650-RICR-10-00-1
650-RICR-10-00-1. Management Procedures (version Amendment, 03/04/2021 to 07/05/2021)
To view the official Final Regulation for accessibility and readability, click Download Regulation:
Download Regulation
1.1 Definitions
A. “Agency” means
and includes boards, commissions, departments or officers thereof
other than the legislature or the courts authorized by law to make
Rules, determine contested cases or issue permits.
B. “Contested case”
means a proceeding in which the legal rights, duties or privileges of
a specific party are required to be determined by the Council after
an opportunity for hearing. A proceeding before the Council shall be
considered contested when a substantive formal written objection
and/or request for hearing is received by the Council from any
interested party. Further, a proceeding shall be considered contested
upon request for hearing by any four (4) members of the Council.
C. “License” means
and includes the whole or part of any agency permit, certificate,
approval, registration, charter or similar form of permission
required by law, but it does not include a license required solely
for revenue purposes.
D. “Licensing”
means and includes the agency process respecting the grant, denial,
renewal, renovation, suspension, annulment, withdrawal or amendment
of a license. Any person wishing to change the use where an Assent or
license was granted must apply to the Council for change of the use.
If the use is changed without application to the Council, the Assent
or license becomes null and void.
E. “Parties” means
a person, agency or organization is a party to a proceeding before
the Council if:
1. The person is entitled to
the status of a party under R.I. Gen. Laws § 42-35-1 or any
other provision of law; or
2. Upon application for leave
to intervene, the person is allowed to do so by the Council on the
ground that:
a. Such applicant is entitled
by law to the status of a party; or
b. Such applicant could have
been a complainant in such proceedings; or
c. Such applicant has a
complaint or a defense which has question of law or fact in common
with the main proceeding.
F. “Person” means
any individual, partnership, corporation, association, governmental
subdivision, or public or private organization of any character other
than an agency.
G. “Rule” means
each agency statement of general applicability that implements,
interprets, or prescribes law or policy or describes the
organization, procedure, or practice requirements of any agency. The
term includes the amendment or repeal of a prior Rule, but does not
include:
1. Statements concerning only
the internal management of an agency and not affecting private rights
or procedures available to the public, or
2. Declaratory rulings issued
pursuant to R.I. Gen. Laws § 42-35-8, or
3. Intra agency memoranda.
H. “Council” means
the Rhode Island Coastal Resources Management Council or, when the
context permits, to individual members, subcommittee, its staff,
agents or employees. Council membership shall consist of those
individuals appointed by the respective appointing authorities.
Public members of the Council should attend a procedures and
orientation session provided by Council staff prior to performing
their duties as full Council members.
I. “Council office”
refers to the office of the Council at the Oliver Stedman Government
Center, 4808 Tower Hill Road, Wakefield, Rhode Island 02879-1900.
J. “Council meeting”
means any meeting of the full Council or a subcommittee.
K. “New evidence”
is that which is of a material and controlling nature and was not by
the exercise of ordinary diligence discoverable in time to be
presented at the evidentiary hearing.
1.2 Meetings and Members
A. The regular meeting
schedule, unless changed by the Chairman or the Vice Chairman, shall
consist of the second (2 nd ) and fourth (4 th )
Tuesday of the months of September through June and only the fourth
(4 th ) Tuesday in July and August.
B. A quorum consists of six
(6) members.
C. A majority vote shall be a
majority of those present and voting. If a Council member wishes to
abstain, Council member shall announce the abstention prior to a
hearing and vote on the matter. An abstention shall not be counted as
a vote in the tally, but shall be counted for the purposes of
maintaining a quorum.
D. The Council may have closed
meetings. Such meetings shall be in accordance with the exceptions to
the Open Meeting Law as set out in Rhode Island General Laws Chapter
42-46, as amended.
E. All meetings of the Council
shall be open to the public except as set out in § 1.2(D) of
this Part above and the public shall have a reasonable opportunity to
be heard.
F. In any twelve (12) month
period, when a Council member has three (3) unnoticed non-appearances
at full Council meetings, the Chairman is authorized to contact said
members appointing authorities to request appointment of an active
member.
G. Prior to serving on the
Council all members shall complete a training program developed by
the agency staff. As a condition of continuing to serve on the
Council, members must routinely attend and serve on a subcommittee
and attend training.
1.3 Subcommittees
A. The Chairman of the Council
shall establish standing Subcommittees with varying functions as
approved by the Council. In the absence of the Chairman, the Vice
Chairman may establish these Subcommittees.
B. Additionally, the Chairman
in his/her discretion may appoint standing Special Area Management
Plan (SAMP) Subcommittees to hear contested cases resulting from the
implementation of the Council's Special Area Management Plans.
However, in appropriate circumstances, contested cases may be heard
by the full CRMC, or ad hoc Subcommittees, as determined by
the Chairman. The Chairman and Vice Chairman shall sit ex officio
on all Subcommittees.
C. Hearing Subcommittees shall
consist of all Council members who attend the initial Subcommittee
meeting and all subsequent meetings of Subcommittee.
D. Only those Subcommittee
members who have attended all meetings of the Subcommittee may vote
on the Subcommittee recommendation.
1.4 Application for Council
Permits
1.4.1 Proposed Actions
Requiring a Council Permit
A. All developments or
operations within, above or beneath the tidal waters below the mean
high water mark extending out to the extent of the State's
jurisdiction in the territorial sea, and those occurring on coastal
features or within all directly associated contiguous areas which are
necessary to preserve the integrity of coastal resources, any portion
of which extends onto the most inland shoreline feature of its two
hundred foot (200’) contiguous area, or as otherwise set out in
the Coastal Resources Management Program, require a Council Assent.
(See the definition of development in Part 20-00-1
of this Title)
B. The design, location,
construction alterations(s), or operation of:
1. Power generating and
desalination plants;
2. Chemical or petroleum
processing, transfer or storage;
3. Minerals extraction;
4. Sewage treatment and
disposal and solid waste disposal facilities whether residential,
municipal or industrial;
5. Shoreline protection
facilities and activities occurring on shoreline physiographical
features and all directly associated contiguous areas which are
necessary to preserve the integrity of such facility and/or features;
6. Alterations to, or
activities occurring on coastal wetlands and all directly associated
contiguous areas which are necessary to preserve the integrity of
such wetland.
C. Where the Council finds a
reasonable probability or conflict with adopted Regulations of this
Title or damage to the coastal environment.
D. All developments or
operations which may alter the character of any freshwater wetland in
the vicinity of the coast.
1.4.2 Information
Requirements, Application Forms and Fees
A. Application forms may be
obtained from the Coastal Resources Management Council, Oliver
Stedman Government Center, 4808 Tower Hill Road, Wakefield, R.I.
02879-1900, by calling (401) 783-3370, or from the CRMC website:
www.crmc.ri.gov .
B. An application
checklist/instruction sheet will be provided to each applicant
together with required forms .
C. Applicants must complete
four (4) application forms and return them together with the proper
application processing fee to the Coastal Resources Management
Council. Application processing fees are non-refundable in the event
the CRMC denies an application or another State agency denies a
permit that is a prerequisite for a CRMC Assent.
D. Public, Quasi-public
Entity: The above fees may be waived for any public or quasi-public
entity based upon a finding by the Executive Director of general
public benefit.
E. Applicants shall be
required to obtain and certify that they have in their possession
current approvals from municipal bodies which are otherwise required
for the proposed action. Municipal approval shall be construed to
mean compliance and conformity with all applicable comprehensive
plans and zoning ordinances and/or the necessary variance, exception
and other special relief there from (see §
20-00-1.3.1(A) of this Title). However, qualifying businesses may
be exempt from this requirement provided they meet the provisions of
R.I. Gen. Laws § 42-35-3.5.
F. Applicants shall further be
required to obtain and certify that they have in their possession
current approvals from all other agencies which are otherwise
required for the proposed action. However, qualifying businesses may
be exempt from this requirement provided they meet the provisions of
R.I. Gen. Laws § 42-35-3.5.
G. The above required
municipal and State approvals shall be construed as a prerequisite
for any application before the Council considers the application. The
Council may waive the requirements of obtaining approvals in the
usual sequence by a majority vote of the Council. But a final Assent
shall not be issued until all required approvals have been obtained.
H. In contested cases, the
Subcommittee shall not proceed until it has received the comments
from staff biologist, staff engineer, Historical Preservation
Commission, and water quality certification comment.
I. Provided they meet the
provisions of R.I. Gen. Laws § 42-35-3.5, a qualifying business
may request, in writing, a concurrent review at the time of filing a
CRMC application. Upon receiving the written request, the CRMC will
conduct a simultaneous application review with other applicable State
agencies and the municipality provided the business obtains a
preliminary determination from the local municipality that
demonstrates the proposed project is consistent with the applicable
municipal zoning ordinances. Under this process, the CRMC will not
require prior approvals or permits from municipalities or State
agencies under §§ 1.4.2(E) and (F) of this Part above to
conduct the simultaneous review. The CRMC, however, will not issue
the CRMC Assent until such time that the applicant submits to the
CRMC the required municipal and State agency permits.
