250-RICR-60-00-7
250-RICR-60-00-7. RI Falconry Regulations for the Season (version Adoption, 10/01/2014 to 10/01/2015)
Falconry Regulations for the 2014 – 2015 Season 1 of 29
STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS
DEPARTMENT OF ENVIRONMENTAL MANAGEMENT
DIVISION OF FISH AND WILDLIFE
RI FALCONRY REGULATIONS
FOR THE 2014 - 2015
SEASON
September 11, 2014
AUTHORITY: These regulations are adopted pursuant to Chapters 42-17.1
“DEM”, 42-17.6, 42-35 Administrative Procedures Act, and §§ 20-1-4; 20-
1-12; 20-1-13; of the Rhode Island General Laws of 1956, as amended.
Falconry Regulations for the 2014 – 2015 Season 2 of 29
State of Rhode Island and Providence Plantations
Department of Environmental Management
Division of Fish and Wildlife
RI Falconry Regulations for the
2014 – 2015 Season
TABLE OF CONTENTS
RULE 1:
PURPOSE………………………………………………….. 3
RULE 2:
AUTHORITY ………………………………………………3
RULE 3:
BACKGROUND…………………………………………... 3
RULE 4:
APPLICATION……………………………………………. 3
RULE 5:
SEVERABILITY…………………………………………... 3
RULE 6:
SUPERSEDED RULES AND REGULATIONS…………….. 4
RULE 7:
DEFINITIONS……………………………………………... 4
RULE 8:
VIOLATIONS………………………………………………6
RULE 9:
APPEAL AND HEARING PROCEDURES………………. 7
RULE 10:
CONFORMANCE WITH FEDERAL RULES AND REGULATIONS..7
RULE 11:
REGULATIONS……………………………………………7-27
RULE 12:
EFFECTIVE DATE………………………………………... 28
Falconry Regulations for the 2014 – 2015 Season 3 of 29
State of Rhode Island and Providence Plantations
Department of Environmental Management
Division of Fish and Wildlife
RI Falconry Regulations for the
2014 – 2015 Season
RULE 1
PURPOSE
The purpose of these rules and regulations is to establish regulations for the
practice of falconry in the State of Rhode Island.
RULE 2
AUTHORITY
These rules and regulations are promulgated pursuant to Chapter 42-17.1,
“DEM”, 42-17.6, 42-35 Administrative Procedures Act, and §§ 20-1-4; 20-
1-12; 20-1-13; of the Rhode Island General Laws of 1956, as amended.
RULE 3
BACKGROUND
Raptors are highly regulated species under various International, National,
and State Agreements, Laws, and Regulations. In the United States, the U.S.
Fish and Wildlife Service (the “Service”) has been delegated authority for
the protection of raptors.
As raptors are used for the sport of “Falconry” the Service has exercised its
obligation under the law, through strict regulations. A dual State/Federal
permitting system has been in place since implementation of Federal
regulations governing falconry in 1995.
Beginning January 1, 2014, the Service will discontinue issuing permits for
individuals to possess raptors in order to engage in “Falconry” but will
continue to enforce its oversight and enforcement responsibilities through
individual State falconry programs, provided the State programs have met
Federal approval.
The following revised Rhode Island Falconry Regulations were reviewed
and certified by the U.S. Fish and Wildlife Service on (APPROVAL
DATE) as meeting the revised federal standards. In many instances these
regulations are more restrictive than federal regulations.
RULE 4
APPLICATION
The terms and provisions of these rules and regulations shall be liberally
construed to permit the Department to effectuate the purposes of state law,
goals, and policies.
RULE 5
SEVERABILITY
If any provisions of these Rules and Regulations, or application thereof to
any person or circumstances, are held invalid by a court of competent
Falconry Regulations for the 2014 – 2015 Season 4 of 29
jurisdiction, the validity of the remainder of the Rules and Regulations shall
not be affected thereby.
RULE 6
SUPERSEDED RULES AND REGULATIONS
On the effective date of these Rules and Regulations, all previous Rules and
Regulations, and any policies regarding the administration and enforcement
of RIGL Sections 20-1-4, 20-1-12, 20-1-13, and in accordance with Chapter
42-35 Administrative Procedures Act shall be superseded. However, any
enforcement action taken by, or application submitted to, the Department
prior to the effective date of these Rules and Regulations shall be governed
by the Rules and Regulations in effect at the time the enforcement action
was taken, or application filed.
RULE 7
DEFINITIONS
(a) Anklet(s) – The leather strap which goes around the bird’s leg. The
jesses are attached to this. Sometimes also called a bracelet.
(b) Bal-chatri trap – a hemispherical cage on which many nooses are tied
and which is baited with a bird or mammal and placed in view of a wild
raptor.
(c) Bow net trap – a circular hoop hinged in the middle and covered with
netting which is usually attached to the ground so one side can swing
freely.
(d) Captive Bred – refers to raptors (including eggs) raised in captivity and
which are imprinted to humans.
(e) Department – means the Department of Environmental Management
(f) Director – means the Director of the Rhode Island Department of
Environmental Management, or his/her duly authorized agent or agents.
(g) Dho-gazza trap - a square or rectangular net of various dimensions
suspended vertically next to a bait.
(h) Eyass - a young raptor not yet capable of flight.
(i) Falconer - a person who engages in the sport of falconry
(j) Falconry – the sport of taking, or attempting to take wild quarry in its
natural state and habitat by means of a trained raptor and includes all
associated acts including, but not limited to the act(s) of capturing,
transporting, training, housing, caring for and maintaining (a) raptor(s)
held for falconry. It shall also include the secondary practice of using a
raptor for conducting conservation and education programs for the
general public.
(k) Falconry License – issued by the Director in recognition of an
individual’s attainment of a “Class” of falconer, and therefore the
Falconry Regulations for the 2014 – 2015 Season 5 of 29
privilege to take, possess, train, care for, maintain, and/or transport
certain eagles, hawks, owls, and/or falcons, and hybrids thereof, for
falconry purposes.
(l) Falconry Special Purpose Permit – issued by the Director to allow a
licensed falconer to take certain hawks, owls, and/or falcons from the
wild.
(m) Hacking – the temporary release of a raptor held for falconry to the wild
so that it must survive on its own.
(n) Harness trap – a light leather or cloth saddle covered with nooses
which is placed on tethered bait.
(o) Hood - the leather head covering used on hawks and falcons.
