250-RICR-110-00-7
250-RICR-110-00-7. Rules and Regulations for the Agricultural and Recreational Acquisition and Development, Roger Williams Park, and Roger Williams Zoo Grant Programs (version Technical Revision, 02/18/2016 to 12/30/2019)
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7.1 Purpose
The purpose of these Rules
and Regulations is to establish the procedures by which the
Department of Environmental Management will administer funding
provided pursuant to 2014 R.I. Pub. Laws 145, Article 5, including
but not limited to the 2014 Clean Water, Open Space and Healthy
Communities and any similar funds that may be allocated by the
General Assembly subsequent thereto.
7.2 Authority
These Rules and Regulations
are promulgated pursuant to R.I. Gen. Laws Chapter 42-17.1, in
accordance with the Administrative Procedures Act, R.I. Gen. Laws
Chapter 42-35 in order to disburse funds allocated pursuant to 2014
R.I. Pub. Laws 145, Article 5, including but not limited to the "2014
Clean Water, Open Space and Healthy Communities” which authorizes
the Department of Environmental Management to administer fifty-three
million dollars ($53,000,000.00) in state bond funds and any similar
funds that may be allocated by the General Assembly subsequent
thereto.
7.3 Applicability
The terms and provisions of
these Rules and Regulations shall be liberally construed to permit
the Department to effectuate the purposes of state law, goals and
policies.
7.4 Severability
If any provision of these
Rules and Regulations, or application thereof to any person or
circumstances, is held invalid by a court of competent jurisdiction,
the validity of the remainder of the Rules and Regulations shall not
be affected thereby.
7.5 Definitions
A. For the purposes of these
regulations, the following terms shall have the following meanings:
1. “Appraisal" means a
report by a Certified Rhode Island Appraiser that estimates the fair
market value of property.
2. “Applicant” or
"municipality" or "public agency" or "private
organization" or "individual" means who may be
eligible pursuant to these regulations to submit an application for
the issuance of a funding grant.
3. “DEM - Division of
Planning and Development" means a division of the Rhode Island
Department of Environmental Management that is authorized to
administer the Open Space and Recreation Bond Authorizations.
4. “Department" or
“Department of Environmental Management” means the Rhode Island
Department of Environmental Management which is a department of the
state government as described in R.I. Gen. Laws Chapter 42-17.1.
5. "Director" means
the Director of the Rhode Island Department of Environmental
Management as described in R.I. Gen. Laws § 42-17.1-1.
6. “Distressed community"
means as defined in R.I. Gen. Laws § 45-13-12.
7. “Grantee" means an
Applicant which has been issued a grant in response to the submittal
of an application for the issuance of a funding grant.
8. “In-kind services”
means noncash contributions provided by the grantee, other public
agencies and/or private organizations or individuals. In-kind
contributions consist of the value of services directly benefiting
and specifically identifiable to the project.
9. “Local and comprehensive
plan” means the plan adopted by a municipality and approved
pursuant to R.I. Gen. Laws Chapter 45-22.2.
10. “Management plan”
means a plan that specifically outlines the proposed uses and
scheduled management and maintenance activities to be instituted on a
parcel of land acquired or developed with recreational bond funds.
11. “Municipal agency”
means one or more units of municipal government whose purpose
includes the preservation of open space, acquisition of recreation
land or development of recreation land; said unit(s) having the
operational capability and legal authority to effectuate this
purpose.
12. "Recreation
acquisition" means the acquisition of land suitable for
recreation development in accordance with a master plan for the
development of the acquired property.
13. “Recreation and
development” means construction of basic outdoor recreation and
support facilities for the improvement and restoration of public
recreation areas to serve the general public.
14. “Recreation Resources
Review Committee" or “RRRC” means an administrative body
established in 1972 to assume the duties and functions of the former
Green Acres Review Committee. The RRRC consists of no less than six
(6) and no more than ten (10) representatives selected by the State
Planning Council.