1.4.3 Application
Requirements for Expedited Review of Projects Seeking Insurance
Institute for Business & Home Safety (IBHS) Fortified Home™
Program Designation
A. Applicants for projects
seeking the IBHS Fortified Home™ Program Certification shall
file with their CRMC Assent application a copy of their Fortified
Home™ Evaluation Application.
B. Fortified Bronze level
applications are eligible for expedited review only until December
31, 2017. Beginning January 1, 2018, only Fortified Silver or Gold
level projects will be eligible for the expedited permit incentive.
C. Bronze level re-roofing
projects on existing homes are eligible for expedited review and
Assent issuance within five (5) business days or less, provided there
are no changes in the rooflines or structural footprint expansion.
D. Silver and Gold level
projects for new home construction or renovation to existing homes
are eligible for expedited application review and Assent issuance
within fifteen (15) business days or less provided they have a
complete application as determined by CRMC staff, meet Category A
application requirements, and there are no variance requests for
setback, buffer and stormwater standards as specified in §§
20-00-1. 1.9, 1.1.11 and 1.3.1(F) of this Title, respectively.
E. Fortified Home™
Program applicants must provide a permit bond payable to the CRMC in
the amount of five thousand dollars ($5,000.00) for Bronze level
certification and twenty thousand dollars ($20,000.00) for Silver and
Gold level certifications. The CRMC shall release the permit bond
upon the project completing the requirements of the Fortified Home™
Program and providing certification of such to the CRMC within ninety
(90) days following the issuance of a Certificate of Occupancy issued
by the local building official. Upon a determination by CRMC staff
that the applicant failed to provide the Fortified Home™
Program certification within the specified period, the applicant
shall be in default and the bond shall be forfeited to the CRMC.
Further, two (2) defaults by an applicant will commence their
ineligibility for the expedited review program, pursuant to this
section, for a period of five (5) years.
1.4.4 Schedule of Fees
A. All filing fees are set by
the Council and are non-refundable.
B. Only when an application is
filed within one (1) year of a Council Determination Request report
may the filing fee be applied against the filing fee of other
applications for Council Assent.
1.4.5 Determination Request
A. Those projects for a
single-family residential structure (existing or proposed), including
a coastal feature verification for the site, filed by a homeowner or
potential homeowner: three hundred dollars ($300.00)
B. All other projects (e.g.,
development of subdivisions, condominiums, commercial, industrial,
waterfront business, etc.), including a coastal feature verification
for the site: one thousand dollars ($1,000.00)
C. Jurisdictional
determinations: one hundred dollars ($100.00)
1.4.6 Applications for
Council Assent
A. All fees are summative. In
addition, all fees are filing fees and are non-refundable.
1. New Residential Boating
Facility (pier/dock): one thousand five hundred dollars ($1,500.00)
2. Modification of under fifty
percent (50%) of size (area) of a current assented residential
boating facility: two hundred fifty dollars ($250.00)
3. Residential development
projects (condominiums, subdivisions, paper subdivisions, etc.):
three thousand five hundred dollars ($3,500.00) for the first six (6)
units/lots and four hundred dollars ($400.00) for each additional
unit/lot, plus one half of one percent (0.5%) of estimated project
cost (see below) of the infrastructure (roads, drainage, etc.) of the
project. For the purposes of this determination a paper subdivision
is a subdivision of a parcel of land which involves no application
for construction (roads, utilities, dwellings, etc.), except
residential development projects.
4. All units and/or lots that
are part of a Council-approved subdivision application and are within
CRMC jurisdiction and are submitted to the Council for Assent in
accordance with all conditions and stipulations of the approved
subdivision application: fee shall be equal to half of the
single-family residential home application fee
5. All other projects (not
identified herein, including reviews conducted pursuant to §
20-00-1.3.3 of this Title):
a. Estimated Project Cost
(EPC). Determination of the EPC shall be based, where applicable, on
the EPC accepted by the building official subject to acceptance by
the CRMC. The EPC shall include all costs associated with site
preparation (e.g., earthwork, landscaping, etc.), sewage treatment
and disposal (e.g., cost of an Onsite Wastewater Treatment Systems
(OWTS), sewer extension, sewer tie-in, etc.), and construction costs
(e.g., materials, labor, installation of all items necessary to
obtain a Certification of Occupancy, etc.). For projects where the
determination is not available, the EPC shall be provided by the
applicant subject to its acceptance by CRMC after review of the
application. For an individual homeowner project, this can be
estimated based on the best information available concerning the
construction costs. Applicants for all other types of projects shall
provide documentation showing the basis on which the EPC was
determined. Where additional specificity in the documentation is
deemed necessary by CRMC staff, a written estimate by a qualified
appraiser, engineer, or architect will be supplied by the applicant.
(1) Projects with an (EPC) up
to and including five hundred dollars ($500.00) shall be assessed a
twenty-five dollar ($25.00) application fee.
(2) Projects with an (EPC)
greater than five hundred dollars ($500.00) and less than or equal to
one thousand dollars ($1,000.00) shall be assessed a fifty dollar
($50.00) application fee.
(3) Projects with an EPC
greater than one thousand dollars ($1,000.00) and less than or equal
to two thousand five hundred dollars ($2,500.00) will be assessed a
one hundred dollar ($100.00) application fee.
(4) Projects with an EPC
greater than two thousand five hundred dollars ($2,500.00) and less
than or equal to five thousand dollars ($5,000.00) will be assessed a
one hundred fifty dollar ($150.00) application fee.
(5) Projects with EPC greater
than five thousand dollars ($5,000.00) and less than or equal to ten
thousand dollars ($10,000.00) will assessed a two hundred dollar
($200.00) application fee.
(6) Projects with EPC greater
than ten thousand dollars ($10,000.00) and less than or equal to
twenty-five thousand dollars ($25,000.00) will assessed a two hundred
fifty dollar ($250.00) application fee.
(7) Projects with EPC greater
than twenty-five thousand dollars ($25,000.00) and less than or equal
to fifty thousand dollars ($50,000.00) will assessed a five hundred
dollar ($500.00) application fee.
(8) Projects with EPC greater
than fifty thousand dollars ($50,000.00) and less than or equal to
one hundred thousand dollars ($100,000.00) will assessed a seven
hundred fifty dollar ($750.00) application fee.
(9) Projects with EPC greater
than one hundred thousand dollars ($100,000.00) and less than or
equal to one hundred fifty thousand dollars ($150,000.00) will
assessed a one thousand dollar ($1,000.00) application fee.
(10) Projects with EPC greater
than one hundred fifty thousand dollars ($150,000.00) and less than
or equal to two hundred thousand dollars ($200,000.00) will assessed
a one thousand two hundred fifty dollar ($1,250.00) application fee.
(11) Projects with EPC greater
than two hundred thousand dollars ($200,000.00) and less than or
equal to two hundred fifty thousand dollars ($250,000.00) will
assessed a one thousand five hundred dollar ($1,500.00) application
fee.
(12) Projects with EPC greater
than two hundred fifty thousand dollars ($250,000.00) and less than
or equal to three hundred thousand dollars ($300,000.00) will
assessed a one thousand seven hundred fifty dollar ($1,750.00)
application fee.
(13) Projects with EPC greater
than three hundred thousand dollars ($300,000.00) and less than or
equal to three hundred fifty thousand dollars ($350,000.00) will
assessed a two thousand dollar ($2,000.00) application fee.
(14) Projects with EPC greater
than three hundred fifty thousand dollars ($350,000.00) and less than
or equal to four hundred thousand dollars ($400,000.00) will assessed
a two thousand two hundred fifty dollar ($2,250.00) application fee.
(15) Projects with EPC greater
than four hundred thousand dollars ($400,000.00) and less than or
equal to four hundred fifty thousand dollars ($450,000.00) will
assessed a two thousand five hundred dollar ($2,500.00) application
fee.
(16) Projects with EPC greater
than four hundred fifty thousand dollars ($450,000.00) and less than
or equal to five hundred thousand dollars ($500,000.00) will assessed
a two thousand seven hundred fifty dollar ($2,750.00) application
fee.
(17) Projects with an EPC
greater than five hundred thousand dollars ($500,000.00) and less
than or equal to twenty million dollars ($20,000,000.00) will be
assessed an application fee of two thousand seven hundred fifty
dollars ($2,750.00) plus one-half of one percent (0.5%) of the EPC
beyond five hundred thousand dollars ($500,000.00), to a maximum fee
of one hundred thousand two hundred and fifty dollars ($100,250.00).
(18) Projects with an EPC
greater than twenty million dollars ($20,000,000.00) will be assessed
an application fee of one hundred thousand two hundred fifty dollars
($100,250.00) plus one-fourth of one percent (0.25%) of the EPC
beyond twenty million dollars ($20,000,000.00).
