650-RICR-10-00-1
650-RICR-10-00-1. Management Procedures (version Amendment, 05/17/2017 to 05/17/2017)
650-RICR-10-00-01
TITLE 650 – COASTAL RESOURCES MANAGEMENT COUNCIL
CHAPTER 10 – GENERAL ADMINISTRATION
SUBCHAPTER 00 – N/A
PART 1 – MANAGEMENT PROCEDURES OF THE COASTAL RESOURCES
MANAGEMENT COUNCIL
Table of Contents
1.1
DEFINITIONS .............................................................................................................................. 1
1.2
MEETINGS ................................................................................................................................... 2
1.3
SUBCOMMITTEES ................................................................................................................... 3
1.4
APPLICATION FOR COUNCIL PERMITS ......................................................................... 3
1.4.1
Proposed Actions Requiring a Council Permit: ................................................................. 3
1.4.2
Information Requirements, Application Forms and Fees: .............................................. 4
1.4.3
Application Requirements for Expedited Review of Projects Seeking
Insurance Institute for Business & Home Safety (IBHS) Fortified Home™
Program Designation: ............................................................................................................... 5
1.4.4
Schedule of Fees ........................................................................................................................ 6
1.4.5
Determination Request: ............................................................................................................ 6
1.4.6.
Applications for Council Assent: ............................................................................................ 6
1.4.7
Administrative Fees for Activities Which Have Occurred Without a Valid
CRMC Approval ........................................................................................................................ 12
1.4.8
Contested Cases: ..................................................................................................................... 12
1.4.9
Petitions for Regulation Changes: ....................................................................................... 13
1.4.10
Hardships: ................................................................................................................................... 13
1.4.11
Applications involving Freshwater Wetlands in the Vicinity of the Coast: ............... 13
1.4.12
Modifications to Pending Applications: .............................................................................. 13
1.4.13
Requests for Continuances are subject to the following fees: .................................... 13
1.4.14
Transatlantic Cables. Consistent with RIGL 46-23 et seq. and specifically
46-23-1(f)(2), the fee for transatlantic cables making landfall in Rhode Island
shall be set at: ........................................................................................................................... 14
1.5.
NOTIFICATION AND REVIEW OF PERMIT APPLICATIONS .................................. 15
1.5.1
Notification .................................................................................................................................. 15
1.5.2
Contested Cases ...................................................................................................................... 17
1.5.3
Hearings ...................................................................................................................................... 17
1.5.4
Pleadings .................................................................................................................................... 18
1.5.5
Consolidation; Separate Hearings ...................................................................................... 19
1.5.6
Pre hearing Conference Rule ............................................................................................... 19
1.5.7
Continuances: ............................................................................................................................ 19
1.5.8
Rules of Evidence .................................................................................................................... 20
1.5.9
Presentation of Expert and Lay Testimony ...................................................................... 21
1.5.10
Transcripts .................................................................................................................................. 21
1.5.11
Finding of Fact ........................................................................................................................... 21
1.5.12
Permit Extensions .................................................................................................................... 21
1.5.13
Modification of Actions ............................................................................................................ 23
1.5.14
Withdrawal of Applications .................................................................................................... 23
1.5.15
Federal Consistency Determinations and Certifications: ............................................. 23
1.5.16
SAME APPLICATION REQUEST ....................................................................................... 24
1.6
PRACTICE BEFORE THE COUNCIL ................................................................................ 24
1.7
PRELIMINARY INVESTIGATIONS .................................................................................... 24
1.8
FINAL DECISIONS OF THE COUNCIL ............................................................................ 25
1.9
SERVICE OF PROCESS ....................................................................................................... 25
1.10
AGENDAS AND STAFF REPORTS ................................................................................... 26
1.11
ADVERTISING .......................................................................................................................... 26
1.12
DECLARATORY RULINGS .................................................................................................. 26
1.13
JUDICIAL REVIEW OF CONTESTED CASES .............................................................. 27
1.14
ADOPTION OF MANAGEMENT POLICIES .................................................................... 28
1.15
ACCESS TO PUBLIC RECORDS ...................................................................................... 30
1.1
DEFINITIONS
A.
Agency: includes boards, commissions, departments or officers thereof other
than the legislature or the courts authorized by law to make rules, determine
contested cases or issue permits.
B.
Contested case: means a proceeding in which the legal rights, duties or
privileges of a specific party are required to be determined by the Council after
an opportunity for hearing. A proceeding before the Council shall be considered
contested when a substantive formal written objection and/or request for hearing
is received by the Council from any interested party. Further, a proceeding shall
be considered contested upon request for hearing by any four members of the
Council.
C.
License: includes the whole or part of any agency permit, certificate, approval,
registration, charter or similar form of permission required by law, but it does not
include a license required solely for revenue purposes.
D.
Licensing: includes the agency process respecting the grant, denial, renewal,
renovation, suspension, annulment, withdrawal or amendment of a license. Any
person wishing to change the use where an assent or license was granted must
apply to the Council for change of the use. If the use is changed without
application to the Council, the assent or license becomes null and void.
E.
Parties: A person, agency or organization is a party to a proceeding before the
Council if:
1.
The person is entitled to the status of a party under 42 35 1 of the General
Laws or any other provision of law; or
2.
Upon application for leave to intervene, the person is allowed to do so by
the Council on the ground that:
a.
such applicant is entitled by law to the status of a party; or
b.
such applicant could have been a complainant in such proceedings;
or
c.
such applicant has a complaint or a defense which has question of
law or fact in common with the main proceeding.
F.
Person: means any individual, partnership, corporation, association,
governmental subdivision, or public or private organization of any character other
than an agency.
G.
Rule: means each agency statement of general applicability that implements,
interprets, or prescribes law or policy or describes the organization, procedure, or
practice requirements of any agency. The term includes the amendment or
repeal of a prior rule, but does not include (1) statements concerning only the
internal management of an agency and not affecting private rights or procedures
available to the public, or (2) declaratory rulings issued pursuant to 42 35 8, or
(3) intra agency memoranda.
H.
Council: means the Rhode Island Coastal Resources Management Council or,
when the context permits, to individual members, subcommittee, its staff, agents
or employees. Council membership shall consist of those individuals appointed
by the respective appointing authorities. Public members of the Council should
attend a procedures and orientation session provided by Council staff prior to
performing their duties as full Council members.
I.
Council Office: refers to the office of the Council at the Oliver Stedman
Government Center, 4808 Tower Hill Road, Wakefield, Rhode Island 02879-
1900.
J.
Council Meeting: means any meeting of the full Council or a subcommittee.
K.
New Evidence: is that which is of a material and controlling nature and was not
by the exercise of ordinary diligence discoverable in time to be presented at the
evidentiary hearing.
1.2
MEETINGS
A.
The regular meeting schedule, unless changed by the Chairman or the Vice
Chairman, shall consist of the second and fourth Tuesday of the months of
September through June and only the fourth Tuesday in July and August.
B.
A quorum consists of seven members.
C.
A majority vote shall be a majority of those present and voting. If a Council
member wishes to abstain, Council member shall announce the abstention prior
to the tally of the vote. An abstention shall not be counted as a vote in the tally,
but shall be counted for the purposes of maintaining a quorum.
D.
The Council may have closed meetings. Such meetings shall be in accordance
with the exceptions to the Open Meeting Law as set out in the Rhode Island
General Laws, as amended.
E.
All meetings of the Council shall be open to the public except as set out in 1.2.D
above and the public shall have a reasonable opportunity to be heard.
F.
In any 12 month period, when a Council member has three (3) unnoticed non-
appearances at full Council meetings, the Chairman is authorized to contact said
members appointing authorities to request appointment of an active member.
1.3
SUBCOMMITTEES
A.
The Chairman of the Council shall establish standing subcommittees with varying
functions as approved by the Council. In the absence of the Chairman, the Vice
Chairman may establish these Subcommittees.
B.
Additionally, the Chairman in his/her discretion may appoint standing Special
Area Management Plan (SAMP) Subcommittees to hear contested cases
resulting from the implementation of the Council's Special Area Management
Plans. However, in appropriate circumstances contested cases may be heard by
the full CRMC, or ad hoc subcommittees, as determined by the Chairman. The
Chairman and Vice Chairman shall sit ex-officio on all subcommittees.
C.
Hearing Subcommittees shall consist of all Council members who attend the
initial Subcommittee meeting and all subsequent meetings of Subcommittee.
D.
Only those Subcommittee members who have attended all meetings of the
Subcommittee may vote on the Subcommittee recommendation.
1.4
APPLICATION FOR COUNCIL PERMITS
1.4.1 Proposed Actions Requiring a Council Permit:
A.
All developments or operations within, above or beneath the tidal waters below
the mean high water mark extending out to the extent of the state's jurisdiction in
the territorial sea, and those occurring on coastal features or within all directly
associated contiguous areas which are necessary to preserve the integrity of
coastal resources, any portion of which extends onto the most inland shoreline
feature of its 200 foot contiguous area, or as otherwise set out in the Coastal
Resources Management Program, require a Council Assent. (See the Glossary
section of the RICRMP for a definition of development)
B.
