218-RICR-40-00-3
218-RICR-40-00-3. Rules, Regulations, and Standards Governing Security for Housing for the Elderly (version Amendment, 02/15/2006 to 06/19/2007)
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Table of Contents
Title
Page
Section I.
Introduction. 3-6
Part A. Preface
3
Part B. Program Authority
3
Part C. Nondiscrimination and Civil Rights Policy
3
Part D. Compliance with All Laws, Codes, Rules and Regulations
4
Part E. Severability
4
Part F. Definitions
4
Part G. Variance Process and Application Form
5
Section II.
Statement of Purpose 6
Section III.
Program Jurisdiction 7
Section IV.
Requirements for Tenant Education 7-10
Part A. Orientation
7
Part B. Appropriate Languages
7
Part C. Safety Orientation Checklist
7
Part D. Required Time Intervals for Tenant Education
8
Part E. Tenant Education Curriculum
9
Part F. Records of Tenant Education
9
Part G. Prohibition of Smoking in All Enclosed Public Spaces
10
Section V.
High Crime Areas 10
Part A. Definition of Serious Crimes
10
Part B. Definition of High Crime Areas
10
Part C. Requirements for Security Guards in High Crime Areas
10
Section VI.
Requirement for Security Guards 11-12
Part A. Minimum Standards for Employment of Security
Guards in Elderly Housing
11
Part B. Offenses that will Disqualify Security Guard
Applicants from Employment
11
Part C. Minimum Training Requirements for Security Guards
12
Section VII.
Security Guard Variance Process 14-15
Section VIII. Requirements for Security Devices 15
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Section IX.
Reporting Requirements 15-16
Part A. Annual Report Describing Security System
15
Part B. Notice of Changes in Housing Manager and
Security Personnel
15
Section X.
Appeals Procedures 16-17
Section XI.
Assessment of Penalty 17-18
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SECTION I. Introduction
Part A. Preface.
These rules and regulations supersede any and all prior rules and regulations governing
security for housing for the elderly promulgated pursuant to R.I.G.L. § 42-66.1-8. They
have been promulgated to provide basic information about the nature of required security
systems, personnel and equipment designed to ensure the health, safety and welfare of
elderly citizens who are residents of housing for the elderly in Rhode Island.
Pursuant to the provisions of the Administrative Procedures Act, R.I.G.L. § 42-35-3, the
following were given consideration in arriving at the regulations: (a) alternative
approaches to the regulations; (b) duplication or overlap with other state regulations; and
(c) significant economic impact. No alternative approach was identified; nor any
duplication, overlap or significant economic impact.
Part B. Program Authority.
The Security for Housing for the Elderly Program is authorized by, and these regulations
are promulgated under, the authority of R.I.G.L. § 42-66.1-8, which requires that “Every
public and private housing complex designated by the federal government as housing for
the elderly in the state shall establish and maintain a security system, approved by the
director, by July 1, 1993” and R.I.G.L. § 42-66.1-11, which provides for an
administrative penalty for failure to comply with the requirements of R.I.G.L. § 42-66.1-
8 and with rules and regulations promulgated under R.I.G.L. § 42-66.1-8
Part C. Nondiscrimination and Civil Rights Policy.
All public and private housing complexes designated by the federal government as
housing for the elderly located in the state of Rhode Island shall be responsible for
maintaining a policy of nondiscrimination in the provision of security services to
residents and in the employment of staff without regard to race, color, creed, national
origin, sex, sexual orientation, age, handicapping condition or degree of handicap, in
accordance with Title VI of the Civil Rights Act of 1964; the Rhode Island Executive
Order No. 92-2, dated January 23, 1992 and entitled “Compliance with the Americans
with Disabilities Act”; the United States Executive Order No. 11246 entitled “Equal
Employment Opportunity”; the United States Department of Labor Regulations; Title V
of the Rehabilitation Act of 1973, as amended; the 1990 Americans with Disabilities Act;
R.I.G.L. § 42-87, which states that “Discrimination” includes those acts prohibited on the
basis of race by 42 U.S.C. #1981, 1983 and those on the basis of handicap by 29 U.S.C
#794 and those on the basis of disability by U.S.C. #12100 et seq. and U.S.C. #12101 et
seq., and those on the basis of handicap by R.I.G.L. § 28-5; and the Rhode Island Fair
Employment Practices Act.