6. Maintenance fees shall be
assessed as follows:
a. Projects with an EPC up to
five hundred dollars ($500.00) will be assessed a twenty dollar
($20.00) application fee;
b. Projects with EPC greater
than five hundred dollars ($500.00) and less than or equal to one
thousand dollars ($1,000.00) will assessed a thirty-five dollar
($35.00) application fee;
c. Projects with an EPC
greater than one thousand dollars ($1,000.00) and less than or equal
to five thousand dollars ($5,000.00) will be assessed an application
fee of fifty dollars ($50.00).
d. Projects with EPC greater
than five thousand dollars ($5,000.00) and less than or equal to ten
thousand dollars ($10,000.00) will assessed a one hundred dollar
($100.00) application fee.
e. Projects with an EPC
greater than ten thousand dollars ($10,000.00) and less than or equal
to twenty million dollars ($20,000,000.00) will be assessed an
application fee of one hundred dollars ($100.00) plus one-half of one
percent (0.5%) of the EPC beyond ten thousand dollars ($10,000.00),
to a maximum fee of one hundred thousand fifty dollars ($100,050.00).
f. Projects with an EPC
greater than twenty million dollars ($20,000,000.00) will be assessed
an application fee of one hundred thousand fifty dollars
($100,050.00) plus one-fourth of one percent (0.25%) of the EPC
beyond twenty million dollars ($20,000,000.00).
8. Assent Renewal or
Extensions:
a. Single Family Residence:
seventy-five dollars ($75.00)
b. All Others: two hundred
fifty dollars ($250.00)
9. Request for Modification of
Assent shall be assessed the following application fees:
a. Single Family Residence
where no public hearing is necessary: one hundred dollars ($100.00)
b. All others shall be charged
the appropriate application fee or two hundred fifty dollars
($250.00) whichever is greater.
c. CRMC permitted aquaculture
operation: one hundred dollars ($100.00)
10. Declaratory Rulings: one
thousand dollars ($1,000.00)
11. Beach Vehicle Permits:
a. Annual, in-State vehicle
registration: one hundred dollars ($100.00)
b. Annual, out-of-State
vehicle registration: two hundred dollars ($200.00)
c. Three (3) day pass,
in-State vehicle registration: twenty-five dollars ($25.00)
d. Three (3) day pass,
out-of-State vehicle registration: sixty dollars ($60.00)
12. Lightering fee: two
hundred fifty dollars ($250.00) each transfer
13. Buffer Zone Alterations
and/or Management Plans shall be assessed the following application
fees based on acreage affected:
a. When the buffer zone
alteration and/or management plan covers less than or equal to
one-half (1/2) an acre: five hundred dollars ($500.00)
b. When the buffer zone
alteration and/or management plan covers an area greater than
one-half (1/2) an acre but less than or equal to one (1) acre: six
hundred dollars ($600.00)
c. When the buffer zone
alteration and/or management plan covers an area greater than one (1)
acre but less than or equal to five (5) acres: seven hundred fifty
dollars ($750.00)
d. When the buffer zone
alteration and/or management plan covers an area greater than five
(5) acres: one thousand dollars ($1,000.00)
14. Structural Shoreline
Protection Facilities shall be changed an application fee as follows:
a. New structural shoreline
protection facilities shall be charged an application fee of one
thousand five hundred dollars ($1,500.00) for the first one hundred
linear feet (100’) and fifteen dollars ($15.00) per linear foot
thereafter.
b. Maintenance to structural
shoreline protection facilities shall be charged an application fee
in accordance with § 1.4.6(A)(6) of this Part above.
15. Onsite Wastewater
Treatment Systems (OWTS) shall be charged the following application
fees:
a. Single family homes
(alteration or repair): eighty dollars ($80.00)
b. All other OWTS (alteration
or repair): one hundred five dollars ($105.00)
16. If a project requires
outside consultant staff or extraordinary professional assistance,
the CRMC may negotiate a special grant with the applicant to pay the
same in accordance with R.I. Gen. Laws § 46-23-8.
17. Aquaculture Renewal Fee:
seventy-five dollars ($75.00)
18. Recreational Aquaculture
Fee:
a. Initial: fifty dollars
($50.00)
b. Annual: twenty-five dollars
($25.00)
19. Experimental Aquaculture,
Each Site: twenty-five dollars ($25.00)
20. The Executive Director, in
his discretion and with the concurrence of the Chairman, may reduce
an application fee for commercial, industrial and mixed use projects
within the urban core or growth center coastal communities of
Providence, East Providence, Pawtucket, and Newport or for projects
that meet the requirements of R.I. Gen. Laws § 42-64-7 et
seq . (Mill Building and Economic Revitalization Act), where such
application is eligible for an administrative Assent and meets all
applicable programmatic goals, policies, and standards. The reduced
fee shall be no less than the estimated processing time of Council
staff of a rate per hour set by the Planning and Procedures
Subcommittee (as of May 2006: five hundred dollars ($500.00) per
hour). The minimum application fee shall be five thousand dollars
($5,000.00).
21. Projects that are
determined to be brownfield sites under applicable DEM Rules and
Regulations ( 250-RICR-140-30-2 )
shall be assessed an application fee of five thousand dollars
($5,000.00).
22. Application fees for
projects which have applied for and been accepted by the Army Corps
of Engineers as non-Federal dredging applicants in conjunction with
the Federal maintenance dredging of the Providence River and Harbor,
are hereby waived. This waiver is only available during the time that
the Federal Providence River and Harbor Maintenance Dredging project
is operational, and upon completion of this Federal navigation
project this provision will become null and void. The Executive
Director shall report to the Council when this provision becomes null
and void.
23. CAD Cell Disposal Fee:
a. Marinas, Boatyards, Yacht
Clubs: eleven dollars and sixty-five cents ($11.65) per cubic yard
(cy)
b. Commercial Facilities:
seventeen dollars ($17.00) per cy
c. Residential Docks:
twenty-five dollars ($25.00) per cy
24. §
20-00-1.3.3 Waiver Requests: one thousand dollars ($1,000.00)
25. Project reviews conducted
pursuant to §
20-00-1.3.3 of this Title, which are determined to require a
Council Assent, shall pay an application fee in accordance with §
1.4.6(A)(5) of this Part above.
26. The application fee for
Coastal Hazard Resiliency Projects, including but not limited to
flood proofing, elevating structures and other accepted methods, in
association with Army Corps of Engineers funded projects shall be
waived.
1.4.7 Administrative Fees
for Activities Which Have Occurred Without a Valid CRMC Approval
A. Administrative Reviews:
1. In accordance with Council
Regulations, all activities or alterations which have already
occurred, or have been constructed or partially constructed without a
Council Assent shall be subject to the fee schedule contained in §
1.4.6 of this Part. In addition, the Executive Director shall assess
the following administrative fees which take into account the
additional demand on Council resources (see §
20-00-1.1.12 of this Title, formerly RICRMP Section 160):
a. Illegally constructed
structures and unauthorized activities located in tidal waters and/or
on adjacent coastal or shoreline features shall be assessed a five
hundred dollar ($500.00) administrative fee;
b. Illegal activities
excluding those classified as maintenance activities under the RICRMP
shall be assessed a two hundred fifty dollar ($250.00) administrative
fee; and,
c. Unauthorized maintenance
activities shall be assessed a one hundred dollar ($100.00)
administrative fee.
d. The Executive Director may,
based on the impact to coastal resources, hardship on an applicant,
and the cost of Council resources associated with enforcement and
staff review, adjust the administrative fees described above.
2. Applications before the
Council:
a. In accordance with Council
Regulations, all activities or alterations which have already
occurred, or have been constructed or partially constructed without a
Council Assent shall be subject to the fee schedule contained in §
1.4.6 of this Part. In addition, the Council shall assess an
appropriate administrative fee based on a recommendation by the
Executive Director. The recommended administrative fee shall take
into account the impact on coastal resources, additional demand on
Council resources, and hardship on an applicant.
1.4.8 Contested Cases
Whenever the Council
determines that an application has become a contested case that
requires a Subcommittee hearing(s) as defined herein and in its
Regulations, the applicant shall pay the actual costs of the
Subcommittee hearing process including, but not limited to,
stenographer, staff overtime, legal staff, transcript costs, printing
costs, public notice costs, rental of meeting room, and the costs of
security personnel.
1.4.9 Petitions for
Regulation Changes
Applicants petitioning the
Council to make Regulation changes pursuant to the Rhode Island
Administrative Procedures Act, R.I. Gen. Laws § 42-35-6, shall
pay a fee of one thousand dollars ($1,000.00).
1.4.10 Hardships
Where an applicant can
demonstrate that the fee schedule described herein presents an undue
hardship, the Council may adjust the application fee, administrative
fee, and/or contested case fees.
1.4.11 Applications
involving Freshwater Wetlands in the Vicinity of the Coast
A. In cases where a proposed
project or activity is subject to the permit jurisdiction of the
Council solely due its proximity to freshwater wetlands in the
vicinity of the coast, the Council shall charge a fee equal to that
required under Part
20-00-2 of this Title, Coastal Resources Management Program-Rules
and Regulations Governing the Protection and Management of Freshwater
Wetlands in the Vicinity of the Coast.
B. When a proposed project or
activity is subject to the Council’s jurisdiction and permit
requirements due to the nature of the project or activity, its
proximity to a coastal feature, or its location within the boundaries
of the Narrow River or Salt Ponds watersheds (as defined in the
respective Special Area Management Plans), and the proposed project
or activity is also subject to Part
20-00-2 of this Title, Coastal Resources Management Program-Rules
and Regulations Governing the Protection and Management of Freshwater
Wetlands in the Vicinity of the Coast, due to its proximity to
freshwater wetlands, then one (1) application fee shall be required.
