250-RICR-120-05-28
250-RICR-120-05-28. Air Pollution Control Regulation No. 28- Operating Permit Fees (version Periodic Refile, 12/31/2001 to 07/19/2007)
Effective 23 January 1995
Last Amended 19 August 1997
AIR POLLUTION CONTROL REGULATION NO. 28
OPERATING PERMIT FEES
RHODE ISLAND DEPARTMENT OF ENVIRONMENTAL MANAGEMENT
OFFICE OF AIR RESOURCES
AIR POLLUTION CONTROL REGULATION NO. 28
OPERATING PERMIT FEES
28.
Operating Permit Fees
28.1
Definitions
As used in these regulations, the following terms shall, where the context permits, be
construed as follows:
28.1.1
"Act" means the Federal Clean Air Act, as amended 42 U.S.C. 7401, et seq.
28.1.2
"Actual Emissions" means the actual rate of emissions in tons per year of
any regulated pollutant emitted by a stationary source. Actual emissions
shall be calculated using the stationary source's actual operating hours,
production rates, and in-place control equipment, types of materials
processed, stored, or combusted during the calendar year.
28.1.3
"Administrator" means the Administrator of the Environmental Protection
Agency or his/her authorized representative.
28.1.4
"Affected Source" shall have the meaning given to it in the regulations
promulgated under Title IV of the Act.
28.1.5
"Air Pollution Inventory Forms" means the forms the Division sends to
stationary sources for emissions information.
28.1.6
"Application Fee" means the fee stationary sources applying for an
emissions cap shall pay.
28.1.7
"Area Source" means any stationary source of hazardous air pollutants that is
not a major source.
28.1.8
"Calendar Year" means the period beginning 1 January and ending the
following 31 December.
28.1.9
"Compliance/assurance fee" means the annual fee which stationary source's
with emissions caps shall pay.
28-2
28.1.10 "Emissions Cap" means any emission limitation or physical or operational
limitations, imposed in a federally enforceable document, that establishes the
maximum quantity of emissions which may be released from a stationary source.
28.1.11 "Emissions Fee" means the fee assessed on an air pollution source based on the
stationary source's actual emissions calculated in accordance with Section 28.4.
28.1.12 "Federally Enforceable" means all limitations and conditions which are enforceable
by the Administrator of the U.S. Environmental Protection Agency including, but
not limited, those requirements developed pursuant to 40 CFR Parts 60 and 61 (New
Source Performance Standards and National Emission Standards for Hazardous Air
Pollutants), requirements within the State Implementation Plan, those requirements
in operating permits issued pursuant to 40 CFR Part 71 or under regulations issued
pursuant to 40 CFR Part 70 or under any requirements established under Air
Pollution Control Regulation No. 9 to the extent those requirements were within the
Rhode Island State Implementation Plan and those requirements in emission caps
issued pursuant to Air Pollution Control Regulation No. 29.
28.1.13 "Fugitive Emissions" means those emissions which could not reasonably pass
through a stack, chimney, vent or other functionally equivalent opening.
28.1.14 "General emissions cap" means an emissions cap that is issued to similar stationary
sources and contains the same terms and conditions. A general emissions cap is
initially made available for public comment. No opportunity for public comment is
provided when individual sources apply to be covered by the general emissions cap.
28.1.15 "Major source" means any of the following:
(a)
For pollutants other than radionuclides, all of the pollutant-emitting
activities located within a contiguous area and under common
control that emits or has the potential to emit, in the aggregate, 10
tons per year (tpy) or more of any hazardous air pollutant which has
been listed pursuant to Section 112(b) of the Act, 25 tpy or more of
any combination of such hazardous air pollutants, or such lesser
quantity as the Administrator may establish by rule. Notwithstanding
the preceding sentence, emissions from any oil or gas exploration or
production well (with its associated equipment) and emissions from
any pipeline compressor or pump station shall not be aggregated
with emissions from other similar units, whether or not such units
are in a contiguous area or under common control, to determine
whether such units or stations are major sources; or
(b)
For radionuclides, "major source" shall have the meaning specified
by the Administrator by rule.
28-3
(c)
All the pollutant-emitting activities, which belong to the same
industrial grouping, are located on one or more contiguous or
adjacent properties and are under control of the same person or
persons under common control, that emits or has the potential to
emit, 100 tpy or more of any air pollutant including any fugitive
emissions, to the extent they are quantifiable; or
Pollutant-emitting activities shall be considered as part of the same
industrial grouping if they belong to the same two-digit code as
described in the Standard Industrial Classification Manual, 1987.