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Part D. Compliance with All Laws, Codes, Rules and Regulations
All public and private housing complexes designated by the federal government as
housing for the elderly located in the state of Rhode Island shall be responsible for
complying with all local, state and federal laws, codes, rules and regulations that apply to
the program or facility.
Part E. Severability
If any provision of the rules and regulations herein or the application thereof to any
program or circumstances shall be held invalid, such invalidity shall not affect the
provision or application of the rules and regulations which can be given effect, and to this
end the provisions of the rules and regulations are declared to be severable.
Part F. Definitions
Whenever used in these rules and regulations, the following terms shall be construed as
follows:
“DEA” means the Rhode Island Department of Elderly Affairs.
“Housing for the elderly” means private or public housing complexes designated by the
federal government as housing for the elderly located in the State of Rhode Island.
“Director” means the Director of the Department of Elderly Affairs or designee.
“Private housing complex” means housing for the elderly not owned and operated by the
local public housing authority.
“Public housing complex” means housing for the elderly owned and operated by the local
housing authority.
“Tenant education program” means a program of periodic and ongoing resident education
designed to meet the safety and security needs of residents of elderly housing.
“Safety and security plan” means a building plan that addresses the safety and security
needs of residents.
“Security personnel” means any personnel providing security services in accordance with
these rules and regulations.
“Security equipment” means any mechanical/electrical security devices and/or physical
improvements to the building or grounds that would contribute to the overall security and
safety of the elderly housing complex.
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“Housing complex” means the residential building or buildings, areas designated for use
by residents, and grounds leading to and from the building(s) and/or designated areas.
“High crime area” means communities with crime ratios higher than the overall state
weighted average for two consecutive years.
“Management” means the representatives of an agency or organization, local
government, or a private or nonprofit company who have full and exclusive legal
authority for the owner or governing body.
“Security Guard Certification Program” means an eight hour (8-hour) training program
utilizing a curriculum certified by the Department and provided by an agency that
meets the requirements established by the Department to conduct the training.
“Variance Review Committee” means a group of two (2) Department Housing
Program staff and the Assistant Director for Community Programs.
Part G. Variance Process.
The rules governing security for elderly housing are designed so that full compliance is
required in order for a certificate of compliance to be granted. It is recognized that there
will be need from time to time for a housing complex to bypass a specific rule or rules in
order to best accomplish its stated philosophy, goals and purpose. This factor has been
taken into consideration in the development of these rules and regulations, and the
following procedure is to be used when a housing manager believes there is a compelling
need for a variance:
1. Application for a variance, found below must be completed by housing
manager and submitted to the Director for review by the Variance Review
Committee.
2. Upon receipt of a variance request, the Department will make
acknowledgement in writing.
3. Within ten (10) working days of the receipt of the variance request, unless
additional time is required to review the program and the reason for the
variance, the Variance Review Committee will review the application and
return a decision, in writing, to the applicant.
4. If the applicant is dissatisfied with the decision of the Variance Review
Committee, an appeal may be made through the process outlined in Section X
Appeals Procedures.
5. See Section VII below for guidance in applying for a specific variance from
Rules related to Security Guards.
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Variance Application Form
STATE OF RHODE ISLAND
Department of Elderly Affairs
John O. Pastore Center
Benjamin Rush Building #55
35 Howard Avenue
Cranston, RI 02920
Application for Variance from Department Rules Governing Housing Security
The undersigned hereby applies to the Director for a variance in the Application
of the Housing Security Rules for ___________________________________________.
Applicant: __________________________
Address: __________________________
__________________________
Date: __________________________
Specific Rule(s) to be Varied: ___________________________________
Request for Permanent Variance ( ) or Time Variance ( ) Check one.