In such cases, the fee shall be the higher of the two (2) fees
required by this section and Part
20-00-2 .
1.4.12 Modifications to
Pending Applications
When an applicant or his/her
consultant(s) submits re-designed site plans for a proposed activity
after staff reports have been completed, or more than two (2) times
during the course of review of an application or a modification, the
Executive Director in his discretion may set a review fee that is
additional to the application fee for such extra staff review time
and that which is consistent with the rate-per-hour fee allowances of
§ 1.4.6(A)(20) of this Part above, provided however that the
applicant will not be charged in instances where staff has requested
additional information and the applicant provides the requested
information.
1.4.13 Requests for
Continuances Are Subject to the Following Fees
A. First (1 st )
Request: one hundred dollars ($100.00)
B. Second (2 nd )
Request: two hundred fifty dollars ($250.00)
C. Third (3 rd ) or
Greater: five hundred dollars ($500.00)
1.4.14 Transatlantic
Cables. Consistent with R.I. Gen. Laws Chapter 46-23 et seq. and
Specifically R.I. Gen. Laws § 46-23-1(f)(2), the Fee for
Transatlantic Cables Making Landfall in Rhode Island Shall Be Set at:
A. Forty thousand dollars
($40,000.00) per annum per active cable; and,
B. Two thousand five hundred
dollars ($2,500.00) one (1) time fee per inactive cable.
1. The annual fee for existing
active cables shall be assessed by the CRMC immediately upon
enactment and pro-rated to the calendar year. All such subsequently
CRMC-approved active cables shall be assessed at the time of approval
and pro-rated to the calendar year. Inactive cable fees are due in
full upon enactment.
2. The annual fee shall be due
on January 1 st of each year.
3. The fee schedule shall be
re-evaluated every five (5) years.
4. For purposes of this
Regulation a transatlantic cable is one that spans or crosses the
Atlantic Ocean from Rhode Island to another country other than Canada
or Mexico. It resides in, on or over Rhode Island’s submerged
lands within the State’s three (3) mile limit.
5. As further defined herein,
an active transatlantic cable is a cable functioning and operating
for its intended purposes. An inactive transatlantic cable is a cable
which is not active and intended by its record owner to be
permanently inactive. Inactive does not include temporary periods of
inactivity for maintenance, repairs, replacement or other similar
purposes.
6. The record owner of an
active transatlantic cable that makes landfall in Rhode Island shall
provide written notice to CRMC of the record owner’s
termination of activity of an active submerged transatlantic cable
that makes landfall in Rhode Island. Such notice shall be provided to
CRMC within ten (10) days of such termination. Once a cable is
considered inactive, the one (1) time fee shall become applicable in
the next calendar year.
7. The record owner of an
inactive transatlantic cable that makes landfall in Rhode Island will
provide written notice to CRMC of the record owner’s
reactivation of an inactive submerged transatlantic cable that makes
landfall in Rhode Island. Such notice shall be provided to CRMC
within ten (10) days of such reactivation.
8. If there is a change in
ownership the record owner shall notify CRMC of the change in
ownership and who the new record owner is within thirty (30) days of
the change.
1.5. Notification and Review of
Permit Applications
1.5.1 Notification
A. Upon receipt of complete
applications, including necessary plans and attachments thereto which
meet all the prerequisites of the Council as set forth herein, the
Council shall cause to place public notice of the pendency of said
application and a brief description of the proposed activity, the
Regulations from which variances are sought and the percent of the
deviation from the standard and/or whether a special exception is
required.
B. Public notice shall be sent
on formal applications and/or starred (*) administrative applications
to immediate abutters, appropriate municipal agencies in the area or
areas so affected by the activity, appropriate quasi-municipal and
State agencies which may be affected by the proposed activity,
appropriate citizen interest groups, as well as State and local
officials in the area or areas of the proposed activity.
C. It further shall be the
policy of this Council that anyone interested in receiving notice of
the pendency of any application or matter which requires that the
Council advertise a noticed public review period and is pending
before this Council which would be the subject matter of this
notification procedure, individually request to the Council in
writing his/her desire to receive such notification. Petitions for or
against any application or matter pending before the Council shall
not constitute a request for notification. This request may address
itself to receipt or notification of a single application, a group of
applications affecting an area or subject matter or a general request
of notifications of all applications and/or matters subject to
notification procedure, pending before the Council. The immediate
abutters shall also be notified except when the application requires
noticing more than fifty (50) abutters. In these cases, the Council’s
notification procedures will be conducted in accordance with the
notification requirements of the Administrative Procedures Act.
D. If an applicant and/or
interested party is to be represented by an attorney, that party's
attorney must enter an appearance in writing, to be placed on the
notification list and be considered an attorney of record. The
Council will make available an appropriate entry of appearance form.
Should an attorney wish to withdraw his/her appearance, written
notification must be sent to the Council, by registered or certified
mail, return receipt requested, specifying the applicant's name and
pending file number. Withdrawal may only be granted by leave of the
Chairman or Executive Director.
E. The date of this
notification shall commence a thirty (30) day comment period whereby
comments concerning the application shall be received by the Council.
F. In the event that during
this thirty (30) day period formal written objection and/or request
for hearing is received by the Coastal Resources Management Council
from an interested party and said formal written objection and/or
request for hearing is substantiated by genuine and material reason
as outlined in §
20-00-1.1.6(G) of this Title therefore, the matter shall then
become a contested case under the Rules and Regulations of the
Council, whereupon a public hearing may be scheduled at a time
immediately following the thirty (30) day objection period.
G. Upon the expiration of the
thirty (30) day period, the Council shall consider the application
including staff reports and recommendations thereon, reports and
recommendations from other State and local agencies thereon, and
comments thereon. When an application requires, as a condition of
Assent, that a deed restriction is necessary, the proposed language
for said restriction shall be, unless the Executive Director
determines the application would be better processed without it, made
part of the staff reports to the Council.
H. The Council shall further
investigate and review the site of the proposed activity through one
(1) or more of its own members.
I. Thereafter, at a meeting of
the Council, the application shall be considered and acted upon.
J. For applications that are
lacking information to begin review, staff shall prepare a letter
specifying the information necessary to begin the review of said
applications. If no information or reply is received within thirty
(30) days, such applications shall be deemed deficient and shall not
be accepted by the Council. The applicant shall be notified of this
decision.
K. For applications that are
active (accepted for review), staff may request additional
information to aid in the review of said applications. If there is no
communication or action on said request, staff shall prepare a
letter, advising the applicant that such information shall be
received within thirty (30) days or said applications shall be
canceled. If no reply is received within thirty (30) days, the
application shall be canceled by the Executive Director by letter
(certified mail, return receipt requested). The file shall then be
closed without prejudice to the applicant and the applicant notified
as such.
L. Once a final staff
report(s) is filed, an application cannot be revised except in the
discretion of the Executive Director or the full council. The
revision may be subject to the fee provisions of §§ 1.4.4
through 1.4.14 of this Part.
M. Assents for activities on
properties cited for a violation of the Program shall not be issued
until all enforcement issues related to that property are resolved.
This Rule shall not apply when such applications are submitted to
resolve an enforcement action, as directed by the Council’s
enforcement staff.
N. Whenever an application has
been brought before the Council three (3) times, and the applicant or
his legal counsel has failed to appear or offer an acceptable
explanation for their absences, then the application shall be
canceled without prejudice to the applicant.
O. Low and Moderate Income
Housing. Low and moderate income housing project applications
received by the Council that seek the preferred status afforded under
R.I. Gen. Laws Chapter 45-53 shall include a letter from the affected
community noting clearly that said community has an affordable
housing plan and that said application is therefore seeking said
preferred status.
1.5.2 Contested Cases
A. In the event an application
or matter pending before this Council becomes a contested case as
defined herein, the Council shall then schedule a public hearing
before a duly authorized and appointed Subcommittee on the matter.
The Subcommittee shall render a recommendation within thirty (30)
days of the final hearing unless the Chairman of the Council extends
such period.
B. Notice of this public
hearing shall be in conformity with R.I Gen. Laws Chapter 42-35 to
ensure all parties be afforded an opportunity to be heard.
C. Public hearing shall not be
convened until all information required by § 1.4.2 of this Part
has been received by the Subcommittee.
1.5.3 Hearings
A. Hearings required or
permitted shall be conducted in accordance with appropriate Rules of
Law and these Rules and Regulations. Hearings may be before a duly
appointed Subcommittee before the Council as a whole, as designated
by the Chairman in his/her sole discretion. A Subcommittee hearing
shall be required when a substantive objection is received from any
party or when requested by members (a vote of four (4) or more) of
the Coastal Resources Management Council.
B. In the case of hearings
before a duly-appointed Subcommittee, the full hearing shall be
before such Subcommittee. A record shall be kept as provided herein.
The Subcommittee shall then report its recommendations to the full
Council. The record shall be available to the full Council and all
parties of record. After the Subcommittee recommendation is formally
submitted to the full Council, parties may present new evidence
before the full Council at the full Council hearing.