(p) Hybrid –any bird that results from a cross of genetic material between
two separate taxa when one or both are included in the list of migratory
birds at 50 CFR Section 10.13, and any progeny of those birds.
(q) Imping – the process of grafting new feathers onto the wing or tail of a
bird to repair damage or to increase flying capacity.
(r) Import – to bring a raptor into the State and house for more than 30
days per calendar year (need not be consecutive).
(s) Imprint – a bird that is hand-raised in isolation from the sight of other
raptors from 2 weeks of age until it has fledged. An imprinted bird is
considered to be so for its entire lifetime.
(t) Indigenous – those species occurring naturally, either presently or
historically within the boundaries of the State of Rhode Island.
(u) Jesses - leather strips which go through the anklets so the falconer can
hold the bird or attach the leash.
(v) Leash - attaches the bird to the perch or falconer's glove.
(w) Lure - A fake quarry used to train a bird.
(x) Mews and Weathering Facilities – are for housing raptors. Mews are
indoor facilities; a weathering facility would be outdoors.
(y) Pigeon Harness - a rig which fits snugly around a live bird allowing for
complete freedom of movement including flight or total immobilization.
(z) Possess/possession – the exercise of dominion or control over a raptor
starting when the decision is made not to immediately return the raptor
to the immediate vicinity from which it was taken, and lasting up until
the raptor’s ultimate disposition. The short-term handling, such as letting
another hold or practice flying a raptor possessed by a licensed falconer
is not considered “possession” if the falconer is present and the person is
under the falconer’s supervision.
(aa) Raptor – a live migratory bird of the order Falconiformes,
Strigiformes, Accipitriformes, or listed in CFR 50 10.13. This
Falconry Regulations for the 2014 – 2015 Season 6 of 29
includes the Bald Eagle (Haliaeetus leucocephalus), the Golden eagle
(Aquila chrysaetos), and the Osprey (Pandion haliaetus).
(bb) Swedish goshawk trap – a humane, predator-safe, stationary box
trap.
(cc) Take – to trap or capture, or attempt to trap or capture.
(dd) Wild – means any raptor taken from the wild at any stage of its life.
Once a raptor is taken from the wild it shall always be considered
“wild” and treated accordingly.
RULE 8
VIOLATIONS
Any violation pursuant to the provisions of Title 20 of the General Laws
of Rhode Island or the rules and regulations herein may be cause for
imposing penalties in accordance with the provisions of the above
mentioned statute, as well as revocation of an existing falconry license
and/or permit. In addition, upon a determination that the
licensee/permittee is or has been in violation of the requirements of the
subject license/permit or that the applicant has submitted inaccurate
information with respect to the application for such license/permit, the
Director may deny, revoke, or suspend (an) existing license/permit(s)
issued pursuant to these regulations.
Any wild, captive-bred, or hybrid raptor possessed in violation of the
provisions of these or other state or federal regulations shall be considered
contraband and shall be seized by the Department or federal law
enforcement personnel. Any such animal that poses a threat to public
safety may be confiscated by the Department or federal law enforcement
agency. If any raptor that is confiscated cannot be safely confined, or if it
is severely ill, debilitated or injured, it may be transferred to an authorized
individual, or otherwise disposed of in accordance with CFR 50 parts 21
and 22. The carcass or any part thereof may be held as evidence or
discarded at the sole discretion of the Department. The Department shall
hold the raptor or carcass until criminal and/or administrative proceedings
have been completed. The person possessing any such confiscated raptor
shall pay the costs of board, feed, veterinary care, and transport for any
such confiscated raptor until such time as the criminal or administrative
proceedings have been completed.
If the raptor is judged to be possessed in violation of any provisions of
these regulations, the Department shall make reasonable attempt to find
suitable placement of the raptor that meets the requirements of these
regulations. If suitable placement is not found, the raptor may then be
euthanized, or if suitable, released to the wild.
Falconry Regulations for the 2014 – 2015 Season 7 of 29
In cases in which one or more licenses or permits are suspended or
revoked, the Director may impose a period of probation and/or reinstate
the licenses or permits with conditions.
RULE 9
APPEAL AND HEARING PRODECURES
OPPORTUNITY for Hearing
A. Denials -- Any person whose application for a falconry license/permit,
or license/permit renewal, or other approval has been denied,
revoked, or suspended by the Department, may appeal to the
Office of Administrative Adjudication for review of the
decision on which the denial, revocation, or suspension, is
based.
B. Violations -- Any person who has been issued a notice of violation of
any of the provisions of these rules, may request a hearing
from the Office of Administrative Adjudication, subject to
the provisions of R.I.G.L. 42-17.1-2(u).
C. Hearings and Administrative Procedure -- Pursuant to the authority
granted to the Department in Chapter 42-177-9.
1. Any person who seeks an adjudicatory hearing in order to contest an
enforcement action which alleges violation(s) of these rules and
regulations must file said request in writing with the clerk of the
Office of Administrative Adjudication, One Capitol Hill, Second
Floor, Providence, Rhode Island, 02908 within twenty (20) days of
receipt of the contested agency enforcement action.
2. Any person who seeks an adjudicatory hearing relative to the denial,
revocation, or suspension of (a) license/permit(s) arising under these
rules and regulations must file said request in writing with the clerk
of the Office of Administrative Adjudication Division One Capitol
Hill, Second Floor, Providence, Rhode Island, 02908 within thirty
(30) calendar days of receipt of the contested agency action.
RULE 10
CONFORMANCE WITH FEDERAL RULES AND REGULATIONS
Code of Federal Regulations 50 CFR Parts 21 and 22, as amended regulate
activities not specifically addressed herein.
RULE 11
REGULATIONS
As follows:
Falconry Regulations for the 2014 – 2015 Season 8 of 29
State of Rhode Island
Department of Environmental Management
DIVISION OF FISH AND WILDLIFE
RI Falconry Regulations for the
2014 – 2015 Season
1.
Any person who wishes to engage in falconry in Rhode Island Shall possess a
valid Falconer’s license (or equivalent) and/or permit issued by the Director of the
Department of Environmental Management or his or her designee, he duly
authorized agent of another State with a Federally recognized falconry program,
or the Federal Government.
2.