Detailed Reason(s) for Requesting Variance(s) (Use additional sheet(s) if necessary):
______________________________________________________________________
______________________________________________________________________
______________________________________________________________________
______________________________________________________________________
______________________________________________________________________
______________________________________________________________________
______________________________________________________________________
______________________________________________________________________
______________________________________________________________________
Signed: ___________________________
SECTION II. Statement of Purpose.
In order to ensure the health, safety and welfare of elderly residents of Rhode Island
housing for the elderly, the Department has established these rules and regulations to
assist in providing security at designated public and private housing complexes. These
rules and regulations have been developed in accordance with R.I.G.L. § 42-66.1-8, the
Rhode Island Housing for the Elderly Act.
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SECTION III. Program Jurisdiction.
All public and private housing complexes designated by the federal government as
housing for elderly in the State of Rhode Island shall comply with the rules and
regulations set forth in this document.
SECTION IV. Requirements for Tenant Education.
Part A. Orientation.
All tenants of Housing for the Elderly shall receive an initial resident education and
training security orientation at the time of assuming occupancy.
Part B. Appropriate Languages
Security information shall be provided in languages other than English as necessary. The
initial security orientation shall be provided to limited English speaking persons in their
native language. Relatives and friends used by non-English speaking tenants as
interpreters may provide an opportunity to enable housing managers to provide security
orientation without requiring other special arrangements.
Part C. Safety Orientation Checklist
For every elderly housing complex, a safety orientation checklist shall be utilized at the
time of occupancy, co-signed by management and tenant, dated and made part of the
tenant’s permanent file. The safety orientation checklist shall be signed by the resident
upon completion shall contain the following elements:
General Precautions:
1.
Keeping doors and windows secured;
2.
Being familiar with:
a.
Pull cords, lock systems and intercom systems
b.
Security measures and policies concerning
keys/duplicate/cards
c.
Emergency exits and fire doors
d.
Fire/Safety evacuation procedures
e.
Smoke and fire alarms
f.
Emergency phone numbers
g.
Security systems, including guards and devices
h.
Introduction to building personnel, and;
3.
Other responsibilities for personal safety, including:
a.
Handling newspapers and mail
b.
Rubbish and recycling safety measure
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c.
Handling delivery and repair service
d. Soliciting procedures.
Security Procedures:
a. Using entrance keys/cards;
b. Entrance procedures concerning visitors;
c. Storage areas;
d. Mail boxes;
e. Using common areas;
f. Awareness of current safety provisions;
g. Safety procedures in emergencies;
h. Locking the car and not leaving any personal property
of value in the car when not in use;
i. Safety procedures concerning care and parking lot,
and;
j. Handbags, billfolds carried on person.
Information About the Neighborhood
k. Available services of local financial institutions
(including safe deposit boxes for valuables);
l. Use of public/common areas on an off the housing
complex property including, but not limited to:
“Prohibition of Smoking in Public Spaces” (R.I.G.L.
§ 23-20.10), and;
m. General orientation concerning a local neighborhood
and areas to avoid.
Reporting Procedures
n. Responsibilities of management, security personnel
and police, and;
o. Learning how and when to report any trouble or
suspicious occurrences to management, security
personnel, or police.
Part D. Required Time Intervals for Tenant Education
Tenant education (that which is offered after the initial orientation) shall be ongoing and
periodic. “Ongoing” shall mean that, at least once a quarter, management will supply
information on security concerns to all tenants. This shall include, but not be limited to,
formal representation, poster, dissemination of pamphlets and brochures, etc. “Periodic”
shall mean that the entire curriculum shall be covered at least once a year.
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Part E. Tenant Education Curriculum
The tenant education curriculum shall include:
a.
Protecting Personal Property
1. Locking the car and not leaving any personal property of value in
in the car when not in use;
2. Safety procedures concerning car and parking lot;
3. Handbags, billfolds carried on person;
4. Keeping sales slips and serial numbers of all valuables;
5. Utilizing available credit cars, travel club or other registration
services for registering valuables;
6. Consulting a local police department to see if they engrave
identification numbers on valuables for municipal residents, and;
7. Encouraging direct deposit of social security checks.
b.