The design, location, construction alterations(s), or operation of:
1.
Power generating and desalination plants;
2.
Chemical or petroleum processing, transfer or storage;
3.
Minerals extraction;
4.
Sewage treatment and disposal and solid waste disposal facilities whether
residential, municipal or industrial;
5.
Shoreline protection facilities and activities occurring on shoreline
physiographical features and all directly associated contiguous areas
which are necessary to preserve the integrity of such facility and/or
features;
6.
Alterations to, or activities occurring on coastal wetlands and all directly
associated contiguous areas which are necessary to preserve the integrity
of such wetland.
C.
Where the Council finds a reasonable probability or conflict with adopted
Management Regulations and Policies or damage to the coastal environment.
D.
All developments or operations which may alter the character of any freshwater
wetland in the vicinity of the coast.
1.4.2 Information Requirements, Application Forms and Fees:
A.
Application forms may be obtained from the Coastal Resources Management
Council, Oliver Stedman Government Center, 4808 Tower Hill Road, Wakefield,
R.I. 02879-1900, by calling (401) 783-3370, or from the CRMC website:
www.crmc.ri.gov.
B.
An application checklist/instruction sheet will be provided to each applicant
together with required forms.
C.
Applicants must complete four (4) application forms and return them together
with the proper application processing fee to the Coastal Resources
Management Council. Application processing fees are non-refundable in the
event the CRMC denies an application or another state agency denies a permit
that is a prerequisite for a CRMC Assent.
D.
Public, Quasi public Entity: The above fees may be waived for any public or
quasi-public entity based upon a finding by the Executive Director of general
public benefit.
E.
Applicants shall be required to obtain and certify that they have in their
possession current approvals from municipal bodies which are otherwise
required for the proposed action. Municipal approval shall be construed to mean
compliance and conformity with all applicable comprehensive plans and zoning
ordinances and/or the necessary variance, exception and other special relief
there from (see RICRMP Section 300.1). However, qualifying businesses may be
exempt from this requirement provided they meet the provisions of R.I.G.L. § 42-
35-3.5.
F.
Applicants shall further be required to obtain and certify that they have in their
possession current approvals from all other agencies which are otherwise
required for the proposed action. However, qualifying businesses may be exempt
from this requirement provided they meet the provisions of R.I.G.L. § 42-35-3.5.
G.
The above required municipal and state approvals shall be construed as a
prerequisite for any application before the Council considers the application. The
Council may waive the requirements of obtaining approvals in the usual
sequence by a majority vote of the Council. But a final assent shall not issue until
all required approvals have been obtained.
H.
In contested cases, the Subcommittee shall not proceed until it has received the
comments from staff biologist, staff engineer, Historical Preservation
Commission, and water quality certification comment.
I.
Provided they meet the provisions of R.I.G.L. § 42-35-3.5, a qualifying business
may request in writing a concurrent review at the time of filing a CRMC
application. Upon receiving the written request, the CRMC will conduct a
simultaneous application review with other applicable state agencies and the
municipality provided the business obtains a preliminary determination from the
local municipality that demonstrates the proposed project is consistent with the
applicable municipal zoning ordinances. Under this process, the CRMC will not
require prior approvals or permits from municipalities or state agencies under
subsections 5 and 6 above to conduct the simultaneous review. The CRMC,
however, will not issue the CRMC Assent until such time that the applicant
submits to the CRMC the required municipal and state agency permits.
1.4.3 Application Requirements for Expedited Review of Projects Seeking
Insurance Institute for Business & Home Safety (IBHS) Fortified Home™
Program Designation:
A.
Applicants for projects seeking the IBHS Fortified Home™ Program Certification
shall file with their CRMC Assent application a copy of their Fortified Home™
Evaluation Application.
B.
Fortified Bronze level applications are eligible for expedited review only until
December 31, 2017. Beginning January 1, 2018, only Fortified Silver or Gold
level projects will be eligible for the expedited permit incentive.
C.
Bronze level re-roofing projects on existing homes are eligible for expedited
review and Assent issuance within five (5) business days or less, provided there
are no changes in the rooflines or structural footprint expansion.
D.
Silver and Gold level projects for new home construction or renovation to existing
homes are eligible for expedited application review and Assent issuance within
fifteen (15) business days or less provided they have a complete application as
determined by CRMC staff, meet Category A application requirements, and there
are no variance requests for setback, buffer and stormwater standards as
specified in CRMP Sections 140, 150 and 300.6, respectively.
E.
Fortified Home™ Program applicants must provide a permit bond payable to the
CRMC in the amount of $5,000 for Bronze level certification and $20,000 for
Silver and Gold level certifications. The CRMC shall release the permit bond
upon the project completing the requirements of the Fortified Home™ Program
and providing certification of such to the CRMC within 90 days following the
issuance of a certificate of occupancy issued by the local building official. Upon a
determination by CRMC staff that the applicant failed to provide the Fortified
Home™ Program certification within the specified period, then the applicant shall
be in default and the bond shall be forfeited to the CRMC. Further, two defaults
by an applicant will commence their ineligibility for the expedited review program,
pursuant to this section, for a period of 5 years.
1.4.4 Schedule of Fees
A.
All filing fees are set by the Council and are non-refundable.
B.
Only when an application is filed within one (1) year of a Council Determination
Request report may the filing fee be applied against the filing fee of other
applications for Council Assent.
1.4.5 Determination Request:
A.
Those involving projects of the individual residential homeowner/potential
homeowner: $150.00.
B.
All other projects (development of subdivisions, condominiums, commercial,
industrial, waterfront business, etc.): $1000.00.
C.
Jurisdictional determinations: $100.00.
D.
Jurisdictional Determinations for Individual Lot Development of Residential
Properties Adjacent to New Sewer Lines that no longer require an ISDS for
Development: $25.00.
E.
Coastal Feature Verification: $300.00
1.4.6. Applications for Council Assent:
A.
All fees are summative. In addition, all fees are filing fees and are non-
refundable.
1.
New Residential Boating Facility (pier/dock): $1,500.00.
2.
Modification of under 50% of size (area) of a current assented residential
boating facility: $250.00.
3.
Residential development projects (condominiums, subdivisions, paper
subdivisions, etc.): $3500.00 for the first six (6) units/lots and $400.00 for
each additional unit/lot, plus one half of one percent of estimated project
cost (see below) of the infrastructure (roads, drainage, etc.) of the project.
For the purposes of this determination a paper subdivision is a subdivision
of a parcel of land which involves no application for construction (roads,
utilities, dwellings, etc., except residential development projects
4.
All units and/or lots that are part of a Council approved subdivision
application and are within CRMC jurisdiction and are submitted to the
Council for Assent in accordance with all conditions and stipulations of the
approved subdivision application: fee shall be equal to half of the single
family residential home application fee.
5.
All other projects (not identified herein):
a.
Estimated Project Cost (EPC). Determination of the EPC shall be
based, where applicable, on the EPC accepted by the building
official subject to acceptance by the CRMC. The EPC shall include
all costs associated with site preparation (e.g., earthwork,
landscaping, etc.), sewage treatment and disposal (e.g., cost of an
OWTS, sewer extension, sewer tie-in, etc.), and construction costs
(e.g., materials, labor, installation of all items necessary to obtain a
certification of occupancy, etc.). For projects where the
determination is not available, the EPC shall be provided by the
applicant subject to its acceptance by CRMC after review of the
application. For an individual homeowner project, this can be
estimated based on the best information available concerning the
construction costs. Applicants for all other types of projects shall
provide documentation showing the basis on which the EPC was
determined. Where additional specificity in the documentation is
deemed necessary by CRMC staff, a written estimate by a qualified
appraiser, engineer, or architect will be supplied by the applicant.
(1)
Projects with an (EPC) up to and including $1000.00 shall be
assessed a $50.00 application fee.
(2)
Projects with an EPC greater than $1000.00 and less than or
equal to $2500.00 will be assessed a $100.00 application
fee.
(3)
Projects with an EPC greater than $2500.00 and less than or
equal to $5000.00 will be assessed a $150.00 application
fee.
(4)
Projects with EPC greater than $5,000.00 and less than or
equal to $10,000.00 will assessed a $200.00 application fee.
(5)
Projects with EPC greater than $10,000.00 and less than or
equal to $25,000.00 will assessed a $250.00 application fee.
(6)
Projects with EPC greater than $25,000.00 and less than or
equal to $50,000.00 will assessed a $500.00 application fee.
(7)
Projects with EPC greater than $50,000.00 and less than or
equal to $100,000.00 will assessed a $750.00 application
fee.
(8)
Projects with EPC greater than $100,000.00 and less than or
equal to $150,000.00 will assessed a $1,000.00 application
fee.
(9)
Projects with EPC greater than $150,000.00 and less than or
equal to $200,000.00 will assessed a $1,250.00 application
fee.
(10)
Projects with EPC greater than $200,000.00 and less than or
equal to $250,000.00 will assessed a $1,500.00 application
fee.