All Falconers must also comply with Chapter 50 of the Code of Federal
Regulations, Parts 21 “Migratory Bird Permits” (50CFR21.28), and 21.29
“Falconry Standards and Permitting” (50CFR21.29) as well as the Falconry daily
bag and possession limits for all permitted migratory game birds as published in
50 CFR Part 20 Migratory Bird Hunting; final frameworks for early-season
migratory bird hunting, final rule, promulgated annually by the U.S. Department
of the Interior.
3.
Additional State/Federal regulations, separate and apart from these, may apply for
other purposes involving raptors including, but not limited to, importation,
propagation, commercial abatement, environmental education, and for
State/Federally permitted/certified Rehabilitators, Zoos, and Research Facilities.
4.
The general public rarely has the opportunity to see raptors in close proximity, if
at all. Falconers can serve a role in educating the public about raptor biology,
ecological roles, and conservation needs of raptors as well as other migratory
birds. Therefore, the conservation education use of raptors primarily kept for
falconry purposes is warranted.
5.
A falconer who possesses raptors before the enactment of these regulations in
excess of the number allowed under his or her license class/permit shall be
allowed to retain the extra raptors. All such birds shall be identified with markers
issued by the U.S. Fish and Wildlife Service through the Department and no
replacement can occur, nor may an additional raptor be obtained, until the number
in possession is at least one less than the total number authorized by the class of
permit held by the licensee.
6.
GENERAL
6.1 With a valid Falconry License the licensee may "take" (with a Special
Purpose permit), “possess” and transport raptors for purposes which he
or she is licensed and permitted, such as for hunting or training, when
obtaining veterinary care for the raptor, when transferring the raptor to
another qualifying recipient, when transporting the raptor(s) to or from
Falconry Regulations for the 2014 – 2015 Season 9 of 29
field meets, to or from environmental education programs, or transporting
them to the mews or weathering facility after being taken from the wild.
6.2 In addition to a valid Falconry License, a Department issued “Special
Purpose-Permit to Capture” is required before a licensed Falconer,
resident or non-resident, attempts to “take” a falcon in Rhode Island.
6.3 When flying the raptor a field during an established hunting season, a
valid Rhode Island hunting license (resident or non-resident as
appropriate) and any season/quarry specific tag(s)/permit(s) is required.
6.4 Falconers must have in their possession all required licenses and permits
or copies thereof when engaged in falconry activities.
6.5 A person who holds a valid falconer’s license/permit may fly his or her
raptor(s) over private lands in Rhode Island outside established hunting
seasons without need for additional permits, if the flight is for training, or
is part of an established field meet or a conservation education program.
6.6 Imported raptors are subject to the Department’s “Rules and Regulations
Governing the Importation and Possession of Native Wildlife.”
6.7 Licenses/permits issued by other States, Tribes, or Territories to non-
resident falconers who become residents of the State of Rhode Island, will
only be valid in Rhode Island for a period of 60 days following the date
the license/permittee becomes domiciled here.
6.8 A new resident of Rhode Island may immediately apply for a Rhode
Island Falconer’s license for the class of license he or she previously held,
but before the license will be issued the applicant must first demonstrate
that he or she is in compliance with the rules and regulations applicable to
RI resident Falconers.
6.9 Costs for the care, treatment and rehabilitation of a wild raptor injured
during an attempted “take” by a falconer, or due to the seizure of the
raptor by the Director, shall be the responsibility of the falconer.
6.10 All documentation required shall be submitted on forms, and in a manner
and format specified by the Director.
Falconry Regulations for the 2014 – 2015 Season 10 of 29
6.11 All Apprentice Falconers must complete the Apprenticeship Training
Program before applying for a General Falconer’s class of license.
7.
APPRENTICESHIP TRAINING PROGRAM
7.1
The goal of this program shall be:
7.1.1 For the Apprentice-to learn about the husbandry, care, and training
of raptors possessed for falconry through hands-on experience.
7.1.2 For the Apprentice to learn about relevant wildlife laws and
regulations, and;
7.1.3 To prepare the Apprentice for the ethical and responsible use of a
wild species for a human use.
7.2
REQUIREMENTS
7.2.1 The apprenticeship program shall require the apprentice to safely
capture, house, maintain, train, and actively pursue and capture
quarry with his or her raptor.
7.2.2 An Apprentice shall be required to maintain a detailed log book
and record:
7.2.2.1 the amount of food consumed by his or her raptor,
7.2.2.2 the weight of his or her raptor, each time it is taken,
7.2.2.3 general information related to the raptor’s health and well
being.
7.2.3 An Apprentice must be able to make a lure, jesses, a leash, anklet,
and a pigeon harness.
7.2.4 Before applying to upgrade to a General Falconer Class of license,
the Apprentice falconer must hunt with his or her raptor no less
than 10 times a season, and for a minimum of two seasons; longer
if, in the opinion of the sponsor, the Apprentice needs additional
experience.
7.2.5 The raptor flown by the Apprentice must take quarry. Quarry
taken shall be reported on the Rhode Island Falconer’s Annual
Activity Report.
7.3
An Apprentice whose sponsor terminates his sponsorship role, will be
required to find a new sponsor within 60 days, or transfer his or her raptor
as directed by the Director.
7.4
At any time an Apprentice may submit a written request to the Director for
a change of sponsor. The request shall describe the reasons or
circumstances for the request and the name and address of the new
sponsor. Upon authorization from the Director, the Apprentice may
continue falconry activities with the new sponsor.
Falconry Regulations for the 2014 – 2015 Season 11 of 29
7.5 An Apprentice applicant must read and agree to the provisions of 50 CFR 13,
21, and 22.
8.
APPRENTICE SPONSORSHIP REQUIREMENTS
8.1 Any person who would like to sponsor an Apprentice class falconer shall
certify to the Director in writing that:
8.1.1 He or she possesses a valid falconry license as a Master class
falconer, or if a General class falconer, that he or she has held for a
minimum of three years.
8.1.2 He or she has not been convicted of violating any Federal or State
Fish or Game laws, within the preceding 5 years.
8.2 The sponsor shall:
8.2.1 Act as a source of information and advice to the apprentice.
8.2.2 Annually, provide a minimum of 20 hours of direct supervision,
including at least 5 hunts.
8.2.3 Oversee the care, maintenance, and training of the Apprentice’s
raptor.
8.2.4 Reside within 100 miles of the Apprentice.
8.3 The sponsor must notify the Director in writing within 10 days of termination
of the sponsorship, with an explanation of the reasons why.
9.
