650-RICR-20-05-11
650-RICR-20-05-11. RICRMP: Ocean SAMP - Chapter 11 - Policies of the Ocean SAMP (version Amendment, 10/06/2019 to 10/06/2019)
11.1 Authority
A. Pursuant to the federal
Coastal Zone Management Act (CZMA) of 1972 (16 U.S.C. §§
1451 through 1466) and R.I. Gen. Laws Chapter 46-23 the Coastal
Resources Management Council (CRMC) is authorized to develop and
implement special area management plans.
B. The regulations herein
constitute a RICR regulatory component of the Ocean Special Area
Management Plan (SAMP) Chapter 11 - The Policies of the Ocean SAMP,
and must be read in conjunction with the other RICR regulatory
components and chapters of the Ocean SAMP for the full context and
understanding of the CRMC’s findings and policies that form the
basis and purpose of these regulations. The other RICR regulatory
components and chapters of the Ocean SAMP should be employed in
interpreting the regulations herein and R.I. Gen. Laws §
46-23-1, et seq .
11.2 Purpose
A. The purpose of these rules
is to carry out the responsibilities of the Coastal Resources
Management Council in establishing the Ocean Special Area Management
Plan (Ocean SAMP) for the state's offshore waters (within the 3
nautical mile state water boundary). The CRMC will apply its SAMP
responsibilities to projects that are proposed in federal waters
(beyond the 3 nautical mile state water boundary) through the CZMA
federal consistency provisions pursuant to 16 U.S.C. § 1456 and
15 C.F.R. Part 930. This includes developing the geographic location
descriptions (GLDs) in federal waters. The SAMP, GLDs, and CZMA
federal consistency authority provide the framework for promoting a
balanced and comprehensive ecosystem-based management approach to the
development and protection of Rhode Island’s ocean-based
resources. In addition, these rules establish the regulatory
standards and enforceable policies for purposes of the federal CZMA
federal consistency provisions pursuant to 16 U.S.C. § 1456 and
15 C.F.R. Part 930.
11.3 Definitions
A. “Certified
verification agent” or “CVA” means an independent
third-party agent that shall use good engineering judgment and
practices in conducting an independent assessment of the design,
fabrication and installation of the facility.
B. “Construction and
operations plan” or “COP” means a plan that
describes the applicant’s construction, operations, and
conceptual decommissioning plans for a proposed facility, including
the applicant’s project easement area.
C. “Ecosystem based
management” or “EBM” means an integrated approach
to management that considers the entire ecosystem, including humans.
The goal of EBM is to maintain an ecosystem in a healthy, productive
and resilient condition that provides the services humans want and
need.
D. “Enforceable policy”
means State policies which are legally binding through constitutional
provisions, laws, regulations, land use plans, ordinances, or
judicial or administrative decisions, by which a State exerts control
over private and public land and water uses and natural resources in
the coastal zone.
E. “Fishermen’s
Advisory Board” or “FAB” means an advisory body to
the Council that shall be comprised of up to twenty (20) total
members, to include the following:
1. Up to two (2) members
representing each of the following six Rhode Island fisheries: bottom
trawling; scallop dredging; gillnetting; lobstering; party and
charter boat fishing; and recreational angling;
2. Up to two (2) members
representing Rhode Island seafood processing facilities; and
3. Up to six (6) members, who
are Massachusetts fishermen who fish in the Ocean SAMP area to
include four commercial fishermen and two recreational fishermen.
F. “Geographic location
description” or “GLD” means a geographic area in
federal waters where certain federal license, and permit activities
pursuant to 15 C.F.R. Part 930 Subparts D and E will be subject to
Rhode Island review under the CZMA federal consistency provisions.
Rhode Island has two federally approved GLDs (2011 and 2018).
G. “Habitat Advisory
Board” or “HAB” means an advisory body to the
Council that shall be comprised of nine members, five representing
marine research institutions with experience in the Ocean SAMP study
area and surrounding waters, and four representing environmental
non-governmental organizations that maintain a focus on Rhode Island.
H. “Large-scale offshore
developments” means:
1. Offshore wind facilities (5
or more turbines within 2 km of each other, or 18 MW power
generation);
2. Wave generation devices (2
or more devices, or 18 MW power generation);
3. Instream tidal or ocean
current devices (2 or more devices, or 18 MW power generation);
4. Offshore LNG platforms (1
or more);
5. Artificial reefs (1/2 acre
footprint and at least 4 feet high), except for projects of a public
nature whose primary purpose is habitat enhancement; and
6. Outer continental shelf
(OCS) exploration, development, and production plans.
I. “Marine spatial
planning” or “MSP” means the process by which
ecosystem-based management is organized to produce desired outcomes
in marine environments.
J. “Site assessment
plan” or “SAP” means a pre-application plan that
describes the activities and studies the applicant plans to perform
for the characterization of the project site.
11.4 Introduction
A. The Rhode Island General
Assembly mandates Rhode Island Coastal Resources Management Council
to preserve, protect, develop, and where possible, restore the
coastal resources of the state for this and succeeding generations
through comprehensive and coordinated long range planning and
management designed to produce the maximum benefit for society from
these coastal resources; and that the preservation and restoration of
ecological systems shall be the primary guiding principle upon which
environmental alteration of coastal resources will be measured,
judged and regulated [R.I. Gen. Laws § 46-23-1(a)(2)]. To more
effectively carry out its mandate, the CRMC has established use
categories for all state waters out to the three nautical mile
boundary. The Rhode Island Coastal Resource Management Program
(RICRMP) is a federally-approved coastal program under the federal
Coastal Zone Management Act (16 U.S.C. § 1451 et seq .).
B. The Ocean Special Area
Management Plan is the regulatory, planning and adaptive management
tool that CRMC applies to uphold these regulatory responsibilities in
the Ocean SAMP area. Using the best available science and working
with well-informed and committed resource users, researchers,
environmental and civic organizations, and local, state and federal
government agencies, the Ocean SAMP provides a comprehensive
understanding of this complex and rich ecosystem. The Ocean SAMP also
documents how the people of this region have used and depended upon
these offshore resources for subsistence, work and play, and how the
natural wildlife such as fish, birds, marine mammals and sea turtles
feed, spawn, reproduce, and migrate throughout this region, thriving
on the rich habitats, microscopic organisms, and other natural
resources. To fulfill the Council’s mandate, the Ocean SAMP
lays out enforceable policies and recommendations to guide CRMC in
promoting a balanced and comprehensive ecosystem-based management
approach to the development and protection of Rhode Island’s
ocean-based resources.
C. The Ocean SAMP region lies
at the convergence of two bio-geographic provinces - the Acadian to
the north (Cape Cod to the Gulf of Maine) and the Virginian to the
south (Cape Cod to Cape Hatteras). Due to this unique position, the
Ocean SAMP area is more susceptible than other areas along the
eastern seaboard to the effects of climate change. Cognizant of this
fact, the CRMC integrates climate concerns and adaptation and
mitigation responses into relevant policies and plans. CRMC believes
that with advanced planning, together with energy conservation, the
harm and costs associated with these potential impacts can be reduced
and may be avoided.
D. This Chapter presents how
the Ocean SAMP builds upon CRMC’s existing program as well as
describes implementation mechanisms that support the application of
the adaptive management approach. § 11.9 of this Part presents
all Ocean SAMP general policies, while § 11.10 of this Part
integrates the regulatory standards into a regulatory process that
ensures the Council’s ability to uphold its mandatory
requirements. To review both general policies and regulatory
standards by topic area, please see that specific chapter. The
general policies in § 11.9 of this Part are policies the CRMC
applies through its various management and regulatory functions, but
the general policies are not “enforceable policies” for
purposes of the federal CZMA federal consistency provision at 16
U.S.C. § 1456 and 15 C.F.R. Part 930. For CZMA federal
consistency purposes the general policies are advisory only and
cannot be used as the basis for a CRMC CZMA federal consistency
concurrence or objection. However, for state permitting purposes,
offshore developments proposed to be sited in state waters are bound
by both the general policies in § 11.9 of this Part and
regulatory standards in § 11.10 of this Part. The regulatory
standards in § 11.10 of this Part are enforceable policies for
purposes of the federal CZMA federal consistency provision pursuant
to16 U.S.C. § 1456 and 15 C.F.R. Part 930. For CZMA federal
consistency purposes the regulatory standards, in addition to other
applicable federally approved RICRMP enforceable policies, shall be
used as the basis for a CRMC CZMA federal consistency concurrence or
objection.
E. States, generally, do not
have jurisdiction in federal waters and the federal CZMA does not
confer such jurisdiction. Therefore, in order to meet CZMA
requirements, state plans, enforceable policies, and Areas of
Particular Concern (APCs) must only apply to areas of state
jurisdiction. The Ocean SAMP is a planning and regulatory component
for the State of Rhode Island and is incorporated into the
NOAA-approved Rhode Island Coastal Resource Management Program. As
such, in order to meet the CZMA’s definition of “enforceable
policy” and NOAA’s corresponding regulations, the Ocean
SAMP only applies to state waters (out to 3 nautical miles). The
enforceable policies, APCs and Areas Designated for Preservation
(ADPs) in the NOAA-approved Ocean SAMP apply to activities in federal
waters through the CZMA federal consistency provision.
F. The Ocean SAMP includes
maps of federal waters and identifies uses, resources and areas of
federal waters. The data and maps pertaining to federal waters are
not enforceable components of the Ocean SAMP. However, the data and
maps contain a substantial amount of environmental, ecological,
geologic, and human use information for state and federal waters.
This information will be useful for environmental reviews (including
reviews under the National Environmental Policy Act and coastal
effects analyses under the CZMA), engineering issues (e.g., is the
seafloor material compatible for a particular piece of equipment),
and other planning and regulatory decisions. The CRMC may use the
data and maps for federal waters to assess coastal effects, but Rhode
Island’s CZMA federal consistency concurrence or objection must
be based on enforceable policies contained in the NOAA-approved
RICRMP.