(11)
Projects with EPC greater than $250,000.00 and less than or
equal to $300,000.00 will assessed a $1,750.00 application
fee.
(12)
Projects with EPC greater than $300,000.00 and less than or
equal to $350,000.00 will assessed a $2,000.00 application
fee.
(13)
Projects with EPC greater than $350,000.00 and less than or
equal to $400,000.00 will assessed a $2,250.00 application
fee.
(14)
Projects with EPC greater than $400,000.00 and less than or
equal to $450,000.00 will assessed a $2,500.00 application
fee.
(15)
Projects with EPC greater than $450,000.00 and less than or
equal to $500,000.00 will assessed a $2,750.00 application
fee.
(16)
Projects with an EPC greater than $500,000.00 and less
than or equal to $20,000,000.00 will be assessed an
application fee of $2,750.00 plus one-half of one percent of
the EPC beyond $500,000.00, to a maximum fee of
$100,250.00.
(17)
Projects with an EPC greater than $20,000,000.00 will be
assessed an application fee of $100,250.00 plus one-fourth
of one percent of the EPC beyond $20,000,000.00.
6.
Maintenance fees shall be assessed as follows:
a.
Projects with an EPC up to $500.00 will be assessed a $20.00
application fee;
b.
Projects with EPC greater than $500.00 and less than or equal to
$1,000.00 will assessed a $35.00 application fee;
c.
Projects with an EPC greater than $1,000.00 and less than or equal
to $5,000.00 will be assessed an application fee of $50.00.
d.
Projects with EPC greater than $5,000.00 and less than or equal to
$10,000.00 will assessed a $100.00 application fee.
e.
Projects with an EPC greater than $10,000.00 and less than or
equal to $20,000,000.00 will be assessed an application fee of
$100.00 plus one-half of one percent of the EPC beyond
$10,000.00, to a maximum fee of $100,050.00
f.
Projects with an EPC greater than $20,000,000.00 will be assessed
an application fee of $100,050.00 plus one-fourth of one percent of
the EPC beyond $20,000,000.00.
8.
Assent Renewal or Extensions:
a.
Single Family Residence: $75.00.
b.
All Others: $250.00.
9.
Request for Modification of Assent shall be assessed the following
application fees:
a.
Single Family Residence where no Public Hearing is necessary:
$100.00.
b.
All others shall be charged the appropriate application fee or
$250.00 whichever is greater.
c.
CRMC permitted aquaculture operation: $100.00.
10.
Declaratory Rulings: $1,000.00.
11.
Beach Vehicle Permits:
a.
Annual, in state vehicle registration: $100.00.
b.
Annual, out of state vehicle registration: $200.00
c.
Three (3) day pass, in state vehicle registration: $25.00
d.
Three (3) day pass, out of state vehicle registration: $60.00
e.
Seven (7) day pass, in-state vehicle registration: $50.00
f.
Seven (7) day pass, out-of-state vehicle registration: $75.00
g.
Fourteen (14) day pass, in-state vehicle registration: $75.00
h.
Fourteen (14) day pass, out-of-state vehicle registration: $100.00
12.
Lightering fee: $250.00 each transfer
13.
Buffer Zone Alterations and/or Management Plans shall be assessed the
following application fees based on acreage affected:
a.
When the buffer zone alteration and/or management plan covers
less than or equal to one-half an acre: $500
b.
When the buffer zone alteration and/or management plan covers an
area greater than one-half an acre but less than or equal to 1 acre:
$600
c.
When the buffer zone alteration and/or management plan covers an
area greater than 1 acre but less than or equal to 5 acres: $750
d.
When the buffer zone alteration and/or management plan covers an
area greater than 5 acres: $1,000
14.
Structural Shoreline Protection Facilities shall be changed an application
fee as follows:
a.
New structural shoreline protection facilities shall be charged an
application fee of $1,500.00 for the first 100 linear feet and $15 per
linear foot thereafter.
b.
Maintenance to structural shoreline protection facilities shall be
charged an application fee in accordance with 1.4.6.A.6 above.
15.
Onsite Wastewater Treatment Systems (OWTS) shall be charged the
following application fees:
a.
Single family homes (alteration or repair): $80.00.
b.
All other OWTS (alteration or repair): $105.00.
16.
If a project requires outside consultant staff or extraordinary professional
assistance, the CRMC may negotiate a special grant with the applicant to
pay the same in accordance with RIGL 46-23-8.
17.
Aquaculture Renewal Fee: $75.00
18.
Recreational Aquaculture Fee:
a.
Initial: $50
b.
Annual: $25
19.
Experimental Aquaculture, Each Site $25.00
20.
The Executive Director, in his discretion and with the concurrence of the
Chairman, may reduce an application fee for commercial, industrial and
mixed use projects within the urban core or growth center coastal
communities of Providence, East Providence, Pawtucket, and Newport or
for projects that meet the requirements of RIGL § 42-64-7 et seq. (Mill
Building and Economic Revitalization Act), where such application is
eligible for an administrative assent and meet all applicable programmatic
goals, policies, and standards. The reduced fee shall be no less than the
estimated processing time of Council staff of a rate per hour set by the
planning and procedures subcommittee (as of May 2006: $500 per hour).
The minimum application fee shall be $5,000.
21.
Projects that are determined to be brownfield sites under applicable DEM
rules and regulations shall be assessed an application fee of $5,000.
22.
Application fees for projects which have applied for and been accepted by
the Army Corps of Engineers as non-federal dredging applicants in
conjunction with the scheduled 2002 begin date of the federal
maintenance dredging of the Providence River and Harbor, are hereby
waived. This waiver is only available during the time that the federal
Providence River and Harbor Maintenance Dredging project is
operational. Upon completion of this federal navigation project, this
provision will become null and void. The Executive Director shall report to
the Council when this provision becomes null and void.
23.
CAD Cell Disposal Fee:
a.
Marinas, Boatyards, Yacht Clubs: $11.65 cy
b.
Commercial Facilities:
$17.00 cy
c.
Residential Docks: $25.00 cy
24.
Section 320 Waiver Requests:
$1000
25.
Section 320 projects which are determined to require a Council Assent
shall pay an application fee in accordance with 1.4.6.A.5 above.
1.4.7 Administrative Fees for Activities Which Have Occurred Without a Valid
CRMC Approval
A.
Administrative Reviews:
1.
In accordance with Council regulations, all activities or alterations which
have already occurred, or have been constructed or partially constructed
without a Council Assent shall be subject to the fee schedule contained in
Section 1.4.6. In addition, the Executive Director shall assess the following
administrative fees which take into account the additional demand on
Council resources (see RICRMP Section 160):
a.
Illegally constructed structures and unauthorized activities located
in tidal waters and/or on adjacent coastal or shoreline features shall
be assessed a $500.00 administrative fee;
b.
Illegal activities excluding those classified as maintenance activities
under the RICRMP shall be assessed a $250.00 administrative fee;
and,
c.
Unauthorized maintenance activities shall be assessed a $100.00
administrative fee.
d.
The Executive Director may, based on the impact to coastal
resources, hardship on an applicant, and the cost of Council
resources associated with enforcement and staff review, adjust the
administrative fees described above.
2.
Applications before the Council:
a.
In accordance with Council regulations, all activities or alterations
which have already occurred, or have been constructed or partially
constructed without a Council Assent shall be subject to the fee
schedule contained in Section 1.4.6. In addition, the Council shall
assess an appropriate administrative fee based on a
recommendation by the Executive Director. The recommended
administrative fee shall take into account the impact on coastal
resources, additional demand on Council resources, and hardship
on an applicant.
1.4.8 Contested Cases:
A.
Whenever the Council determines that an application has become a contested
case that requires a subcommittee hearing(s) as defined herein and in its
regulations, the applicant shall pay the actual costs of the subcommittee hearing
process including, but not limited to, stenographer, staff overtime, legal staff,
transcript costs, printing costs, public notice costs, rental of meeting room, and
the costs of security personnel.
1.4.9 Petitions for Regulation Changes:
A.
Applicants petitioning the Council to make regulation changes pursuant to the
Rhode Island Administrative Procedures Act (R.I.G.L. § 42-35-6) shall pay a fee
of $1,000.00.
1.4.10 Hardships:
A.
Where an applicant can demonstrate that the fee schedule described herein
presents an undue hardship, the Council may adjust the application fee,
administrative fee, and/or contested case fees.
1.4.11 Applications involving Freshwater Wetlands in the Vicinity of the Coast:
A.
In cases where a proposed project or activity is subject to the permit jurisdiction
of the Council solely due its proximity to freshwater wetlands in the vicinity of the
coast, the Council shall charge a fee equal to that required under the Rules and
Regulations for the Protection and Management of Freshwater Wetlands in the
Vicinity of the Coast.
B.
