515-RICR-10-00-1
515-RICR-10-00-1. Definitions and General Applicability
1.1 Authorization
The following Regulations of
the Rhode Island Commission for Human Rights were adopted in
accordance with the Administrative Procedures Act. The Regulations
are promulgated in accordance with R.I. Gen. Laws Chapter 42-35 and
in accordance with R.I. Gen. Laws § 11-24-4, 28-5-13(4),
34-37-6(j), 40-9.1-4 and 42-87-5(a).
1.2 Definitions
A. Definitions. When used in
this Part, and hereafter in this Chapter, except as otherwise
indicated, the following definitions shall apply:
1. “Adjudicatory
proceedings” means any proceeding conducted by the Commission,
following a finding of probable cause, which may result in an award
of damages or other affirmative relief.
2. “Administrative
Procedures Act” refers to R.I. Gen. Laws § 42-35-1, et
seq .
3. "Chairperson"
means the Chairperson of the Commission duly designated by the
Governor of the State of Rhode Island, pursuant to R.I. Gen. Laws §
28-5-8.
4. "Charge" means a
written statement made under oath alleging that any person has
engaged in or is engaging in unlawful discriminatory practices that
has been filed pursuant to § 2.4
of this Subchapter .
5. "Commission"
means the Rhode Island Commission for Human Rights.
6. "Commission attorney"
means the legal counsel or attorney duly appointed to represent the
Commission.
7. "Commissioner"
means any member of the Commission duly appointed by the Governor of
the State of Rhode Island, pursuant to R.I. Gen. Laws § 28-5-8.
8. "Complainant"
means an aggrieved individual(s) who, or an organization chartered
for the purpose of combating discrimination, racism, or of
safeguarding civil liberties, or of promoting full, free or equal
employment opportunities which, files a charge with the Commission,
or the Commission member(s) or staff member(s) who files a charge on
behalf of the Commission.
9. "Complaint" means
a formal complaint issued by the Commission pursuant to § 2.9
of this Subchapter .
10. "Conciliation"
means a process to achieve a just resolution which assures that any
unlawful discriminatory practice of respondent will be eliminated by
requiring appropriate affirmative or other action.
11. "Declaratory order"
means an Order issued by the Commission that:
a. interprets or applies a
statute administered by the Commission;
b. clarifies whether a
Regulation, guidance document or Order issued by the Commission
applies to a petitioner; or
c. clarifies how a Regulation,
guidance document or Order issued by the Commission applies to a
petitioner.
12. "Director" means
the duly appointed Executive Director of the Commission.
13. "Discriminate"
means, but is not limited to: segregate, separate or accord different
treatment, or refuse reasonable accommodation when required by law.
14. “Fair Employment
Practices Act” refers to R.I. Gen. Laws § 28-5-1, et
seq .
15. “Fair Housing
Practices Act” refers to R.I. Gen. Laws § 34-37-1, et
seq .
16. “Hearing officer”
means any person designated by the Commission to conduct a hearing.
17. "Housing
accommodation" means any building or structure, or portion
thereof, or any parcel of land, developed or undeveloped, which is
occupied, or is intended, designed or arranged to be occupied, or to
be developed for occupancy, as the home or residence of one or more
persons.
18. "Owner", when
used in Part
3 of this Subchapter , means one or more individuals,
partnerships, associations, organizations, corporations, labor
organizations, mutual companies, joint-stock companies, trusts,
receivers, legal representatives, trustees, other fiduciaries, or
real estate brokers or real estate salespersons having the right to
sell, rent, lease, or manage a housing accommodation, including, but
not limited to, property owners, property managers, real estate
brokers and agents and state and municipal governments.
19. "Party" or
"Parties" means the complainant or complainants, the
respondent or respondents and other persons joined in the matter.
20. "Petition" means
a request for an award of reasonable litigation expenses, a
Declaratory Order or the promulgation of a Regulation.
21. "Petitioner"
means a person requesting a Declaratory Order or the promulgation of
a Regulation.
22. "Predetermination
settlement" means any settlement occurring prior to a ruling by
the Preliminary Investigating Commissioner.
23. “Protected class”
means a group of persons afforded protection under Rhode Island
anti-discrimination laws because of their membership in that
statutorily-defined group.
24. “Reasonable
litigation expenses”, when used in § 2.18
of this Subchapter , means those expenses which were reasonably
incurred by a respondent in adjudicatory proceedings, including, but
not limited to, attorney’s fees, witness fees of all necessary
witnesses, and other such costs and expenses as were reasonably
incurred.
25. "Respondent"
means a person or entity against whom a charge has been filed, or
against whom a complaint has been issued.