11.5 Building on CRMC’s
Existing Program
A. Ocean SAMP policies and
recommendations build upon and refine the CRMC’s existing
program and regulations presented in the Rhode Island Coastal
Resources Management Program. The policies, standards, and
definitions contained in the RICRMP for Type 4 waters within the
Ocean SAMP boundary, specifically from the mouth of Narragansett Bay
seaward, between 500 feet offshore and the 3-nautical mile state
water boundary, are hereby modified. In addition, §§
00-1.3.1(C)
and 1.3.1(H) of this Chapter are hereby superseded for this Ocean
SAMP region. Aquaculture projects of any size shall follow §
00-1.3.1(K)
of this Chapter. Dredging and dredge disposal activities remain
governed by § 00-1.3.1(I)
of this Chapter.
B. All federal consistency
certifications for large-scale offshore developments, as defined in §
11.3(H) of this Part, will be concurred with or objected to by the
full Council after receiving a timely recommendation from the CRMC
Executive Director.
C. The Ocean SAMP polices for
Type 4 waters require that CRMC accommodate and maintain a balance
among the diverse activities, both traditional and future water
dependent uses, while preserving and restoring the ecological
systems. CRMC recognizes that large portions of Type 4 waters include
important fishing grounds and fishery habitats, and shall protect
such areas from alterations and activities that threaten the vitality
of Rhode Island fisheries. Aquaculture leases shall be considered if
the Council is satisfied there will be no significant adverse impacts
on the traditional fishery. In addition, CRMC shall work to promote
the maintenance and improvement of good water quality within the Type
4 waters (§ 00-1.2.1(E)
of this Chapter).
D. The Ocean SAMP assists CRMC
in upholding its mandate to preserve the state’s coastal
resources on submerged lands in accordance with the public trust. As
stated in Article 1, § 17 of the Rhode Island Constitution,
applicable statutes, and restated in the RICRMP, the state maintains
title in fee to submerged lands below the high water mark, and holds
these lands in trust for the use of the public, preserving public
rights which include but are not limited to fishing, commerce, and
navigation in these lands and waters. Rhode Island public trust
resources are defined in RICRMP as the tangible physical, biological
matter substance or systems, habitat or ecosystem contained on, in or
beneath the tidal waters of the state, and also include intangible
rights to use, access, or traverse tidal waters for traditional and
evolving uses including but not limited to recreation, commerce,
navigation, and fishing.
E. As with the six existing
Rhode Island SAMPs and CRMC’s water type designations, CRMC
implements the marine spatial planning (MSP) process to achieve
ecosystem-based management (EBM) for the Ocean SAMP region. For the
purposes of the Ocean SAMP, the CRMC adopts the definition of EBM as
defined in § 11.3 of this Part. The goal of EBM is to maintain
an ecosystem in a healthy, productive and resilient condition that
provides the services humans want and need.” Ecosystems are
places and MSP is the process by which ecosystem-based management is
organized to produce desired outcomes in marine environments. Since
1983 the CRMC has applied MSP to achieve EBM along Rhode Island’s
coastline.
11.6 Ocean SAMP Goals and
Principles
A. The following goals and
principles guided the process to both develop the Ocean SAMP as well
as establish its policies and regulations. These goals and principles
were developed in coordination with the Ocean SAMP researchers and
the Ocean SAMP stakeholder group. For more information on the Ocean
SAMP goals and principles and the Ocean SAMP stakeholder group see
Chapter 1, Introduction.
B. The Ocean SAMP Goals are
to:
1. Foster a properly
functioning ecosystem that is both ecologically sound and
economically beneficial;
2. Promote and enhance
existing uses;
3. Encourage marine-based
economic development that considers the aspirations of local
communities and is consistent with and complementary to the state’s
overall economic development, social, and environmental needs and
goals; and
4. Build a framework for
coordinated decision-making between state and federal management
agencies.
C. The Ocean SAMP Principles
are to:
1. Develop the Ocean SAMP
document in a transparent manner;
2. Involve all stakeholders;
3. Honor existing activities;
4. Base all decisions on the
best available science; and
5. Establish monitoring and
evaluation that supports adaptive management.
11.7 Applying Adaptive Management
to Implement the Ocean SAMP
A. Since its inception in
1971, the CRMC has managed Rhode Island’s coastal waters using
an adaptive management approach. Adaptive management is a systematic
process for continually improving management policies and practices
by learning from the outcomes of previous policies and practices.
Adaptive management requires careful implementation, monitoring,
evaluation of results, and adjustment of objectives and practices. To
this end, CRMC will establish several mechanisms to ensure that the
Ocean SAMP is implemented using this management approach.
B. CRMC will develop and
implement the Ocean SAMP science research agenda, in coordination
with the Ocean SAMP researchers, federal, state, and local government
and other parties, to improve management policies and practices. The
Ocean SAMP science research agenda will allow CRMC to:
1. Continue to learn about
Rhode Island’s offshore natural resources and human activities;
2. Better understand the
potential effects of future development and other human impacts; and
3. Increase Rhode Island’s
understanding of the projected impacts of global climate change. To
develop the science research agenda, the Council will put together an
advisory group including scientists, partner federal and state
agencies, environmental organizations, and users of the Ocean SAMP
area. This group will help the Council to identify data gaps, short-
and long-term research priorities, potential partners, and potential
funding sources.
C. A progress assessment and
monitoring process by CRMC will be established with the purpose of
assessing progress towards achieving the Ocean SAMP goals,
objectives, and principles. This process will record decisions,
capture lessons learned, note achievements, and document policy and
management adaptations. This process will be ongoing, available on
the project web site, and formally reported to the public on a
biannual basis.
D. The Council will develop a
work plan that will guide the proactive management of the Ocean SAMP
region and implement the Ocean SAMP goals:
1. Foster a properly
functioning ecosystem that is both ecologically sound and
economically beneficial;
2. Promote and enhance
existing uses;
3. Encourage marine-based
economic development that meets the aspirations of local communities
and is consistent with and complementary to the state’s overall
economic development, social, and environmental needs and goals; and
4. Build a framework for
coordinated decision-making between state and federal management
agencies. Major components of this work plan include the Ocean SAMP
science research agenda, the progress assessment and monitoring
process, stakeholder involvement and education, and implementation of
Ocean SAMP policies and recommendations.
E. Although the Ocean SAMP may
be amended through an administrative process, the CRMC will conduct a
major review of the Ocean SAMP document every five years from
adoption. CRMC will implement this revision process using the
principles honored during the development of the Ocean SAMP,
including involving stakeholders and basing all decisions on the best
available science. For more information on the Ocean SAMP principles,
see Chapter 1, Introduction.
F. The Council will establish
a mechanism to ensure that the public continues to be engaged in the
implementation of the Ocean SAMP. The Ocean SAMP public forum will be
held biannually. The public forum will feature reports and
discussions of the Ocean SAMP condition and use, note progress toward
goals and objectives, and recognize contributions to implementing the
Ocean SAMP. The forum will highlight projects underway, report on the
progress assessment and monitoring process and science research
agenda, including new research findings and updated global climate
change projections, and provide opportunities for exchanging
information, ideas, and strategies to strengthen implementation. The
forum will address emerging issues and identify potential Ocean SAMP
revisions. The Council will use this information to prepare its work
plan. The forum may be followed up by other Ocean SAMP meetings that
provide continuing opportunities to discuss progress, focus on
specific issues, and coordinate ongoing actions by member groups. The
public forum will be supported by the Ocean SAMP website and
information systems maintained by Rhode Island Sea Grant and CRMC.
11.8 Decision-making
A. In accordance with and
pursuant to the provisions of R.I. Gen. Laws § 46-23-6, the
Council shall engage in the following coordination activities. The
intent of establishing these coordination mechanisms is to ensure
appropriate engagement of the stakeholders, including the resources
users and the state and federal government agencies. These
coordination mechanisms, although described here, are more thoroughly
described in the identified sections:
1. The Council shall work to
the maximum extent practicable in coordination with the Ocean SAMP
joint agency working group as defined in § 11.9.7(I) of this
Part, a group facilitated by the Council and made up of appropriate
federal and state agencies, to establish project specific
requirements that shall be followed by the applicant during the
construction, operation and decommissioning phases of an offshore
development. For more information on the joint agency working group,
see § 11.9.7(I) of this Part.
2. The Council shall engage
commercial and recreational fishermen in the Ocean SAMP
decision-making process through the Fishermen’s Advisory Board
(FAB), as defined in § 11.3(E) of this Part. The FAB will
provide the Council with advice on the potential adverse impacts of
offshore development on commercial and recreational fishermen and
fisheries activities, and on issues including, but not limited to,
the evaluation and planning of project locations, arrangements, and
alternatives; micro-siting (siting of individual wind turbines within
an offshore wind farm to identify the best site for each individual
structures); access limitations; and measures to mitigate the
potential impacts of such projects. For more information on the FAB,
see § 11.9.4(H) of this Part.
3. The Council shall work to
minimize use conflicts and ensure marine safety and navigational
access around and through offshore structures and developments and
along cable routes during the construction, operation and
decommissioning phases of offshore development, by establishing
communication and coordination mechanisms between the Council,
Federal and state agencies, resource users including fishermen’s
organizations, marine pilots, recreational boating organizations, and
marine safety organizations. See §§ 11.9.4 through 11.9.7
of this Part for further information.
4. The Council shall convene a
panel of scientists to advise on findings of current climate science
for the region and the implications for Rhode Island’s coastal
and offshore regions, as well as the possible management
ramifications. This information will allow the Council to proactively
plan for and adapt to climate change impacts including, but not
limited to, increased storminess, temperature change, and
acidification in addition to accelerated sea level rise. For more
information on the Science Advisory Panel for Climate Change, see §
11.9.2(C) of this Part.
5. The Council shall work to
the maximum extent practicable with state and federal agencies,
academic institutions, environmental organizations, and others to
make sure it is using the best available science and modeling tools
to inform the decision making process. Tools including the Technology
Development Index (TDI) and the Ecological Value Map (EVM) will
inform site selection of future development and help to understand
where areas of greatest ecological value exist in the Ocean SAMP area
to then determine appropriate sites suitable for preservation and/or
future development. For more information on these tools, see Chapter
2, Ecology of the SAMP Region, and Part 8
of this Subchapter (Renewable Energy and Other Offshore Development).