When a proposed project or activity is subject to the Council’s jurisdiction and
permit requirements due to the nature of the project or activity, its proximity to a
coastal feature, or its location within the boundaries of the Narrow River or Salt
Ponds watersheds (as defined in the respective Special Area Management
Plans), and the proposed project or activity is also subject to the Rules and
Regulations for the Protection and Management of Freshwater Wetlands in the
Vicinity of the Coast due to its proximity to freshwater wetlands, then one
application fee shall be required. In such cases, the fee shall be the higher of the
two fees required by this section and the Rules and Regulations for the
Protection and Management of Freshwater Wetlands in the Vicinity of the Coast.
1.4.12 Modifications to Pending Applications:
A.
When an applicant or his/her consultant(s) submits re-designed site plans for a
proposed activity after staff reports have been completed, or more than two (2)
times during the course of review of an application or a modification, the
executive director in his discretion may set a review fee that is additional to the
application fee for such extra staff review time and that which is consistent with
the rate-per-hour fee allowances of section 1.4.6.A.20 above, provided however
that the applicant will not be charged in instances where staff has requested
additional information and the applicant provides the requested information.
1.4.13 Requests for Continuances are subject to the following fees:
A.
First Request:
$100
B.
Second Request:
$250
C.
Third or Greater:
$500
1.4.14 Transatlantic Cables. Consistent with RIGL 46-23 et seq. and specifically
46-23-1(f)(2), the fee for transatlantic cables making landfall in Rhode Island
shall be set at:
A.
Forty thousand dollars ($40,000) per annum per active cable; and,
B.
Two thousand five hundred dollars ($2,500) one-time fee per inactive cable.
1.
The annual fee for existing active cables shall be assessed by the CRMC
immediately upon enactment and pro-rated to the calendar year. All such
subsequently CRMC-approved active cables shall be assessed at the time
of approval and pro-rated to the calendar year. Inactive cable fees are due
in full upon enactment.
2.
The annual fee shall be due on January 1 of each year.
3.
The fee schedule shall be re-evaluated every five (5) years.
4.
For purposes of this regulation a transatlantic cable is one that spans or
crosses the Atlantic Ocean from Rhode Island to another country other
than Canada or Mexico. It resides in, on or over Rhode Island’s
submerged lands within the state’s three-mile limit.
5.
As further defined herein, an active transatlantic cable is a cable
functioning and operating for its intended purposes. An inactive
transatlantic cable is a cable which is not active and intended by its record
owner to be permanently inactive. Inactive does not include temporary
periods of inactivity for maintenance, repairs, replacement or other similar
purposes.
6.
The record owner of an active transatlantic cable that makes landfall in
Rhode Island shall provide written notice to CRMC of the record owner’s
termination of activity of an active submerged transatlantic cable that
makes landfall in Rhode Island. Such notice shall be provided to CRMC
within 10 days of such termination. Once a cable is considered inactive,
the one-time fee shall become applicable in the next calendar year.
7.
The record owner of an inactive transatlantic cable that makes landfall in
Rhode Island will provide written notice to CRMC of the record owner’s
reactivation of an inactive submerged transatlantic cable that makes
landfall in Rhode Island. Such notice shall be provided to CRMC within 10
days of such reactivation.
8.
If there is a change in ownership the record owner shall notify CRMC of
the change in ownership and who the new record owner is within 30 days
of the change.
1.5.
NOTIFICATION AND REVIEW OF PERMIT APPLICATIONS
1.5.1 Notification
A.
Upon receipt of complete applications, including necessary plans and
attachments thereto which meet all the prerequisites of the Council as set forth
herein, the Council shall cause to place public notice of the pendency of said
application and a brief description of the proposed activity.
B.
Public notice shall be sent on formal applications and/or starred (*) administrative
applications to immediate abutters, appropriate municipal agencies in the area or
areas so affected by the activity, appropriate quasi-municipal and state agencies
which may be affected by the proposed activity, appropriate citizen interest
groups, as well as state and local officials in the area or areas of the proposed
activity.
C.
It further shall be the policy of this Council that anyone interested in receiving
notice of the pendency of any application or matter which requires that the
Council advertise a noticed public review period and is pending before this
Council which would be the subject matter of this notification procedure,
individually request to the Council in writing his/her desire to receive such
notification. Petitions for or against any application or matter pending before the
Council shall not constitute a request for notification. This request may address
itself to receipt or notification of a single application, a group of applications
affecting an area or subject matter or a general request of notifications of all
applications and/or matters subject to notification procedure, pending before the
Council. The immediate abutters shall also be notified except when the
application requires noticing more than 50 abutters. In these cases, the Council’s
notification procedures will be conducted in accordance with the notification
requirements of the Administrative Procedures Act.
D.
If an applicant and/or interested party is to be represented by an attorney, that
party's attorney must enter an appearance in writing, to be placed on the
notification list and be considered an attorney of record. The Council will make
available an appropriate entry of appearance form. Should an attorney wish to
withdraw his/her appearance, written notification must be sent to the Council, by
registered or certified mail, return receipt requested, specifying the applicant's
name and pending file number. Withdrawal may only be granted by leave of the
Chairman or Executive Director.
E.
The date of this notification shall commence a thirty (30) day comment period
whereby comments concerning the application shall be received by the Council.
F.
In the event that during this thirty (30) day period formal written objection and/or
request for hearing is received by the Coastal Resources Management Council
from an interested party and said formal written objection and/or request for
hearing is substantiated by genuine and material reason as outlined in Section
1.1.2.G of the RI CRMP therefore, the matter shall then become a contested
case under the rules and regulations of the Council, whereupon a public hearing
may be scheduled at a time immediately following the thirty (30) day objection
period.
G.
Upon the expiration of the thirty (30) day period, the Council shall consider the
application including staff reports and recommendations thereon, reports and
recommendations from other state and local agencies thereon, and comments
thereon. When an application requires as a condition of assent that a deed
restriction is necessary, the proposed language for said restriction shall be,
unless the executive director determines the application would be better
processed without it, made part of the staff reports to the council.
H.
The Council shall further investigate and review the site of the proposed activity
through one or more of its own members.
I.
Thereafter, at a meeting of the Council, the application shall be considered and
acted upon.
J.
For applications that are lacking information to begin review, staff shall prepare a
letter specifying the information necessary to begin the review of said
applications. If no information or reply is received within thirty days, such
applications shall be deemed deficient and shall not be accepted by the Council.
The applicant shall be notified of this decision.
K.
For applications that are active (accepted for review), staff may request
additional information to aid in the review of said applications. If there is no
communication or action on said request, staff shall prepare a letter, advising the
applicant that such information shall be received within thirty days or said
applications shall be canceled. If no reply is received within thirty days, the
application shall be canceled by the Executive Director by letter (certified mail,
return receipt requested). The file shall then be closed without prejudice to the
applicant and the applicant notified as such.
L.
Once a final staff report(s) is filed, an application cannot be revised except in the
discretion of the executive director or the full council. The revision may be subject
to the fee provisions of section 4.3.
M.
Assents for activities on properties cited for a violation of the Program shall not
be issued until all enforcement issues related to that property are resolved. This
rule shall not apply when such applications are submitted to resolve an
enforcement action, as directed by the Council’s enforcement staff.
N.
Whenever an application has been brought before the Council three (3) times,
and the applicant or his legal counsel has failed to appear or offer an acceptable
explanation for their absences, then the application shall be canceled without
prejudice to the applicant.
O.
Low and Moderate Income Housing. Low and moderate income housing project
applications (ref. RIGL § 45-53) received by the Council that seek the preferred
status afforded under the Department of Administration’s regulations that
implement said statute shall include a letter from the affected community noting
clearly that said community has an affordable housing plan and that said
application is therefore seeking said preferred status.
1.5.2 Contested Cases
A.
In the event an application or matter pending before this Council becomes a
contested case as defined herein, the Council shall then schedule a public
hearing before a duly authorized and appointed Subcommittee on the matter.
The subcommittee shall render a recommendation within thirty (30) days of the
final hearing unless the Chairman of the Council extends such period.
B.
Notice of this public hearing shall be in conformity with Title 42 Chapter 35 of the
General Laws of the State of Rhode Island to insure all parties be afforded an
opportunity to be heard.
C.
Public hearing shall not be convened until all information required by Section 4.2
of these management procedures have been received by the Subcommittee.
1.5.3 Hearings
A.
Hearings required or permitted shall be conducted in accordance with
appropriate rules of law and these rules and regulations. Hearings may be before
a duly appointed Subcommittee or before the Council as a whole, as designated
by the Chairman in his/her sole discretion. A Subcommittee hearing shall be
required when a substantive objection is received from any party or when
requested by members (a vote of four (4) or more) of the Coastal Resources
Management Council.
B.
In the case of hearings before a duly appointed subcommittee, the full hearing
shall be before such subcommittee. A record shall be kept as provided herein.
The subcommittee shall then report its recommendations to the full Council. The
record shall be available to the full Council and all parties of record. After the
subcommittee recommendation is formally submitted to the full Council, parties
may present new evidence before the full Council at the full Council hearing.
C.
Upon hearing all of the facts and reviewing the record in its entirety, the Council
shall render its decision in accordance with Chapter 42 35 of the General Laws.
D.