HOUSING AND EQUIPMENT STANDARDS
All applicants for a Rhode Island Falconer’s license must first possess the
following before a License/permit will be issued:
9.1 Housing – The primary consideration for raptor housing facilities is protection
from the environment, predators, domestic animals, and undue disturbance.
The University of Minnesota Raptor Center’s “Raptors in Captivity:
Guidelines for Care and Management” (2007) is an excellent source of
information for the standard of care expected of Rhode Island Falconers.
9.1.1 For housing raptors indoors or outdoors the facility must have a
suitable perch for each raptor, at least one opening for sunlight,
and must provide a healthy environment for the raptors inside.
9.1.2 You may house un-tethered raptors together if they are compatible
with each other.
9.1.3 Each raptor must have an area large enough to allow it to fly if it is
un-tethered or, if tethered, to fully extend its wings or bate (attempt
to fly while tethered) without damaging its feathers or contacting
other raptors.
9.1.4 Each raptor must have a pan of clean water available.
Falconry Regulations for the 2014 – 2015 Season 12 of 29
9.1.5 Winter-indoor facilities (mews other seasons optional) shall be
large enough to allow easy access for caring for the raptor housed
in the facility. If more than one raptor is to be kept in the mews,
the raptors shall be tethered or separated by partitions. There shall
be at least one window, protected on the inside by vertical bars,
spaced narrower than the width of the head of the smallest bird to
be housed, and a secure escape proof door that can be easily
closed. The floor of the mews shall permit easy cleaning and shall
be well drained. Perch/perches shall be provided.
9.1.6 Spring-summer-fall outdoor facilities (weathering area) must be
totally enclosed and may be made of heavy-gauge wire, slats, pipe,
wood, or other suitable material. The facility must be covered with
netting or wire, or roofed to protect the birds from disturbance and
attack by predators. The enclosed area shall be large enough to
insure the birds cannot strike the fence when flying from the perch.
Protection from excessive sun, wind, and inclement weather shall
be provided for each bird.
9.1.7 Hybrid mews/weathering facilities that substantially address the
intent of the standard of care described above may be acceptable.
9.1.8 Significant changes to previously inspected facilities must be
reported to the Director when they are completed.
9.1.9 You may keep falconry raptors outdoors in the open if they are
under watch, such as by you or a family member at any location or,
for example, by a designated individual in a weathering yard at
falconry meet.
9.1.10 Facilities shall be kept at or above the preceding standards at all
times.
9.2
EQUIPMENT
9.2.1 Jesses - At least one pair of Alymeri jesses or similar type
constructed of pliable, high-quality leather or suitable synthetic
material to be used when any raptor is flown free. (Traditional 1-
piece jesses may be used on raptors when not being flown. Slit less
hunting jesses, or no jesses, are recommended for use on all raptors
being flown free.)
9.2.2 A supply of leather and grommets along with grommet setters, a
leather punch and cutting tools.
9.2.3 Bells appropriate for the raptor.
9.2.4 Leashes and swivels – At least 1 flexible, weather-resistant leash
and strong swivel of acceptable falconry design.
9.2.5 Bath Container – At least 1 suitable container; 2 to 6 inches deep
and wider than the length of the raptor for drinking and bathing for
each raptor.
Falconry Regulations for the 2014 – 2015 Season 13 of 29
9.2.6 Outdoor perches – At least one weathering area perch of an
acceptable design shall be provided for each raptor.
9.2.7 Weighing device – A reliable scale or balance suitable for
weighing the raptor(s) held, and graduated to increments of not
more than 1/2 ounce (14 grams) and containing either a solid perch
or artificial turf covering.
9.2.8 Leather glove or gauntlet – at least one of suitable size.
9.2.9 Hood – suitable for the species to be possessed.
9.2.10 Lure
9.3
Enclosure for Transportation – At all times a raptor shall be transported in
a manner which protects it. Other than when transporting a raptor directly
from when it was taken to the falconer's mews, an enclosure that provides
protection from extreme temperatures and excessive disturbance, and is
equipped with one perch is required. The enclosure shall be at least 3”
taller than the height of the raptor while perched, shall allow for easy entry
and removal to minimize stress, and shall have adequate ventilation.
10.
CONSERVATION EDUCATION
10.1 As a guide falconer’s shall use The Raptor Center’s “Care and Management
of Captive Raptors”, and as a companion document “Introduction to
Wildlife Education Programming” when using any raptor for education
programs.
10.2 Raptors used for educational purposes must be kept primarily for hunting;
they may not be held under a falconry permit if they are to be used primarily
for conservation education purposes.
10.3 An Apprentice falconer may present conservation education programs and
use a raptor he or she possesses if he or she is under the direct supervision of
a General or Master Falconer when presenting the program.
10.4 At no time shall raptors used in such programs come into physical contact
with members of the audience or the general public.
10.5 The programs must be open to the public.
10.6 A falconer may not charge a fee greater than the reasonable costs incurred to
present the program.
11.
PROPAGATION/SALES
11.1 A General class falconer with three year’s experience or a Master class
falconer may use suitable raptors he or she possesses in an approved raptor
propagation program. The raptors do not need to be transferred from the
falconer's falconry permit if they are used in propagation for less than 6
months per year.
11.2 The Falconer must also possess a Federal Raptor Propagation Permit.
Falconry Regulations for the 2014 – 2015 Season 14 of 29
11.3 Falconers who breed raptors must comply with Chapter 20-17 of the
General Laws of Rhode Island, and with 50 CFR 21.29 and 21.30.
11.4 A falconer may transfer a raptor taken from the wild under a falconry permit
to a propagation program only after the raptor has been used in falconry for
at least two years.
11.5 Live offspring of captive-bred raptors shall be allowed to be sold for retail in
accordance with Rhode Island General Law Chapter 20, Section 17.
11.6 Accurate records of breeding and sales records shall be maintained and
reported to the Director, and to the USFWS annually at the same time that
other Falconry reports are due.
11.7 You may not purchase, sell, trade, or barter wild raptors; they may only be
transferred to an authorized person.
12. REHABILITATION
12.1 A General class falconer with three year’s experience or a Master class
falconer may assist Federal- and State-permitted migratory bird
rehabilitators in conditioning of raptors for permanent release to the wild. A
falconer may work with a rehabilitator without being a sub-permittee of the
rehabilitator.
12.2 Raptors held under this section do not count towards the falconer’s
possession limit. Under this section a falconer is still limited to the species
of raptors he or she is allowed to possess under his or her license class.