11.9 General Policies
A. Ocean SAMP policies and
regulatory standards represent actions the CRMC must take to uphold
its regulatory responsibilities mandated to them by the Rhode Island
General Assembly and the CZMA to achieve the Ocean SAMP goals and
principles described in the Introduction Chapter. The “General
Policies” in § 11.9 of this Part are policies the CRMC
applies through its various management and regulatory functions, but
the General Policies are not “enforceable policies” for
purposes of the federal CZMA federal consistency provision (16 U.S.C.
§ 1456 and 15 C.F.R. Part 930). For CZMA federal consistency
purposes the General Policies are advisory only and cannot be used as
the basis for a CRMC CZMA federal consistency concurrence or
objection. However, for state permitting purposes, offshore
developments proposed to be sited in state waters are bound by both
the General Policies (§ 11.9 of this Part) and regulatory
standards (§ 11.10 of this Part) listed herein, The Policies of
the Ocean SAMP. The “regulatory standards” in §
11.10 of this Part are enforceable policies for purposes of the
federal CZMA federal consistency provision (16 U.S.C. § 1456 and
15 C.F.R. Part 930). For CZMA federal consistency purposes the CRMC
shall use the regulatory standards, in addition to other applicable
federally approved RICRMP enforceable policies, as the basis for a
CRMC CZMA federal consistency concurrence or objection. These general
and regulatory policies for cultural and historic resources,
fisheries, recreation and tourism, and marine transportation promote
and enhance existing uses and honor existing activities (§
11.6(C)(3) of this Part). Ecology, global climate change, and other
future uses information and policies provide a context for basing all
decisions on the best available science, while fostering a
functioning ecosystem that is both ecologically sound and
economically beneficial (§ 11.6(C)(4) of this Part). Renewable
energy and offshore development policies and regulatory standards
ensure there is a rigorous review for all ocean development so that
the Council meets its public trust responsibilities. The Ocean SAMP
also provides thoughtful direction to encourage marine-based economic
development that meets the aspirations of local communities and is
consistent with and complementary to the state’s overall
economic development, social, and environmental needs and goals (§
11.6(B)(3) of this Part). All chapters work towards establishing
frameworks to coordinate decision-making between state and federal
management agencies and the people who use the Ocean SAMP region (§
11.6(B)(4) of this Part), developing in a transparent manner (§
11.6(C)(1) of this Part), and promoting adaptive management (§
11.6(C)(5) of this Part). All of the Ocean SAMP policies are
important to ensure that the Ocean SAMP region is managed in a manner
that meets the needs of the people of Rhode Island, while protecting
and restoring our natural environment for future generations.
B. § 11.9 of this Part
presents all Ocean SAMP general policies, while § 11.10 of this
Part integrates the regulatory standards into a regulatory process
that ensures the Council’s ability to uphold its mandatory
requirements.
C. Any assent holder of a
CRMC-approved offshore development, as defined in § 11.10.1(A)
of this Part, shall:
1. Design the project and
conduct all activities in a manner that ensures safety and shall not
cause undue harm or damage to natural resources, including their
physical, chemical, and biological components to the extent
practicable; and take measures to prevent unauthorized discharge of
pollutants including marine trash and debris into the offshore
environment.
2. Submit requests,
applications, plans, notices, modifications, and supplemental
information to the Council as required;
3. Acknowledge, in writing,
any oral request or notification made by the Council, within three
(3) business days and follow up in writing on such request or
notification within a reasonable period of time as determined jointly
by the assent holder and CRMC considering the circumstances;
4. Comply with the terms,
conditions, and provisions of all reports and notices submitted to
the Council, and of all plans, revisions, and other Council
approvals, as provided in § 11.10.5 of this Part;
5. Make all applicable
payments on time;
6. Conduct all activities
authorized by the assent in a manner consistent with the provisions
of this document, the Rhode Island Coastal Resources Management
Program, and all relevant federal and state statutes and regulations;
7. Compile, retain, and make
available to the Council within the time specified by the Council any
information related to the site assessment, design, and operations of
a project; and
8. Respond to requests from
the Council in a timeframe specified by the Council.
D. Administrative processing
fee: For large-scale offshore developments, underwater cables, and
other projects as determined by the Council, the CRMC may asses the
applicant with an administrative processing fee to help defray costs
to conduct the CZMA federal consistency review, including the
mitigation negotiations. This fee shall be $20,000. The Council
cannot issue a conditional concurrence or an objection for failure to
pay the fee.
11.9.1 Ecology
A. The Council recognizes that
the preservation and restoration of ecological systems shall be the
primary guiding principle upon which environmental alteration of
coastal resources will be measured. Proposed activities shall be
designed to avoid impacts and, where unavoidable impacts may occur
those impacts shall be minimized and mitigated.
B. As the Ocean SAMP is an
extension and refinement of CRMC’s policies for Type 4
multipurpose waters as described in § 00-1.2.1(E)
of this Chapter, CRMC will encourage a balance among the diverse
activities, both traditional and future water dependent uses, while
preserving and restoring the ecological systems.
C. The Council recognizes that
while all fish habitat is important, spawning and nursery areas are
especially critical in providing shelter for these species during the
most vulnerable stages of their life cycles. The Council will ensure
that proposed activities shall be designed to avoid impacts to these
sensitive habitats, and, where unavoidable impacts may occur, those
impacts shall be minimized and mitigated. In addition, the Council
will give consideration to habitat used by species of concern as
defined by the NMFS Office of Protected Resources.
D. Because the Ocean SAMP is
located at the convergence of two eco-regions and therefore more
susceptible to change, the Council will work with partner federal and
state agencies, research institutions, and environmental
organizations to carefully manage this area, especially as it relates
to the projected effects of global climate change on this rich
ecosystem.
E. The Council shall appoint a
standing Habitat Advisory Board (HAB) which shall provide advice to
the Council on the ecological function, restoration and protection of
the marine resources and habitats in the Ocean SAMP area and on the
siting, construction, and operation of off shore development in the
Ocean SAMP study area and in NOAA-approved geographic location
descriptions (GLDs). The HAB shall also provide advice on scientific
research and its application to the Ocean SAMP. The HAB is an
advisory body to the Council and does not supplant any authority of
any federal or state agency responsible for the conservation and
restoration of marine habitats. The HAB is defined in § 11.3(G)
of this Part. HAB members shall serve four-year terms and shall serve
no more than two consecutive terms. The Council shall provide to the
HAB a semi-annual status report on Ocean SAMP area marine resources
and habitat-related issues and adaptive management of projects in the
Ocean SAMP planning area, including but not limited to: protection
and restoration of marine resources and habitats, cumulative impacts,
climate change, environmental review criteria, siting and performance
standards, and marine resources and habitat mitigation and
monitoring. The Council shall notify the HAB in writing concerning
any project in the Ocean SAMP area. The HAB shall meet not less than
semi-annually with the Fishermen’s Advisory Board and on an
as-needed basis to provide the Council with advice on protection and
restoration of marine resources and habitats in the Ocean SAMP areas
and potential adverse impacts on marine resources and habitat posed
by proposed projects reviewed by the Council. The HAB may also meet
regularly to discuss issues related to the latest science of
ecosystem-based management in the marine environment and new
information relevant to the management of the Ocean SAMP planning
area. In addition the HAB may aid the Council and its staff in
developing and implementing a research agenda. As new information
becomes available and the scientific understanding of the Ocean SAMP
planning area evolves, the HAB may identify new areas with unique or
fragile physical features, important natural habitats, or areas of
high natural productivity for designation by the Council as Areas of
Particular Concern or Areas Designated for Preservation.
11.9.2 Global Climate
Change
A. The Council recognizes that
the changes brought by climate change are likely to result in
alteration of the marine ecology and human uses affecting the Ocean
SAMP area. The Council encourages energy conservation, mitigation of
greenhouse gasses and adaptation approaches for management. The
Council, therefore, supports the policy of increasing offshore
renewable energy production in Rhode Island as a means of mitigating
the potential effects of global climate change.
B. The Council shall
incorporate climate change planning and adaptation into policy and
standards in all areas of its jurisdiction of the Ocean SAMP and its
associated land-based infrastructure to proactively plan for and
adapt to climate change impacts such as increased storm intensity and
temperature change, in addition to accelerated sea level rise. For
example, when evaluating Ocean SAMP area projects and uses, the
Council will carefully consider how climate change could affect their
future feasibility, safety and effectiveness. When evaluating new or
intensified existing uses within the Ocean SAMP area, the Council
will consider predicted impacts of climate change especially upon
sensitive habitats, most notably spawning and nursery grounds, of
particular importance to targeted species of finfish, shellfish and
crustaceans.
C. The Council will convene a
panel of scientists, biannually, to advise on findings of current
climate science for the region and the implications for Rhode
Island’s coastal and offshore regions, as well as the possible
management ramifications. The horizon for evaluation and planning
needs to include both the short term (10 years) and longer term (50
years). The Science Advisory Panel for Climate Change will provide
the Council with expertise on the most current global climate change
related science, monitoring, policy, and development design standards
relevant to activities within its jurisdiction of the Ocean SAMP and
its associated land-based infrastructure to proactively plan for and
adapt to climate change impacts such as increased storminess,
temperature change, and acidification in addition to accelerated sea
level rise. The findings of this Science Advisory Panel will be
forwarded on to the legislatively-appointed Rhode Island Climate
Change Commission for their consideration.
D. The Council will prohibit
those land-based and offshore development projects which based on a
sea level rise scenario analysis will threaten public safety or not
perform as designed resulting in significant environmental impacts.
The U.S. Army Corps of Engineers has developed and is implementing
design and construction standards that consider impacts from sea
level rise. These standards and other scenario analyses should be
applied to determine sea level rise impacts.
E. The Council supports the
application of enhanced building standards in the design phase of
rebuilding coastal infrastructure associated with the Ocean SAMP
area, including port facilities, docks, and bridges that ships must
clear when passing underneath.