15. "Scorp" means
the State Comprehensive Outdoor Recreation Plan adopted as Element
152 of the State Guide Plan by the State Planning Council as defined
by R.I. Gen. Laws § 42-11-10.
16. “State agency"
means a unit of Rhode Island State government among whose purposes is
the preservation of open space, acquisition of recreation land or
development of recreation land; said unit having the operational
capability and legal authority to effectuate this purpose.
17. “State guide plan”
means goals, policies and plans or plan elements for the physical,
economic and social development of the state, adopted by the state
planning council in accordance with R.I. Gen. Laws § 42-11-10.
18. “Waiver of
retroactivity” means approval by the Director of costs incurred
after the announcement of a grant round and prior to a grant award as
eligible for reimbursement. A Waiver of Retroactivity must be
requested by the applicant in writing prior to contracting for
services or taking title to the property. Costs incurred prior to
the approval of a project are at the applicant's risk and retroactive
reimbursement is not assured. The granting of a Waiver of
Retroactivity does not constitute assurance that the project will be
approved.
B. As used in these Rules and
Regulations, all terms not defined herein shall have the meaning
given them in R.I. Gen. Laws Chapter 42-35.
7.6 Allocation of Funding
A. Applicants may be granted
funding pursuant to these Rules and Regulations for the following
classes of projects:
1. State Projects: Eligible
projects may be granted monetary assistance for purchase of farmland
development rights and acquisition programs concerning the following:
Agricultural Acquisition -
Projects may be eligible for authorization in order to permit the
outright purchase of farmland by the Department or purchase of
development rights by the Agricultural Land Preservation Commission,
established pursuant to R.I. Gen. Laws § 42-82-1, et. seq .
Said funds shall be expended by the Department and the Rhode Island
Agricultural Land Preservation Commission for the purchase of
development rights to land having high agricultural value as defined
herein. Any portion of these funds utilized by the Agricultural Land
Preservation Commission shall be in accordance with the Rules and
Regulations Governing the Procedures for the Operation of the
Agricultural Lands Preservation Commission and the Purchase of
Farmland Development Rights that were duly promulgated by the
Agricultural Land Preservation Commission and became effective in
October 2007.
2. Local Projects - Eligible
projects may be granted monetary assistance in order to provide
grants to municipalities on a matching basis as set forth as follows:
a. Recreation Development
Grants - Projects may be eligible for allocation to municipalities
for recreation development grants for up to eighty percent (80%) of
the project cost. The Director shall announce Grant rounds. The
RRRC shall set the maximum amount award for a single grant. The RRRC
will review each application according to its eligibility criteria
set forth in its Open Project Selection Process of the State
Comprehensive Outdoor Recreation Plan adopted as Element 152 of the
State Guide Plan by the State Planning Council on January 11, 1990 as
amended June 11, 1992 under R.I. Gen. Laws § 42-11-1, et. seq .
and shall submit to the Director in order of priority its
recommendations for grant awards.
b. Recreation Land Acquisition
Grants - Projects may be eligible for allocation to municipal
agencies in order to provide matching funds for recreation
acquisition grants for up to fifty percent (50%) of the value of the
land as determined by a certified appraisal. Land acquired under
this program must have an appropriate master plan for the development
of the acquired property. The Director shall notify all potential
applicants of the scheduled application periods by posting notice on
the Department website of the ability to submit applications at least
thirty (30) days prior to the deadline for the submittal of such
applications. The posted notice shall also provide notice of maximum
amount award for a single grant that the RRRC has set for that
particular grant period. The RRRC will review each application
according to its eligibility criteria set forth in the Open Project
Selection Process of the State Comprehensive Outdoor Recreation Plan
adopted as Element 152 of the State Guide Plan by the State Planning
Council on January 11, 1990 as amended June 11, 1992 under R.I. Gen.
Laws § 42-11-1, et. seq . and shall submit to the Director in
order of priority its recommendations for grant awards.