Information About the Neighborhood
8. Available services of local financial institutions (including use of
safe deposit boxes for valuables);
9. Use of public/common areas on and off the housing complex
property, including, but not limited to: “Prohibition of Smoking in
Public Spaces” (R.I.G.L. § 23-20.10);
10. Safety and crime prevention tips, and;
11. General orientation of local neighborhood and areas to avoid.
c.
Self-protection
12. Emergency procedures and telephone numbers;
13. Recommended techniques regarding assault;
14. How to obtain emergency medical care; and
15. Fire/safety evacuation procedures demonstrated by fire department
of the city or town in which the housing is located.
Part F. Records of Tenant Education
Management shall keep a record that tenants have received proper notice for tenant
education and training presentations, events, and communications after initial orientation.
Tenants shall be notified through appropriate means including bulletin boards, news-
letters, rent mailers or other methods to ensure tenants are aware of the training being
offered and to encourage maximum participation. A dated record of such notice shall be
maintained in a master file of education and training events for three (3) years.
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Part G. Prohibition of Smoking in All Enclosed Public Spaces
Under the “Public Health and Workplace Safety Act (R.I.G.L. §23-20.10), the Rhode
Island Department of Health has amended the Rules and Regulations regarding smoking
to indicate under General Requirements (Section 2) that “Smoking shall be prohibited in
all enclosed public spaces within the State of Rhode Island, including but not limited to
(f) elevators and (j) lobbies, hallways and other common areas in apartment buildings,
condominiums, trailer parks, retirement facilities, nursing homes and other multiple unit
residential facilities with more than four (4) units.”
Compliance with the above Rules and Regulations and the Posting of Signs (Section 2.5)
will be included in the inspection of the sites designated above and the Department of
Health shall be notified of any violations therein.
Section V. High Crime Areas
Part A. Definition of Serious Crimes
The Federal Bureau of Investigation (FBI) Uniform Crime Report (UCR, Part I) compiles
and provides the number of serious crimes committed in each city and town in a given
year. These numbers, divided by the population of each community, provides crime rates
that are used to rank each city and town according to its crime ratio. The types of crime
in the FBI UCR are murder, rape, robbery, larceny, assault, breaking and entering, and
motor vehicle theft.
Part B. Definition of High Crime Areas
The weighted average method of defining high crime areas is computed by dividing the
total number of these crimes committed in a given year by the most recent population
census. Individual cities and towns are then compared with the statewide average.
Towns with crime ratios higher than the overall state weighted average for two (2)
consecutive years are considered high crime areas and require security measures greater
than those needed in low crime areas. The definition of high crime areas is revised
annually according to the most recent FBI UCR Part I.
The directors of housing authorities and managers of sites located in the identified high
crime areas will be notified directly by the Department.
Part C. Requirements for Security Guards in High Crime Areas
Housing sites located in the identified high crime areas shall either meet the requirements
for security guards outlined in Section VI of these Rules and Regulations or shall request
a variance from security guard coverage by following the procedure specified in Section
I, Part G of these Rules and Regulations.
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Section VI. Requirement for Security Guards.
Security guards in elderly housing are required in those areas of the state designated as
high crime areas. The security guard schedule shall be determined by housing
management, subject to reasonable review and approval by the Department.
Part A. Minimum Standards for Employment of Security Guards in Elderly
Housing
Security guards must meet certain minimum standards for employment to be suitable for
work in elderly residences:
1. Completion of the Security Guard Certification Program. A
curriculum for training has been developed by the Department which
includes a one (1) day, eight (8) hour intensive training program and
examination. Housing directors of managers of housing for the elderly
sites which have been determined to require security guards shall be
responsible for ensuring that the security guards who work at their
sites have completed the training and are certified before they begin
work at the site;
2. Personal interview, and;
3. Background screening to include:
a.
Bureau of Criminal Identification (mandatory);
b.