F. The Council supports the
development of design standards for marine platforms that account for
climate change projections on wind speed, storm intensity and
frequency, and wave conditions and will work with the U.S. Bureau of
Ocean Energy Management, Department of the Interior, Department of
Energy, and the Army Corps of Engineers to develop a set of standards
that can then be applied in Rhode Island projects. The Council will
re-assess coastal infrastructure and seaworthy marine structure
building standards periodically not only for sea level rise, but also
for other climate changes including more intense storms, increased
wave action, and increased acidity in the sea.
G. The Council supports public
awareness and interpretation programs to increase public
understanding of climate change and how it affects the ecology and
uses of the Ocean SAMP area.
11.9.3 Cultural and
Historic Resources
A. The Council recognizes the
rich and historically significant history of human activity within
and adjacent to the Ocean SAMP area. These numerous sites and
properties, that are located both underwater and onshore, should be
considered when evaluating future projects.
B. The Council has a federal
obligation as part of its responsibilities under the federal Coastal
Zone Management Act to recognize the importance of cultural,
historic, and tribal resources within the state’s coastal zone,
including Rhode Island state waters. It has a similar responsibility
under the Rhode Island Historic Preservation Act. The Council will
not permit activities that will significantly impact the state’s
cultural, historic and tribal resources.
C. The Council will engage
federal and state agencies, and the Narragansett Indian Tribe’s
Tribal Historic Preservation Office (THPO), when evaluating the
impacts of proposed development on cultural and historic resources.
The Rhode Island Historic Preservation and Heritage Commission
(RIHPHC) is the State Historic Preservation Office (SHPO) for the
state of Rhode Island, and is charged with developing historical
property surveys for Rhode Island municipalities, reviewing projects
that may impact cultural and historic resources, and regulating
archaeological assessments on land and in state waters. For other
tribes outside of Rhode Island that might be affected by a federal
action it is the responsibility of the applicable federal agency to
consult with affected tribes.
D. Project reviews will follow
the policies outlined in §§ 00-1.2.3
(Areas of Historic and Archaeological Significance) and 00-1.3.5
of this Chapter (Guidelines for the Protection and Enhancement of the
Scenic Value of the Coastal Region) of the State of Rhode Island
Coastal Resources Management Program, as amended (Subchapter 00 Part
1
of this Chapter). The standards for the identification of cultural
resources and the assessment of potential effects on cultural
resources will be in accordance with the National Historic
Preservation Act Section 106 regulations, 36 C.F.R. Part 800,
Protection of Historic Properties.
E. Historic shipwrecks,
archeological or historical sites located within Rhode Island’s
coastal zone are Areas of Particular Concern (APCs) for the Rhode
Island coastal management program. Direct and indirect impacts to
these resources must be avoided to the greatest extent possible.
Other areas, not noted as APCs, may also have significant
archeological sites that could be identified through the permit
process. For example, the area at the south end of Block Island
waters within the 30 foot depth contour is known to have significant
archeological resources. As a result, projects conducted in the Ocean
SAMP area may have impacts to Rhode Island’s underwater
archaeological and historic resources.
F. Archaeological surveys
shall be required as part of the permitting process for projects
which may pose a threat to Rhode Island’s archaeological and
historic resources. During the filing phase for state assent,
projects needing archaeological surveys will be identified through
the joint review process. The survey requirements will be coordinated
with the SHPO and, if tribal resources are involved, with the
Narragansett THPO.
G. Areas of Particular Concern
may require a buffer or setback distance to ensure that development
projects avoid or minimize impacts to known or potential historic or
archaeological sites. The buffer or setback distance during the
permitting process will be determined by the SHPO and if tribal
resources are involved, the Narragansett THPO.
H. In addition to general Area
of Particular Concern buffer/setback distances around shipwrecks or
other submerged cultural resources, the Council reserves the right,
based upon recommendations from RIHPHC, to establish protected areas
around all submerged cultural resources which meet the criteria for
listing on the National Register of Historic Places.
I. Projects conducted in the
Ocean SAMP area may have impacts that could potentially affect
onshore archaeological, historic, or cultural resources.
Archaeological and historical surveys may be required of projects
which are reviewed by the joint agency review process. During the
filing phase for state assent, projects needing such surveys will be
identified and the survey requirement will be coordinated with the
SHPO and if tribal resources are involved, with the Narragansett
THPO.
J. Guidelines for onshore
archaeological assessments in the Ocean SAMP area can be obtained
through the RIHPHC in their document, “Performance Standards
and Guidelines for Archaeological Projects: Standards for
Archaeological Survey” (RIHPHC 2007), or the lead federal
agency responsible for reviewing the proposed development. In
addition, guidelines for landscape and visual impact assessment in
the Ocean SAMP area can be obtained through the lead federal agency
responsible for reviewing the proposed development.
11.9.4 Commercial and
Recreational Fisheries
A. The commercial and
recreational fishing industries, and the habitats and biological
resources of the ecosystem they are based on, are of vital economic,
social, and cultural importance to Rhode Island’s fishing ports
and communities. Commercial and recreational fisheries are also of
great importance to Rhode Island’s economy and to the quality
of life experienced by both residents and visitors. The Council finds
that other uses of the Ocean SAMP area could potentially displace
commercial or recreational fishing activities or have other adverse
impacts on commercial and recreational fisheries.
B. The Council recognizes that
finfish, shellfish, and crustacean resources and related fishing
activities are managed by a host of different agencies and regulatory
bodies which have jurisdiction over different species and/or
different parts of the SAMP area. Entities involved in managing fish
and fisheries within the SAMP area include, but are not limited to,
the Atlantic States Marine Fisheries Commission, the R.I. Department
of Environmental Management, the R.I. Marine Fisheries Council, the
NOAA National Marine Fisheries Service, the New England Fishery
Management Council, and the Mid-Atlantic Fishery Management Council.
The Council recognizes the jurisdiction of these organizations in
fishery management and will work with these entities to protect
fisheries resources. The Council will also work in coordination with
these entities to protect priority habitat areas.
C. The Council’s policy
is to protect commercial and recreational fisheries within the Ocean
SAMP area, and the 2011 and 2018 GLDs, from the adverse impacts of
other uses, while supporting actions to make ongoing fishing
practices more sustainable. The Council anticipates that over time
there will be improved scientific knowledge of the impacts of fishing
on habitats and fish populations. Improvements in more sustainable
gear technology, fishing practices, and management tools may improve
the state of fisheries resources. A general goal of the Council is to
improve the health of the Ocean SAMP area ecosystem and the
populations of fish and shellfish it provides. Cooperative research,
using the unique skills and expertise of the fishing community, will
be a cornerstone to this goal.
D. Commercial and recreational
fisheries activities are dynamic, taking place at different places at
different times of the year due to seasonal species migrations and
other factors. The Council recognizes that fisheries are dynamic,
shaped by these seasonal migrations as well as other factors
including shifts in the regulatory environment, market demand, and
global climate change. The Council further recognizes that the entire
Ocean SAMP area is used by commercial and recreational fishermen
employing different fishing methods and gear types. Changes in
existing uses, intensification of uses, and new uses within the area
could cause adverse impacts to these fisheries. Accordingly, the
Council shall:
1. In consultation with the
Fishermen’s Advisory Board, as defined in § 11.3(E) of
this Part, identify and evaluate prime fishing areas on an ongoing
basis through an adaptive framework.
2. Review any uses or
activities that could disrupt commercial or recreational fisheries
activities.
E. The Council shall work
together with the U.S. Coast Guard, the U.S. Navy, the U.S. Army
Corps of Engineers, NOAA, fishermen’s organizations, marine
pilots, recreational boating organizations, and other marine safety
organizations to promote safe navigation, fishing, and recreational
boating activity around and through offshore structures and
developments, and along cable routes, during the construction,
operation, and decommissioning phases of such projects. The Council
will promote and support the education of all mariners regarding safe
navigation around offshore structures and developments and along
cable routes.
F. Discussions with the U.S.
Coast Guard, the U.S. Department of the Interior Bureau of Ocean
Energy Management and the U.S. Army Corps of Engineers have indicated
that no vessel access restrictions are planned for the waters around
and through offshore structures and developments, or along cable
routes, except for those necessary for navigational safety.
Commercial and recreational fishing and boating access around and
through offshore structures and developments and along cable routes
is a critical means of mitigating the potential adverse impacts of
offshore structures on commercial and recreational fisheries and
recreational boating. The Council endorses this approach and shall
work to ensure that the waters surrounding offshore structures,
developments, and cable routes remain open to commercial and
recreational fishing, marine transportation, and recreational
boating, except for navigational safety restrictions. The Council
requests that federal agencies notify the Council as soon as is
practicable of any federal action that may affect vessel access
around and through offshore structures and developments and along
cable routes. The Council will continue to monitor changes to
navigational activities around and through offshore developments and
along cable routes. Any changes affecting existing navigational
activities may be subject to CZMA federal consistency review if the
federal agency determines its activity will have reasonably
foreseeable effects on the uses or resources of Rhode Island’s
coastal zone.
G. The Council recognizes that
commercial and recreational fishermen from other states, such as the
neighboring states of Connecticut, New York, and Massachusetts, often
fish in the Ocean SAMP area. The Council also recognizes that many
fish species that are harvested in adjacent waters may rely on
habitats and prey located within the Ocean SAMP area. Accordingly,
the Council will work with neighboring states to ensure that offshore
development and other uses of the Ocean SAMP area do not result in
significant impacts to the fisheries resources or activities of other
states.
H. The Council shall appoint a
standing Fishermen’s Advisory Board (FAB) which shall provide
advice to the Council on the siting and construction of other uses in
marine waters. The FAB is an advisory body to the Council that is not
intended to supplant any existing authority of any other federal or
state agency responsible for the management of fisheries, including
but not limited to the Marine Fisheries Council and its authorities
set forth in R.I. Gen. Laws § 20-3-1 et seq . The FAB is
defined in § 11.3(E) of this Part. When there are two members
representing a fishing interest, only one vote may be cast on behalf
of that interest. If the two members representing that fishery cannot
agree on their vote then there shall be no vote for that fishery for
the item under consideration. In any vote on a matter, there shall be
no more than 7 votes total for RI interests and no more than 3 votes
total for MA interests. The FAB members may elect a chair and a
vice-chair from amongst its members. In addition the FAB may
establish rules governing its members such as a minimum number of
meetings each member must attend to maintain standing as a member.