12.3 Raptors kept under this section may be held up to 180 days after which they
must be released to the wild. A raptor not capable of surviving in the wild
may be transferred to a person authorized and able to possess it, or it may be
turned over to the Director.
12.4 A falconer who assists a permitted Rehabilitator in rehabilitating raptors
shall annually report to the Director a description of the treatment, care, and
disposition of all birds maintained during the reporting period.
13.
MARKING/BANDING
13.1 Hybrid raptors shall be marked/banded/radio tagged in accordance with the
appropriate provisions of CFR 50 Part 21.29 as amended.
13.2 A captive-bred raptor must be marked with a seamless band in accordance
with CFR 50 Part 21.30 unless it is exempted by the Fish and Wildlife
Service.
13.3 A Falconer who takes a goshawk, gyrfalcon, or Harris’ hawk from the wild
must band it with a Federal black cable tie band obtained from the State.
Falconry Regulations for the 2014 – 2015 Season 15 of 29
14.
RELEASE OF BIRDS TO THE WILD
14.1 If a falcon to be released has been previously banded or marked with a non-
Federal band, any marker attached shall be removed and surrendered to the
Department and if banding is required by Federal law, a standard Federal
bird band shall be attached to the falcon by a State or Service authorized
bird bander. All other bands (including Federal cable tie raptor bands) and
equipment must be removed except that a seamless leg band affixed to a
captive bred raptor must not be removed.
14.2 Only native species of wild raptors may be released to the wild, and only
after being appropriately hacked.
14.3 Raptors may only be released to the wild at an appropriate location and at an
appropriate time of year.
14.4 The permanent release of hybrid or captive-bred raptors to the wild is
prohibited.
15.
INSPECTIONS
15.1 All applicants for a license/permit must allow an on-site inspection by State
and/or Federal Wildlife personnel of the facilities and equipment where the
raptor(s) will be housed. The on-site inspection requirements may be waived
for an applicant whose raptor(s) is/are not housed in Rhode Island but the
applicant must provide a valid license/permit allowing the raptor(s) to be
housed in the other State, or a signed affidavit from the applicant stating that
no such requirement exists.
15.2 Any person holding a falconry license/permit shall allow Department
employees to enter his or her premises with prior notice at any reasonable
hour, and in the presence of the licensee/permittee, to inspect mews or other
raptor housing facilities and raptors possessed by the licensee/permittee, or
to inspect, audit, or copy any license/permit, book, or record(s) required to
be kept by these or Federal regulations pertaining to falconry.
15.3 This rule shall not preclude inspection of facilities without notice for
suspected violations.
15.4 Re-inspection of facilities may be required of facilities of a falconer whose
license has lapsed for more than two years.
15.5 The Facilities Inspection fee only applies to the initial inspection, re-
inspections, or after significant upgrades to the facilities are made. It does
not apply to routine inspections carried out by the Director or the Director’s
designee.
Falconry Regulations for the 2014 – 2015 Season 16 of 29
16.
REPORTING REQUIREMENTS
16.1 Licensed falconers shall maintain complete and accurate records by species,
sex and age of all raptors taken, acquired, possessed, transferred, lost, or
otherwise disposed of in accordance with these regulations.
16.2 Unless otherwise specified all required reports shall be submitted through
the USFWS electronic reporting system at http://permits.fws.gov/186A
(Migratory Bird Acquisition/Disposition Report) with a copy sent to the
Director, Rhode Island Department of Environmental Management.
16.3 Within 10 calendar days of capturing or obtaining a raptor for falconry, a
licensed falconer must report the acquisition of the bird and the band
number by entering the required information in the electronic reporting
system.
16.4 A licensee must report the sale, barter, transfer, or other disposition of any
raptor they possessed within five calendar days of any such activity.
16.5 Any falconer who loses a raptor through death, destruction, or escape must
report these activities within five calendar days of any such activity.
16.6 All Rhode Island Licensed Falconers shall submit on or before March 31st of
each year, a Rhode Island Annual Falconry Activity report to the
Department of Environmental Management’s Division of Fish and Wildlife
containing the following information:
16.6.1 A list of all raptors that are in his/or her possession as of December
31st, by species, marker numbers, sex (if known), age (if known),
and date and where or from whom acquired, or transferred, sold, or
given to, and whether escaped, died, or had been released; and
when the escape, death, or release occurred.
16.6.2 A list of all raptors possessed since the previous annual report, but
no longer possessed, by species, marker number, sex (if known),
age (if known), and date and where or from whom acquired or
transferred, sold, or given to, whether escaped, died, or released,
and when the event occurred.
16.7 All reports and forms must be retained by the falconer and be readily
available for inspection, for a period of five years after the licensee’s permit
expires.
Falconry Regulations for the 2014 – 2015 Season 17 of 29
17.
FALCONER LICENSE CLASSES
17.1
There shall be three classes of falconer recognized and licensed in Rhode
Island: Apprentice, General, and Master.
17.1.1 APPRENTICE CLASS LICENSEE:
17.1.1.1 Shall be 15 years of age or older. Minors require written
consent (as evidenced by the co-signature on the
application) of a parent or guardian.
17.1.1.2 Shall be required to complete an apprenticeship program
supervised by a licensed General or Master class falconer
before applying to become a General Falconer.
17.1.1.3 A minor must provide his or her sponsor a release from
liability signed by the minor’s parent or legal guardian.
17.1.1.4 May only possess those raptor species and numbers as are
allowed in either Table S or Table T below.
17.1.1.5 May not fly or hunt his or her raptor alone until
authorized to do so in writing by the sponsor.
17.1.1.6 May not apply for an Upgrade to a General Falconer class
of license for a minimum of two (2) years since obtaining
his or her Apprentice license.
17.1.2 GENERAL CLASS LICENSEE
17.1.2.1 Shall be 18 years of age or older; and shall have at least
two years experience in the practice of falconry at the
apprentice level or its equivalent.
17.1.2.2 May only possess those raptor species and numbers as are
allowed in either Table S or Table T below.
17.1.2.3 May sponsor no more than two Apprentices no sooner
than after three (3) year’s experience as a General class
falconer.
17.1.2.4 May not apply for an upgrade to a Master Falconer class
of license for a minimum of five (5) years since obtaining
his or her General license.