(d)
All the pollutant-emitting activities, which belong to the same
industrial grouping, are located on one or more contiguous or
adjacent properties and are under control of the same person or
persons under common control, that emits or has the potential to
emit 50 tpy or more of volatile organic compounds or oxides of
nitrogen including any fugitive emission, to the extent they are
quantifiable.
Pollutant-emitting activities shall be considered as part of the same
industrial grouping if they belong to the same two-digit code as
described in the Standard Industrial Classification Manual, 1987.
28.1.16 "Potential to emit" means the maximum capacity of a stationary source to emit any
air pollutant under its physical and operational design. Any physical or operational
limitation on the capacity of a stationary source to emit an air pollutant, including air
pollution control equipment and restrictions on hours of operation or on the type or
amount of material combusted, stored or processed, shall be treated as part of its
design if the limitation is enforceable by the Administrator. This term does not alter
or affect the use of this term for any other purposes under the Act, or the term
"capacity factor" as used in Title IV of the Act or the regulations promulgated
thereunder.
28.1.17 "Regulated pollutant" means the following:
(a)
Nitrogen oxides or any volatile organic compounds;
(b)
Any pollutant for which a national ambient air quality standard has
been promulgated;
28-4
(c)
Any pollutant that is subject to any standard promulgated under
Section 111 of the Act;
(d)
Any Class I or II substance subject to a standard promulgated under
or established by Title VI of the Act; or
(e)
Any pollutant subject to a standard promulgated under Section 112
or other requirements established under Section 112 of the Act,
including Sections 112(g), (j), and (r) of the Act, including the
following:
(1)
Any pollutant subject to requirements under Section 112(j) of
the Act. If the Administrator fails to promulgate a standard
by the date established pursuant to Section 112(e) of the Act,
any pollutant for which the source would be major shall be
considered to be regulated on the date 18 months after the
applicable date established pursuant to Section 112(e) of the
Act; and
(2)
Any pollutant for which the requirements of Section
112(g)(2) of the Act have been met, but only with respect tot
he
individual
source
subject
to
Section
112(g)(2)
requirement.
(f)
Any substance which is listed in Table I of Air Pollution Control
Regulation No.22.
28.1.18 "Standard emissions cap" means an emissions cap that is issued to a stationary
source and contains terms and conditions that are specific to that stationary source.
Each standard emissions cap is made available for public comment prior to
issuance.
28.1.19 "Start-up" means the setting in operation of an affected facility for any purpose.
28.1.20 "Stationary source" means all the pollutant-emitting activities, which belong to the
same industrial grouping, are located on one or more contiguous or adjacent
properties and are under control of the same person or persons under common
control, that emits or may emit any regulated air pollutant or any pollutant listed in
Section 112(b) of the Act.
Pollutant-emitting activities shall be considered as part of the same industrial
grouping if they belong to the same two-digit code as described in the
Standard Industrial Classification Manual, 1987.
28-5
28.1.21 "Volatile Organic Compound" or "VOC" means any compound of carbon,
excluding carbon monoxide, carbon dioxide, carbonic acid, metallic carbides or
carbonates which participates in atmospheric photochemical reactions. This includes
any organic compound other than the following compounds:
(a)
acetone
(b)
CFC-11 (trichlorofluoromethane)
(c)
CFC-12 (dichlorodifluoromethane)
(d)
CFC-113 (1,1,1-trichloro 2,2,2-trifluoroethane)
(e)
CFC-114 (1,2-dichloro 1,1,2,2-tetrafluoroethane)
(f)
CFC-115 (chloropentafluoroethane)
(g)
ethane
(h)
HCFC-22 (chlorodifluoromethane)
(i)
HCFC-123 (1,1,1-trifluoro 2,2-dichloroethane)
(j)
HCFC-124 (2-chloro 1,1,1,2-tetrafluoroethane)
(k)
HCFC-141b (1,1-dichloro 1-fluoroethane)
(l)
HCFC-142b (1-chloro 1,1-difluoroethane)
(m)
HFC-23 (trifluoromethane)
(n)
HFC-125 (pentafluoroethane)
(o)
HFC-134 (1,1,2,2-tetrafluoroethane)
(p)
HFC-134a (1,1,1,2-tetrafluoroethane)
(q)
HFC-143a (1,1,1-trifluoroethane)
(r)
HFC-152a (1,1-difluoroethane)
(s)
methane
(t)
methyl chloroform (1,1,1-trichloroethane)
(u)
methylene chloride (dichloromethane)
(v)
parachlorobenzotrifluoride (PCBTF)
(w)
volatile methyl siloxanes (VMS)
(x)
The perfluorocarbon compounds which fall into these classes:
(1) cyclic, branched, or linear, completely fluorinated alkanes:
(2) cyclic, branched, or linear, completely fluorinated ethers with
no unsaturations;
(3) cyclic, branched, or linear, completely fluorinated tertiary
amines with no unsaturations; and
(4) sulfur containing perfluorocarbons with no unsaturations and
with sulfur bonds only to carbon and fluorine.
