216-RICR-40-20-15
216-RICR-40-20-15. X-Ray and Radioactive Materials Fees (version Adoption, 01/01/2019 to 01/04/2022)
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15.1 Authority
A. This Part is promulgated
pursuant to the authority conferred under R.I. Gen. Laws § 23-1.3 -5 .
B. Persons and individuals who
are subject to licensure and/or registration with the Agency pursuant
to the Act and this Subchapter shall be assessed fees, established in
the Department fee schedule, and in accordance with § 15.4 of this
Part for X-ray registrants and/or § 15.5 of this Part for
radioactive materials licensees.
15.2 Definitions
A. Whenever used in this Part,
the following terms shall be construed as follows:
1. “Act” means R.I. Gen.
Laws Chapter 23-1.3 entitled "Radiation Control".
2. “Agency” means Rhode
Island Radiation Control Agency (RCA), Center for Health Facilities
Regulation - Radiation Control Program, Rhode Island Department of
Health.
3. “Department fee schedule”
means the Fee Structure for Licensing, Laboratory and Administrative
Services Provided by the Department of Health [Part 10-05-2 of this
Title].
15.3 General Provisions
A. Fee Exempt: Notwithstanding
the requirement of § 15.1(B) of this Part, no fees shall be required
for radioactive materials licenses authorizing the use of source
material as shielding only in devices and containers, provided,
however, that all other licensed radioactive material in the device
or container will be subject to the fees required by § 15.5 of this
Part.
B. Payment of Fees: All fees
specified in the Department fee schedule shall be submitted to the
Agency.
C. Inquiries: Any inquiry
regarding Agency fees should be addressed to the Agency as specified
in § 1.4 of this Subchapter.
15.4 X-Ray Fees
15.4.1 Submission of
Initial Fee
A. Each initial application
for a Registration Certificate in a category for which a fee has been
established in the Department fee schedule shall be accompanied by a
fee in the amount of the Annual Fee specified for that registration
category. A registration application shall not be considered prior to
payment of the full amount specified. Registration applications for
which no remittance is received shall be returned to the applicant.
B. Initial applications,
accompanied by the appropriate registration fee and which are
received by the Agency during the period July 1 through August 31 of
a calendar year shall also constitute a renewal application for the
period ending August 31 of the following calendar year, without
payment of an additional annual registration fee.
15.4.2 Nonstandard
Facilities and Services Fee
Facilities and services which
are approved by the Agency for registration but which do not fit the
descriptions of the categories in § 15.4.6 of this Part shall be
assessed at a rate which coincides with an appropriate category, as
determined by the Agency.
15.4.3 Fee Rebates Not
Authorized
Rebates shall not be made for
existing registrants who terminate operations prior to the expiration
of their Registration Certificates.
15.4.4 Late Fees
Failure of any registered
facility or service to submit the indicated annual registration fee
for renewal of registration prior to the expiration date of current
Registration Certificate shall be assessed a late fee established in
the Department fee schedule in addition to the required registration
fee.
15.4.5 Annual Fees
The Agency shall issue an
annual fee invoice to each registrant, based on the applicable annual
fee established in the Department fee schedule. Fees shall be payable
prior to the expiration date of the registrant's current Registration
Certificate.
15.4.6 X-Ray Registration
Categories
A. Healing Arts Registration
Categories.
1. Dental X-ray Facility
[DEF]. Facilities performing diagnostic radiography limited to
intra-oral dental procedures and/or extra-oral dental procedures,
including panoramic procedures and cephalometric procedures.
2. Hospital Radiology Facility
[HRF]. Facilities performing general purpose diagnostic radiographic
procedures (including fluoroscopy) in an institution licensed by the
State of Rhode Island as a hospital.
3. Radiology Facility [RAD].
Facilities performing general purpose diagnostic radiographic
procedures (including fluoroscopy) outside of an institution licensed
by the State of Rhode Island as a hospital.
4. Radiation Therapy Facility
[RTF]. Facilities utilizing one or more therapeutic radiation
machines, including dedicated therapy simulator(s).
5. Specific Radiology Facility
(Single Category) [SRF].
a. Facilities performing
diagnostic radiography (excluding fluoroscopy) limited to a single
category of specific radiographic procedures, as specified on the
facility’s application. The category shall also include facilities
performing only chiropractic or podiatric procedures.
b. Facilities utilizing x-ray
system(s) solely for human subjects research in accordance with
Institutional Review Board (IRB) approval.
6. Specific Radiology Facility
(Multiple Categories) [SRM]. Facilities performing two (2) or more
categories of specific diagnostic radiography procedures (excluding
fluoroscopy), as specified on the facility’s application.
7. Veterinary X-ray Facility
[VEF]. Facilities performing diagnostic radiography limited to
veterinary procedures.