Personal references, if possible;
c.
Former employer’s references, if possible.
Failure to perform satisfactorily on any of the required examinations may result in
disqualification from employment.
Part B. Offenses That Will Disqualify Security Guard Applicants From
Employment
The following offenses will disqualify security guard applicants from employment.
These offenses are similar to lists of offenses disqualifying child day care workers and
nursing home attendants from employment.
Disqualifying offenses include:
A.
Offenses against the person
1. Murder
2. Voluntary manslaughter
3. Kidnapping
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4. Kidnapping with the intent to extort
5. First degree sexual assault
6. Second degree sexual assault
7. Third degree sexual assault
8. Assault with intent to commit specified felonies
9. Felony assault
10. Domestic assault
B. Offenses against the family
11. Exploitation for commercial or immoral purposes
12. Abuse of elderly persons
13. Abuse of handicapped persons
14. Abuse of disabled persons
15. Abuse of children
C. Offenses against property
16. Larceny
17. Breaking and entering
18. Robbery
19. Arson
20. Burglary
D.
Drug offenses
21. Any offense constituting a felony that is enumerated in
R.I.G.L. § 21-28-1.01 et. seq., the Uniform Controlled Substances
Act.
Part C. Minimum Training Requirements for Security Guards.
The following minimum standards for training to be utilized by each security guard
company or manager at each housing site to which security guards are assigned shall
include:
A.
The written procedure manual for each site
B.
Building and grounds orientation
C.
An eight (8) hour intensive training leading to Security Guard Certification
that shall include the following topics:
1. DEA Rules and Regulations Governing Security for Housing for the
Elderly Act:
a.
Program Authority
b.
Statement of Purpose
c.
Program Jurisdiction
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d.
Requirements for Tenant Education
e.
Definition of High Crime Areas
f.
Security Guard Variance
g.
Requirements for Security Devices
h.
Reporting Requirements
i.
Appeals Procedure
2. Security Procedures:
a.
Security Regulations and Procedures
b.
Techniques of Patrols
c.
Communications
d.
Crime Prevention
e.
Alarms
f.
Bombs and Bomb Threats
g.
Emergency Procedures
h.
Dealing with Difficult Situations
i.
Laws of Evidence
j.
Theft and Pilferage
k.
Use of Public Spaces and Prohibition of Smoking in Public
Spaces (R.I.G.L. § 23-20.10)
l.
Doors, Hallways and Other Property
m.
Monitoring
n.
Safety Procedures
o.
Report Writing
p.
Grooming and Appearance
q.
Public Relations
r.
General Sensitivity
3. Crimes Particular to Elderly and Disabled Individuals
a.
Elder Abuse and Self-Neglect
b.
Dealing with Specials Needs Populations
c.
Fraud and Exploitation
d.
Behavioral Health issues (including substance abuse)
4. Fire Prevention and Control
a.
Fire Alarm Systems
b.
Detecting Fire Risks
c.
Fire Incident Procedures (including knowledge of site fire
evacuation plan for the building to which assigned)
d.
Assisting Fire Department Personnel
5. First Aid
Management shall maintain a personnel file on each security guard. Tenants
are prohibited from serving as security guards at sites/complexes in
which they reside.
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Effective upon the filing of these revised Rules, if tenants or residents who are
currently serving for key access as security guards, the housing manager may
request a variance. The request must include documentation that the
individual(s) have undergone a BCI check and have completed the DEA
Security Guard Certification Program. Other information needed by the
Variance Review Committee includes the location of the housing site and
police reports for the site.
Section VII. Security Guard Variance Process
The variance process by which the requirement for security personnel may be replaced by
other measures is defined below. This variance will be in effect for two (2) years, unless
or until circumstances change that would require the Department to rescind the variance.
The Department may provide a provisional variance or rescind the variance if there is
clearly documented evidence indicating a serious increase in the level of crime at the
housing complex or in the contiguous neighborhood that is not being addressed by other
means.