C. Upon hearing all of the
facts and reviewing the record in its entirety, the Council shall
render its decision in accordance with R.I. Gen. Laws Chapter 42-35.
D. In any contested case, all
parties shall be served with such notice as may be provided for by
law, or, in the absence of such provision, as may be ordered by the
Council.
E. In the event formal
withdrawal of pending written objection to a contested matter is
received and/or requested by the objector and/or interested party or
representative, it shall be within the sole discretion of the Council
to withdraw the matter as a contested case.
F. In the event that an
applicant does not appear before a duly scheduled Subcommittee
hearing in accordance with R.I. Gen. Laws §§ 46-23-6 and
42-35-9(d), a default shall be entered against the applicant, except
the Chairman, if he determines there is good cause for the applicant
not appearing, may waive this requirement.
G. In the event that no
interested party in opposition to the application appears at the
Subcommittee, and the applicant has not requested the opportunity to
examine staff members or other State agency commentators, then the
matter shall be declared an uncontested case and be assigned to the
next undocketed regular Council meeting.
H. At any Council hearing on
any application, the applicant or his legal representative must be
present. In extraordinary circumstances, the Council may allow an
immediate family member to speak on behalf of the applicant, but this
shall be in the sole discretion of the Chairman.
1.5.4 Pleadings
A. Forms. All Pleadings,
(including complaints, answers, motions and petition) shall be on
white paper, eight and one half inches by eleven inches (8 1/2"
x 11") in size.
B. Filing. Whenever a pleading
or other document or paper is required to be filed with the Council,
it shall be filed in quadruplicate.
C. Pleading. Any person
(including the Council) filing a Pleading complaint or other document
shall adhere to the following form for such purpose:
1. At the top of the page
shall appear the wording "Before the Rhode Island Coastal
Resources Management Council." On the left side of the page
below the foregoing shall be set out: "In the Matter of (name of
applicant)." Opposite the foregoing shall appear the type of
pleading offered or other properly labeled title.
2. The body of the pleading or
other document shall be set out in numbered paragraphs which:
a. Identify the parties by
name and address; and
b. Concisely state the facts
which form the basis for the pleading or other pleading or
documentation.
3. All Pleadings (except those
filed by and in the name of the Council) shall be in writing and
sworn to.
4. Upon the filing of an
application and/or complaint the Council, if it has not already done
so, shall assign a file number or docket number to the proceeding and
shall enter said number on the original of the pleading.
1.5.5 Consolidation;
Separate Hearings
A. When matters involving a
common question of law or fact are pending before the Council, it may
order a joint hearing of any or all the matters at issue in the
proceeding; it may order all the proceedings consolidated; and it may
make such orders concerning proceedings therein as may tend to avoid
unnecessary costs or delay.
B. The Council, in furtherance
of convenience or to avoid prejudice, may order a separate hearing of
any matters or allegation against any person or of any separate
issue.
1.5.6 Pre-hearing
Conference Rule
A. In any proceeding of the
Council upon its own motion, or upon the motion of one (1) of the
parties or their qualified representatives, may in its discretion
direct the parties of their qualified representatives to appear at a
specified time and place for a conference to consider:
1. The simplification of the
issues;
2. The necessity of amendments
of the Pleadings;
3. Possibility of obtaining
stipulations, admissions of facts and of documents;
4. The limitation of the
number of expert witnesses; and
5. Such other matters as may
aid in the disposition of the proceedings.
B. The Council shall make an
order or statement which recites the action taken at the conference,
the amendments allowed to the Pleadings or application and the
agreements made by the parties or their qualified representatives as
to any of the matters considered, including the settlement or
simplification of issues, and which limits the issues for hearing to
those not disposed of by admissions or agreements; and such order or
statement shall control the subsequent course of the proceedings
unless modified for good cause by subsequent order.
1.5.7 Continuances
A. Any party who desires a
continuance shall, immediately upon receipt of notice of a hearing,
or as soon thereafter as facts requiring such continuance come to his
knowledge, notify the Chairman of the CRMC or Executive Director of
said desire, stating in detail the reasons why such continuance is
necessary. Requests by a party to continue a hearing before the full
Council may only be granted by the Chairman of the CRMC or the
Executive Director and only for good cause shown. Such requests must
be in writing and received by the Chairman of the CRMC or the
Executive Director twenty-four (24) hours in advance of the hearing.
The Council generally will not grant requests for continuances when
not received in writing and/or within less than twenty-four (24)
hours’ notice. Continuance requests are subject to the fee
provisions of § 1.4.4 of this Part.
B. Requests made in Advance
for Subcommittee Hearings. Requests by a party to continue a
Subcommittee hearing must be made in writing twenty-four (24) hours
prior to the day of the scheduled Subcommittee hearing. Such requests
may be granted only by the Chairman of the CRMC, the Executive
Director, the Chairman of the Subcommittee, or the acting Chairman of
the Subcommittee for good cause shown and may be subject to a seven
hundred fifty dollar ($750.00) administrative fee to cover costs
incurred by the Subcommittee.
C. Requests Made on the Day of
Subcommittee Hearings. Requests by a party to continue a Subcommittee
hearing made on the day of the hearing or at the hearing may be
granted only by the Chairman of the CRMC, Executive Director,
Chairman of the Subcommittee, or acting Chairman of the Subcommittee,
for good cause shown and shall be assessed an administrative fee.
However, such fee shall not be assessed at less than seven hundred
fifty dollars ($750.00) to cover administrative costs incurred by the
Subcommittee in conducting such hearing. The Chairman of the CRMC,
Executive Director, Subcommittee Chairman, or acting Subcommittee
Chairman shall not grant such continuance unless given adequate
assurances by the moving party that the administrative fee shall be
paid prior to the next scheduled hearing. Nothing herein shall
prohibit the Council or Subcommittee, other than at the request by a
moving party, as above described from continuing a hearing upon its
own motion.
D. During a hearing, if it
appears in the public interest or in the interest of justice that
further testimony or argument should be received, the Council or
Subcommittee may, in its discretion, continue the hearing and fix the
date for introduction of additional evidence or presentation or
argument. Such oral notice shall constitute final notice of such
continued hearing.
E. After close of the
Subcommittee hearing by the Subcommittee Chairman, the Subcommittee
may not reopen hearings unless the matter is referred back to the
Subcommittee from the full Council or the Chairman of the Council.
Any new evidence may be presented to the full Council at the full
Council hearing.
1.5.8 Rules of Evidence
A. Subject to the provision of
law and to the other provisions of these Rules, all relevant evidence
is admissible which, in the opinion of the Council, is the best
evidence reasonably obtainable, having due regard for its necessity,
availability and trustworthiness. In passing upon the admissibility
of evidence, the Council shall give consideration to, but (except to
the extent required by law) shall not be bound to follow, the Rules
of Evidence governing civil proceedings, in matters not involving
trial by jury, in the Superior Court of the State of Rhode Island.
B. When objection is made to
the admissibility of evidence, such evidence may be received subject
to a later ruling. The Council may, in its discretion, either with or
without objection, exclude inadmissible evidence or order cumulative
evidence discontinued. Parties’ objection to the introduction
of evidence shall state the precise grounds of such objection at the
time such evidence is offered.
C. When new evidence is
proffered to the Council, the Council may accept or reject the
proffered evidence, or remand the matter in whole or in part to a
Subcommittee for further proceedings.
1.5.9 Presentation of
Expert and Lay Testimony
All parties to an application
shall provide a list of all expert and lay witnesses it intends to
present, as well as the subject matter and materials on which the
witness is expected to testify to the Council or Subcommittee after
completion of the CRMC staff reports and not less than five (5)
business days prior to the scheduled hearing. The introduction at the
hearing of any new evidence, reports, or data may result in a delay
and rescheduling of the hearing.
1.5.10 Transcripts
Transcripts of testimony
shall be available at the Council's office for examination by any
party to the proceeding until expiration of the time during which any
appeal or petition for judicial review authorized by law may be
filed. Thereafter such a transcript shall not be available for
examination by any person except with the approval of the Council
after notice to all parties to such proceeding. If any party files
proceedings for judicial review, the Council shall, upon request by
any party, supply to such party a copy or copies of the transcript of
the proceedings before it at such reasonable charge as the Council
shall establish.
1.5.11 Finding of Fact
Any party may, at the
conclusion of a hearing or within such later time as may be fixed by
the Council, submit to the Council proposed findings of fact, copies
thereof to be served upon each party to the proceedings.
1.5.12 Permit Extensions
A. Where the Council has
issued a permit to undertake an activity in accordance with this
Program, said permit shall require such activity licensed or
permitted thereunder to be completed within (3) years from the date
of issuance unless specifically granted a longer period of time by
the Council. Extensions may be granted for good cause demonstrated by
the applicant. Additionally, in determining whether to grant an
extension, the Council will consider whether there has been a
substantial change in the environmental conditions on the site,
whether the CRMP has been amended such that the activity would now
require variances or special exceptions, or additional variances or
special exceptions, and whether the applicant has made a good faith
effort to undertake construction of the permitted activity. In the
event an applicant or his agents cannot complete said activity within
the three (3) year permitted time, unless specifically granted a
longer period of time by the Council, the permit shall expire unless
the applicant files a timely petition with the Council for a permit
extension. The applicant may, prior to the expiration of said time,
petition the Council in writing for an extension. Extensions may be
granted for projects only if it has been determined by staff that the
work accomplished is in compliance with the conditions of approval
established by the Council.