17.1.3 MASTER CLASS LICENSEE
17.1.3.1 Shall be 23 years of age or older and have at least five (5)
years experience in the practice of falconry at the General
class level, or its equivalent.
17.1.3.2 May only possess those raptor species and numbers as are
allowed in either Table S or Table T below.
Falconry Regulations for the 2014 – 2015 Season 18 of 29
17.1.3.3 May possess an unlimited number of captive bred raptors.
However, the falconer must train and use them to hunt
wild game.
17.1.3.4 May substitute Hybrid raptors for wild raptors.
17.1.3.5 May sponsor no more than three licensed apprentices.
17.1.3.6 May accept the temporary transfer of a wild or hybrid
raptor even if such transfer raises the number of raptors
possessed to more than five (excluding captive bred
raptors).
18.
SPECIAL PURPOSE PERMITS REQUIRED
18.1
A State of Rhode Island “Special Purpose” permit is required for the
following acts associated with the use of raptors:
18.1.1 “Permit to Capture” permit is required prior to the “take” of a
raptor from the wild, except in the case of recovering a lost
falconry raptor.
18.2
A USFWS Raptor Propagation Permit is required for a Falconer to engage
in raptor propagation. Falconers that breed raptors, must also comply with
Chapter 20-17 of the General Laws of Rhode Island, 50 CFR 21.27
through 21.30, and must submit copies of annual reports of activities to the
Department of Environmental Management's Division of Fish and
Wildlife at the same time that Federal reports are required.
Falconry Regulations for the 2014 – 2015 Season 19 of 29
19. ALLOWABLE TAKE AND POSSESSION FROM 9/1/2013 – 12/31/2013
Apprentice
Possession limit
1
Species
Red tailed Hawk (Buteo jamaicensis)
Source
Wild caught.†
Take from the wild
Up to 2 annually (one being a replacement)
General
Possession limit
2
Species
Strigiformes, accipitriformes, and falconiformes,
except bald, white-tailed, and golden eagles; Steller’s
sea-eagle; American swallow-tailed kite; Swainson’s
and ferruginous hawks; prairie and peregrine falcons;
northern harrier; and flammulated, burrowing, or
short-eared owls.†
Source
Wild, Hybrid, or Captive-bred.
Take from the wild
Up to 2 annually.†
Master
Possession limit
3
Species
Strigiformes, accipitriformes, and falconiformes,
except Bald eagles. Golden eagles (with 22.24
authorization), white-tailed eagles, or Steller’s sea-
eagles may be possessed if you meet the
requirements of CFR 50 Parts 21 and 22.†
Source
Wild, Hybrid, or Captive-bred.
Take from the wild
Up to 2 annually.†
†Taking restrictions apply.
Falconry Regulations for the 2014 – 2015 Season 20 of 29
20.
Allowable Take and Possession as of 1/1/2014*
Apprentice
Possession limit
1
Species
Red tailed Hawk (Buteo jamaicensis)
Source
Wild caught.†
Take from the wild
Up to 2 annually (one being a replacement)
General
Possession limit
3
Species
Strigiformes, accipitriformes, and falconiformes,
except bald, white-tailed, and golden eagles; Steller’s
sea-eagle; American swallow-tailed kite; Swainson’s
and ferruginous hawks; prairie and peregrine falcons;
northern harrier; and flammulated, burrowing, or
short-eared owls.†
Source
Wild, Hybrid, or Captive-bred.
Take from the wild
Up to 2 annually.†
Master
Possession limit
5 wild raptors, 3 of which may be Golden Eagles.
Hybrids may be substituted for wild raptors.
Unlimited captive-bred raptors (excluding eagles) if
used for falconry.
Species
Strigiformes, accipitriformes, and falconiformes,
except Bald eagles. Golden eagles, white-tailed
eagles, or Steller’s sea-eagles may be possessed if
you meet the requirements of CFR 50 Parts 21 and
22.†
Source
Wild, Hybrid, or Captive-bred.
Take from the wild
Up to 2 annually.†
* These take and possession limits are NOT IN ADDITION to those numbers allowed
in the previous table.
†Taking restrictions apply.
Falconry Regulations for the 2014 – 2015 Season 21 of 29
21.
TAKE OR POSSESSION RESTRICTIONS
21.1
No raptor may be acquired in any manner unless the person acquiring the
raptor is properly licensed/permitted in accordance with state and federal
laws and regulations.
21.2
No licensee/permittee may take any species listed as endangered in CFR
Chapter 50 Part 17, but may transport or possess such species in
accordance with CFR Chapter 50 Part 17.
21.3
No licensee/permittee may take from Rhode Island, any raptor identified
as “State Endangered” in the Rhode Island Natural Heritage Program’s list
of “Rare Native Animals of Rhode Island”.
21.4
An authorized resident falconer is limited to taking one raptor per year
identified as “State Threatened” in the Rhode Island Natural Heritage
Program’s list of “Rare Native Animals of Rhode Island.”
21.5
The taking by non-resident falconers of raptors identified as “State
Threatened” in the Rhode Island Natural Heritage Program’s list of “Rare
Native Animals of Rhode Island” is prohibited.
21.6
The taking or possession of Osprey (Pandion haliaetus) is prohibited.
21.7
No eggs may be taken from nests.
21.8
First year (passage) Falconiformes or Accipitriformes may be taken from
the wild only during the time period August 11th through February 28th.
21.9
Passage Strigiformes may be taken from the wild only during the period of
January 24th thru April 11th.
21.10
Eyass Falconiformes, Accipitriformes, and Strigiformes:
21.10.1 May only be taken by a resident General class falconer with at
least one year’s experience, or by a Master class falconer.
21.10.2 Only one eyass may be taken from a nest, and at least one (1)
eyass must remain in the nest after the take.
21.10.3 Time period: April 1st through August 1st.
21.10.4 Only one (1) eyass may be taken by a falconer each year.
21.11
A “lost” or “escaped” raptor is defined as one which is no longer under the
control of the falconer, and which is wearing falconry leashes, jesses,
bells, or a transmitter. A lost or escaped raptor may be re-taken at any time
without the need for a “Special Purpose - Capture Permit”, even if it was
not originally possessed by the capturing falconer. If the raptor was not
originally possessed by the falconer, it does not count towards the
falconer’s possession limit. A recaptured raptor shall be returned to its
owner within 180 days. If the owner cannot be found or does not want the
recaptured raptor, it may be transferred to the Falconer’s permit. If that
would violate the number of raptors the falconer is allowed to possess then
the falconer must either transfer a previously possessed raptor or transfer
Falconry Regulations for the 2014 – 2015 Season 22 of 29
the recaptured raptor to his or her permit. The re-taken falcon may be
transferred to a person authorized and able to possess it. If none of these
options will work, the raptor may be turned over to the Director. A re-
taken indigenous species of raptor may be released to the wild if, in the
Falconer’s opinion, the raptor is capable of surviving on its own, and then
only after the removal of all manmade objects except that a seamless leg
band affixed to a captive bred raptor must not be removed.
