290-RICR-20-00-2
290-RICR-20-00-2. Submission and Evaluation of Municipal Infrastructure Plans Under the Municipal Road and Bridge Revolving Loan Fund Program (version Amendment, 03/22/2018 to 01/04/2022)
2.1 Authority
These Rules and Regulations
are promulgated pursuant to R.I. Gen. Laws § 24-18-7 which
authorizes the Rhode Island Department of Transportation to evaluate
submissions by municipalities of proposed infrastructure plans,
identify eligible projects, and create a Project Priority List. These
Rules and Regulations are promulgated in accordance with R.I. Gen.
Laws Chapter 42-35-1 et seq . of the Administrative Procedures
Act.
2.2 Purpose
The purpose of these Rules
and Regulations is to establish a procedure for the submission of
infrastructure plans, as well as evaluation criteria to be used in
ranking infrastructure plans, pursuant to R.I. Gen. Laws § 24-18-7.
2.3 Definitions
A. Except as otherwise
indicated, the following definitions shall apply:
1. "Application"
means Municipal Road and Bridge Revolving Loan Fund Project Loan
Application.
2. ''Approved Project'' means
any project approved by the Rhode Island Infrastructure Bank for
financial assistance.
3. "Bank'' means the
Rhode Island Infrastructure Bank.
4. "Department"
means The Rhode Island Department of Transportation.
5. ''Eligible Project'' means
an infrastructure plan, or portion of an infrastructure plan, that is
intended to proceed within the upcoming calendar year, which meets
the evaluation criteria established in § 2.5 of this Part and is
consistent with the State Guide Plan, R.I. Gen. Laws § 42-11-10.
6. "Final Agency
Decision" means the decision of the Department, as indicated by
written correspondence determining the Project Priority List.
7. ''Financial Assistance''
means any form of financial assistance other than grants provided by
the Bank to a city or town in accordance with R.I. Gen. Laws §
24-18- 7, as amended for all or any part of the cost of an Approved
Project, including, without limitation, temporary and permanent
loans, with or without interest, guarantees, insurance, subsidies for
the payment of debt service on loans, lines of credit, and similar
forms of financial assistance.
8 ''Infrastructure Plan''
means a project proposed by a city or town that would make capital
improvements to roads, bridges and appurtenances thereto consistent
with project evaluation criteria established in § 2.5 of this Part.
9. ''Project Priority List''
means the list of Eligible Projects, ranked in the order in which
Financial Assistance shall be awarded by the Bank, as long as the
Eligible Project and/or municipality meet the requirements for
Financial Assistance set forth in the program regulations for the
Municipal Road and Bridge Revolving Fund established by the Bank.
10. "Project Year"
means calendar year in which a project would be constructed and would
receive Financial Assistance, if approved.
2.4 Infrastructure Plan Submission
Process
A. Municipalities interested
in seeking Financial Assistance for any calendar year may submit an
Infrastructure Plan to the Department, according to the procedure
delineated below.
B. A municipality must submit
one copy of the complete Application, additional narrative, as
necessary, and location maps in digital form or as a paper copy with
no staples or folds. The Application materials must be sent to the
address specified on the application.
2.5 Project Evaluation Criteria
A. The Department will
evaluate and rank municipal Infrastructure Plans according to the
following criteria:
1. The extent to which the
project generates economic benefits.
2. The extent to which the
project would be able to proceed at an earlier date.
3. The likelihood that the
project would provide mobility benefits.
4. The cost effectiveness of
the project.
5. The likelihood that the
project would increase safety.
6. The project's readiness to
proceed within the forthcoming calendar year.
7. Any other criteria related
to project readiness, resilience, severe weather events, inclusion in
the Transportation Improvement Program, or other asset management
risks and concerns related to transportation infrastructure.
2.6 Review Process
A. Beginning on April 1 of
each year, the Department will take the following steps to evaluate
and rank municipal Infrastructure Plans:
1. The Department will convene
a panel of experts from staff within the Rhode Island Department of
Transportation; the Rhode Island Department of Administration,
Division of Planning (Statewide Planning Program), and the Rhode
Island Commerce Corporation to review projects.
2. The panel will determine
which Infrastructure Plans meet stated project evaluation criteria
established in § 2.5 of this Part and are Eligible Projects.
3. The panel will review all
available Application materials and may contact the municipality to
request additional information in order to establish a proposed
Project Priority List for all Eligible Projects.
4. The Department will hold a
public hearing on the proposed Project Priority List in the month of
April. The Public Notice of the availability of the proposed Project
Priority List shall be published on the Department's website:
www.dot.ri.gov .
a. Public notice of the
availability of the proposed Project Priority List and the place and
time of the public hearing shall be published on the Department's
website, for at least three (3) calendar days in advance of the
hearing to afford all interested persons reasonable opportunity to
submit data, views, or comments concerning the proposed Project
Priority List.
b. The public notice shall
indicate the location where copies of the Project Priority List may
be obtained and/or reviewed by interested parties prior to the
hearing.
c. The panel shall accept
written comments on the Project Priority List from the time of public
notice of availability until the close of the public hearing.
5. The panel shall consider
fully all written and oral submissions respecting the proposed
Project Priority List, and make any changes deemed necessary to serve
the purposes of these regulations.
6. As advised by the panel,
the Department will adopt a final Project Priority List and provide
the Bank and the Rhode Island Statewide Planning Program with the
proposed Project Priority List no later than May 1 of any year.
a. The decision of the
Department in writing shall be the Final Agency decision in
determining the Project Priority List.
b. Subject to availability of
funds, the Department may add projects to the Project Priority List
after the close of the annual evaluation period after giving no less
than ten (10) days' public notice of such action, and provided that
no project previously included on the Project Priority List, which
remains an Eligible Project, will be unfunded or underfunded as a
result.