B. The Executive Director in
his discretion for cause shown may administratively grant an
extension for a period of time of up to one (1) year from the
expiration date of the permit. The Executive Director may grant a
maximum of three (3) one (1) year extensions. A fourth (4 th )
and final one (1) year extension may be granted only by the Council
and only for a period of time of up to one (1) year. However, for
projects associated with public infrastructure, the Council may grant
extensions for more than one (1) year.
C. Large scale projects are
generally commercial or public projects which, due to their size,
complexity and scope, have construction schedules which, at
reasonable rates of build-out, exceed seven (7) years. The applicant
may, prior to the expiration of a permit, petition the Council in
writing for an extension beyond that period of time originally and
specifically granted by the Council. The Council may grant an
extension that exceeds the permitted assent completion date upon
demonstration of a good faith effort to meet construction timelines.
The granting of an extension by the Council shall be the minimum
necessary to complete the project, but shall not exceed ten (10)
years beyond that period of time originally and specifically granted
by the Council. In granting this extension the Council may place
additional conditions on the previous permit that may be necessary to
bring remaining elements of the project in conformance with current
regulatory standards.
D. A notification of permit
extension shall be mailed to appropriate municipal and State
agencies.
E. Where a proposed activity
requires a Section 401 water quality certification (WQC) (or its
waiver) from the RIDEM as a prerequisite of the Rhode Island Coastal
Resources Management Program (RICRMP), the applicant shall obtain the
WQC, its waiver, or its denial within one (1) year from the date of
public notice otherwise the prerequisite will be waived. However, if
the applicant has not obtained the section 401 water quality
certification, its waiver, its cancellation, or its denial within one
(1) year of the date of public notice, the prerequisite contained in
the Rhode Island CRMP may be waived by the Executive Director in his
discretion if he determines that there is no significant potential
for the proposed activity to result in a discharge of pollutants into
the State's coastal waters. Thirty (30) days prior to waiving the
section 401 WQC of the RICRMP, the Council shall notify the RIDEM
that it is considering such a waiver.
F. If, at any time, the RIDEM
issues a denial for a section 401 WQC, then the applicant shall have
thirty (30) days after such final determination of denial to obtain a
section 401 WQC otherwise the application and/or the Council's
approval shall be canceled.
1.5.13 Modification of
Actions
A. For good cause, a majority
of the Coastal Resources Management Council members present at a
bi-monthly meeting of the full Council, wherein action is to be
taken, may vote to modify any said action taken hereunder provided
reasons for such modifications are set forth on the record and in the
minutes of the meetings, provided however, that the modification
relates only to items on the bi-monthly agenda.
B. A notification of
modification of action shall be mailed to appropriate municipal and
State agencies.
1.5.14 Withdrawal of
Applications
The applicant, at any time up
to the date that final staff reports are filed, may withdraw the
application without prejudice. After staff reports have been filed,
the application may be withdrawn only with the permission of the
Council. Once the application has been withdrawn, the matter may only
be considered again if the applicant submits a new application with
the appropriate fee.
1.5.15 Federal Consistency
Determinations and Certifications
A. Council review and
notification of Federal consistency certification applications for
non-Federal direct activities, Federal permits, licenses, approvals,
and Federal assistance, shall be in accordance with the Rhode Island
Coastal Resources Management Program and these Management Procedures.
B. For purposes of
notification and review, Council review of direct Federal activity
consistency determinations shall be considered starred (*)
administrative applications except for those activities which the
Council has determined have de minimis impact.
C. Pursuant to the review and
response allowances contained at 15 C.F.R. § 930.41, a fifteen
(15) day notice period will commence upon receipt of the Federal
consistency determination. In the event that during the fifteen (15)
day comment period a formal written objection is received by the
Council from an interested party, the objection must substantiate by
evidence that the proposed Federal activity does not conform with the
RICRMP. Such objection shall describe the reasons for the objection
and provide alternative measures, if they exist, that would, in the
objector’s opinion, make the activity consistent with the
RICRMP.
D. Upon reviewing the record,
the Executive Director shall render a decision on the consistency of
the proposed direct Federal activity based on the enforceable
policies of the RICRMP and pursuant to § 307 of the Federal CZMA
(16 U.S.C. § 1456), or refer such matter to the full Council for
such decision.
E. The Council’s action
on the consistency of the proposed direct Federal activity shall
follow the certification and appeal processes and procedures found in
15 C.F.R. Part 930 et seq .
F. The Council may rely upon
the public notice provided by the Federal agency proposing the
activity or reviewing the application for the Federal license or
permit when such notice satisfies these requirements.
1.5.16 Same Application
Request
The Council will not act upon
the same request unless there has been a substantial or material
change in the circumstances regarding the application or the action
of the Council.
1.6 Practice Before the Council
A. Any person may appear
before the Council in his own behalf. Any person or party who has an
interest in any matter before the Council may appoint an attorney to
represent him before the Council.
B. In order to represent a
person or party before the Council, an attorney must comply with §
1.5.1 of this Part.
C. In extraordinary
circumstances, the Council may allow an immediate family member to
speak on behalf of the applicant, but this shall be in the sole
discretion of the Chairman.
D. All persons appearing in
proceedings before the Council in a representative capacity shall
conform to the standards of conduct required of attorneys before the
courts of Rhode Island. If any such person does not conform to such
standards, the Council may decline to permit such person to appear in
a representative capacity in any proceedings before the Council.
1.7 Preliminary Investigations
A. Whenever authorized by law,
the Council may conduct preliminary investigations into matters under
its jurisdiction.
B. Whenever a member of the
staff or a Coastal Resources Management Council Member witnesses a
violation of the CRMC Plan or Assent, that individual is hereby
authorized to issue a warning to the person violating the Plan on a
form approved by the CRMC and a report of that warning shall be
delivered by the staff or Council member to the Executive Director
upon issuance.
1.8 Final Decisions of the Council
A. Final decisions or orders
adverse to a party in a contested case shall be in writing and made
part of the record. The final decisions shall include findings of
fact and conclusions of law separately stated. Final decisions or
orders adverse to a party in a contested case may be signed by the
Chairman, Vice Chairman, or the Executive Director.
B. Findings of Fact. If set
forth, the statutory language shall be accompanied by a concise and
explicit statement of the underlying facts supporting the findings.
These facts shall be based exclusively upon the record and matters
officially noticed. The parties and their attorneys of record shall
be notified of the decision of the Council. The City or Town Clerk
and the local building official of the community of which the Assent
is granted shall be sent a copy of the Assent or its denial.
1. The Council shall consider
the written recommendations of agency staff in making a final
decision, in addition to any new evidence or sworn testimony offered
at the meeting in which each case is heard.
2. The Council shall make
written express findings of fact and conclusions of law, separately
stated, on each case. If the Council does not follow the
recommendation of the agency staff, then it must specifically set
forth the reasons therefore.
C. Modification of Assents and
Final Decisions
1. At any time prior to the
expiration of an Assent, the full Council by majority vote may, based
upon the evidence presented to it, modify an Assent. The City or Town
Clerk and the local building official in the community shall be
notified of the modification.
2. The Council authorizes the
Executive Director in his discretion to modify an Assent or final
decision of the Council when the requested modification is consistent
with the prior approval of the Council and the applicant and staff
review have clearly demonstrated to the Executive Director's
satisfaction that the project's overall impact to the State's coastal
resources will be less than or equal to the existing Assent or
decision.
D. Permit Revocation
The Council may revoke a
permit for noncompliance with or violation of its terms after written
notice of intention to do so has been given the holder, and the
holder, in return, has been given the opportunity to present evidence
to the contrary to the Council. Financial hardship on the part of a
holder shall not be a defense to the revocation of a permit. The
Council may also revoke a permit if it finds that the holder or his
agent submitted relevant false information to the Council.
1.9 Service of Process
A. Service. The Council shall
cause to be served all orders, notices and other papers issued by it,
together with any other papers which it is required by law to serve.
Every other paper shall be served or caused to be served by the party
filing.
B. By Whom Served. All papers
served by either the Council or any party shall be served upon all
representatives of record at the time of such filing and upon parties
not represented by counsel or upon their agents designated by them or
by law.
C. Service upon Parties. The
final order, and any other paper required to be served by the agency
upon a party, shall be served upon such party or upon the agent
designated by them or by law to receive service of such papers, and a
copy shall be furnished to representatives of record.
D. Method of Service. Service
of papers shall be made personally or, unless otherwise provided by
law, by first class registered or certified mail, or telegraph.
E. When Service Complete.
Service upon parties shall be regarded as complete: by mail, upon
deposit in the United States mail properly stamped and addressed; by
telegraph, when deposited with a telegraph company properly
addressed, and with charges prepaid.
F. Filing with Council. Papers
required to be filed with the Council shall be deemed filed upon
actual receipt by the Council at the Council's office.
1.10 Agendas and Staff Reports
A. At bi-monthly meetings,
staff reports shall be submitted to Council members prior to the
meeting scheduled to consider that staff report and it shall be
contained in the agenda.