FAB members shall serve four-year terms. The Council shall provide to
the FAB a semi-annual status report on Ocean SAMP area fisheries
related issues, including but not limited to those of which the
Council is cognizant in its planning and regulatory activities, and
shall notify the FAB in writing concerning any project in the Ocean
SAMP area. The FAB shall meet not less than semi-annually with the
Habitat Advisory Board and on an as-needed basis to provide the
Council with advice on the potential adverse impacts of other uses on
commercial and recreational fishermen and fisheries activities, and
on issues including, but not limited to, the evaluation and planning
of project locations, arrangements, and alternatives; micro-siting
(siting of individual wind turbines within an offshore wind farm to
identify the best site for each individual structure); access
limitations; and measures to mitigate the potential impacts of such
projects on the fishery. In addition the FAB may aid the Council and
its staff in developing and implementing a research agenda. As new
information becomes available and the scientific understanding of the
Ocean SAMP planning area evolves, the FAB may identify new areas with
unique or fragile physical features, important natural habitats, or
areas of high natural productivity for designation by the Council as
Areas of Particular Concern or Areas Designated for Preservation.
11.9.5 Recreation and
Tourism
A. The Council recognizes the
economic, historic, and cultural value of marine recreation and
tourism activities in the Ocean SAMP area to the state of Rhode
Island. The Council’s goal is to promote uses of the Ocean SAMP
area that do not significantly interfere with marine recreation and
tourism activities or values.
B. When evaluating proposed
offshore developments, the Council will carefully consider the
potential impacts of such activities on marine recreation and tourism
uses. Where it is determined that there is a significant impact, the
Council may modify or deny activities that significantly detract from
these uses.
C. The Council will encourage
and support uses of the Ocean SAMP area that enhance marine
recreation and tourism activities.
D. The Council recognizes that
the waters south of Brenton Point and within the 3-nautical mile
boundary surrounding Block Island are heavily-used recreational areas
and are commonly used for organized sailboat races and other marine
events. The Council encourages and supports the ongoing coordination
of race and marine event organizers with the U.S. Coast Guard, the
U.S. Navy, and the commercial shipping community to facilitate safe
recreational boating in and adjacent to these areas, which include
charted shipping lanes and Navy restricted areas (see Ocean SAMP
Chapter 7, Marine Transportation, Navigation, and Infrastructure).
The Council shall consider these heavily-used recreational areas when
evaluating offshore developments in this area. Where it is determined
that there is a significant impact, the Council may suitably modify
or deny activities that significantly detract from these uses. The
Council also recognizes that much of this organized recreational
activity is concentrated within the circular sailboat racing areas as
depicted in Figure 6 in § 11.10.2(I) of this Part, and
accordingly has designated these areas as Areas of Particular
Concern. See § 11.10.2 of this Part for requirements associated
with Areas of Particular Concern.
E. See § 11.9.4(E) of
this Part for policy regarding safe navigation around and through
offshore structures and developments and along cable routes.
F. See § 11.9.4(F) of
this Part for policy regarding vessel access around and through
offshore structures and developments and along cable routes.
G. The Council recognizes that
offshore wildlife viewing activities are reliant on the presence and
visibility of marine and avian species which rely on benthic habitat,
the availability of food, and other environmental factors. The
Council shall consider these environmental factors when evaluating
proposed offshore developments in these areas. Where it is determined
that there is a significant impact, the Council may modify or deny
activities that significantly detract from these uses.
11.9.6 Marine
Transportation, Navigation and Infrastructure
A. The Council recognizes the
importance of designated navigation areas, which include shipping
lanes, precautionary areas, recommended vessel routes, pilot boarding
areas, anchorages, military testing areas, and submarine transit
lanes to marine transportation and navigation activities in the Ocean
SAMP area. The Council also recognizes that these and other waters
within the Ocean SAMP area are heavily used by numerous existing
users who have adapted to each other with regard to their uses of
ocean space. Any changes in the spatial use patterns of any one of
these users will result in potential impacts to the other users. The
Council will carefully consider the potential impacts of such changes
on the marine transportation network. Changes to existing designated
navigational areas proposed by the U.S. Coast Guard, NOAA, the R.I.
Port Safety and Security Forums, or other entities could similarly
impact existing uses. The Council requests that they be notified by
any of these parties if any such changes are to be made to the
transportation network so that they may work with those entities to
achieve a proper balance among existing uses.
B. The Council recognizes the
economic, historic, and cultural value of marine transportation and
navigation uses of the Ocean SAMP area to the state of Rhode Island.
The Council’s goal is to promote uses of the Ocean SAMP area
that do not significantly interfere with marine transportation and
safe navigation within designated navigation areas, which include
shipping lanes, precautionary areas, recommended vessel routes, pilot
boarding areas, anchorages, military testing areas, and submarine
transit lanes. See § 11.10.2 of this Part for discussion of
navigation areas which have been designated as Areas of Particular
Concern.
C. The Council will encourage
and support uses of the Ocean SAMP area that enhance marine
transportation and safe navigation within designated navigation
areas, which include shipping lanes, precautionary areas, recommended
vessel routes, pilot boarding areas, anchorages, military testing
areas, and submarine transit lanes.
D. See § 11.9.4(E) of
this Part for policy regarding safe navigation around and through
offshore structures and developments and along cable routes.
E. See § 11.9.4(F) of
this Part for policy regarding vessel access around and through
offshore structures and developments and along cable routes.
11.9.7 Offshore Renewable
Energy and Other Offshore Development
A. The Council supports
offshore development in the Ocean SAMP area that is consistent with
the Ocean SAMP goals, which are to:
1. Foster a properly
functioning ecosystem that can be both ecologically effective and
economically beneficial;
2. Promote and enhance
existing uses; and
3. Encourage marine-based
economic development that considers the aspirations of local
communities and is consistent and complementary to the state’s
overall economic development needs and goals.
B. The Council supports the
policy of increasing renewable energy production in Rhode Island. The
Council also recognizes:
1. Offshore wind energy
currently represents the greatest potential for utility-scale
renewable energy generation in Rhode Island;
2. Offshore renewable energy
development is a means of mitigating the potential effects of global
climate change;
3. Offshore renewable energy
development will diversify Rhode Island’s energy portfolio;
4. Offshore renewable energy
development will aid in meeting the goals set forth in Rhode Island’s
Renewable Energy Standard;
5. Marine renewable energy has
the potential to assist in the redevelopment of urban waterfronts and
ports.
C. The Council’s support
of offshore renewable energy development shall not be construed to
endorse or justify any particular developer or particular offshore
renewable energy proposal.
D. The Council may require the
applicant to fund a program to mitigate the potential impacts of a
proposed offshore development to natural resources and existing human
uses. The mitigation program may be used to support restoration
projects, additional monitoring, preservation, or research activities
on the impacted resource or site.
E. To the greatest extent
possible, offshore development structures and projects shall be made
available to researchers for the investigation into the effects of
large-scale installations on the marine environment, and to the
extent practicable, educators for the purposes of educating the
public.
F. The Council shall work in
coordination with the U.S. Department of the Interior Bureau of Ocean
Energy Management to develop a seamless process for review and design
approval of offshore wind energy facilities that is consistent across
state and federal waters.
G. The Council shall work
together with the U.S. Coast Guard, the U.S. Navy, the U.S. Army
Corps of Engineers, NOAA, fishermen’s organizations, marine
pilots, recreational boating organizations, and other marine safety
organizations to promote safe navigation, fishing, and recreational
boating activity around and through offshore structures and
developments, and along cable routes, during the construction,
operation, and decommissioning phases of such projects. The Council
will promote and support the education of all mariners regarding safe
navigation around offshore structures and developments and along
cable routes.
H. To coordinate the review
process for offshore wind energy developments, the Council shall
adopt consistent information requirements similar to the requirements
of the U.S. Department of the Interior’s Bureau of Ocean Energy
Management for offshore wind energy. All documentation required at
the time of application shall be similar with the requirements
followed by the U.S. Department of the Interior Bureau of Ocean
Energy Management when issuing renewable energy leases on the Outer
Continental Shelf. For further details on these regulations see 30
C.F.R. §§ 285 et seq . The Council shall continue to
monitor the federal review process and information requirements for
any changes and will make adjustments to the Ocean SAMP policies
accordingly.
I. To the maximum extent
practicable, the Council shall coordinate with the appropriate
federal and state agencies to establish project specific requirements
that shall be followed by the applicant during the pre-construction,
construction, operation and decommissioning phases of an offshore
development. To the maximum extent practicable, the Council shall
work in coordination with a Joint Agency Working Group when
establishing pre-construction survey and data requirements,
monitoring requirements, protocols and mitigation measures for a
proposed offshore development. State members of the Joint Agency
Working Group shall coordinate with the Habitat Advisory Board and
the Fishermen’s Advisory Board and shall seek input from these
Boards before establishing project specific recommendations for an
offshore development. To the maximum extent practical, and consistent
with the federal agency and tribal members’ authorities,
federal members of the Joint Agency Working Group, are encouraged to
coordinate with the Habitat Advisory Board and the Fishermen’s
Advisory Board. The Joint Agency Working Group shall comprise those
state and federal agencies that have a regulatory responsibility
related to the proposed project, as well as the Narragansett Indian
Tribal Historic Preservation Office. The agency composition of this
working group may differ depending on the proposed project, but
should generally include the lead federal agency with primary
jurisdiction over the proposed project and the CRMC. The
pre-construction survey requirements outlined in § 8.5.2(F)
of this Subchapter may be reduced for small- scale offshore
developments as recommended by the Joint Agency Working Group.
J. The Council identifies the
following industry goals for offshore projects. These are not
required standards at this time but are targets project proponents
should try to meet where possible to alleviate potential adverse
impacts:
1. A goal for the offshore
wind farm applicant and operator is to have operational noise from
wind turbines average less than or equal to 100 dB re 1 μPa2 in
any 1/3 octave band at a range of 100 meters at full power
production.