In any contested case, all parties shall be served with such notice as may be
provided for by law, or, in the absence of such provision, as may be ordered by
the Council.
E.
In the event formal withdrawal of pending written objection to a contested matter
is received and/or requested by the objector and/or interested party or
representative, it shall be within the sole discretion of the Council to withdraw the
matter as a contested case.
F.
In the event that an applicant does not appear before a duly scheduled
subcommittee hearing in accordance with Section 46 23 6 and 42 35 9 (d) of the
General Laws, a default shall be entered against the applicant, except the
Chairman, if he determines there is good cause for the applicant not appearing,
may waive this requirement.
G.
In the event that no interested party in opposition to the application appears at
the subcommittee, and the applicant has not requested the opportunity to
examine staff members or other state agency commentators, then the matter
shall be declared an uncontested case and be assigned to the next undocketed
regular Council meeting.
H.
At any Council hearing on any application, the applicant or his legal
representative must be present. In extraordinary circumstances, the Council may
allow an immediate family member to speak on behalf of the applicant, but this
shall be in the sole discretion of the Chairman.
1.5.4 Pleadings
A.
Forms. All Pleadings, (including complaints, answers, motions and petition) shall
be on white paper, 8 1/2" x 11" in size.
B.
Filing. Whenever a pleading or other document or paper is required to be filed
with the Council, it shall be filed in quadruplicate.
C.
Pleading. Any person (including the Council) filing a Pleading complaint or other
document shall adhere to the following form for such purpose:
1.
At the top of the page shall appear the wording "Before the Rhode Island
Coastal Resources Management Council." On the left side of the page
below the foregoing shall be set out: "In the Matter of (name of applicant)."
Opposite the foregoing shall appear the type of pleading offered or other
properly labeled title.
2.
The body of the pleading or other document shall be set out in numbered
paragraphs which (1) identify the parties by name and address and (2)
concisely state the facts which form the basis for the pleading or other
pleading or documentation.
3.
All Pleadings (except those filed by and in the name of the Council) shall
be in writing and sworn to.
4.
Upon the filing of an application and/or complaint the Council, if it has not
already done so, shall assign a file number or docket number to the
proceeding and shall enter said number on the original of the pleading.
1.5.5 Consolidation; Separate Hearings
A.
When matters involving a common question of law or fact are pending before the
Council, it may order a joint hearing of any or all the matters at issue in the
proceeding; it may order all the proceedings consolidated; and it may make such
orders concerning proceedings therein as may tend to avoid unnecessary costs
or delay.
B.
The Council, in furtherance of convenience or to avoid prejudice, may order a
separate hearing of any matters or allegation against any person or of any
separate issue.
1.5.6 Pre hearing Conference Rule
A.
In any proceeding the Council upon its own motion, or upon the motion of one of
the parties or their qualified representatives, may in its discretion direct the
parties of their qualified representatives to appear at a specified time and place
for a conference to consider:
1.
the simplification of the issues;
2.
the necessity of amendments of the Pleadings;
3.
possibility of obtaining stipulations, admissions of facts and of documents;
4.
the limitation of the number of expert witnesses;
5.
such other matters as may aid in the disposition of the proceedings.
B.
The Council shall make an order or statement which recites the action taken at
the conference, the amendments allowed to the Pleadings or application and the
agreements made by the parties or their qualified representatives as to any of the
matters considered, including the settlement or simplification of issues, and
which limits the issues for hearing to those not disposed of by admissions or
agreements; and such order or statement shall control the subsequent course of
the proceedings unless modified for good cause by subsequent order.
1.5.7 Continuances:
A.
Any party who desires a continuance shall, immediately upon receipt of notice of
a hearing, or as soon thereafter as facts requiring such continuance come to his
knowledge, notify the Chairman of the CRMC or Executive Director of said
desire, stating in detail the reasons why such continuance is necessary.
Requests by a party to continue a hearing before the full Council may only be
granted by the Chairman of the CRMC or the Executive Director and only for
good cause shown. Such requests must be in writing and received by the
Chairman of the CRMC or the Executive Director 24 hours in advance of the
hearing. The Council generally will not grant requests for continuances when not
received in writing and/or within less than 24 hours’ notice. Continuance requests
are subject to the fee provisions of section 1.4.4.
B.
Requests made in Advance for Subcommittee Hearings. Requests by a party to
continue a Subcommittee hearing must be made in writing 24 hours prior to the
day of the scheduled Subcommittee hearing. Such requests may be granted only
by the Chairman of the CRMC, the Executive Director, the Chairman of the
Subcommittee, or the acting Chairman of the subcommittee for good cause
shown and may be subject to a $750.00 administrative fee to cover costs
incurred by the Subcommittee.
C.
Requests made On the Day of Subcommittee Hearings. Requests by a party to
continue a Subcommittee hearing made on the day of the hearing or at the
hearing may be granted only by the Chairman of the CRMC, Executive Director,
Chairman of the Subcommittee, or acting Chairman of the subcommittee, for
good cause shown and shall be assessed an administrative fee. However, such
fee shall not be assessed at less than $750.00 to cover administrative costs
incurred by the Subcommittee in conducting such hearing. The Chairman of the
CRMC, Executive Director, Subcommittee Chairman, or acting Subcommittee
Chairman shall not grant such continuance unless given adequate assurances by
the moving party that the administrative fee shall be paid prior to the next
scheduled hearing. Nothing herein shall prohibit the Council or Subcommittee,
other than at the request by a moving party, as above described from continuing
a hearing upon its own motion.
D.
During a hearing, if it appears in the public interest or in the interest of justice that
further testimony or argument should be received, the Council or Subcommittee
may in its discretion continue the hearing and fix the date for introduction of
additional evidence or presentation or argument. Such oral notice shall
constitute final notice of such continued hearing.
E.
After close of the Subcommittee hearing by the Subcommittee Chairman, the
Subcommittee may not reopen hearings unless the matter is referred back to the
Subcommittee from the full Council or the Chairman of the Council. Any new
evidence may be presented to the full Council at the full Council hearing.
1.5.8 Rules of Evidence
A.
Subject to the provision of law and to the other provisions of these rules, all
relevant evidence is admissible which, in the opinion of the Council, is the best
evidence reasonably obtainable, having due regard for its necessity, availability
and trustworthiness. In passing upon the admissibility of evidence, the Council
shall give consideration to, but (except to the extent required by law) shall not be
bound to follow, the rules of evidence governing civil proceedings, in matters not
involving trial by jury, in the Superior Court of the State of Rhode Island.
B.
When objection is made to the admissibility of evidence, such evidence may be
received subject to a later ruling. The Council may in its discretion, either with or
without objection, exclude inadmissible evidence or order cumulative evidence
discontinued. Parties objections to the introduction of evidence shall state the
precise grounds of such objection at the time such evidence is offered.
C.
When new evidence is proffered to the Council, the Council may accept or reject
the proffered evidence, or remand the matter in whole or in part to a
subcommittee for further proceedings.
1.5.9 Presentation of Expert and Lay Testimony
A.
All parties to an application shall provide a list of all expert and lay witnesses it
intends to present, as well as the subject matter and materials on which the
witness is expected to testify to the Council or subcommittee after completion of
the CRMC staff reports and not less than five (5) business days prior to the
scheduled hearing. The introduction at the hearing of any new evidence, reports,
or data may result in a delay and rescheduling of the hearing.
1.5.10 Transcripts
A.
Transcripts of testimony shall be available at the Council's office for examination
by any party to the proceeding until expiration of the time during which any
appeal or petition for judicial review authorized by law may be filed. Thereafter
such a transcript shall not be available for examination by any person except with
the approval of the Council after notice to all parties to such proceeding. If any
party files proceedings for judicial review, the Council shall, upon request by any
party, supply to such party a copy or copies of the transcript of the proceedings
before it at such reasonable charge as the Council shall establish.
1.5.11 Finding of Fact
A.
Any party may, at the conclusion of a hearing or within such later time as may be
fixed by the Council, submit to the Council proposed findings of fact, copies
thereof to be served upon each party to the proceedings.
1.5.12 Permit Extensions
A.
Where the Council has issued a permit to undertake an activity in accordance
with this Program, said permit shall require such activity licensed or permitted
thereunder to be completed within (3) years from the date of issuance unless
specifically granted a longer period of time by the Council. Extensions may be
granted for good cause demonstrated by the applicant. Additionally, in
determining whether to grant an extension, the Council will consider whether
there has been a substantial change in the environmental conditions on the site,
whether the CRMP has been amended such that the activity would now require
variances or special exceptions, or additional variances or special exceptions,
and whether the applicant has made a good faith effort to undertake construction
of the permitted activity. In the event an applicant or his agents cannot complete
said activity within the three (3) year permitted time, unless specifically granted a
longer period of time by the Council, the permit shall expire unless the applicant
files a timely petition with the Council for a permit extension. The applicant may,
prior to the expiration of said time, petition the Council in writing for an extension.
Extensions may be granted for projects only if it has been determined by staff
that the work accomplished is in compliance with the conditions of approval
established by the Council.
