval of OSHA's ICR under Control
may adopt, with Federal approval, a
Tennessee, Utah, Vermont, Virginia,
Number 1218-0261 already covers all
plan for the development and
Washington, and Wyoming;
collections of information required by
enforcement of occupational safety and
Connecticut, Illinois, New Jersey, New
this final rule, and OSHA does not
health standards. OSHA refers to states
York, and the Virgin Islands have
believe it is necessary to submit a new
that obtain Federal approval for such a
OSHA-approved State Plans that apply
ICR to OMB seeking to collect
plan as "State Plan states."
to state and local government employees
additional information under this final
Occupational safety and health
only.
rule. OSHA made the same
standards developed by State Plan states
The amendments in this final rule
determinations in the proposed rule (77
must be at least as effective in providing
will result in more stringent
FR 49746) and requested comment on
safe and healthful employment and
requirements for cranes and derricks
places of employment as the Federal
used in underground construction or
The ICR is part of Exhibit 0425 in the docket for
standards. 29 U.S.C. 667. Subject to
demolition work. Therefore, states and
the final rule on cranes and derricks in construction
these requirements, State Plan states are
territories with approved State Plans
(OSHA-2007-0066). It is available at
www.regulations.gov and at www.reginfo.gov (OMB
free to develop and enforce under state
must adopt comparable amendments to
Control Number 1218-0261).
law their own requirements for safety
their standards for cranes and derricks
This request, OMB's approval for discontinuing
and health standards.
used in underground construction or
the previous Cranos and Derricks in Construction
OSHA previously concluded from its
demolition within six months of the
ICR (OMB Control Number 1218-0113) and the
analysis that promulgation of subpart
effective date of this final rule unless
retitling of the ICR, are available at
www.reginfo.gov.
CC complies with Executive Order
they demonstrate that such a change is
Although the final rule for cranes and derricks
13132. 75 FR 48128-29. That analysis
not necessary because their existing
in construction did not require employers covered
applies to the extension of subpart CC
standards are already the same, or at
by subpart DD to meet the information-exchange
to establishments engaged in
least as effective, as OSHA's new final
requirements of subpart CC, OSHA did not deduct
these employers from its analysis of the burden and
underground construction work or
rule.
costs for these requirements in the paperwork
demolition work; therefore, this final
analysis for subpart CC. Therefore, this approach
rule complies with Executive Order
E. Unfunded Mandates Reform Act
inflated the burden and costs estimates of the ICR
13132. OSHA included this
When OSHA issued the 2010 final
approved by OMB for subpart CC; however, the
burden and costs estimates are accurate now that
determination in the proposed rule (77
rule for cranes and derricks in
OSHA is applying subpart CC to underground
FR 49747), and did not receive any
construction, it reviewed the rule
construction work and demolition work.
comment. In states without an OSHAaccording to the Unfunded Mandates
Federal Register/Vol. 78, No. 78/Tuesday, April 23, 2013/Rules and Regulations
23841
Reform Act of 1995 (UMRA; 2 U.S.C.
or processes, reasonably necessary or
1-2012 (77 FR 3912, Jan. 25, 2012), and
1501 et seq.) and Executive Order 13132
appropriate to provide safe or healthful
29 CFR part 1911.
(64 FR 43255) (Aug. 10, 1999). OSHA
employment or places of employment."
Signed at Washington, DC, on April 12,
concluded that the final rule for cranes
29 U.S.C. 652(8). A standard is
2013.
and derricks in construction did not
reasonably necessary or appropriate
David Michaels,
meet the definition of a "Federal
within the meaning of Section 652(8)
Assistant Secretary of Labor for Occupational
intergovernmental mandate" under the
when a significant risk of material harm
Safety and Health.
UMRA because OSHA standards do not
exists in the workplace and the standard
apply to state or local governments
would substantially reduce or eliminate
Amendments to Standards
except in states that have voluntarily
that workplace risk. See Industrial
For the reasons stated in the preamble
adopted State Plans. 75 FR 48130.
Union Department, AFL-CIO V.
of this final rule, OSHA amends 29 CFR
OSHA further noted that the final rule
American Petroleum Institute, 448 U.S.
part 1926 to read as follows:
for cranes and derricks in construction
607 (1980). In the cranes and derricks
imposed costs of over $100 million per
2010 final rule, OSHA made such a
PART 1926-SAFETY AND HEALTH
year on the private sector and, therefore,
determination with respect to the use of
REGULATIONS FOR CONSTRUCTION
required review under the UMRA for
cranes and derricks in construction,
those costs; OSHA determined that its
while at the same time noting that the
Subpart S-Underground
final economic analysis met that
Agency would apply subpart CC to the
Construction, Caissons, Cofferdams,
requirement.
activities addressed in this final rule (75
and Compressed Air
As discussed above in Section V.A
FR 47913, 47920-21).