Security devices adequate to provide a reasonable level of safety as determined by the
Department may constitute a replacement of the requirement for security guards. The
Department will consider the use of management and maintenance personnel as an
element in the variance process. Incidence of crime in the building(s) and grounds will
be considered as an element of the variance process. A police report, indicating
incidence of crime in the building(s) and grounds will be considered as an element of the
variance process.
A police report indicating incidence of crime in building(s) and grounds shall be
submitted to the Department annually. The report must include incidence by type of
crime for the previous twelve (12) months. As a requirement for consideration of the
variance, an incidence of crime lower than the state ratio defined as high crime areas
must be demonstrated (See Section V).
The Department will consider granting a variance upon receipt of a “Request for a
Variance” from owners/managers of a specific housing complex: The “Request for
Variance” shall contain the following elements:
1.
A letter from the local law enforcement agency stating that the
housing complex is not considered a high crime housing complex;
2.
Twelve (12) months of local police department patrol data indicating that
the housing complex and its contiguous neighborhood is not
a high crime area). These data must be based on the methodology used to
derive the state crime ratio and must use the same data elements as the FBI
UCR Part I;
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3.
A detailed plan listing the type and location of security devices that are
installed in and/or around the site to deter crime;
4.
A detailed listing of other measures, such as the use of management/
maintenance personnel on site and/or resident crime watches;
5. Evidence that the tenants of the housing complex have been informed of
the variance request and have had the opportunity to submit their
comments concerning this request. Tenants must be notified through
postings and allowed to comment at a tenant meeting posted at least five
(5) days prior to the meetings. The meeting must be documented with
signatures of the tenants followed by their stated agreement or
disagreement regarding the need for security guards at that site.
Section VIII. Requirements for Security Devices.
As of 1 January 2007, all housing sites in Rhode Island designated as Housing for the
Elderly will be required to have cameras attached to their continuously running or motion
activated recorders for all first floor exit/egress doors. A variance to this requirement
may be granted (See Section I Part G Variance Process above). The factors that will be
considered in granting a variance will be a review of the location and setting of the
elderly housing complex and if the doors have alarms attached. If indicated, police
reports of activities around the building(s) may also be considered in granting a variance.
Section IX. Reporting Requirements.
A. Annual Report Describing Security System. All housing for the elderly shall
submit an annual report describing their security system to the Department as well as to
their mortgage or regulatory agency, whichever is applicable. This report shall address
all the requirements stipulated in Sections IV, VI, VII and VIII of these Rules and
Regulations.
This report shall be mailed to the following individual on or before the last day of the
compliance period shown on the DEA Certificate of Compliance of the housing agency:
Manager, Housing Program
Rhode Island Department of Elderly Affairs
Benjamin Rush Building
35 Howard Avenue
Cranston, RI 02920
B. Notice of Changes in Housing Manager and Security Personnel. All housing for
elderly shall notify the Department’s Manager, Housing Program of any change in the
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housing manager and any change in security personnel at the housing site. This
notification shall be made within thirty (30) days after the change in personnel.
Section X. Appeals Procedures.
Management of public or private housing for the elderly whose housing security systems
have been deemed to be inadequate to provide a safe and secure environment for the
residents of their housing site has the right to appeal such a decision. Such appeals shall
follow the procedures listed below:
Notice of Denial
1. Management of public or private housing for the elderly shall receive
written notice that the housing security system has been deemed to be
inadequate to provide a safe and secure environment for the residents of
their housing site. Such notice shall be provided by the Department on a
standard denial form developed by the Department. This notice will be
provided as soon after determination of the system’s inadequacy as
possible, but not more than thirty (30) days after that determination has
been made.
This notice shall include:
a. the reason(s) for denial and
b. the procedure for appeal.
Procedure for Appeal
Applicants shall contact the Department Hearing Officer to request an appeal. The
Department Hearing Officer shall be a Department administrative employee who is not
responsible for administration of the Home and Community Care Services Program.