21.12
Permittees may use only humane, predator-proof traps of a design and
material which will not harm the raptor being trapped; such as the bal-
chatri, harness, bow net, Dho-gazza, and Swedish goshawk trap.
21.13
The Department does not consider short-term handling of a falconry
raptor, such as letting any other person hold or practice flying a raptor you
possess under your permit, to be “possession” if you are present and the
person is under your direct supervision.
22.
OTHER RESTRICTIONS AND REQUIREMENTS
22.1
Licenses and permits are subject to all rules and regulations pertaining to
hunting seasons, bag limits, and hours, except as may otherwise be
provided by these regulations.
22.2
Any protected or out of season wildlife accidentally killed by a trained
raptor shall not be retained or possessed by the permittee, but the raptor
may feed upon the quarry before leaving the site of the kill.
22.3
The holder of a valid State falconry license or permit issued by another
State which meets Federal falconry standards listed in 50 CFR 21.29(k)
may practice falconry in Rhode Island for up to 30 consecutive days each
calendar year without the need for a Falconry license issued by the
Division of Fish and Wildlife. However all other provisions of these
regulations do apply, including but not limited to hunting licenses, tags,
permits, and "Importation of Native Species of Wildlife".
22.4
A raptor possessed under authority of a falconry license may be
temporarily possessed for up to 120 consecutive days by a person other
than the licensed falconer only if the recipient is otherwise authorized to
possess said species of raptor, and only if the raptor is accompanied at all
times by the properly completed Form 3-186A (Migratory Bird
Acquisition/Disposition Report) showing you as the possessor of record,
and by a statement signed and dated by both parties,
authorizing/acknowledging the temporary transfer. The statement must
include information about the time period for which he or she will keep
the raptor(s) and about what he or she is allowed to do with the raptor(s).
22.5
The temporary (up to 45 consecutive days) care and custody of raptors by
a non-authorized person must be in accordance with the regulations set
forth in CFR 50 Part 21.29.
Falconry Regulations for the 2014 – 2015 Season 23 of 29
22.6
The Director shall be notified of any permanent change in the location
where the raptors are kept within 10 days of the change. Permanent
changes to locations outside the State will require prior written consent
from the Director.
22.7
Feathers that are molted or those feathers from birds held in captivity that
die, may be retained and exchanged by falconers only for imping
purposes.
22.8
The barter, sale, or purchase of wild raptors is prohibited.
22.9
The use of raptors, including those captive bred and hybrids, for
commercial purposes, including but not limited to entertainment,
advertisements, promotion or endorsements of any goods, services,
products, meetings or fairs, or as a representation of any business,
company, corporation, or other organization, is strictly prohibited.
22.10 The disposition of carcasses of raptors that die while in your possession
must comply with CFR 50 Part 21.29.
23.
LICENSE CATEGORIES AND EXAMINATIONS
23.1
Each person requesting a State of Rhode Island falconry license/permit
must submit the appropriate application and all other required
documentation to the Director with the required fee. Incomplete
applications will not be processed.
23.2
LICENSE CATEGORIES
23.2.1 New - Applies to Apprentice Falconers and other Classes of
Falconer who 1) have never held a Rhode Island issued Falconry
license, or 2) those whose Rhode Island license has lapsed for
more than five (5) years since the date he or she submits his/her
completed application, or 3) for falconer's whose Rhode Island
license was revoked/suspended for more than five (5) years.
23.2.1.1
For an Apprentice license, with their application the
applicant must include the Sponsor Commitment Form
from a potential sponsor stating the sponsor’s
commitment to tutor the applicant in the sport of
falconry for the duration of the applicant’s
apprenticeship. The sponsor shall be the holder of a
General or Master Class Falconer’s license/permit, and
is required to maintain said license/permit for the
duration of the applicant’s apprenticeship.
23.2.2 Renewal - Applies to Falconers who 1) have possessed a Rhode
Island Falconry license within five years of the date they submit a
completed application.
Falconry Regulations for the 2014 – 2015 Season 24 of 29
23.2.3 Upgrade - Applies to falconers who have fulfilled the requirements
for the Class of Falconer they are currently licensed for and who
wish to be granted the privileges of the next higher class.
23.2.3.1
For purposes of fees and license duration, an
“Upgrade” is initially treated as a “New” license.
23.2.3.2
In addition to the Falconry License or Permit
application, an Apprentice falconer applying for an
upgrade to General Class falconer must also submit the
Apprenticeship Program Completion Affirmation form
signed by his or her sponsor, attesting to the
Apprentice’s satisfactory completion of the
requirements of the Apprentice Training Program.
23.3
EXAMINATIONS
23.3.1 All persons required to take a written, and/or verbal examination
must pass the examination with a score of at least 80%. Failure to
pass any examination will render the applicant ineligible to retake
the examination for a period of 90 days from the date of the
previous examination.
23.3.2 A person applying for a New Apprentice class license shall be
required to take a written, and/or verbal examination administered
by the Department, relating to basic biology, care and handling of
raptors, ethics, and State and Federal laws and regulations relating
to falconry.
23.3.3 A previously licensed/permitted falconer who has not been in
possession of a valid falconry license/permit within five years of
the date of their completed application must retake and pass all
examinations required to attain the license class for which he or
she has applied.
23.3.4 A person who, within five years of the date of application for a
Rhode Island Falconry license has successfully passed a federally
approved falconry examination from another state, tribe, or
territory, does not need to take the Rhode Island falconry exam,
but he or she must comply with all other applicable provisions of
these regulations
23.3.5 An examination is not required for a falconer who is renewing his
or her license except that a person whose license has been
suspended or revoked may, at the Director’s discretion, be required
to pass all examinations as is required to attain the license class for
which he or she has applied regardless of the length of license
suspension/revocation. A license renewal will only be issued:
Falconry Regulations for the 2014 – 2015 Season 25 of 29
23.3.5.1
If all other requirements of the license are met.