B.
The Executive Director in his discretion for cause shown may administratively
grant an extension for a period of time of up to one (1) year from the expiration
date of the permit. The Executive Director may grant a maximum of three (3) one
(1) year extensions. A fourth and final one (1) year extension may be granted
only by the Council and only for a period of time of up to one (1) year. However,
for projects associated with public infrastructure, the Council may grant
extensions for more than one (1) year.
C.
Large Scale Projects are generally commercial or public projects which due to
their size, complexity and scope have construction schedules which, at
reasonable rates of build-out, exceed seven (7) years. The applicant may, prior
to the expiration of a permit, petition the Council in writing for an extension
beyond that period of time originally and specifically granted by the Council. The
Council may grant an extension that exceeds the permitted assent completion
date upon demonstration of a good faith effort to meet construction timelines.
The granting of an extension by the Council shall be the minimum necessary to
complete the project, but shall not exceed 10 years beyond that period of time
originally and specifically granted by the Council. In granting this extension the
Council may place additional conditions on the previous permit that may be
necessary to bring remaining elements of the project in conformance with current
regulatory standards.
D.
A notification of permit extension shall be mailed to appropriate municipal and
state agencies.
E.
Where a proposed activity requires a Section 401 Water Quality Certification
(WQC) (or its waiver) from the RIDEM as a prerequisite of the Rhode Island
Coastal Resources Management Program (RICRMP), the applicant shall obtain
the WQC, its waiver, or its denial within one (1) year from the date of public
notice otherwise the prerequisite will be waived. However, if the applicant has not
obtained the section 401 Water Quality Certificate, its waiver, its cancellation, or
its denial within one (1) year of the date of public notice, the prerequisite
contained in the RI CRMP may be waived by the Executive Director in his
discretion if he determines that there is no significant potential for the proposed
activity to result in a discharge of pollutants into the state's coastal waters. Thirty
(30) days prior to waiving the section 401 WQC of the RI CRMP, the Council
shall notify the RIDEM that it is considering such a waiver.
F.
If, at any time, the RIDEM issues a denial for a section 401 WQC, then the
applicant shall have thirty (30) days after such final determination of denial to
obtain a Section 401 WQC otherwise the application and/or the Council's
approval shall be canceled.
1.5.13 Modification of Actions
A.
For good cause, a majority of the Coastal Resources Management Council
members present at a bi monthly meeting of the full Council, wherein action is to
be taken, may vote to modify any said action taken hereunder provided reasons
for such modifications are set forth on the record and in the minutes of the
meetings, provided however, that the modification relates only to items on the bi
monthly agenda.
B.
A notification of modification of action shall be mailed to appropriate municipal
and state agencies.
1.5.14 Withdrawal of Applications
A.
The applicant, at any time up to the date that final staff reports are filed, may
withdraw the application without prejudice. After staff reports have been filed, the
application may be withdrawn only with the permission of the Council. Once the
application has been withdrawn, the matter may only be considered again if the
applicant submits a new application with the appropriate fee.
1.5.15 Federal Consistency Determinations and Certifications:
A.
Council review and notification of federal consistency certification applications for
non-federal direct activities, federal permits, licenses, approvals, and federal
assistance, shall be in accordance with the Rhode Island Coastal Resources
Management Program and these Management Procedures.
B.
For purposes of notification and review, Council review of direct federal activity
consistency determinations shall be considered starred (*) administrative
applications except for those activities which the Council has determined have
de-minimus impact.
C.
Pursuant to the review and response allowances contained at 15 CFR § 930.41,
a 15-day notice period will commence upon receipt of the federal consistency
determination. In the event that during the fifteen (15) day comment period a
formal written objection is received by the Council from an interested party, the
objection must substantiate by evidence that the proposed federal activity does
not conform with the RICRMP. Such objection shall describe the reasons for the
objection and provide alternative measures, if they exist, that would, in the
objectors opinion, make the activity consistent with the RICRMP.
D.
Upon reviewing the record, the Executive Director shall render a decision on the
consistency of the proposed direct federal activity based on the enforceable
policies of the RICRMP and pursuant to Section 307 of the Federal CZMA, or
refer such matter to the full Council for such decision.
E.
The Council’s action on the consistency of the proposed direct federal activity
shall follow the certification and appeal processes and procedures found in 15
CFR § 930 et. seq.
F.
The Council may rely upon the public notice provided by the Federal agency
proposing the activity or reviewing the application for the federal license or permit
when such notice satisfies these requirements.
1.5.16 SAME APPLICATION REQUEST
A.
The Council will not act upon the same request unless there has been a
substantial or material change in the circumstances regarding the application or
the action of the Council.
1.6
PRACTICE BEFORE THE COUNCIL
A.
Any person may appear before the Council in his own behalf. Any person or
party who has an interest in any matter before the Council may appoint an
attorney to represent him before the Council.
B.
In order to represent a person or party before the Council, an attorney must
comply with Section 1.5.1 of the Management Procedures.
C.
In extraordinary circumstances, the Council may allow an immediate family
member to speak on behalf of the applicant, but this shall be in the sole
discretion of the Chairman.
D.
All persons appearing in proceedings before the Council in a representative
capacity shall conform to the standards of conduct required of attorneys before
the courts of Rhode Island. If any such person does not conform to such
standards, the Council may decline to permit such person to appear in a
representative capacity in any proceedings before the Council.
1.7
PRELIMINARY INVESTIGATIONS
A.
Whenever authorized by law, the Council may conduct preliminary investigations
into matters under its jurisdiction.
B.
Whenever a member of the staff or a Coastal Resources Management Council
Member witnesses a violation of the CRMC Plan or Assent, that individual is
hereby authorized to issue a warning to the person violating the Plan on a form
approved by the CRMC and a report of that warning shall be delivered by the
staff or Council member to the Executive Director upon issuance.
1.8
FINAL DECISIONS OF THE COUNCIL
A.
Final decisions or orders adverse to a party in a contested case shall be in
writing and made part of the record. The final decisions shall include findings of
fact and conclusions of law separately stated. Final decisions or orders adverse
to a party in a contested case may be signed by the Chairman, Vice Chairman,
or the Executive Director.
B.
Findings of Fact. If set forth, the statutory language shall be accompanied by a
concise and explicit statement of the underlying facts supporting the findings.
These facts shall be based exclusively upon the record and matters officially
noticed. The parties and their attorneys of record shall be notified of the decision
of the Council. The City or Town clerk and the local building official of the
community of which the assent is granted shall be sent a copy of the assent or its
denial.
C.
Modification of Assents and Final Decisions
1.
At any time prior to the expiration of an assent, the full Council by majority
vote may, based upon the evidence presented to it, modify an assent. The
City or Town clerk and the local building official in the community shall be
notified of the modification.
2.
The Council authorizes the Executive Director in his discretion to modify
an assent or final decision of the Council when the requested modification
is consistent with the prior approval of the Council and the applicant and
staff review have clearly demonstrated to the Executive Director's
satisfaction that the project's overall impact to the state's coastal
resources will be less than or equal to the existing assent or decision.
D.
Permit Revocation
1.
The Council may revoke a permit for noncompliance with or violation of its
terms after written notice of intention to do so has been given the holder,
and the holder, in return, has been given the opportunity to present
evidence to the contrary to the Council. Financial hardship on the part of a
holder shall not be a defense to the revocation of a permit. The Council
may also revoke a permit if it finds that the holder or his agent submitted
relevant false information to the Council.
1.9
SERVICE OF PROCESS
A.
Service. The Council shall cause to be served all orders, notices and other
papers issued by it, together with any other papers which it is required by law to
serve. Every other paper shall be served or caused to be served by the party
filing.
B.
By Whom Served. All papers served by either the Council or any party shall be
served upon all representatives of record at the time of such filing and upon
parties not represented by counsel or upon their agents designated by them or
by law.
C.
Service upon Parties. The final order, and any other paper required to be served
by the agency upon a party, shall be served upon such party or upon the agent
designated by them or by law to receive service of such papers, and a copy shall
be furnished to representatives of record.
D.
Method of Service. Service of papers shall be made personally or, unless
otherwise provided by law, by first class registered or certified mail, or telegraph.
E.
When Service Complete. Service upon parties shall be regarded as complete: by
mail, upon deposit in the United States mail properly stamped and addressed; by
telegraph, when deposited with a telegraph company properly addressed, and
with charges prepaid.
F.
Filing with Council. Papers required to be filed with the Council shall be deemed
filed upon actual receipt by the Council at the Council's office.
1.10 AGENDAS AND STAFF REPORTS
A.
At bi monthly meetings, staff reports shall be submitted to Council members prior
to the meeting scheduled to consider that staff report and it shall be contained in
the agenda.
B.
Agenda for the bi monthly meeting shall be delivered to Council members 96
hours prior to the meeting.
C.
Contested hearing subcommittee agendas and staff reports shall be delivered to
subcommittee members ninety six (96) hours prior to the hearing.
1.11 ADVERTISING
A.