B. Agenda for the bi-monthly
meeting shall be delivered to Council members ninety-six (96) hours
prior to the meeting.
C. Contested hearing
subcommittee agendas and staff reports shall be delivered to
subcommittee members ninety-six (96) hours prior to the hearing.
1.11 Advertising
All Council and Subcommittee
meetings shall be advertised in accordance to law.
1.12 Declaratory Rulings
A. Petitions
1. As prescribed by R.I. Gen.
Laws § 42-35-8, as amended, any interested person may petition
the Council for a declaratory ruling. The Council on its own
initiative by a majority vote may conduct an inquiry regarding any
matter properly subject for a declaratory ruling. Once a petition is
filed, or the Council, by its own accord, may initiate any
investigations, staff review or comments, or seek a legal opinion if
it deems necessary. All petitions for declaratory rulings must comply
with the Pleadings provisions of these management procedures and must
set forth in a legal memoranda, with particularity, all relevant
facts, issues, and case law.
2. Thereafter, at the
discretion of the Council, the Council may:
a. Issue a binding declaratory
ruling; or
b. Issue a non-binding
declaratory ruling; or
c. Notify the petitioner
and/or interested parties of record that no declaratory ruling is to
be issued.
3. The Council's decisions on
declaratory ruling petitions shall be treated as final Council
actions or orders in contested cases for the purposes of judicial
review.
1.13 Judicial Review of Contested
Cases
A. Any person who has
exhausted all administrative remedies available to him or her within
the agency, and who is aggrieved by a final decision in a contested
case is entitled to judicial review under this Chapter .
This section does not limit utilization of or the scope of judicial
review available under other means of review, redress, relief, or
trial de novo provided by law. Any preliminary, procedural, or
intermediate agency act of ruling is immediately reviewable in any
case in which review of the final agency decision would not provide
an adequate remedy.
B. Proceedings for review are
instituted by filing a complaint in the Superior Court of Providence
County within thirty (30) days after mailing notice of the final
decision of the agency or, if a rehearing is requested, within thirty
(30) days after the decision concerning the assessment or
determination of any tax, interest or penalty made by the Tax
Administrator must pay the amount of such tax, interest or penalty to
said Administrator as a prerequisite to the filing of such complaint.
Copies of the complaint shall be served upon the agency and all other
parties of record in the manner prescribed by applicable Procedural
Rules.
C. The filing of the complaint
does not itself stay enforcement of the agency decision. The agency
may grant, or the reviewing court may order, a stay upon appropriate
Rules.
D. Within thirty (30) days
after the service of the complaint, or within further time allowed by
the court, the agency shall transmit to the reviewing court the
original or a certified copy of the entire record of the proceeding
under review. By stipulation of all parties of the review
proceedings, the record may be shortened. Any party unreasonably
refusing to stipulate to limit the record may be taxed by the court
for the additional costs. The courts may require or permit subsequent
corrections or additions to the record.
E. If, before the date set for
hearing, application is made to the court for leave to present
additional evidence, and it is shown to the satisfaction of the court
that the additional evidence is material and that there were good
reasons for failure to present it in the proceeding before the
agency, the court may order that the additional evidence be taken
before the agency upon conditions determined by the court. The agency
may modify its findings and decision by reason of the additional
evidence and shall file that evidence and any modifications, new
findings of decisions with the reviewing court.
F. The review shall be
conducted by the court without a jury and shall be confined to the
record. In cases of alleged irregularities in procedure before the
agency, not shown in the record, proof thereon may be taken in the
court. The court, upon request, shall hear oral argument and receive
written briefs.
G. The court shall not
substitute its judgment for that of the agency as to the weight of
the evidence on questions of fact. The court may affirm the decision
of the agency or remand the case for further proceedings, or it may
reverse or modify the decision if substantial rights of the appellant
have been prejudiced because the administrative findings, inferences,
conclusions or decisions are:
1. In violation of
constitutional or statutory provisions;
2. In excess of the statutory
authority of the agency;
3. Made upon unlawful
procedure;
4. Affected by other error of
law;
5. Clearly erroneous in view
of the reliable, probative, and substantial evidence on the whole
record; or
6. Arbitrary or capricious or
characterized by abuse of discretion or clearly unwarranted exercise
of discretion.
1.14 Adoption of Management
Policies
A. Adoption of Management
Policies and rulemaking shall be in accordance with R.I. Gen. Laws
Chapter 42-35 and further in accordance with the Rules and
Regulations and procedures set forth herein.
B. In addition to other
rulemaking requirements imposed by law, the Council shall:
1. Adopt as a Rule a
description of its organization, stating the general course and
method of its operations and the methods whereby the public may
obtain information or make submissions or requests;
2. Adopt Rules of practice,
setting forth the nature and requirements of all formal and informal
procedures available and including a description of all forms and
instructions used by the agency;
3. Make available for public
inspection all Rules and all other written statements of policy or
interpretations formulated, adopted, or used by the agency in the
discharge of its functions;
4. Make available for public
inspection all final orders, decision and opinions.
C. No Council Rule, order, or
decision is valid or effective against any person or party, nor may
it be invoked by the Council for any purpose, until it has been made
available for public inspection as herein required, except that this
provision is not applicable in favor of any person or party who has
actual knowledge thereof.
D. Prior to the adoption,
amendment, or repeal of any Rule the Council shall:
1. Give at least thirty (30)
days’ notice of its intended action. The notice shall include a
statement of either the terms or substance of the intended action or
a description of the subjects and issues involved, and of the time
when, the place where, and the manner in which interested persons may
present their views thereon. The notice shall be mailed to all
persons who have made timely request of the Council for advance
notice of its rulemaking proceeding and published in a newspaper or
newspapers having aggregate general circulation throughout the State,
provided, however, that if said action is limited in its
applicability to a particular area, then said publication may be in a
newspaper having general circulation in said area.
2. Afford all interested
persons reasonable opportunity to submit data, views, or arguments,
orally or in writing. In case of substantive Rules, opportunity for
oral hearing must be granted if requested by twenty-five (25)
members. The Council shall consider fully all written and oral
submissions respecting the proposed Rule. Upon adoption of a Rule,
the Council, if requested to do so by an interested person, either
prior to adoption or within thirty (30) days thereafter, shall issue
a concise statement of the principal reasons for and against its
adoption, incorporating therein its reasons for overruling the
considerations urged against its adoption.
E. If the Council finds that
an imminent peril to the public health safety or welfare requires
adoption of a Rule upon less than thirty (30) days' notice, and
states in writing its reasons for that finding, it may proceed
without prior notice or hearing or upon any abbreviated notice and
hearing that it finds practicable, to adopt an Emergency Rule. The
Rule so adopted may be effective for a period of not longer than one
hundred twenty (120) days renewable once for a period not exceeding
ninety (90) days.
F. No Rule hereafter adopted
is valid unless adopted in substantial compliance with this section,
but no contest of any Rule on the ground of noncompliance with the
procedural requirements of this section may be commenced after two
(2) years from its effective date.
G. Filing and Taking Effect of
Rules
1. The Council shall file
forthwith in the Office of the Secretary of State a certified copy of
each Rule adopted by it. The Secretary of State shall keep a
permanent register of the Rules open to public inspection.
2. Each Rule hereafter adopted
is effective twenty (20) days after filing, except that:
a. If a later date is required
by statute or specified in the Rule, the later date is the effective
date;
b. Subject to applicable
constitutional or statutory provisions, an Emergency Rule may become
effective immediately upon filing with the Secretary of State, or at
a stated date less than twenty (20) days thereafter, if the Council
finds that this effective date is necessary because of imminent
perils to the public health, safety, or welfare. The Council's
finding and a brief statement of the reasons therefore shall be filed
with the Rule in the Office of the Secretary of State. The Council
shall take appropriate measures to make Emergency Rules known to the
persons who may be affected by them.
H. Petition for Adoption of
Rules
Any interested person may
petition the Council requesting the promulgation, amendment or repeal
of any Rule. The Council shall prescribe by Rule the form for
petitions and the procedure for their submission, consideration, and
disposition. Upon submission of a petition, the Council within thirty
(30) days shall either deny the petition in writing (stating its
reasons for the denials) or initiate rulemaking proceedings.
1.15 Access to Public Records
A. Purpose & Authority
The Coastal Resources
Management Council is a public agency subject to the provisions of
the Rhode Island Access to Public Records Act (APRA), codified at
R.I. Gen. Laws § 38-2-1, et seq ., and these Regulations
are being adopted under the authority of that Act. These Regulations
are intended to help the public obtain the information they request
and to guide the Council staff as they comply with requests.
B. Public Records Officer
The person holding the
position of Office Manager shall be the Council’s Public
Records Officer. He or she may be contacted at 4808 Tower Hill Road,
Suite 3, Wakefield, RI 02879, Phone (401) 783-3370, Fax (401)
783-3767.