(Final Economic Analysis and Final
This final rule will not reduce the
E 1. The authority citation for subpart S
Regulatory Flexibility Analysis) of this
employee protections put in place by
of 29 CFR part 1926 continues to read
preamble, this final rule does not
the standard OSHA is updating under
as follows:
impose any costs on private-sector
this rulemaking. Instead, this
Authority: 40 U.S.C. 3701; 29 U.S.C. 653,
employers beyond those costs already
rulemaking likely will enhance
655, 657; and Secretary of Labor's Orders 12-
taken into account in the final rule for
employee safety by ensuring that the
71 (36 FR 8754), 8-76 (41 FR 25059), 9-83
cranes and derricks in construction.
construction workers involved in
(48 FR 35736), 1-90 (55 FR 9033), 6-96 (62
Because OSHA reviewed the total costs
underground construction or demolition
FR 111), 5-2007 (72 FR 31159), or 1-2012 (77
of this final rule under the UMRA, no
receive the same safety protections from
FR 3912), as applicable.
further review of those costs is
recently published subpart CC as other
L 2. Amend § 1926.800 by revising
necessary. Therefore, for the purposes of
construction workers. OSHA explained
paragraph (t) to read as follows:
the UMRA, OSHA certifies that this
in the proposed rule that the revisions
final rule does not mandate that state,
also will benefit construction
§ 1926.800 Underground construction.
contractors that engage in underground
*
local, or tribal governments adopt new,
unfunded regulatory obligations, or
construction or demolition work in
(t) Hoisting unique to underground
increase expenditures by the private
addition to other types of construction
construction. Except as modified by this
sector of more than $100 million in any
work, because these contractors will
paragraph (t), employers must: Comply
year.
now be subject to a single standard
with the requirements of subpart CC of
rather than having some of their
this part, except that the limitation in
F. Consultation and Coordination with
construction work under subpart CC,
$ 1926.1431(a) does not apply to the
Indian Tribal Governments
and other work covered by former
routine access of employees to an
OSHA reviewed this final rule in
subpart DD. This action, therefore, will
underground worksite via a shaft;
accordance with Executive Order 13175
clarify employer obligations by applying
ensure that material hoists comply with
(65 FR 67249) and determined that it
a single cranes and derricks standard to
§ 1926.552(a) and (b) of this part; and
does not have "tribal implications" as
all construction work, including
ensure that personnel hoists comply
defined in that order. The rule does not
demolition and underground
with the personnel-hoists requirements
have substantial direct effects on one or
construction projects. Accordingly, it is
of § 1926.552(a) and (c) of this part and
more Indian tribes, on the relationship
unnecessary to make a separate
the elevator requirements of
between the Federal government and
determination of significant risk, or the
§ 1926.552(a) and (d) of this part.
Indian tribes, or on the distribution of
extent to which this rule would reduce
(1) General requirements for cranes
power and responsibilities between the
that risk, as typically required by
and hoists. (i) Materials, tools, and
Federal government and Indian tribes.
Industrial Union Department.
supplies being raised or lowered,
whether within a cage or otherwise,
G. Legal Considerations
List of Subjects in 29 CFR Part 1926
shall be secured or stacked in a manner
The purpose of the Occupational
Construction industry, Demolition,
to prevent the load from shifting,
Safety and Health Act of 1970 (29 U.S.C.
Occupational safety and health, Safety,
snagging or falling into the shaft.
651 et seq.) is "to assure SO far as
Underground construction.
(ii) A warning light suitably located to
possible every working man and woman
warn employees at the shaft bottom and
in the nation safe and healthful working
Authority and Signature
subsurface shaft entrances shall flash
conditions and to preserve our human
David Michaels, Ph.D., MPH,
whenever a load is above the shaft
resources." 29 U.S.C. 651(b). To achieve
Assistant Secretary of Labor for
bottom or subsurface entrances, or the
this goal, Congress authorized the
Occupational Safety and Health, U.S.
load is being moved in the shaft. This
Secretary of Labor to promulgate and
Department of Labor, 200 Constitution
paragraph does not apply to fully
enforce occupational safety and health
Avenue NW., Washington, DC 20210,
enclosed hoistways.