A hearing shall be scheduled to take place as soon as possible but not longer than
fourteen (14) days after the request for the hearing is received by the Department
The applicant must contact the Department within ninety (90) days of the date of the
denial letter from the Department. No hearing shall be granted upon a request more than
ninety (90) days from the date of the denial letter.
Written notice of the hearing shall be supplied to the applicant and shall include:
a. statement of the time, place, and nature of the hearing;
b. statement of the legal authority and jurisdiction under which the hearing is to
be held;
c. a reference to the particular sections of the statutes and rules involved; and
d. a short and plain statement of the issues involved.
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The applicant shall have the right to have with him/her any person or any documentation
pertinent to the issues involved. The applicant must supply documentation at the time of
the hearing for age, residence, and income.
The Department Hearing Officer shall maintain a record of the hearing, including the
following:
a. evidenced received or considered;
b. statement of matters officially noted;
c. questions and offers of proofs and rulings;
d. findings and exceptions;
e. the decision by the Hearing Officer; and
f. all memoranda and data submitted to the Hearing Officer presiding at the hearing.
Oral proceedings or any part thereof shall be transcribed on request of any party, and
copies made available to said party at cost. Findings of fact shall be made exclusively on
the evidence and matters officially noted.
Section XI. Assessment of Penalty
Any housing complex for the elderly that has failed to meet the security requirements as
outlined in the statute and preceding regulations will be notified by letter and will be
allowed a maximum of twenty (20) working days to resolve or cure the problem which
has been identified. A shorter or an immediate response may be requested if there is a
failure to meet a requirement which places the residents in the building(s) at risk.
If the problem has not been resolved within the time allowed, the housing complex will
be assessed an administrative penalty up to $1,000.00 plus interest as determined by the
Director. Such assessment shall be administered according to the procedures listed
below:
1.
The housing complex for the elderly shall receive a written notice, either by
service, in hand, or by certified mail, return receipt requested, from the Director
of the Department’s intent to assess an administrative penalty. The notice shall
include:
a.
a concise statement of the alleged failure to comply with the requirements
of the housing security rules and regulations;
b.
the amount which the Director seeks to assess;
c.
a statement of the housing complex’s right to a hearing on the penalty
assessed;
d.
the requirement to respond in writing within ten (10) days from receipt of
the notice of the penalty to request a hearing and that failure to respond
within the ten (10) days will result in a waiver of the right to an ad
judiciary hearing; and
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e.
the manner of payment should the housing complex for the elderly elect to
pay the penalty and waive hearing.
2.
In the event that the housing complex makes a timely request for an
administrative hearing, the following procedures shall be followed:
a.
the hearing shall take place as soon as possible but not longer than 45
fourteen (14) days after receipt of the written request;
b.
written notice of the hearing shall be supplied to the requesting party and
shall include:
i.
a statement of the time, place and nature of the hearing.
ii.
a statement of the legal authority and jurisdiction under which the
hearing is to be held;
iii.
a reference to the particular sections of the statues and rules
involved; and
iv. a short and plain statement of the issues involved.
c.
The Department’s Hearing Officer shall conduct the hearing.
d.
All parties shall have the opportunity to respond and present evidence and
argument on all pertinent issues involved;
e. The Department Hearing Officer shall maintain a record of the hearing,
including the following:
i. evidenced received or considered;
ii. statement of matters officially noted;
iii. questions and offers of proofs and rulings;
iv. findings and exceptions;
v. the decision by the Hearing Officer; and
vi. all memoranda and data submitted to the Hearing Officer presiding at
the hearing.
Oral proceedings or any part thereof shall be transcribed on request of any party, and
copies made available to said party at cost. Findings of fact shall be made exclusively on
the evidence and matters officially noted.
2. Any housing complex for the elderly that elects to appeal an adverse decision of
the Hearing Officer shall have thirty (30) days after the mailing notice of the final
decision to request judicial review. The procedures outlined in R.I.G.L. § 42-35-
15 shall be followed. If any administrative penalty is assessed at the conclusion
of an adjudicatory hearing, the administrative penalty shall be final upon the
expiration of thirty (30) days if no action for judicial review of the decision is
commenced.