23.3.5.2
If no violation(s) of the previous license has (have)
occurred.
23.3.5.3
If a change in license classification is not requested.
23.3.5.4
If all reports have been submitted.
23.4 EXAMINATION AND LICENSING PROCEDURES
23.4.1 Upon receipt of a properly executed license application, and all
other necessary documentation, the Director will advise the
applicant of the date, time and location of any required
examination(s).
23.4.2 An applicant for a General Class Falconry License shall take a
written, verbal, and/or practical examination administered by the
Director and assisted by a three person Falconry Examination
Panel comprised of at least one Master falconer, a General
falconer, and a representative of the Director. An Apprentice’s
sponsor may not be a member of the Falconry Examination Panel
evaluating the Apprentice.
23.4.3 The Falconry Examination Panel shall:
23.4.3.1
In conjunction with the Department, develop the
standards of field performance required for eligibility
for the General and Master Class licenses.
23.4.3.2
Assist the Director in the administration of any
examination(s).
23.4.3.3
Notify the Director in writing of their recommendation
of approval or denial of the applicant’s license request,
and the reasons for their recommendation.
23.4.4 The upgrade from Apprentice Class to General Class shall not be
unnecessarily delayed if the panel cannot be convened.
23.4.5 If the Applicant will possess a raptor, and the applicant’s facilities
have yet to be inspected and approved, the Director will arrange
for an on-site inspection.
23.4.6 The Director shall review the results of the examinations by the
Falconry Examination Panel, and the qualifications and experience
of the applicant before deciding whether or not to issue the license.
23.4.7 The Director may refuse to issue a falconry license or permit
when:
Falconry Regulations for the 2014 – 2015 Season 26 of 29
23.4.7.1
it is determined that the license/permit should not be
issued because of past conviction(s) of the fish and
wildlife laws.
23.4.7.2
the applicant, upon inspection by State or Federal
wildlife personnel, has failed to meet or maintain the
standards established for raptor housing facilities and
equipment.
23.4.7.3
the applicant has failed to meet qualifications or
standards for license classes set forth in these
regulations.
23.4.8 The Director may restrict the otherwise allowable take of raptors
when the authorization requested could threaten or have significant
effect on a wild population of raptors or their prey.
23.4.9 No person shall be issued a license/permit if he or she has been
convicted of violating the falconry laws and regulations of any
state or the federal government within the five (5) -years preceding
the date upon which a license/permit application is received by the
Director.
23.4.10 A falconer whose license has expired or has been revoked shall, at
the Director’s discretion, be required to either release his or her
wild caught raptor(s) to the wild or transfer them to an authorized
person. Hybrid and captive-bred raptors shall be similarly
transferred to an authorized person, or if no such person can be
found, may be disposed of in accordance with CFR 50 Part 21 and
22.
23.5
LICENSE AND PERMIT DURATION
23.5.1 Falconer License – new and Upgrade – valid until the next 30th of
June.
23.5.2 Falconer License Renewal – valid for a period up to three years
following date of issuance.
23.5.3 Special Purpose Permit – as described on the permit, but for no
more than one year.
23.6
LICENSE/PERMIT REVOCATIONS/REINSTATEMENTS
23.6.1 License/Permits may be suspended/revoked if the falconer:
23.6.1.1
Is not in compliance with these regulations,
23.6.1.2
has been convicted of one or more violations of fish and
wildlife laws,
23.6.1.3
does not provide proper care of his or her raptors,
23.6.1.4
allows the raptors to become a public nuisance,
23.6.1.5
uses his or her raptors for un-permitted activities
Falconry Regulations for the 2014 – 2015 Season 27 of 29
23.6.2 Any person whose license/permit, or license/permit renewal, or
other approval has been denied, revoked, or suspended by the
Department, may appeal to the Office of Administrative
Adjudication for review of the decision on which the denial,
revocation, or suspension, is based.
24.
PROVISIONAL LICENSES/PERMITS
24.1
The Director may choose to issue a “provisional” license/permit when:
24.1.1 The Falconry Examination Panel has yet to convene.
24.1.2 The Falconer has not been actively practicing falconry for a period
of five years or more.
24.1.3 The applicant is licensed in another state or foreign country and
temporarily wants to practice falconry in Rhode Island.
24.1.4 A previously revoked license/permit is reinstated.
24.1.5 Information about a Falconry license/permit applicant experience
cannot be readily verified.
24.2
The Director may choose to restrict the holder of a provisional
license/permit beyond the limitations imposed upon the Falconer’s license
class as allowed herein.
25.
FEES
25.1
License – New/Upgrade -
no charge
25.2
License – Renewal -
no charge
25.3
Examination -
no charge
25.4
Facilities Inspection -
no charge
25.5
Special Purpose
25.5.1 Capture
25.5.1.1
Resident -
$25
25.5.1.2
Non-Resident -
$25
26.
DEM FORMS
26.1
Application – Falconry License or Permit
26.2
Sponsor Commitment/Certification letter
26.3
Falconry – Minor’s Release from liability
26.4
Apprenticeship Program Completion Affirmation
26.5
Rhode Island Annual Falconry Activity Report
26.6
Form 3-186A (Migratory Bird Acquisition/Disposition Report)
26.7
Facilities Examination Checklist
27.
INQUIRES/FURTHER INFORMATION
27.1
All inquiries regarding falconry licenses, permits, applications,
examination scheduling, bands, and facilities inspections should be
directed to the Department of Environmental Management, Division of
Falconry Regulations for the 2014 – 2015 Season 28 of 29
Fish & Wildlife, 277 Great Neck Road, West Kingston, Rhode Island
02892.
Falconry Regulations for the 2014 – 2015 Season 29 of 29
RULE 12 EFFECTIVE DATE
The foregoing Rules and Regulations - R.I. Falconry Regulations for the 2014 –
2015 Season, after due notice, are hereby adopted and filed with the Secretary of
State to become effective twenty (20) days thereafter, in accordance with the
provisions of Chapters 42-35, 42-17.1 and 42-17.6 of the General Laws of Rhode
Island of 1956, as amended.
_____________________________________________
Janet L. Coit, Director
Rhode Island Department of Environmental Management
Notice Given: 7/30/2014
Public Hearing: 8/28/2014
Filing Date: 9/11/2014
Effective Date: 10/1/2014
ERLID # 7864