All Council and Subcommittee meetings shall be advertised in accordance to law.
1.12 DECLARATORY RULINGS
A.
Petitions
1.
As prescribed by section 42-35-8, G.L.R.I. 1956, as amended, any
interested person may petition the Council for a declaratory ruling. The
Council on its own initiative by a majority vote may conduct an inquiry
regarding any matter properly subject for a declaratory ruling. Once a
petition is filed, or the Council by its own accord, may initiate any
investigations, staff review or comments, or seek a legal opinion if it
deems necessary. All petitions for declaratory rulings must comply with
the Pleadings provisions of these management procedures and must set
forth in a legal memoranda, with particularity, all relevant facts, issues,
and case law.
2.
Thereafter, at the discretion of the Council, the Council may: (1) Issue a
binding declaratory ruling; or (2) Issue a non-binding declaratory ruling; or
(3) Notify the petitioner and/or interested parties of record that no
declaratory ruling is to be issued.
3.
The Council's decisions on declaratory ruling petitions shall be treated as
final Council actions or orders in contested cases for the purposes of
judicial review.
1.13 JUDICIAL REVIEW OF CONTESTED CASES
A.
Any person who has exhausted all administrative remedies available to him or
her within the agency, and who is aggrieved by a final decision in a contested
case is entitled to judicial review under this chapter. This section does not limit
utilization of or the scope of judicial review available under other means of
review, redress, relief, or trial de novo provided by law. Any preliminary,
procedural, or intermediate agency act of ruling is immediately reviewable in any
case in which review of the final agency decision would not provide an adequate
remedy.
B.
Proceedings for review are instituted by filing a complaint in the Superior Court of
Providence County within (30) days after mailing notice of the final decision of
the agency or, if a rehearing is requested, within thirty (30) days after the
decision concerning the assessment or determination of any tax, interest or
penalty made by the tax administrator must pay the amount of such tax, interest
or penalty to said administrator as a prerequisite to the filing of such complaint.
Copies of the complaint shall be served upon the agency and all other parties of
record in the manner prescribed by applicable procedural rules.
C.
The filing of the complaint does not itself stay enforcement of the agency
decision. The agency may grant, or the reviewing court may order, a stay upon
appropriate rules.
D.
Within thirty (30) days after the service of the complaint, or within further time
allowed by the court, the agency shall transmit to the reviewing court the original
or a certified copy of the entire record of the proceeding under review. By
stipulation of all parties of the review proceedings, the record may be shortened.
Any party unreasonably refusing to stipulate to limit the record may be taxed by
the court for the additional costs. The courts may require or permit subsequent
corrections or additions to the record.
E.
If, before the date set for hearing, application is made to the court for leave to
present additional evidence, and it is shown to the satisfaction of the court that
the additional evidence is material and that there were good reasons for failure to
present it in the proceeding before the agency, the court may order that the
additional evidence be taken before the agency upon conditions determined by
the court. The agency may modify its findings and decision by reason of the
additional evidence and shall file that evidence and any modifications, new
findings of decisions with the reviewing court.
F.
The review shall be conducted by the court without a jury and shall be confined
to the record. In cases of alleged irregularities in procedure before the agency,
not shown in the record, proof thereon may be taken in the court. The court, upon
request, shall hear oral argument and receive written briefs.
G.
The court shall not substitute its judgment for that of the agency as to the weight
of the evidence on questions of fact. The court may affirm the decision of the
agency or remand the case for further proceedings, or it may reverse or modify
the decision if substantial rights of the appellant have been prejudiced because
the administrative findings, inferences, conclusions or decisions are:
1.
In violation of constitutional or statutory provisions;
2.
In excess of the statutory authority of the agency;
3.
Made upon unlawful procedure;
4.
Affected by other error of law;
5.
Clearly erroneous in view of the reliable, probative, and substantial
evidence on the whole record; or
6.
Arbitrary or capricious or characterized by abuse of discretion or clearly
unwarranted exercise of discretion.
1.14 ADOPTION OF MANAGEMENT POLICIES
A.
Adoption of Management Policies and rule making shall be in accordance with
Title 42, Chapter 35 of the General Laws of the State of Rhode Island and further
in accordance with the rules and regulations and procedures set forth herein.
B.
In addition to other rule making requirements imposed by law, the Council shall:
1.
Adopt as a rule a description of its organization, stating the general course
and method of its operations and the methods whereby the public may
obtain information or make submissions or requests;
2.
Adopt rules of practice, setting forth the nature and requirements of all
formal and informal procedures available and including a description of all
forms and instructions used by the agency;
3.
Make available for public inspection all rules and all other written
statements of policy or interpretations formulated, adopted, or used by the
agency in the discharge of its functions;
4.
Make available for public inspection all final orders, decision and opinions.
C.
No Council rule, order, or decision is valid or effective against any person or
party, nor may it be invoked by the Council for any purpose, until it has been
made available for public inspection as herein required, except that this provision
is not applicable in favor of any person or party who has actual knowledge
thereof.
D.
Prior to the adoption, amendment, or repeal of any rule the Council shall:
1.
Give at least thirty (30) days’ notice of its intended action. The notice shall
include a statement of either the terms or substance of the intended action
or a description of the subjects and issues involved, and of the time when,
the place where, and the manner in which interested persons may present
their views thereon. The notice shall be mailed to all persons who have
made timely request of the Council for advance notice of its rule-making
proceeding and published in a newspaper or newspapers having
aggregate general circulation throughout the state, provided, however,
that if said action is limited in its applicability to a particular area, then said
publication may be in a newspaper having general circulation in said area.
2.
Afford all interested persons reasonable opportunity to submit data, views,
or arguments, orally or in writing. In case of substantive rules, opportunity
for oral hearing must be granted if requested by twenty five (25) members.
The Council shall consider fully all written and oral submissions respecting
the proposed rule. Upon adoption of a rule, the Council, if requested to do
so by an interested person, either prior to adoption or within thirty (30)
days thereafter, shall issue a concise statement of the principal reasons
for and against its adoption, incorporating therein its reasons for overruling
the considerations urged against its adoption.
E.
If the Council finds that an imminent peril to the public health safety or welfare
requires adoption of a rule upon less than thirty (30) days' notice, and states in
writing its reasons for that finding, it may proceed without prior notice or hearing
or upon any abbreviated notice and hearing that it finds practicable, to adopt an
emergency rule. The rule so adopted may be effective for a period of not longer
than one hundred twenty (120) days renewable once for a period not exceeding
ninety (90) days.
F.
No rule hereafter adopted is valid unless adopted in substantial compliance with
this section, but no contest of any rule on the ground of noncompliance with the
procedural requirements of this section may be commenced after two (2) years
from its effective date.
G.
Filing and Taking Effect of Rules
1.
The Council shall file forthwith in the office of the Secretary of State a
certified copy of each rule adopted by it. The Secretary of State shall keep
a permanent register of the rules open to public inspection.
2.
Each rule hereafter adopted is effective twenty (20) days after filing,
except that:
a.
if a later date is required by statute or specified in the rule, the later
date is the effective date;
b.
subject to applicable constitutional or statutory provisions, an
emergency rule may become effective immediately upon filing with
the Secretary of State, or at a stated date less than twenty (20)
days thereafter, if the Council finds that this effective date is
necessary because of imminent perils to the public health, safety,
or welfare. The Council's finding and a brief statement of the
reasons therefore shall be filed with the rule in the office of the
Secretary of State. The Council shall take appropriate measures to
make emergency rules known to the persons who may be affected
by them.
H.
Petition for Adoption of Rules
1.
Any interested person may petition the Council requesting the
promulgation, amendment or repeal of any rule. The Council shall
prescribe by rule the form for petitions and the procedure for their
submission, consideration, and disposition. Upon submission of a petition,
the Council within thirty (30) days shall either deny the petition in writing
(stating its reasons for the denials) or initiate rule making proceedings.
1.15 ACCESS TO PUBLIC RECORDS
A.
Purpose & Authority
1.
The Coastal Resources Management Council is a public agency subject to
the provisions of the Rhode Island Access to Public Records Act (APRA),
codified at R.I.G.L. § 38-2-1, et seq., and these Regulations are being
adopted under the authority of that Act. These Regulations are intended to
help the public obtain the information they request and to guide the
Council staff as they comply with requests.
B.
Public Records Officer
1.
The person holding the position the Council Deputy Director shall be the
Council’s Public Records Officer. He or she may be contacted at 4808
Tower Hill Road, Suite 3, Wakefield, RI 02879, Phone (401) 783-3370,
Fax (401) 783-3767. [As of January 1, 2013, Jeffrey M. Willis holds the
position of Deputy Director.]
C.
What Records Are Public
1.
Public Records and Availability - Under the APRA, all records the Council
keeps are presumed to be public unless they are deemed non-public by
the Act. The Council shall make all records deemed public by the APRA
available to any person that may request them. Such public records
include all applications, transcripts, agendas, minutes, reports,
documents, papers, letters, maps, books, tapes, photographs, films,
recordings and computer stored records made or received pursuant to any
law or regulation, or in connection with the transaction of any official
Council business, that are not otherwise deemed non-public by the APRA.