C. What Records Are Public
1. Public Records and
Availability – Under the APRA, all records the Council keeps
are presumed to be public unless they are deemed non-public by the
Act. The Council shall make all records deemed public by the APRA
available to any person that may request them. Such public records
include all applications, transcripts, agendas, minutes, reports,
documents, papers, letters, maps, books, tapes, photographs, films,
recordings and computer stored records made or received pursuant to
any law or Regulation, or in connection with the transaction of any
official Council business, that are not otherwise deemed non-public
by the APRA.
2. Non-Public Records –
The APRA deems certain personnel, medical, trade secret,
investigatory, law enforcement, preliminary drafts, notes,
impressions, memoranda, working papers, and other documents
non-public and the Council shall not make public any records deemed
non-public by the APRA.
D. How to Make a Request
1. Who to Request Records From
– Requests for public records shall be made to the Public
Records Officer.
2. Written Requests Preferred
– To help ensure the public obtains the records and/or
information they request, to avoid confusion that has arisen in the
past, and to ensure public record requests are recognized and handled
expeditiously, the Council prefers public records request be made in
writing and it may promulgate a form for such requests. The public
does not have to use any specific form.
3. Requests for Certain
Documents – Although written requests are preferred, consistent
with State law and these Regulations, a written request is not
required to access the following documents:
a. Documents prepared for the
public;
b. Documents readily available
to the public; and
c. Public information
available pursuant to R.I. Gen. Laws § 42-35-2, which is a
portion of the Administrative Procedures Act.
d. Council and Sub-Committee
Agendas
e. Council and Sub-Committee
Minutes
f. Council Transcripts
g. Council Decisions
h. Assents
i. Public Hearing Notices
j. Public Hearing Minutes
k. Public Hearing Transcripts
l. Public documents submitted
at Council meetings or Public Hearings
m. Coastal Program (sometimes
referred to as The Red Book)
n. Management Procedures
o. Council Orders
4. Purpose of Request –
The Council may ask the purpose of a request in order to help
identify the records requested but it shall not withhold any public
records based on the purpose for which the records are sought, nor
shall the Council require, as a condition of fulfilling a public
records request, that the requestor provide a reason for the request.
5. Identity of the Requester –
The Council may request the name and contact information for a person
making a request in order to contact them if questions arise
regarding their requests and to notify them when records are
available. However, except as otherwise noted in these Regulations,
the Council shall not require a person to identify themselves nor to
provide any contact information.
6. Identifying Records –
Requestors searching for a particular file or set of records are
invited to search the Council website, http://www.crmc.ri.gov ,
to identify the appropriate file number for the records they desire.
7. Staff Assistance
Identifying Records – Requestors are encouraged to speak with
Council staff to help identify the records they wish to request.
E. Time for Complying with
Requests
1. Time to Comply – The
Council shall endeavor to permit the inspection or copying of public
records within ten (10) business days after receiving a request.
2. Extensions of Time –
If the Council does not permit the inspection or copying of public
records within ten (10) business days, it shall forthwith explain in
writing the need for additional time to comply with the request. Any
such explanation must be particularized to the specific request made.
In such case, the Council may have up to an additional twenty (20)
business days to comply with the request if it can demonstrate that
the voluminous nature of the request, the number of requests for
records pending, or the difficulty in searching for and retrieving or
copying the requested records, is such that additional time is
necessary to avoid imposing an undue burden on the Council.
3. Records in Storage or Use –
If a public record requested is in active use or in storage and,
therefore, not available at the time access is requested, the Council
shall so inform the requestor and make an appointment for the person
to examine such records as expeditiously as they may be made
available.
4. Records Generally
Unavailable – Records that are the subject of a scheduled
Council meeting, hearing or workshop will generally be in use by the
Council and not available for public inspection the day of the
meeting, hearing or workshop.
5. Timing of Requests –
The Council shall try to accommodate walk-in requests for readily
available records but at least twenty-four (24) hours advance notice
is strongly preferred because, among other reasons, the staff person
who handles requests may not be available.
F. Methods of Complying with
Requests
1. Inspection During Normal
Business Hours – The Council shall make public records in its
possession, custody or control available for inspection during its
normal business hours at its office in South Kingstown, Rhode Island.
[8:30 AM to 4:00 PM, Monday through Friday]
2. Inspecting Records –
When inspecting records, only one (1) file or set of records at a
time will be provided in order to reduce the risk of documents being
misplaced.
3. Alternate Ways of
Inspecting Records – A requestor may elect to obtain records in
any media in which the Council is reasonably capable of providing
them. At the election of the requestor, the Council shall provide
copies of the public records electronically, by facsimile, or by mail
in accordance with the requestor’s choice, unless complying
with that preference would be unduly burdensome due to the volume of
records requested or the costs that would be incurred. The requestor
shall be responsible for the actual cost of delivery, if any.
4. Form of Records – The
Council shall not be required to reorganize, consolidate, or compile
data or records into any form it does not already maintain the data
or records in at the time the request to inspect the data or records
was made except to the extent that such records are in an electronic
format and the Council would not be unduly burdened in providing such
data.
5. Transcripts –
Requestors who desire a stenographic transcript of the Council
proceedings may contact the stenographer directly. [As of October
2020, Rebecca J. Forte DBA Irons & Associates is the stenographic
firm the Council utilizes. Contact (401) 474-8441.]
6. Checking-Out Transcripts –
Requestors who provide their name, a valid government issued
identification bearing their name and photograph, and their contact
information, may also ‘check-out’ transcripts, and take
them out of the Council’s office, for up to twenty-four (24)
hours if the Public Records Officer determines allowing the
transcripts to leave the Council office will not interfere with the
Council’s operations nor present more than a de minimis
risk of not being returned.
G. Research and Copying
Charges
1. Charges Authorized and
Payment Required – The Council shall assess search, retrieval
and copying charges in accordance with these Regulations. Upon
request, the Council shall provide an estimate of the costs of
responding to a request prior to fulfilling it. Upon request, the
Council shall provide a detailed itemization of the costs assessed.
The requestor shall pay the charges prior to inspecting or receiving
the documents. The Council does not accept cash, credit or debit
cards. The Council does accept checks and money orders.
2. Searching and Retrieval
Charges
a. The Council shall not
charge for the first (1 st ) hour of time spent searching
for and retrieving records.
b. The Council shall charge
fifteen dollars ($15.00) per hour for each additional hour, after the
first (1 st ) hour, spent searching for and retrieving
records.
c. For the purposes of these
Regulations, multiple requests from any person or entity to the
Council within a thirty (30) day time period shall be considered one
(1) request.
d. The Council may charge the
reasonable actual cost for retrieving records from storage if it is
assessed a retrieval fee.
3. Copying Charges
a. The Council can currently
make copies of documents up to eleven inches by seventeen inches (11”
x 17”).
b. The Council shall not
charge for the first (1 st ) five (5) pages of any copies it
makes.
c. The Council shall charge
fifteen cents ($0.15) per page for copies it makes in excess of five
(5) pages.
d. If a requestor desires
copies of documents larger than eleven inches by seventeen inches
(11” x 17”), and the Council can reasonably do so, the
Council will bring the oversized documents to a local vendor to make
copies and the requestor may then pay the vendor for the copies.
e. Requestors who desire
copies of documents larger than eleven inches by seventeen inches
(11” x 17”) contained in pending applications may also
request them from the applicant, engineer or attorney involved.
Applicants, engineers and attorneys are encouraged to make them
available at costs.
H. Denial of Access
1. Determining What Records
Are Public – Consistent with these Regulations and the APRA,
the Public Records Officer shall determine which records are public
and which are not.
2. Records the Council Does
Not Have – The Council shall inform the requestor if the
records requested do not exist or are not within the Council’s
custody or control.
3. Non-Public Records and
Redaction – If a record is deemed non-public pursuant to the
APRA or these Regulations, any reasonably segregable portion of it
shall be available to the public after the deletion of the
information which is the basis of its designation as non-public. If
an entire record is deemed non-public, the Council shall state in
writing that no portion of the record contains reasonable segregable
information that is public.
4. Denying Access – If
the Public Records Officer determines the requested records, or any
part of the requested records, are not public, she or he shall inform
the requestor of the specific reasons for the determination, in
writing, within ten (10) business days of the request. The writing
shall indicate the procedures for appealing the determination.
5. Appealing Denials –
In addition to any appeal right contained in the APRA, the requestor
may appeal the determination that records are not public to the
Council’s Chief Administrative Officer. The Council’s
Chief Administrative Officer is its Executive Director. Such appeals
should be in writing. [As of September 2020, the Council Executive
Director is Jeffrey M. Willis.] The Executive Director shall review
the Public Records Officer’s determination and make a final
determination whether or not to allow public access within ten (10)
business days after the submission of the appeal.
I. Miscellaneous
1. Posting on Web Site &
Availability to Public – The Council’s Public Educator
and Information Coordinator shall cause a copy of these Regulations
to be maintained on the Council web site. [As of January 1, 2013,
that person is Laura Dwyer.] The Council’s Office Manager shall
ensure a copy of these Regulations is available to the public at the
Council’s office.
2. Disclosures to Attorney
General – The Council’s Executive Director shall
identify, and then at least annually identify, in writing to the
Rhode Island Attorney General, the Council’s Public Records
Officer and the Executive Director shall annually confirm to the
Attorney General that the Public Records Officer has been provided
orientation and training regarding the APRA.