520-RICR-00-00-1
520-RICR-00-00-1. Code of Ethics (version Technical Revision, 02/01/2007 to 05/25/2018)
Regulation 36-14-5004 Prohibited Activities - Nepotism.
(a) Definitions. For the purposes of applying the provisions of this regulation, the
following definitions apply:
(1) "Household member" means a person having legal residence or living in a
public official's or public employee's place of residence.
(2) "Any person within his or her family" means, in addition to any other
definition, any person who is related to any public official or public employee,
whether by blood, marriage or adoption, as any of the following: spouse, father,
step-father, father-in-law, mother, step-mother, mother-in-law, son, step-son, son-
in-law, daughter, step-daughter, daughter-in-law, brother, step-brother, brother-in-
law, sister, step-sister, sister-in-law, grandfather, step-grandfather, grandfather-in-
law, grandmother, step-grandmother, grandmother-in-law, grandson, step-
grandson, grandson-in-law, granddaughter, step-granddaughter, granddaughter-in-
law, uncle, step-uncle, uncle-in-law, aunt, step-aunt, aunt-in-law, niece, step-
niece, niece-in-law, nephew, step-nephew, nephew-in-law, first cousin, step-first
cousin and first-cousin-in-law.
(b) Prohibitions. In addition to any other provisions of the Code of Ethics the following
prohibitions relating to nepotism shall apply:
(1) Nepotism Generally. No person subject to the Code of Ethics shall
participate in any matter as part of his or her public duties if he or she has reason
to believe or expect that any person within his or her family, or any household
member, is a party to or a participant in such matter, or will derive a direct
monetary gain or suffer a direct monetary loss, or obtain an employment
advantage, as the case may be.
(2) Advocacy/Supervision Regarding Family/Household Members.
(A) No person subject to the Code of Ethics shall participate in the
supervision, evaluation, appointment, classification, promotion, transfer or
discipline of any person within his or her family or a household member,
in the state or municipal agency in which the official or employee is
serving or over which he or she exercises fiscal or jurisdictional control,
except in accordance with particular instructions and advice received from
the Ethics Commission in a written advisory opinion.
(B) No person subject to the Code of Ethics shall delegate to a subordinate
any tasks relating to the supervision, evaluation, appointment,
classification, promotion, transfer or discipline of any person within his or
her family or household members, except in accordance with particular
instructions and advice received from the Ethics Commission in a written
advisory opinion.
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(3) Participation in Budgets.
(A) General Prohibition. No person subject to the Code of Ethics shall
participate in discussion or decision-making relative to a budgetary line
item that would address or affect the employment, compensation or
benefits of any person within his or her family or a household member.
(B) Specific Line Items. Notwithstanding the prohibition set forth in
subsection 3(A), a person subject to the Code of Ethics may, only in
accordance with particular instructions and advice received from the
Ethics Commission in a written advisory opinion, participate in discussion
or decision-making relative to a budgetary line item that addresses or
affects the employment, compensation or benefits of any person within his
or her family or a household member as a member of a significant and
definable class of persons, and not individually or to any greater extent
than any other similarly situated member of the class.
(C) Vote on Entire Budget. Notwithstanding the prohibition set forth in
subsection 3(A), a person subject to the Code of Ethics may participate in
discussion or decision-making relative to approving or rejecting the entire
budget as a whole, provided that the person within his or her family or
household member is impacted by the entire budget as a member of a
significant and definable class of persons, and not individually or to any
greater extent than any other similarly situated member of the class.
(4) Participation in Collective Bargaining/Employee Contracts.
(A) Negotiations. No person subject to the Code of Ethics shall
participate in negotiations relative to an employee contract or collective
bargaining which addresses or affects the employment, compensation or
benefits of any person within his or her family or a household member.
(B) Vote on Entire Contract. Notwithstanding the prohibition set forth
in subsection 4(A), a person subject to the Code of Ethics may participate
in a decision to accept or reject an entire employee contract or collective
bargaining agreement as a whole, provided that the person within his or
her family or household member is impacted by the contract or agreement
as a member of a significant and definable class of persons, and not
individually or to any greater extent than any other similarly situated
member of the class.