3. Roger Williams Park -
During the period FY 2016 through FY 2020, funding in the amount of
up to three million dollars ($3,000,000.00) shall be allocated for
improvements and renovations at Roger Williams Park in Providence in
a project or projects proposed by the City of Providence for the
approval of the Director.
4. Roger Williams Park Zoo -
During the period FY 2016 through FY 2020, funding in the amount of
up to fifteen million dollars ($15,000,000.00) shall be allocated for
improvements and renovations at Roger Williams Park Zoo in Providence
in a project or projects proposed by the City of Providence in
cooperation with the Roger Williams Park Zoological Society for the
approval of the Director.
7.7 Reallocation
All funds allocated under §
7.6 of this Part must be obligated no later than June 30, 2021. All
funds authorized but not obligated on June 30, 2021 shall revert to
the control of the Director for reallocation in accordance with any
section of the Bond Authorization.
7.8 Scheduling of Selection Rounds
The Director shall schedule
the number, frequency and duration of local grant funding rounds
consistent with the “State Capital Budget Plan” and after
consultation with the RRRC.
7.9 Applications
Applications shall be
available on request from the Rhode Island Department of
Environmental Management, Division of Planning and Development, 235
Promenade Street, Room 320, Providence, Rhode Island 02908-5767 or
from the DEM website.
7.10 Filing
Applications must be filed
within the prescribed period to be established for each local grant
funding round by the Department of Environmental Management.
Applications must be sent electronically to [email protected]
or any other email address specified by the Department in a notice
posted in the DEM website announcing the option to apply for grants
pursuant to these rules.
7.11 Recording
Applications will be accepted
electronically any business day up to the filing deadline and shall
be date and time received by the Department of Environmental
Management.
7.12 Filing Deadline
The Director shall set a
filing deadline for receipt of applications for each selection round.
Applications received after the filing deadline will not be
considered for funding during that round and will be returned to the
applicant without prejudice. All filing deadlines and information
will be posted on the DEM website. Applications may be resubmitted
during a subsequent selection round.
7.13 Evaluation of Applications
A. Review - The RRRC will
review each application for recreation acquisition and development
grants according to the “Rules and Regulations” outlined in the
SCORP/Open Project Selection Process and shall submit to the Director
in order of priority its recommendations for grant awards.
B. Awards - The Director shall
review the grant award recommendations prepared by the RRRC. The
Director shall have the authority to adjust such grant awards,
including consideration as to whether one community may be receiving
a disproportionate amount of the funds available and so that a
reasonable geographic distribution of funds is achieved.
C. Notice - Notice of the
final determination regarding each timely application received shall
be made by mail and email to the Contact Person identified on the
application form.
D. Terms and Conditions - The
notice of award will set forth all grant terms, schedules and
conditions, including most particularly those relating to record
keeping, billing procedures and verification of expenditures.
E. Project Period - The
beginning date of a project period will normally be the date of
approval. When a Waiver of Retroactivity has been granted by the
Director, the effective date of the waiver shall be used as the
beginning date of the project period. A term of two (2) years shall
be considered the project period for all recreational land
acquisition projects. A term of three (3) years shall be considered
the project period for all recreation development projects. The
Director may extend the grant term of any grant for an additional two
(2) years after review and recommendation by the program staff in the
Division of Planning and Development.
F. Discrimination - Any
property acquired and or developed with funds from this bond
authorization shall not discriminate against persons desiring to use
said property on the basis of residence, including preferential
reservation membership or annual permit system which are prohibited.
With approval of the Department, project sponsors may impose
reasonable limits on the type and extent of use of areas and
facilities acquired or developed with this fund when such a
limitation is necessary for the maintenance or preservation of the
property.
7.14 Eligible Projects
A. Recreation Acquisition
Project - Recreation land acquisition shall be limited to the
purchase of fee simple title to land that will be developed for
outdoor recreation purposes in accordance with a master plan for
development of the property.
B. Recreation Development
Projects - A development project designed to provide public outdoor
recreation.