standards. 29 U.S.C. 654(b), 655(b). A
authorized the preparation of this
(iii) Whenever a hoistway is not fully
safety or health standard is a standard
document. OSHA is issuing this
enclosed and employees are at the shaft
"which requires conditions, or the
document pursuant to 29 U.S.C. 653,
bottom, conveyances or equipment shall
adoption or use of one or more
655, and 657, 40 U.S.C. 3701 et seq., 5
be stopped at least 15 feet (4.57 m)
practices, means, methods, operations,
U.S.C. 553, Secretary of Labor's Order
above the bottom of the shaft and held
23842
Federal Register/Vol. 78, No. 78/Tuesday, April 23, 2013/Rules and Regulations
there until the signalman at the bottom
(v) Employees shall not ride on top of
or rail-guided for the full length of their
of the shaft directs the operator to
any cage, skip or bucket except when
travel.
continue lowering the load, except that
necessary to perform inspection or
(xviii) Wire rope used in load lines of
the load may be lowered without
maintenance of the hoisting system, in
material hoists shall be capable of
stopping if the load or conveyance is
which case they shall be protected by a
supporting, without failure, at least five
within full view of a bottom signalman
body belt/harness system to prevent
times the maximum intended load or
who is in constant voice communication
falling.
the factor recommended by the rope
with the operator.
(vi) Personnel and materials (other
manufacturer, whichever is greater.
(iv)(A) Before maintenance, repairs, or
than small tools and supplies secured in
Refer to $ 1926.552(c)(14)(iii) of this part
other work is commenced in the shaft
a manner that will not create a hazard
for design factors for wire rope used in
served by a cage, skip, or bucket, the
to employees) shall not be hoisted
personnel hoists. The design factor shall
operator and other employees in the
together in the same conveyance.
be calculated by dividing the breaking
area shall be informed and given
However, if the operator is protected
strength of wire rope, as reported in the
suitable instructions.
from the shifting of materials, then the
manufacturer's rating tables, by the total
(B) A sign warning that work is being
operator may ride with materials in
static load, including the weight of the
done in the shaft shall be installed at the
cages or skips which are designed to be
wire rope in the shaft when fully
shaft collar, at the operator's station,
controlled by an operator within the
extended.
and at each underground landing.
cage or skip.
(xix) A competent person shall
(v) Any connection between the
(vii) Line speed shall not exceed the
visually check all hoisting machinery,
hoisting rope and the cage or skip shall
design limitations of the systems.
equipment, anchorages, and hoisting
be compatible with the type of wire rope
(viii) Hoists shall be equipped with
rope at the beginning of each shift and
used for hoisting.
landing level indicators at the operator's
during hoist use, as necessary.
(vi) Spin-type connections, where
station. Marking the hoist rope does not
(xx) Each safety device shall be
used, shall be maintained in a clean
satisfy this requirement.
checked by a competent person at least
condition and protected from foreign
(ix) Whenever glazing is used in the
weekly during hoist use to ensure
matter that could affect their operation.
hoist house, it shall be safety glass, or
suitable operation and safe condition.
(xxi) In order to ensure suitable
(vii) Cage, skip, and load connections
its equivalent, and be free of distortions
to the hoist rope shall be made so that
and obstructions.
operation and safe condition of all
functions and safety devices, each hoist
the force of the hoist pull, vibration,
(x) A fire extinguisher that is rated at
misalignment, release of lift force, or
least 2A:10B:C (multi-purpose, dry
assembly shall be inspected and loadimpact will not disengage the
chemical) shall be mounted in each
tested to 100 percent of its rated
connection. Moused or latched
hoist house.
capacity: at the time of installation; after
(xi) Hoist controls shall be arranged so
any repairs or alterations affecting its
openthroat hooks do not meet this
that the operator can perform all
structural integrity; after the operation
requirement.
of any safety device; and annually when
(viii) When using wire rope wedge
operating cycle functions and reach the
in use. The employer shall prepare a
sockets, means shall be provided to
emergency power cutoff without having
certification record which includes the
prevent wedge escapement and to
to reach beyond the operator's normal
date each inspection and load-test was
ensure that the wedge is properly
operating position.