B. Non-Healing Arts
Registration Categories.
1. Industrial Radiography
Facility [IRF]. Facilities utilizing X-ray equipment to perform
industrial radiographic procedures.
2. Industrial Radiation
Machine (Type A) Facility [IRA]. Facilities utilizing a Category A
industrial radiation machines as defined in Part 6 of this
Subchapter.
3. Industrial Radiation
Machine (Type B) Facility [IRB]. Facilities utilizing a Category B
industrial radiation machines as defined in Part 6 of this
Subchapter.
4. Other Non-Healing Arts
Facility [OTH]. Facilities utilizing X-ray equipment for non-healing
arts applications not otherwise defined in this Subchapter.
5. Particle Accelerator
Facility [PAF]. Facilities utilizing particle accelerators not
authorized for human use.
C. Services Registration
Categories.
1. Provider of X-ray Services
[PXS].
a. Individuals or facilities
providing installation and/or servicing of X-ray equipment and
associated components for Agency registrants.
b. Individuals or facilities
providing NVLAP certified personnel dosimetry services for Agency
registrants and/or radioactive materials licensees.
2. Radiation Physics Services
[RPS].
a. Calibration of health
physics instrumentation for Agency registrants and/or radioactive
materials licensees.
b. General radiation physics
services for Agency registrants and/or radioactive materials
licensees.
c. Diagnostic X-ray Physics
services for Agency registrants. [Calibration and surveys of
diagnostic X-ray equipment]
d. Diagnostic X-ray Physics
services for Agency registrants. [Calibration and surveys of computed
tomography (CT) X-ray systems]
e. Radiotherapy Physics
services for Agency registrants. [Calibration and surveys of
therapeutic radiation machines]
f. Radiotherapy Physics
services for Agency materials licensees. [Calibration and surveys of
remote afterloader units, teletherapy units, and/or gamma
stereotactic radiosurgery units]
3. Storage X-ray Facility
[STO]. Facilities limited to storage of X-ray equipment, excluding
X-ray equipment exempt from registration under this Subchapter.
15.5 Radioactive Materials Fees
15.5.1 Application Fee
Each initial application for
a license in a category for which a fee has been established in the
Department fee schedule shall be accompanied by a non-refundable fee
in the amount of the Annual Fee specified for that license category.
A license application shall not be considered prior to payment of the
full amount specified. License applications for which no fee is
received shall be returned to the applicant.
15.5.2 Annual Fees
A. Assessment of Fees: The
Agency shall issue an annual fee invoice to each licensee, based on
the applicable annual fee established in the Department fee schedule.
Fees shall be payable within thirty (30) days after receipt of a fee
invoice.
B. Eligibility for Waiver of
Annual Fee: Any broad-scope (academic or medical) licensee, or any
licensee which is a governmental agency of the State of Rhode Island,
that provides in-kind services to the Agency and/or performs services
pursuant to an accepted written agreement with the Agency, and which
are valued at an amount equal to or greater than their annual license
fee, may submit a written request for a waiver from payment of the
annual license fee. Upon approval by the Agency, this waiver shall
only remain in effect for that annual licensing period. A new waiver
request must be submitted for each subsequent annual licensing
period.
1. For the purposes of this
Part, “governmental agency” shall be construed to include any
department, office, commission or similar public entity established
by Executive Order or pursuant to the Rhode Island General Laws.
C. Revocation of Annual Fee
Waiver: Upon written notice of noncompliance to the licensee, the
Agency may revoke any waiver, approved pursuant to § 15.5.2(B) of
this Part, for failure to provide or perform all services pursuant to
the accepted written agreement. The Agency may also invoice the
licensee for any difference between the originally waived annual fee
and the value of services already performed during that annual
licensing period.
15.5.3 Amendment Fees
A. Assessment of Fees: A
licensee shall notify the Agency prior to submitting an amendment so
that the appropriate amendment fee can be determined. Amendment fees
are established in the Department fee schedule and shall be assessed
in accordance with written criteria established by the Agency. The
written criteria shall be based on the Agency's estimate of the
typical time and effort required to complete action on that general
category of amendment request.
B. Nonstandard Amendment Fees:
A nonstandard amendment request which is not addressed by the
Agency's written criteria shall be assessed an amendment fee which
most closely approximates the time and effort necessary to complete
action on the amendment request, as determined by the Agency.
C. Submission of Amendment
Fees: The appropriate amendment fee shall accompany the amendment
request when it is submitted to the Agency. If the time and effort
required to complete Agency action on the amendment request is
significantly different than the basis for assessing the amendment
fee, the Agency shall refund any overcharges or bill the licensee for
an additional amendment fee up to a total maximum fee established in
the Department fee schedule.