7.15 Eligible Project Costs
A. Recreation Acquisition
Projects - Eligible costs for recreation acquisition projects include
fifty percent (50%) of the approved appraised value of the land.
B. Recreation Development
Projects - Eligible costs for development projects may be up to
eighty percent (80%) and cover design, construction, site planning,
demolition, reforestation, landscaping and site improvements
essential to the project. Provided that any such costs are incurred
after a grant application has been approved or after the applicant
has received a Waiver of Retroactivity from the Director allowing
such costs to be incurred in advance of project approval. Costs
incurred prior to the approval of a project are at the applicant's
risk and retroactive reimbursement is not assured. The granting of a
Waiver of Retroactivity does not constitute assurance that the
project will be approved.
7.16 Eligible Applicants
A. Municipal Agency -
Municipal agencies, as defined in § 7.5(A)(11) of this Part, may
apply for Recreation Acquisition and Recreation Development funds.
The Department shall be responsible for determining eligibility
status to participate in the recreation Acquisition and Recreation
Development Grant Rounds. Eligibility is based upon the adoption and
maintenance of an up-to-date Local Comprehensive Plan or locally
adopted plan which adequately assesses the current and future
recreation requirements and needs of the municipality. The plan
shall include an implementation program and schedule for actions
proposed to address issues and needs expressed in the plan.
B. Native American Tribes -
Indian Tribes, bands, nations or other organized group which
exercises governmental functions and which is recognized by the
Secretary of the Interior as eligible for the special programs and
services provided by the United States to Native Americans.
7.17 Local Grants/Matching Funds
A. Recreation Acquisitions -
Grants shall be for up to fifty percent (50%) of approved project
costs. Certification that all other necessary funds are available
must be submitted prior to the release of grant funds.
B. Recreation Development -
Grants may be for up to eighty percent (80%) of approved project
costs. Certification that all other necessary funds are available
must be submitted prior to the release of grant funds. In-kind
services that are used for match are not limited but adequate
documentation of all in-kind match must be provided.
C. Distressed Communities
Recreation Development Grants - Grants may be for up to 80% of
approved project costs. Certification that all other necessary funds
are available must be submitted prior to the release of grant funds.
In kind services that are used for match are can be up to 20% of the
overall project costs.
D. Donations - Applicants may
use the value of donated property interests in land to be acquired or
preserved as the local match, provided the value shown as a donation
is sustained by an approved Certified Appraisal and the donation is
part of the same project and the land is not currently owned by a
Municipal Agency.
7.18 Restrictive Covenants
Property acquired with grant
funds must be maintained and managed in the condition and for the
purpose specified in its approved grant application in perpetuity.
Each recipient shall execute a perpetual recreation easement, or
similar document, running in favor of the State of Rhode Island and
such easement shall further provide that if the recipient at any time
fails in its obligation to properly maintain the property acquired in
accordance with the purposes and functions for which it was acquired
and in conformance with the approved Management Plan, if applicable,
the State of Rhode Island may enforce the grant conditions in equity
or, at its discretion, may assume title, custody and control to
protect its interest.
7.19 Conversion
Any property acquired or
developed for recreation purposes shall not be wholly or partly
converted to a use other than the purpose specified in its approved
grant application without the approval of the Director. The Director
shall seek recommendations from the RRRC on all conversions,
including the proposed substitute property. The Director has the
authority to disapprove conversion requests and/or to reject proposed
property substitutions.
7.20 Recreation Acquisition and
Development Grants Management/Maintenance Agreement
Each applicant must submit
with the application a signed Management Plan stating the applicant’s
intent and ability to manage and maintain the improved/acquired
recreation facility. The city/town council where said project is
proposed to be located must approve the project and Management Plan
by resolution guaranteeing future maintenance and management of the
facility and/or property for recreational purposes.
7.21 Severability
If any provision of these
Rules and Regulations, or the application thereof to any person or
circumstances, is held invalid by a court of competent jurisdiction,
the validity of the remainder of the Rules and Regulations shall not
be affected thereby.