28.2
Applicability and Exemptions
28.2.1 This regulation applies to the following stationary sources as defined below:
(a)
Any major source;
28-6
(b)
Any affected source under Title IV of the Act; or
(c)
Any stationary source in a source category designated by the EPA pursuant
to 40 CFR 70; or
(d)
Any stationary source, including an area source, subject to a standard,
limitation, or other requirement under Section 111 of the Act; and
(e)
Any stationary source, including an area source, subject to a standard or
other requirement under Section 112 of the Act, except that a source is not
required to pay a fee solely because it is subject to regulations or
requirements under Section 112(r) of this Act.
28.2.2 The following stationary sources are exempt from this regulation:
(a)
All stationary sources listed in Subsection 28.2.1 that are not major
stationary sources, affected sources or solid waste incineration units required
to obtain a permit pursuant to Section 129(e) of the Act.
(b)
In the case of stationary sources subject to a standard or other requirement
under either Section 111 or Section 112 of the Act after 21 July 1992, that
are not major sources, the EPA will determine whether to exempt any or all
such applicable stationary sources from the requirement to obtain an
operating permit at the time that the new standard is promulgated, and if
such sources must get a permit, they are subject to this regulation.
(c)
All stationary sources and stationary source categories that would be subject
to this regulation solely because they are subject to 40 CFR Part 60, Subpart
AAA (Standards of Performance for New Residential Wood Heaters).
(d)
All stationary sources and stationary source categories that would be subject
to this regulation solely because they are subject to 40 CFR Part 61, subpart
M (National Emission Standard for Hazardous Air Pollutants for Asbestos,
Section 61.145, Standard for Demolition and Renovation).
(e)
A stationary source is not required to pay a fixed fee and an annual
emissions fee solely because it is subject to regulations or requirements
under Section 112 (r) of the Act.
28.2.3 Stationary sources that emitted or had the potential to emit any air pollutants in
excess of the thresholds for a major source as defined in 28.1.14, at any time since 1
January 1990, shall be presumed to be a major source.
28-7
The owner or operator of a stationary source can rebut this presumption by
presenting evidence to demonstrate to the satisfaction of the Division that the
potential to emit of the stationary source has been reduced by means of a physical
change or change in the method of operation of the stationary source.
28.3
Requirement to Pay a Fee
28.3.1 Any owner or operator of a stationary source subject to the provisions of this
regulation shall pay a fee to the Department of Environmental Management.
28.3.2 Stationary sources required to obtain an operating permit pursuant to Air Pollution
Control Regulation No. 29 shall pay a fee in accordance with Subsection 28.4.1-
28.4.4.
28.3.3 Stationary sources that apply for an emissions cap pursuant to Air Pollution Control
Regulation No. 29 shall pay the applicable fees in subsection 28.4.1 - 28.4.4 due
prior to the date the emissions cap application is submitted and shall pay an
application fee. Those sources which are granted emissions caps shall pay an annual
compliance/assurance fee. The annual compliance/assurance fee shall be paid to the
Department of Environmental Management and is in lieu of that required by
subsection 28.4.2-28.4.4.
28.3.4 Failure to pay any of the fees required in this regulation shall be a violation of this
regulation.
28.4
Fee Determination
28.4.1 Fixed fee due 1 February 1995:
ACTUAL EMISSIONS
FEE
< 10 tons per year
$ 207
$ 10 tons per year < 20 tons per year
$ 488
$ 20 tons per year < 50 tons per year
$ 845
$ 50 tons per year
$ 1503
28.4.2 Fixed fee due 1 July 1995:
ACTUAL EMISSIONS:
FEE
< 10 tons per year
$ 372
$ 10 tons per year < 20 tons per year
$ 880
$ 20 tons per year < 50 tons per year
$ 1524
$ 50 tons per year
$ 2709
28-8
28.4.3 Fixed fee due 1 January 1996:
ACTUAL EMISSIONS:
FEE
< 10 tons per year
$ 480
$ 10 tons per year < 20 tons per year
$ 1134
$ 20 tons per year < 50 tons per year
$ 1962
$ 50 tons per year
$ 3488
28.4.4 Beginning 1 September 1996, stationary sources shall pay an annual emissions fee.
Sources whose actual emissions are less than 10 tons per year shall pay a fixed fee.