2. The applicant and
manufacturer should endeavor to minimize the radiated airborne noise
from the wind turbines.
3. A monitoring system
including acoustical, optical and other sensors should be established
near these facilities to quantify the effects.
11.9.8 Application
Requirements in State Waters
A. Applicants shall meet the
site assessment plan (SAP) requirements in § 11.10.5 of this
Part and the following:
1. As appropriate, the Council
shall coordinate and consult with relevant Federal and State
agencies, and affected Indian tribes.
2. During the review process,
the Council may request additional information if it is determined
that the information provided is not sufficient to complete the
review and approval process.
3. Once the SAP is approved by
the Council the applicant may begin conducting the activities
approved in the SAP.
4. Reporting requirements of
the applicant under an approved SAP:
a. Following the approval of a
SAP, the applicant shall notify the Council in writing within 30 days
of completing installation activities of any temporary measuring
devices approved by the Council.
b. The applicant shall prepare
and submit to the Council a report semi-annually. The first report
shall be due 6 months after work on the SAP begins; subsequent
reports shall be submitted every 6 month thereafter until the SAP
period is complete. The report shall summarize the applicant’s
site assessment activities and the results of those activities.
c. The Council reserves the
right to require additional environmental and technical studies, if
it is found there is a critical area lacking or missing information.
5. The applicant shall seek
the Council’s approval before conducting any activities not
described in the approved SAP, describing in detail the type of
activities the applicant proposes to conduct and the rationale for
these activities. The Council shall determine whether the activities
proposed are authorized by the applicant’s existing SAP or
require a revision to the applicant’s SAP. The Council may
request additional information from the applicant, if necessary, to
make this determination.
6. The Council shall
periodically review the activities conducted under an approved SAP.
The frequency and extent of the review shall be based on the
significance of any changes in available information and on onshore
or offshore conditions affecting, or affected by, the activities
conducted under the applicant’s SAP. If the review indicates
that the SAP should be revised to meet the requirements of this part,
the Council shall require the applicant to submit the needed
revisions.
7. The applicant may keep
approved facilities (such as meteorological towers) installed during
the SAP period in place during the time that the Council reviews the
applicant’s COP for approval. Note: Structures in state waters
shall require separate authorizations outside the SAP process.
8. The applicant is not
required to initiate the decommissioning process for facilities that
are authorized to remain in place under the applicant’s
approved COP. If, following the technical and environmental review of
the applicant’s submitted COP, the Council determines that such
facilities may not remain in place the applicant shall initiate the
decommissioning process.
9. The Executive Director on
behalf of the Council will be responsible for reviewing and approving
study designs conducted as part of the necessary data and information
contained in the SAP. The Executive Director shall seek the advice of
the FAB and HAB in setting out the study designs to be completed in
the SAP. The Executive Director shall also brief the Ocean SAMP
Subcommittee on each study design as it is being considered. Any
applicant that initiates, conducts and/or completes site assessment
studies or surveying activities shall demonstrate to the Council’s
satisfaction that the completed studies were conducted with approval
from the Executive Director and in accordance with §§
11.10.5(A), 11.10.5(C)(2), 11.9.8(B)(8)(a) and 11.9.8(B)(8)(b) of
this Part.
B. Applicants shall meet the
construction and operation plan (COP) requirements in § 11.10.5
of this Part and the following:
1. The applicant shall submit
an oil spill response plan per the Oil Pollution Act of 1990, 33
U.S.C. § 2701 et seq .
2. The applicant shall submit
the applicant’s safety management system, the contents of which
are described below:
a. How the applicant plans to
ensure the safety of personnel or anyone on or near the facility;
b. Remote monitoring, control
and shut down capabilities;
c. Emergency response
procedures;
d. Fire suppression equipment
(if needed);
e. How and when the safety
management system shall be implemented and tested; and
f. How the applicant shall
ensure personnel who operate the facility are properly trained.
3. The Council shall review
the applicant’s COP and the information provided to determine
if it contains all the required information necessary to conduct the
project’s technical and environmental reviews. The Council
shall notify the applicant if the applicant’s COP lacks any
necessary information.
4. As appropriate, the Council
shall coordinate and consult with relevant Federal, State, and local
agencies, the FAB and affected Indian tribes.
5. During the review process,
the Council may request additional information if it is determined
that the information provided is not sufficient to complete the
review and approval process. If the applicant fails to provide the
requested information, the Council may disapprove the applicant’s
COP.
6. Upon completion of the
technical and environmental reviews and other reviews required, the
Council may approve, disapprove, or approve with modifications the
applicant’s COP.
7. In the applicant’s
COP, the applicant may request development of the project area in
phases. In support of the applicant’s request, the applicant
shall provide details as to what portions of the site shall be
initially developed for commercial operations and what portions of
the site shall be reserved for subsequent phased development.
8. If the application and COP
is approved, prior to construction the applicant shall submit to the
Council for approval the documents listed below in §§
11.9.8(B)(8)(a), (b), (c), (d) and (e) of this Part:
a. Facility design report -
The applicant’s facility design report provides specific
details of the design of any facilities, including cables and
pipelines that are outlined in the applicant’s approved SAP or
COP. The applicant’s facility design report shall demonstrate
that the applicant’s design conforms to the applicant’s
responsibilities listed in § 11.9(G) of this Part. The applicant
shall include the following items in the applicant’s facility
design report:
(1) Table 1: Contents of the
facility design report.
Required
documents:
Required
contents:
Other
requirements:
(1)
Cover letter
(i)
Proposed facility designations;
(ii)The
type of facility
The
applicant shall submit four (4) paper copies and one (1)
electronic copy.
(2)
Location
(i)
Latitude and longitude coordinates, Universal Mercator
grid-system coordinates, state plane coordinates in the Lambert
or Transverse Mercator Projection System;
(ii)
These coordinates shall be based on the NAD (North American
Datum) 83 datum plane coordinate system; and
(iii)
The location of any proposed project easement.
The
applicant’s plat shall be drawn to a scale of 1 inch equals
100 feet and include the coordinates of the project site, and
boundary lines. The applicant shall submit four (4) paper copies
and one (1) electronic copy.
(3)
Front, Side, and Plan View drawings
(i)
Facility dimensions and orientation;
(ii)
Elevations relative to mean lower low water (MLLW); and
(iii)
Pile sizes and penetration.
The
applicant’s drawing sizes shall not exceed 11” x 17”.
The applicant shall submit four (4) paper copies and one (1)
electronic copy.
(4)
Complete set of structural drawings
The
approved for construction fabrication drawings should be
submitted, including, e.g.,
(i)
Cathodic protection systems;
(ii)
Jacket design;
(iii)
Pile foundations;
(iv)
Mooring and tethering systems;
(v)
Foundations and anchoring systems; and
(vi)
Associated cable and pipeline designs.
The
applicant’s drawing sizes shall not exceed 11” x 17”.
The applicant shall submit four (4) paper copies and one (1)
electronic copy.
(5)
Summary of environmental data used for design
A
summary of the environmental data used in the design or analysis
of the facility. Examples of relevant data include information
on:
(i)
Extreme weather;
(ii)
Seafloor conditions; and
(iii)
Waves, wind, currents, tides, temperature, sea level rise
projections, snow and ice effects, marine growth, and water
depth.
The
applicant shall submit four (4) paper copies and one (1)
electronic copy. If the applicant submitted these data as part of
the SAP or COP, the applicant may reference the plan.
(6)
Summary of the engineering design data
(i)
Loading information (e.g., live, dead, environmental);
(ii)
Structural information (e.g., design-life; material types;
cathode protection systems; design criteria; fatigue life; jacket
design; deck design; production component design; foundation
pilings and templates, and mooring or tethering systems;
fabrication or installation guidelines);
(iii)
Location of foundation boreholes and foundation piles; and
(iv)
Foundation information (e.g., soil stability, design criteria).
The
applicant shall submit four (4) paper copies and one (1)
electronic copy.
(7)
A complete set of design calculations
Self-explanatory.
The
applicant shall submit four (4) paper copies and one (1)
electronic copy.
(8)
Project-specific studies used in the facility design or
installation
All
studies pertinent to facility design or installation, (e.g.,
oceanographic and soil reports)
The
applicant shall submit four (4) paper copies and one (1)
electronic copy.
(9)
Description of the loads imposed on the facility
(i)
Loads imposed by jacket;
(ii)
Turbines;
(iii)
Transition pieces;
(iv)
Foundations, foundation pilings and templates, and anchoring
systems; and
(v)
Mooring or tethering systems.
The
applicant shall submit four (4) paper copies and one (1)
electronic copy.
(10)
Geotechnical report
A
list of all data from borings and recommended design parameters.
The
applicant shall submit four (4) paper copies and one (1)
electronic copy.
b. For any floating facility,
the applicant’s design shall meet the requirements of the U.S.
Coast Guard for structural integrity and stability (e.g.,
verification of center of gravity). The design shall also consider:
(1) Foundations, foundation
pilings and templates, and anchoring systems; and
(2) Mooring or tethering
systems.
c. The applicant is required
to use a certified verified agent (CVA). The facility design report
shall include two paper copies of the following certification
statement: ‘‘The design of this structure has been
certified by a Council approved CVA to be in accordance with accepted
engineering practices and the approved SAP, or COP as appropriate.
The certified design and as-built plans and specifications shall be
on file at (given location).’’
d. Fabrication and
installation report - The applicant’s fabrication and
installation report shall describe how the applicant’s
facilities shall be fabricated and installed in accordance with the
design criteria identified in the facility design report; the
applicant’s approved SAP or COP; and generally accepted
industry standards and practices. The applicant’s fabrication
and installation report shall demonstrate how the applicant’s
facilities shall be fabricated and installed in a manner that
conforms to the applicant’s responsibilities listed in §
11.9(G) of this Part. The applicant shall include the following items
in the applicant’s fabrication and installation report:
(1) Table 2: Contents of the
fabrication and installation report.