15.5.4 Reciprocity Fees
A. Each annual application to
operate in Rhode Island under reciprocity shall be accompanied by a
non-refundable fee equal to the amount established in the Department
fee schedule for the specified category of activity. There will be no
pro-rating of reciprocity fees.
1. Category 1: Activities
equivalent to those authorized by Categories 3D, 3K (broad-scope
only) or 4B in § 15.5.7 of this Part.
2. Category 2: Activities
equivalent to those authorized by Categories 1B, 2C, 3I, 3K (other
than broad-scope), 4C or 5A in § 15.5.7 of this Part.
3. Category 3: Activities
equivalent to those authorized by Categories 1A, 3L or 8A in §
15.5.7 of this Part.
4. Any activity which is not
specifically identified in §§ 15.5.4(A)(1), (2) or (3) of this Part
shall be assessed a fee which coincides with the appropriate
Category, as determined by the Agency.
B. Notwithstanding the
provisions of § 15.5.4(A) of this Part, a reciprocity application
based on a radioactive materials license which authorizes activities
comparable to § 15.5.7 of this Part - Category 3I, but which only
requests authorization to perform “electronic checks” or other
activities which do not involve disassembly of shielding or actual
manipulation of sealed sources, shall be accompanied by a
non-refundable fee established in the Department fee schedule.
C. A reciprocity application
shall not be considered prior to payment of the full amount
specified. Reciprocity applications for which no remittance is
received shall be returned to the applicant.
D. No additional reciprocity
fees shall be required for the same category of activity during the
remainder of that calendar year. All reciprocity authorizations shall
expire on December 31 of the year in which the application was
submitted. Any additional reciprocity activity beyond December 31 of
that year shall require a renewal application.
15.5.5 Registration of
General Licenses Pursuant to § 7.7.1 [GEN-4]
A. Each initial application
for registration of a generally licensed device pursuant to § 7.7.1
of this Subchapter [GEN-4] shall be accompanied by a fee established
in the Department fee schedule for each address or location of use
and/or storage, as defined in § 7.7.1 of this Subchapter. There will
be no pro-rating of registration fees.
B. No additional fees shall be
required for:
1. Registration of additional
generally licensed devices at the same address or location of use
and/or storage.
2. Annual renewal of
registrations pursuant to § 7.7.1 of this Subchapter.
C. All registrations issued
pursuant to § 7.7.1 of this Subchapter [GEN-4] shall expire on
December 31 of the year for which the registration information was
submitted.
15.5.6 Non-Routine
Inspection Fees
A non-routine inspection is
only conducted in response to a significant regulatory event
including, but not limited to, a reportable incident or overexposure,
loss of radioactive material or unresolved non-compliance with
license conditions or regulatory requirements. The Agency shall issue
a non-routine inspection fee invoice to each licensee whenever the
Agency conducts an inspection of the licensee’s activities at an
interval more frequent than currently established for that category
of licensee. The fee shall be based on fifty percent (50%) of the
applicable annual fee established in the Department fee schedule.
Fees shall be payable within thirty (30) days after receipt of a fee
invoice.
15.5.7 Radioactive
Materials License Categories
A. Category 1 - Special
Nuclear Material
1. Category 1A: Licenses for
possession and use of special nuclear material of less than a
critical mass, as defined in 10 C.F.R. § 70.4, in sealed sources
contained in devices used in industrial measuring systems including
X-ray fluorescence analyzers. Licenses that cover both radioactive
and special nuclear material in sealed sources for use in gauging
devices will only be subject to the fee for Category 3l.
2. Category 1B - All other
licenses for possession and use of special nuclear material in
unsealed form and in quantities not sufficient to form a critical
mass.
B. Category 2 - Source
Material
1. Category 2A - Licenses for
possession and use of source material in recovery operations such as
milling, in-situ leaching, heap leaching, refining uranium mill
concentrates to uranium hexafluoride, ore buying stations, ion
exchange facilities, and in processing of ores containing source
material for extraction of metals other than uranium or thorium,
including licenses authorizing the possession of radioactive waste
material (tailings) from source material recovery operations, as well
as licenses authorizing the possession and maintenance of a facility
in a standby mode.
2. Category 2B - Licenses for
possession and use of source material for shielding. Licensees
paying fees under Category 3B or 7B are not subject to fees under
Category 2B for possession and shielding authorized on the same
license.
3. Category 2C - All other
source material licenses.
C. Category 3 - Radioactive
Material Other Than Source Material and Special Nuclear Material
1. Category 3A:
a. Licenses of broad scope for
possession and use of radioactive material for processing or
manufacturing of items containing radioactive material for commercial
distribution.
b. Other (limited) licenses
for possession and use of radioactive material for processing or
manufacturing of items containing radioactive material for commercial
distribution.