2.
Non-Public Records - The APRA deems certain personnel, medical, trade
secret, investigatory, law enforcement, preliminary drafts, notes,
impressions, memoranda, working papers, and other documents non-
public and the Council shall not make public any records deemed non-
public by the APRA.
D.
How To Make A Request
1.
Who To Request Records From – Requests for public records shall be
made to the Public Records Officer.
2.
Written Requests Preferred – To help ensure the public obtains the
records and/or information they request, to avoid confusion that has arisen
in the past, and to ensure public record requests are recognized and
handled expeditiously, the Council prefers public records request be made
in writing and it may promulgate a form for such requests. The public does
not have to use any specific form.
3.
Requests for Certain Documents – Although written requests are
preferred, consistent with State law and these Regulations, a written
request is not required to access the following documents:
a.
Documents prepared for the public;
b.
Documents readily available to the public; and
c.
Public information available pursuant to R.I.G.L. § 42-35-2, which is
a portion of the Administrative Procedures Act.
d.
Council and Sub-Committee Agendas
e.
Council and Sub-Committee Minutes
f.
Council Transcripts
g.
Council Decisions
h.
Assents
i.
Public Hearing Notices
j.
Public Hearing Minutes
k.
Public Hearing Transcripts
l.
Public documents submitted at Council meetings or Public
Hearings
m.
Coastal Program (sometimes referred to as The Red Book)
n.
Management Procedures
o.
Council Orders
4.
Purpose of Request – The Council may ask the purpose of a request in
order to help identify the records requested but it shall not withhold any
public records based on the purpose for which the records are sought, nor
shall the Council require, as a condition of fulfilling a public records
request, that the requestor provide a reason for the request.
5.
Identity of the Requester – The Council may request the name and
contact information for a person making a request in order to contact them
if questions arise regarding their requests and to notify them when records
are available. However, except as otherwise noted in these regulations,
the Council shall not require a person to identify themselves nor to provide
any contact information.
6.
Identifying Records – Requestors searching for a particular file or set of
records are invited to search the Council website, http://www.crmc.ri.gov,
to identify the appropriate file number for the records they desire.
7.
Staff Assistance Identifying Records – Requestors are encouraged to
speak with Council staff to help identify the records they wish to request.
[In addition to the Public Records Officer, as of January 1, 2013, the
following Council staff can assist requestors: Lisa Turner, Office Manager,
Lturner@crmc.ri.gov, (401) 783-3370.]
E.
Time for Complying with Requests
1.
Time to Comply – The Council shall endeavor to permit the inspection or
copying of public records within ten (10) business days after receiving a
request.
2.
Extensions of Time – If the Council does not permit the inspection or
copying of public records within ten (10) business days, it shall forthwith
explain in writing the need for additional time to comply with the request.
Any such explanation must be particularized to the specific request made.
In such case, the Council may have up to an additional twenty (20)
business days to comply with the request if it can demonstrate that the
voluminous nature of the request, the number of requests for records
pending, or the difficulty in searching for and retrieving or copying the
requested records, is such that additional time is necessary to avoid
imposing an undue burden on the Council.
3.
Records in Storage or Use – If a public record requested is in active use
or in storage and, therefore, not available at the time access is requested,
the Council shall so inform the requestor and make an appointment for the
person to examine such records as expeditiously as they may be made
available.
4.
Records Generally Unavailable – Records that are the subject of a
scheduled Council meeting, hearing or workshop will generally be in use
by the Council and not available for public inspection the day of the
meeting, hearing or workshop.
5.
Timing of Requests – The Council shall try to accommodate walk-in
requests for readily available records but at least twenty-four (24) hours
advance notice is strongly preferred because, among other reasons, the
staff person who handles requests may not be available.
F.
Methods of Complying With Requests
1.
Inspection During Normal Business Hours – The Council shall make public
records in its possession, custody or control available for inspection during
its normal business hours at its office in South Kingstown, Rhode Island.
[8:30 AM to 4:00 PM, Monday through Friday.]
2.
Inspecting Records – When inspecting records, only one file or set of
records at a time will be provided in order to reduce the risk of documents
being misplaced.
3.
Alternate Ways of Inspecting Records – A requestor may elect to obtain
records in any media in which the Council is reasonably capable of
providing them. At the election of the requestor, the Council shall provide
copies of the public records electronically, by facsimile, or by mail in
accordance with the requestor’s choice, unless complying with that
preference would be unduly burdensome due to the volume of records
requested or the costs that would be incurred. The requestor shall be
responsible for the actual cost of delivery, if any.
4.
Form of Records – The Council shall not be required to reorganize,
consolidate, or compile data or records into any form it does not already
maintain the data or records in at the time the request to inspect the data
or records was made except to the extent that such records are in an
electronic format and the Council would not be unduly burdened in
providing such data.
5.
Transcripts - Requestors who desire a stenographic transcript of the
Council proceedings may contact the stenographer directly. [As of January
1, 2013, Irons & Associates is the stenographic firm the Council utilizes.
Irons may be contacted at (401) 861-0909.]
6.
Checking-Out Transcripts - Requestors who provide their name, a valid
government issued identification bearing their name and photograph, and
their contact information, may also ‘check-out’ transcripts, and take them
out of the Council’s office, for up to 24-hours if the Public Records Officer
determines allowing the transcripts to leave the Council office will not
interfere with the Council’s operations nor present more than a de minimis
risk of not being returned.
G.
Research and Copying Charges
1.
Charges Authorized and Payment Required - The Council shall assess
search, retrieval and copying charges in accordance with these
Regulations. Upon request, the Council shall provide an estimate of the
costs of responding to a request prior to fulfilling it. Upon request, the
Council shall provide a detailed itemization of the costs assessed. The
requestor shall pay the charges prior to inspecting or receiving the
documents. The Council does not accept cash, credit or debit cards. The
Council does accept checks and money orders.
2.
Searching & Retrieval Charges
a.
The Council shall not charge for the first hour of time spent
searching for and retrieving records.
b.
The Council shall charge fifteen dollars ($15.00) per hour for each
additional hour, after the first hour, spent searching for and
retrieving records.
c.
For the purposes of these regulations, multiple requests from any
person or entity to the Council within a thirty (30) day time period
shall be considered one request.
d.
The Council may charge the reasonable actual cost for retrieving
records from storage if it is assessed a retrieval fee.
3.
Copying Charges
a.
The Council can currently make copies of documents up to 11” x
17”.
b.
The Council shall not charge for the first 5 pages of any copies it
makes.
c.
The Council shall charge $0.15 cents per page for copies it makes
in excess of 5 pages.
d.
If a requestor desires copies of documents larger than 11” x 17”,
and the Council can reasonably do so, the Council will bring the
oversized documents to a local vendor to make copies and the
requestor may then pay the vendor for the copies.
e.
Requestors who desire copies of documents larger than 11” x 17”
contained in pending applications may also request them from the
applicant, engineer or attorney involved. Applicants, engineers and
attorneys are encouraged to make them available at costs.
H.
Denial of Access
1.
Determining What Records Are Public - Consistent with these Regulations
and the APRA, the Public Records Officer shall determine which records
are public and which are not.
2.
Records The Council Does Not Have - The Council shall inform the
requestor if the records requested do not exist or are not within the
Council’s custody or control.
3.
Non-Public Records and Redaction - If a record is deemed non-public
pursuant to the APRA or these regulations, any reasonably segregable
portion of it shall be available to the public after the deletion of the
information which is the basis of its designation as non-public. If an entire
record is deemed non-public, the Council shall state in writing that no
portion of the record contains reasonable segregable information that is
public.
4.
Denying Access - If the Public Records Officer determines the requested
records, or any part of the requested records, are not public, she or he
shall inform the requestor of the specific reasons for the determination, in
writing, within ten (10) business days of the request. The writing shall
indicate the procedures for appealing the determination.
5.
Appealing Denials - In addition to any appeal right contained in the APRA,
the requestor may appeal the determination that records are not public to
the Council’s chief administrative officer. The Council’s chief
administrative officer is its Executive Director. Such appeals should be in
writing. [As of January 1, 2013, the Council Executive Director is Grover
Fugate.] The Executive Director shall review the Public Records Officer’s
determination and make a final determination whether or not to allow
public access within ten (10) business days after the submission of the
appeal.
I.
Miscellaneous
1.
Posting on Web Site & Availability to Public - The Council’s Public
Educator and Information Coordinator shall cause a copy of these
regulations to be maintained on the Council web site. [As of January 1,
2013, that person is Laura Dwyer.] The Council’s Office Manager shall
ensure a copy of these regulations is available to the public at the
Council’s office.
2.
Disclosures to Attorney General - The Council’s Executive Director shall
identify, and then at least annually identify, in writing to the Rhode Island
Attorney General, the Council’s Public Records Officer and the Executive
Director shall annually confirm to the Attorney General that the Public
Records Officer has been provided orientation and training regarding the
APRA.