(xii) Hoists shall be equipped with
performed; the signature of the person
seated.
who performed the inspection and test;
(2) Additional requirements for
limit switches to prevent overtravel at
and a serial number or other identifier
cranes. Cranes shall be equipped with a
the top and bottom of the hoistway.
for the hoist that was inspected and
limit switch to prevent overtravel at the
(xiii) Limit switches are to be used
tested. The most recent certification
boom tip. Limit switches are to be used
only to limit travel of loads when
record shall be maintained on file until
only to limit travel of loads when
operational controls malfunction and
completion of the project.
operational controls malfunction and
shall not be used as a substitute for
(xxii) Before hoisting personnel or
shall not be used as a substitute for
other operational controls.
material, the operator shall perform a
other operational controls.
(xiv) Hoist operators shall be provided
test run of any cage or skip whenever it
(3) Additional requirements for hoists.
with a closed-circuit voice
has been out of service for one complete
(i) Hoists shall be designed so that the
communication system to each landing
shift, and whenever the assembly or
load hoist drum is powered in both
station, with speaker microphones SO
components have been repaired or
directions of rotation, and SO that brakes
located that the operator can
adjusted.
are automatically applied upon power
communicate with individual landing
(xxiii) Unsafe conditions shall be
release or failure.
stations during hoist use.
corrected before using the equipment.
(ii) Control levers shall be of the
(xv) When sinking shafts 75 feet
(4) Additional requirements for
"deadman type" which return
(22.86 m) or less in depth, cages, skips,
personnel hoists. (i) Hoist drum systems
automatically to their center (neutral)
and buckets that may swing, bump, or
shall be equipped with at least two
position upon release.
snag against shaft sides or other
means of stopping the load, each of
(iii) When a hoist is used for both
structural protrusions shall be guided by
which shall be capable of stopping and
personnel hoisting and material
fenders, rails, ropes, or a combination of
holding 150 percent of the hoist's rated
hoisting, load and speed ratings for
those means.
line pull. A broken-rope safety, safety
personnel and for materials shall be
(xvi) When sinking shafts more than
catch, or arrestment device is not a
assigned to the equipment.
75 feet (22.86 m) in depth, all cages,
permissible means of stopping under
(iv) Material hoisting may be
skips, and buckets shall be rope or rail
this paragraph (t).
performed at speeds higher than the
guided to within a rail length from the
(ii) The operator shall remain within
rated speed for personnel hoisting if the
sinking operation.
sight and sound of the signals at the
hoist and components have been
(xvii) Cages, skips, and buckets in all
operator's station.
designed for such higher speeds and if
completed shafts, or in all shafts being
(iii) All sides of personnel cages shall
shaft conditions permit.
used as completed shafts, shall be rope
be enclosed by one-half inch (12.70 mm)
Federal Register/Vol. 78, No. /Tuesday, April 23, 2013/Rules and Regulations
23843
wire mesh (not less than No. 14 gauge
meet the requirements specified in
Department of Transportation West
or equivalent) to a height of not less
subparts N, O, and CC of this part.
Building, 1200 New Jersey Avenue SE.,
than 6 feet (1.83 m). However, when the
5. Amend § 1926.858 by revising
Washington, DC 20590, between 9 a.m.
cage or skip is being used as a work
paragraph (b) to read as follows:
and 5 p.m., Monday through Friday,
platform, its sides may be reduced in
except Federal holidays.
height to 42 inches (1.07 m) when the
$1926.858 Removal of steel construction.
FOR FURTHER INFORMATION CONTACT: If
conveyance is not in motion.
*
*
*
*
*
you have questions on this temporary
(iv) All personnel cages shall be
(b) Cranes, derricks, and other
rule, call or email LT Lenell J. Carson,
provided with a positive locking door
hoisting equipment. Employers must
Sector Mobile, Waterways Division, U.S.
that does not open outward.
meet the requirements specified in
(v) All personnel cages shall be
Coast Guard; telephone 251-441-5940,
subparts N and CC of this part.
provided with a protective canopy. The
email Lenell.J.Carson@uscg.mil. If you
*
*
*
*
*
canopy shall be made of steel plate, at
have questions on viewing or submitting
[FR Doc. 2013-09153 Filed 4-22-13; 8:45 am]
material to the docket, call Barbara
least 3/16-inch (4.763 mm) in thickness,
BILLING CODE 4510-26-P
or material of equivalent strength and
Hairston, Program Manager, Docket
Operations, telephone 202-366-9826.
impact resistance. The canopy shall be
sloped to the outside, and SO designed
SUPPLEMENTARY INFORMATION:
DEPARTMENT OF HOMELAND
that a section may be readily pushed
SECURITY
Table of Acronyms
upward to afford emergency egress. The
canopy shall cover the top in such a
DHS Department of Homeland Security
Coast Guard
manner as to protect those inside from
FR Federal Register
objects falling in the shaft.