2. Category 3B:
a. Licenses authorizing the
processing or manufacturing and distribution or redistribution of
radiopharmaceuticals, generators, reagent kits and/or sources and
devices containing radioactive material.
b. Licenses and approvals
authorizing the distribution or redistribution of
radiopharmaceuticals, generators, reagent kits and/or sources and
devices not involving processing of radioactive material.
3. Category 3C - This license
category is not currently utilized in Rhode Island.
4. Category 3D - Licenses for
possession and use of radioactive material for industrial radiography
operations.
5. Category 3E - Licenses for
possession and use of radioactive material in sealed sources for
irradiation of materials in which the source is not removed from its
shield (self-shielded units).
6. Category 3F:
a. Licenses for possession and
use of less than 10,000 curies of radioactive material in sealed
sources for irradiation of materials where the source is exposed for
irradiation purposes.
b. Licenses for possession and
use of 10,000 curies or more of radioactive material in sealed
sources for irradiation of materials where the source is exposed for
irradiation purposes.
7. Category 3G:
a. Licenses to distribute
items containing radioactive material that require sealed source
and/or device review to persons generally licensed, except specific
licenses authorizing redistribution of items that have been
authorized for distribution to generally licensed persons.
b. Licenses to distribute
items containing radioactive material that do not require sealed
source and/or device review to persons generally licensed, except
specific licenses authorizing redistribution of items that have been
authorized for distribution to generally licensed persons.
8. Category 3H - This license
category is not currently utilized in Rhode Island.
9. Category 3I - Licenses that
authorize service for other licensees, except:
a. Licenses that authorize
leak testing and/or calibration services only are subject to the fees
specified in Category 3L; and
b. Licenses that authorize
waste disposal services are subject to fees specified in Categories
4A, 4B and 4C.
10. Category 3J - This license
category is not currently utilized in Rhode Island.
11. Category 3K:
a. Licenses of broad scope for
possession and use of radioactive material for research and
development that do not authorize commercial distribution.
b. Other (limited) licenses
for possession and use of radioactive material for research and
development that do not authorize commercial distribution.
12. Category 3L - All other
specific radioactive materials, except those in Categories 4A through
8A. Licenses that cover both radioactive and special nuclear
material in sealed sources for use in gauging devices will only be
subject to the fee for Category 3L.
D. Category 4 - Waste Disposal
1. Category 4A - Licenses
specifically authorizing the receipt of waste radioactive material
from other persons for the purpose of commercial disposal by land
burial by the licensee; or licenses for treatment or disposal by
incineration, packaging of residues resulting from incineration and
transfer of packages to another person authorized to dispose of waste
material.
2. Category 4B - Licenses
specifically authorizing the receipt of waste radioactive material
from other persons for the purpose of packaging or repackaging the
material. The licensee will dispose of the material by transfer to
another person authorized to receive or dispose of the material.
3. Category 4C - Licenses
specifically authorizing the receipt of prepackaged waste radioactive
material from other persons. The licensee will dispose of the
material by transfer to another person authorized to receive or
dispose of the material.
E. Category 5 - Well Logging
1. Category 5A - Licenses
specifically authorizing use of radioactive material for well
logging, well surveys and tracer studies other than field flooding
tracer studies.
2. Category 5B - Licenses for
possession and use of radioactive material for field flooding tracer
studies.
F. Category 6 - Nuclear
Laundries
1. Category 6A - Licenses for
commercial collection and laundry of items contaminated with
radioactive material.
G. Category 7 - Human Use of
Radioactive Material
1. Category 7A - Licenses for
human use of radioactive material in sealed sources contained in
gamma stereotactic radiosurgery units, teletherapy devices, or
similar beam therapy devices.
2. Category 7B - Licenses
issued for human use of radioactive material, except radioactive
material in sealed sources contained in gamma stereotactic
radiosurgery units, teletherapy devices, or similar beam therapy
devices.
3. Category 7C - This license
category is not currently utilized in Rhode Island.
4. Category 7D - Licenses of
broad scope issued to medical institutions or two or more physicians
authorizing research and development, including human use of
radioactive material, except radioactive material in sealed sources
contained in gamma stereotactic radiosurgery units, teletherapy
devices, or similar beam therapy devices.
H. Category 8 - Civil Defense
1. Category 8A - Licenses for
possession and use of radioactive material for civil defense
activities.
I. Category 9 - Device,
Product or Sealed Source Safety Evaluation
1. Category 9A - This license
category is not currently utilized in Rhode Island.
2. Category 9B - This license
category is not currently utilized in Rhode Island.
3. Category 9C - This license
category is not currently utilized in Rhode Island.
4. Category 9D - This license
category is not currently utilized in Rhode Island.
J. Category 10 - Other
Licenses and Authorizations
1. Category 10A - Radioactive
materials licenses and other approvals authorizing decommissioning,
decontamination, reclamation or site restoration activities in
accordance with this Subchapter.