Fees for sources with actual emissions greater than or equal to 10 tons per year shall
be assessed on a per ton basis. All regulated pollutants shall be assessed at the same
rate. The Division will determine the fixed fee charge and dollar per ton fee by 31
January 1996 and 31 January of each subsequent year and provide public notice of
this preliminary fee determination. In all cases the fee must generate at least enough
revenue to cover the direct and indirect costs of running the Operating Permit
Program. The Division will determine the final fees by adjusting the preliminary fee
determination to account for any monies that may be carried over from the previous
fiscal year.
28.4.5 Stationary sources applying for a standard emissions cap shall pay an application
fee of $1100. Stationary sources applying for a general emissions cap shall pay an
application fee of $250.
28.4.6 Stationary sources with approved emissions caps shall pay an annual
compliance/assurance fee of $350.
28.4.7 All fees shall be calculated and assessed based on the actual emissions of all
regulated pollutants from the stationary source. The following shall be excluded
from the calculation of actual emissions:
(a)
Carbon monoxide;
(b)
Any pollutant that is a regulated air pollutant solely because it is a Class I or
II substance subject to a standard promulgated under or established by Title
VI of the Act;
(c)
Any pollutant that is a regulated air pollutant solely because it is subject to a
standard or regulation under section 112(r) of the Act;
(d)
The amount of a stationary source's actual emissions of each regulated
pollutant that the stationary source emits in excess of four thousand (4000)
28-9
tons per year.
(e)
The actual emissions from any emission unit that has been listed as an
insignificant activity in Appendix A of Air Pollution Control Regulation No.
29.
28.4.8 Actual emissions shall be calculated in accordance with procedures and methods
acceptable to the Division.
28.4.9 Stationary sources may amend their Air Pollution Inventory Forms provided the
source demonstrates to the satisfaction of the Division that the original submission
was incorrect. Amended forms must then be submitted on the date specified by the
Division. The Division may adjust a source's fee due to amended Air Pollution
Inventory forms.
28.5
Payment of Fees
28.5.1 The fixed fee in subsection 28.4.1 shall be paid on or before 1 February 1995.
28.5.2 The fixed fee in subsection 28.4.2 shall be paid on or before 1 July 1995.
28.5.3 The fixed fee in subsection 28.4.3 shall be paid on or before 1 January 1996.
28.5.4 The annual emissions fee in subsection 28.4.4 shall be paid on or before 1
September of each year beginning in 1996 and shall be based on emissions for the
most recent calendar year inventory for which the Division has completed emission
calculations. In no event shall the calendar year inventory be more than four years
older than the fiscal year for which fees are being assessed. Stationary sources with
an annual emission fee of $5,000 (five thousand dollars) or greater may elect to
make four equal quarterly payments. Quarterly payments shall be submitted on or
before the dates listed in the following schedule:
Date Payment Due
1st Quarterly Payment
September 1
2nd Quarterly Payment
December 1
3rd Quarterly Payment
March 1
4th Quarterly Payment
June 1
28.5.5 The application fee in subsection 28.4.5, for stationary sources applying emissions
caps, shall be paid at the time the application for an emissions cap is submitted to
the Department.
28-10
28.5.6 The compliance/assurance fee in subsection 28.4.6 shall be paid on or before 1
September of each year beginning in 1996.
28.5.7 A form supplied by the Department shall be used when submitting all payments.
28.5.8 All fees shall be remitted to the Rhode Island Department of Environmental
Management - Office of Business Affairs, 22 Hayes Street, Providence, Rhode
Island in the form of a check or money order and made payable to General
Treasurer, State of Rhode Island.
28.5.9 The Department will deposit all fees required by this regulation in the Clean Air
Operating Permit Fee Fund. The Fund shall be non-lapsing and shall be dedicated
solely for use by the Department in administering the operating permit program
required under the Clean Air Act. Monies in the fund may be used to hire and fund
positions and procure necessary equipment and services adequate to perform the
functions of the Department in administering the provisions of the operating permit
program.
28.6
Penalties
28.6.1 Stationary sources that fail to submit complete Air Pollution Inventory Forms, in
the time frame specified by the Department, will be required to pay an annual
emissions fee based on potential emissions.
28.6.2 Notwithstanding any enforcement action, the stationary source shall be subject to a
late payment charge of:
(a)
Ten percent (10%) of the fee due for payments postmarked more than seven
(7) or less than thirty (30) days late, and
(b)
Twenty percent (20%) of the fee due for payments postmarked on or over
thirty (30) days late.
28.6.3 All fees and late charges paid pursuant to the requirements of this regulation shall
be non-refundable.