NPRM Notice of Proposed Rulemaking
33 CFR Part 100
COTP Captain of the Port
(vi) Personnel platforms operating on
guide rails or guide ropes shall be
[Docket No. USCG-2013-0015]
A. Regulatory History and Information
equipped with broken-rope safety
RIN 1625-AA08
The Coast Guard published a NPRM
devices, safety catches or arrestment
in the Federal Register on February 12,
devices that will stop and hold 150
Special Local Regulations; Moss Point
2013 (78 FR 9866), providing proper
percent of the weight of the personnel
Rockin' the Riverfront Festival;
notice and opportunity to comment on
platform and its maximum rated load.
Robertson Lake & O'Leary Lake; Moss
this rule. No comments were received
(vii) During sinking operations in
Point, MS
shafts where guides and safeties are not
and there were no requests for a public
yet used, the travel speed of the
AGENCY: Coast Guard, DHS.
meeting.
personnel platform shall not exceed 200
ACTION: Temporary final rule.
B. Basis and Purpose
feet (60.96 m) per minute. Governor
The Moss Point Main Street
controls set for 200 feet (60.96 m) per
SUMMARY: The Coast Guard is
minute shall be installed in the control
establishing a temporary special local
Association applied for a Marine Event
system and shall be used during
regulation for a portion of Robertson
Permit to conduct a high speed boat race
Lake & O'Leary Lake, Moss Point, MS.
on Robertson Lake & O'Leary Lake,
personnel hoisting.
(viii) The personnel platform may
This action is necessary for the
Moss Point, MS on April 27-28, 2013.
travel over the controlled length of the
safeguard of participants and spectators,
This event will draw in a large number
hoistway at rated speeds up to 600 feet
including all crews, vessels, and
of pleasure craft and the high speed
(182.88 m) per minute during sinking
persons on navigable waters during the
boats pose a significant safety hazard to
operations in shafts where guides and
Moss Point Rockin' the Riverfront
both vessels and mariners operating in
or near the area. The COTP Mobile is
safeties are used.
Festival high speed boat races. Entry
(ix) The personnel platform may
into, transiting or anchoring in this area
establishing a temporary special local
travel at rated speeds greater than 600
is prohibited to all vessels not registered
regulation for a portion of Robertson
feet (182.88 m) per minute in completed
with the sponsor as participants or not
Lake & O'Leary Lake, Moss Point, MS.
shafts.
part of the regatta patrol, unless
This temporary special local regulation
*
*
*
*
specifically authorized by the Captain of
is deemed necessary to safeguard
the Port Mobile or a designated
persons and vessels during the high
Subpart T-Demolition
representative.
speed boat races. The legal basis and
authorities for this rule are found in 33
3. The authority citation for subpart T
DATES: This rule is effective from 11
U.S.C. 1233 and 33 CFR part 100, which
of 29 CFR part 1926 continues to read
a.m. on April 27, 2013, until 4 p.m. on
authorizes the Coast Guard to propose,
as follows:
April 28, 2013. This rule will be
establish, and define regulatory special
enforced from 11 a.m. to 4 p.m. on April
Authority: 40 U.S.C. 3701; 29 U.S.C. 653,
local regulations for safety during
655, 657; and Secretary of Labor's Orders 12-
27 and April 28, 2013.
marine events.
71 (36 FR 8754), 8-76 (41 FR 25059), 9-83
ADDRESSES: Documents mentioned in
The COTP anticipates minimal impact
(48 FR 35736), 1-90 (55 FR 9033), 6-96 (62
this preamble are part of docket USCGon vessel traffic due to this regulation.
FR 111), 5-2007 (72 FR 31159), or 1-2012 (77
2013-0015. To view documents
However, the temporary special local
FR 3912), as applicable.
mentioned in this preamble as being
regulation is deemed necessary for the
III 4. Amend § 1926.856 by revising
available in the docket, go to http://
safeguard of life and property within the
paragraph (c) to read as follows:
www.regulations.gov, type the docket
COTP Mobile zone.
number in the "SEARCH" box and click
$1926.856 Removal of walls, floors, and
"SEARCH". Click on Open Docket
C. Discussion of Comments, Changes
material with equipment.
Folder on the line associated with this
and the Temporary Final Rule
*
*
*
*
*
rulemaking. You may also visit the
There were no comments received by
(c) Cranes, derricks, and other
Docket Management Facility in Room
the Coast Guard during the NPRM
mechanical equipment. Employers must
W12-140 on the ground floor of the
process.