Required
documents:
Required
contents:
Other
requirements:
(1)
Cover letter
(i)
Proposed facility designation;
(ii)
Area, name, and block number; and
(iii)
The type of facility
The
applicant shall submit four (4) paper copies and one (1)
electronic copy.
(2)
Schedule
Fabrication
and installation.
The
applicant shall submit four (4) paper copies and one (1)
electronic copy.
(3)
Fabrication information
The
industry standards the applicant shall use to ensure the
facilities are fabricated to the design criteria identified in
the facility design report.
The
applicant shall submit four (4) paper copies and one (1)
electronic copy.
(4)
Installation process information
Details
associated with the deployment activities, equipment, and
materials, including offshore and onshore equipment and support,
and anchoring and mooring permits.
The
applicant shall submit four (4) paper copies and one (1)
electronic copy.
(5)
Federal, State, and local permits (e.g., EPA, Army Corps of
Engineers)
Either
one (1) copy of the permit or information on the status of the
application.
The
applicant shall submit four (4) paper copies and one (1)
electronic copy.
(6)
Environmental information
(i)
Water discharge;
(ii)
Waste disposal;
(iii)
Vessel information; and
(iv)
Onshore waste receiving treatment or disposal facilities.
The
applicant shall submit four (4) paper copies and one (1)
electronic copy. If the applicant submitted these data as part of
the SAP or COP, the applicant may reference the plan.
(7)
Project easement
Design
of any cables, pipelines, or facilities. Information on burial
methods and vessels.
The
applicant shall submit four (4) paper copies and one (1)
electronic copy.
e. A CVA report shall include
the following: a fabrication and installation report which shall
include four paper copies of the following certification statement:
‘‘The fabrication and installation of this structure has
been certified by a Council approved CVA to be in accordance with
accepted engineering practices and the approved SAP or COP as
appropriate.”
9. Based on the Council’s
environmental and technical reviews, if approved, the Council may
specify terms and conditions to be incorporated into any approval the
Council may issue. The applicant shall submit a certification of
compliance annually (or another frequency as determined by the
Council) with certain terms and conditions which may include:
a. Summary reports that show
compliance with the terms and conditions which require certification;
and
b. A statement identifying and
describing any mitigation measures and monitoring methods, and their
effectiveness. If the applicant identified measures that were not
effective, then the applicant shall make recommendations for new
mitigation measures or monitoring methods.
10. After the applicant’s
COP, facility design report, and fabrication and installation report
is approved, and the Council has issued a permit and lease for the
project site, construction shall begin by the date given in the
construction schedule included as a part of the approved COP, unless
the Council approves a deviation from the applicant’s schedule.
11. The applicant shall seek
approval from the Council in writing before conducting any activities
not described in the applicant’s approved COP. The application
shall describe in detail the type of activities the applicant
proposes to conduct. The Council shall determine whether the
activities the applicant proposes are authorized by the applicant’s
existing COP or require a revision to the applicant’s COP. The
Council may request additional information from the applicant, if
necessary, to make this determination.
12. The Council shall
periodically review the activities conducted under an approved COP.
The frequency and extent of the review shall be based on the
significance of any changes in available information, and on onshore
or offshore conditions affecting, or affected by, the activities
conducted under the applicant’s COP. If the review indicates
that the COP should be revised, the Council may require the applicant
to submit the needed revisions.
13. The applicant shall notify
the Council, within 5 business days, any time the applicant ceases
commercial operations, without an approved suspension, under the
applicant’s approved COP. If the applicant ceases commercial
operations for an indefinite period which extends longer than 6
months, the Council may cancel the applicant’s lease, and the
applicant shall initiate the decommissioning process.
14. The applicant shall notify
the Council in writing of the following events, within the time
periods provided:
a. No later than ten (10) days
after commencing activities associated with the placement of
facilities on the lease area under a fabrication and installation
report.
b. No later than ten (10) days
after completion of construction and installation activities under a
fabrication and installation report.
c. At least seven (7) days
before commencing commercial operations.
15. The applicant may commence
commercial operations within thirty (30) days after the CVA has
submitted to the Council the final fabrication and installation
report.
16. The applicant shall submit
a project modification and repair report to the Council,
demonstrating that all major repairs and modifications to a project
conform to accepted engineering practices.
a. A major repair is a
corrective action involving structural members affecting the
structural integrity of a portion of or all the facility.
b. A major modification is an
alteration involving structural members affecting the structural
integrity of a portion of or all the facility.
c. The report must also
identify the location of all records pertaining to the major repairs
or major modifications.
d. The Council may require the
applicant to use a CVA for project modifications and repairs.
C. Design, fabrication and
installation standards
1. Certified verification
agent - The certified verification agent (CVA) shall use good
engineering judgment and practices in conducting an independent
assessment of the design, fabrication and installation of the
facility. The CVA shall certify in the facility design report to the
Council that the facility is designed to withstand the environmental
and functional load conditions appropriate for the intended service
life at the proposed location. The CVA is paid for by the applicant,
but is approved and reports to the Council.
a. The applicant shall use a
CVA to review and certify the facility design report, the fabrication
and installation report, and the project modifications and repairs
report. The applicant shall use a CVA to:
(1) Ensure that the
applicant’s facilities are designed, fabricated, and installed
in conformance with accepted engineering practices and the facility
design report and fabrication and installation report;
(2) Ensure that repairs and
major modifications are completed in conformance with accepted
engineering practices; and
(3) Provide the Council
immediate reports of all incidents that affect the design,
fabrication, and installation of the project and its components.
2. Nominating a CVA for
Council approval- The applicant shall nominate a CVA for the Council
approval. The applicant shall specify whether the nomination is for
the facility design report, fabrication and installation report,
modification and repair report, or for any combination of these.
a. For each CVA that the
applicant nominates, the applicant shall submit to the Council a list
of documents they shall forward to the CVA and a qualification
statement that includes the following:
(1) Previous experience in
third-party verification or experience in the design, fabrication,
installation, or major modification of offshore energy facilities;
(2) Technical capabilities of
the individual or the primary staff for the specific project;
(3) Size and type of
organization or corporation;
(4) In-house availability of,
or access to, appropriate technology (including computer programs,
hardware, and testing materials and equipment);
(5) Ability to perform the CVA
functions for the specific project considering current commitments;
(6) Previous experience with
the Council requirements and procedures, if any; and
(7) The level of work to be
performed by the CVA.
3. Individuals or
organizations acting as CVAs shall not function in any capacity that
shall create a conflict of interest, or the appearance of a conflict
of interest.
4. The verification shall be
conducted by or under the direct supervision of registered
professional engineers.
5. The Council shall approve
or disapprove the applicant’s CVA prior to construction.
6. The applicant shall
nominate a new CVA for the Council approval if the previously
approved CVA:
a. Is no longer able to serve
in a CVA capacity for the project; or
b. No longer meets the
requirements for a CVA set forth in this subpart.
7. The CVA shall conduct an
independent assessment of all proposed:
a. Planning criteria;
b. Operational requirements;
c. Environmental loading data;
d. Load determinations;
e. Stress analyses;
f. Material designations;
g. Soil and foundation
conditions;
h. Safety factors; and
i. Other pertinent parameters
of the proposed design.
8. For any floating facility,
the CVA shall ensure that any requirements of the U.S. Coast Guard
for structural integrity and stability (e.g., verification of center
of gravity), have been met. The CVA shall also consider:
a. Foundations;
b. Foundation pilings and
templates, and
c. Anchoring systems.
9. The CVA shall do all of the
following:
a. Use good engineering
judgment and practice in conducting an independent assessment of the
fabrication and installation activities;
b. Monitor the fabrication and
installation of the facility;
c. Make periodic onsite
inspections while fabrication is in progress and verify the items
required by § 11.9.8(C)(11) of this Part;
d. Make periodic onsite
inspections while installation is in progress and satisfy the
requirements of § 11.9.8(C)(12) of this Part; and
e. Certify in a report that
project components are fabricated and installed in accordance with
accepted engineering practices; the applicant’s approved COP or
SAP; and the fabrication and installation report.
(1) The report shall also
identify the location of all records pertaining to fabrication and
installation.
(2) The applicant may commence
commercial operations or other approved activities thirty (30) days
after the Council receives that certification report, unless the
Council notifies the applicant within that time period of its
objections to the certification report.
10. The CVA shall monitor the
fabrication and installation of the facility to ensure that it has
been built and installed according to the facility design report and
fabrication and Installation Report.
a. If the CVA finds that
fabrication and installation procedures have been changed or design
specifications have been modified, the CVA shall inform the applicant
and the Council.
11. The CVA shall make
periodic onsite inspections while fabrication is in progress and
shall verify the following items, as appropriate:
a. Quality control by lessee
(or grant holder) and builder;
b. Fabrication site
facilities;
c. Material quality and
identification methods;
d. Fabrication procedures
specified in the fabrication and installation report, and adherence
to such procedures;
e. Welder and welding
procedure qualification and identification;
f. Adherence to structural
tolerances specified;
g. Nondestructive examination
requirements and evaluation results of the specified examinations;
h. Destructive testing
requirements and results;
i. Repair procedures;
j. Installation of corrosion
protection systems and splash-zone protection;
k. Erection procedures to
ensure that overstressing of structural members does not occur;
l. Alignment procedures;
m. Dimensional check of the
overall structure, including any turrets, turret and- hull
interfaces, any mooring line and chain and riser tensioning line
segments; and
n. Status of quality-control
records at various stages of fabrication.
12. The CVA shall make
periodic onsite inspections while installation is in progress and
shall, as appropriate, verify, witness, survey, or check, the
installation items required by this section. The CVA shall verify, as
appropriate, all of the following:
a. Load out and initial
flotation procedures;
b. Towing operation procedures
to the specified location, and review the towing records;
c. Launching and uprighting
activities;
d. Submergence activities;
e. Pile or anchor
installations;
f. Installation of mooring and
tethering systems;
g. Transition pieces, support
structures, and component installations; and
h. Installation at the
approved location according to the facility design report and the
fabrication and installation report.