26. "Rule" or
"Regulation" means the whole or a part of an agency
statement of general applicability that implements, interprets or
prescribes law or policy or the organization, procedure or practice
of an agency and has the force of law. The term includes the
amendment or repeal of an existing Regulation. The term does not
include the exceptions listed in the Rhode Island Administrative
Procedures Act.
27. “Substantial
justification” means that the initial position of the
Commission, as well as the Commission’s position in the
proceedings, has a reasonable basis in law and fact. The fact that
the respondent prevailed after the final hearing on the merits does
not create a presumption that the Commission’s position was not
substantially justified.
28. "Unlawful
discriminatory practice" means any act or acts prohibited by
Rhode Island anti-discrimination laws, including the continuing
present effects of past unlawful discriminatory practices.
1.3 Harassment
1.3.1 Sexual Harassment.
A. Harassment on the basis of
sex is a violation of the Fair Employment Practices Act.
B. Unwelcome sexual advances,
requests for sexual favors, and other verbal or physical conduct of a
sexual nature constitute sexual harassment when:
1. submission to such conduct
is made either explicitly or implicitly a term or condition of an
individual’s employment;
2. submission to or rejection
of such conduct by an individual is used as the basis for employment
decisions affecting such individual; or,
3. such conduct has the
purpose or effect of unreasonably interfering with an individual’s
work performance or creating an intimidating, hostile, or offensive
working environment.
C. In determining whether
alleged conduct constitutes sexual harassment, the Commission shall
look at the record as a whole and at the totality of the
circumstances, such as the nature of the sexual advances and the
context in which the alleged incidents occurred. The determination of
the legality of a particular action will be made from the facts, on a
case by case basis.
D. Applying general Fair
Employment Practices Act principles, an employer, employment agency,
employee-referring source or labor organization (hereinafter
collectively referred to as “employer”) is responsible
for its acts and those of its agents and supervisory employees with
respect to sexual harassment, regardless of whether the specific acts
complained of were authorized or even forbidden by the employer and
regardless of whether the employer knew of their occurrence. The
Commission shall examine the circumstances of the particular
employment relationship and the job functions performed by the
individual in determining whether an individual acts in either a
supervisory or agency capacity.
E. With respect to conduct
between fellow employees, an employer is responsible for acts of
sexual harassment in the workplace where the employer (or its agents
or supervisory employees) knows or should have known of the conduct,
unless it can show that it took immediate and appropriate corrective
action.
F. An employer may also be
responsible for the acts of non-employees, with respect to sexual
harassment of employees in the workplace, where the employer (or its
agents or supervisory employees) knows or should have known of the
conduct and fails to take immediate and appropriate corrective
action. In reviewing these cases, the Commission shall consider the
extent of the employer’s control and any other legal
responsibility which the employer may have with respect to the
conduct of such non-employees.
G. An employer is liable for
sexual harassment by a supervisor that results in a tangible
employment action such as termination, failure to promote or hire, or
loss of wages.
H. If a supervisor’s
harassment results in a hostile work environment, an employer can
avoid liability for that environment if they/it can prove that:
1. they/it reasonably tried to
prevent and promptly correct the harassing behavior; and,
2. the employee unreasonably
failed to take advantage of any preventative or corrective
opportunities provided by the employer.
I. Where employment
opportunities or benefits are granted because of an individual’s
submission to the employer’s sexual advances or requests for
sexual favors, the employer may be held liable for other unlawful sex
discrimination against other persons who were qualified for but
denied that employment opportunity or benefit.
1.3.2 Other Forms of
Harassment
A. Other Forms of Harassment.
It is a violation of the laws enforced by the Commission for
individuals protected by those laws to be harassed based on their
protected class. The Commission shall apply the principles listed in
§ 1.3.1(B) through (I) of this Part in accepting, investigating
and determining charges and complaints alleging harassment on the
basis of their protected class, as adapted to the circumstances of
the particular law.
B. Result of Internal
Complaint. When an employee has complained to their employer of
harassment in the workplace on the basis of their protected class,
the employer, upon the employee’s request, must timely disclose
to the employee, in writing, the disposition of the complaint. This
shall include a description of any action taken to resolve it,
pursuant to R.I. Gen. Laws § 28-5-7(1)(v). No further personnel
information shall be disclosed to the complaining employee.
1.4 Construction and Severability
A. Liberal Construction. These
Regulations shall be liberally construed to accomplish their
purposes.
B. Survival. If any clause,
sentence, paragraph, or part of these Regulations or the application
thereof to any person or circumstances, is, for any reason, adjudged
by a court of competent jurisdiction to be invalid, that judgment
shall not affect, impair or invalidate the remainder of these
Regulations or their application to other persons or circumstances.