13. For a fixed or floating
facility, the CVA shall verify that proper procedures were used
during the following:
a. The loadout of the
transition pieces and support structures, piles, or structures from
each fabrication site; and
b. The actual installation of
the facility or major modification and the related installation
activities.
14. For a floating facility,
the CVA shall verify that proper procedures were used during the
following:
a. The loadout of the
facility;
b. The installation of
foundation pilings and templates, and anchoring systems.
15. The CVA shall conduct an
onsite survey of the facility after transportation to the approved
location.
16. The CVA shall spot-check
the equipment, procedures, and recordkeeping as necessary to
determine compliance with the applicable documents incorporated by
reference and the regulations under this part.
17. The CVA shall prepare and
submit to the applicant and the Council all reports required by this
subpart. The CVA shall also submit interim reports to the applicant
and the Council, as requested by the Council. The CVA shall submit
one electronic copy and four paper copies of each final report to the
Council. In each report, the CVA shall:
a. Give details of how, by
whom, and when the CVA activities were conducted;
b. Describe the CVA’s
activities during the verification process;
c. Summarize the CVA’s
findings; and
d. Provide any additional
comments that the CVA deems necessary.
18. Until the Council releases
the applicant’s financial assurance under § 11.9.8(D)(2)
of this Part, the applicant shall compile, retain, and make available
to the Council representatives, all of the following:
a. The as-built drawings;
b. The design assumptions and
analyses;
c. A summary of the
fabrication and installation examination records;
d. Results from the required
inspections and assessments;
e. Records of repairs not
covered in the inspection report submitted.
19. The applicant shall record
and retain the original material test results of all primary
structural materials during all stages of construction until the
Council releases the applicant’s financial assurance under §
11.9.8(D)(2) of this Part. Primary material is material that, should
it fail, would lead to a significant reduction in facility safety,
structural reliability, or operating capabilities. Items such as
steel brackets, deck stiffeners and secondary braces or beams would
not generally be considered primary structural members (or
materials).
20. The applicant shall
provide the Council with the location of these records in the
certification statement.
21. The Council may hire its
own CVA agent to review the work of the applicants CVA. The applicant
shall be responsible for the cost of the Council’s CVA. The
Council’s CVA shall perform those duties as assigned by the
Council.
D. Pre-construction standards
1. The Council may issue a
permit for a period of up to fifty (50) years to construct and
operate an offshore development. A lease shall be issued at the start
of the construction phase and payment shall commence at the end of
the construction phase. Lease payments shall be due when the project
becomes operational. Lease renewal shall be submitted five (5) years
before the end of the lease term. Council approval shall be required
for any assignment or transfer of the permit or lease. This provision
shall not apply to aquaculture permitting. Aquaculture permitting and
leasing are governed by the provisions of R.I. Gen. Laws Chapter
20-10 and § 00-1.3.1(K)
of this Chapter.
2. Prior to construction, the
assent holder shall post a performance bond sufficient to ensure
removal of all structures at the end of the lease and restoration of
the site. The Council shall review the bond amount initially and
every three (3) years thereafter to ensure the amount is sufficient.
3. Prior to construction, the
assent holder shall show compliance with all federal and state agency
requirements, which may include but are not limited to the
requirements of the following agencies: the Rhode Island Coastal
Resources Management Council, the Rhode Island Department of
Environmental Management, the Rhode Island Energy Facilities Siting
Board, the Rhode Island Historical Preservation and Heritage
Commission, U.S. Department of the Interior Bureau of Ocean Energy
Management, Army Corps of Engineers, National Oceanic and Atmospheric
Administration, U.S. Fish and Wildlife Service, and the U.S.
Environmental Protection Agency.
4. The Council shall consult
with the U.S. Coast Guard, the U.S. Navy, marine pilots, the
Fishermen’s Advisory Board as defined in § 11.3(E) of this
Part, fishermen’s organizations, and recreational boating
organizations when scheduling offshore marine construction or
dredging activities. Where it is determined that there is a
significant conflict with season-limited commercial or recreational
fishing activities, recreational boating activities or scheduled
events, or other navigation uses, the Council shall modify or deny
activities to minimize conflict with these uses.
5. The Council shall require
the assent holder to provide for communication with commercial and
recreational fishermen, mariners, and recreational boaters regarding
offshore marine construction or dredging activities. Communication
shall be facilitated through a project website and shall complement
standard U.S. Coast Guard procedures such as Notices to Mariners for
notifying mariners of obstructions to navigation.
6. For all large-scale
offshore developments, underwater cables, and other development
projects as determined by the Council, the assent holder shall
designate and fund a third-party fisheries liaison. The fisheries
liaison must be knowledgeable about fisheries and shall facilitate
direct communication between commercial and recreational fishermen
and the project developer. Commercial and recreational fishermen
shall have regular contact with and direct access to the fisheries
liaison throughout all stages of an offshore development
(pre-construction; construction; operation; and decommissioning).
7. Where possible, offshore
developments should be designed in a configuration to minimize
adverse impacts on other user groups, which include but are not
limited to: recreational boaters and fishermen, commercial fishermen,
commercial ship operators, or other vessel operators in the project
area. Configurations which may minimize adverse impacts on vessel
traffic include, but are not limited to, the incorporation of a
traffic lane through a development to facilitate safe and direct
navigation through, rather than around, an offshore development.
8. Any assent holder of an
approved offshore development shall work with the Council when
designing the proposed facility to incorporate where possible mooring
mechanisms to allow safe public use of the areas surrounding the
installed turbine or other structure.
9. The facility shall be
designed in a manner that minimizes adverse impacts to navigation. As
part of its application package, the project applicant shall submit a
navigation risk assessment under the U.S. Coast Guard’s
Navigation and Vessel Inspection Circular 02-07, “Guidance on
the Coast Guard’s Roles and Responsibilities for Offshore
Renewable Energy Installations.”
10. Applications for projects
proposed to be sited in state waters pursuant to the Ocean SAMP shall
not have a significant impact on marine transportation, navigation,
and existing infrastructure. Where the Council, in consultation with
the U.S. Coast Guard, the U.S. Navy, NOAA, the U.S. Bureau of Ocean
Energy Management, Regulation and Enforcement, the U.S. Army Corps of
Engineers, marine pilots, the R.I. Port Safety and Security Forums,
or other entities, as applicable, determines that such an impact on
marine transportation, navigation, and existing infrastructure is
unacceptable, the Council shall require that the applicant modify the
proposal or the Council shall deny the proposal. For the purposes of
marine transportation policies and standards as summarized in Ocean
SAMP Chapter 7, impacts will be evaluated according to the same
criteria used by the U.S. Coast Guard, as follows; these criteria
shall not be construed to apply to any other Ocean SAMP chapters or
policies:
a. Negligible: No measurable
impacts.
b. Minor: Adverse impacts to
the affected activity could be avoided with proper mitigation; or
impacts would not disrupt the normal or routine functions of the
affected activity or community; or once the impacting agent is
eliminated, the affected activity would return to a condition with no
measurable effects from the proposed action without any mitigation.
c. Moderate: Impacts to the
affected activity are unavoidable; and proper mitigation would reduce
impacts substantially during the life of the proposed action; or the
affected activity would have to adjust somewhat to account for
disruptions due to impacts of the proposed action; or once the
impacting agent is eliminated, the affected activity would return to
a condition with no measurable effects from the proposed action if
proper remedial action is taken.
d. Major: Impacts to the
affected activity are unavoidable; proper mitigation would reduce
impacts somewhat during the life of the proposed action; the affected
activity would experience unavoidable disruptions to a degree beyond
what is normally acceptable; and once the impacting agent is
eliminated, the affected activity may retain measurable effects of
the proposed action indefinitely, even if remedial action is taken.
11. Prior to construction, the
Applicant shall provide a letter from the U.S. Coast Guard showing it
meets all applicable U.S. Coast Guard standards.
E. Standards for construction
activities
1. The assent holder shall use
the best available technology and techniques to minimize impacts to
the natural resources and existing human uses in the project area.
2. The Council shall require
the use of an environmental inspector to monitor construction
activities. The environmental inspector shall be a private,
third-party entity that is hired by the assent holder, but is
approved and reports to the Council. The environmental inspector
shall possess all appropriate qualifications as determined by the
Council. This inspector service may be part of the CVA requirements.
3. Installation techniques for
all construction activities should be chosen to minimize sediment
disturbance. Jet plowing and horizontal directional drilling in
near-shore areas shall be required in the installation of underwater
transmission cables. Other technologies may be used provided the
applicant can demonstrate they are as effective, or more effective,
than these techniques in minimizing sediment disturbance.
4. All construction activities
shall comply with the policies and standards outlined in the Rhode
Island Coastal Resources Management Program (RICRMP), as well as the
regulations of other relevant state and federal agencies.
5. The applicant shall conduct
all activities on the applicant’s permit under this part in a
manner that conforms with the applicant’s responsibilities in §
11.10.1(E) of this Part, and using:
a. Trained personnel; and
b. Technologies, precautions,
and techniques that shall not cause undue harm or damage to natural
resources, including their physical, atmospheric, chemical and
biological components.
6. The assent holder shall be
required to use the best available technology and techniques to
mitigate any associated adverse impacts of offshore renewable energy
development.
a. As required, the applicant
shall submit to the Council:
(1) Measures designed to avoid
or minimize adverse effects and any potential incidental take of
endangered or threatened species as well as all marine mammals;
(2) Measures designed to avoid
likely adverse modification or destruction of designated critical
habitat of such endangered or threatened species; and
(3) The applicant’s
agreement to monitor for the incidental take of the species and
adverse effects on the critical habitat, and provide the results of
the monitoring to the Council as required.
7. If the assent holder, the
assent holder’s subcontractors, or any agent acting on the
assent holder’s behalf discovers a potential archaeological
resource while conducting construction activities or any other
activity related to the Assent Holder’s project, the applicant
shall:
a. Immediately halt all
seafloor disturbing activities within the area of the discovery;
b. Notify the Council of the
discovery within 24 hours; and
c. Keep the location of the
discovery confidential and not take any action that may adversely
affect the archaeological resource until the Council has made an
evaluation and instructed the applicant on how to proceed.
(1) The Council may require
the assent holder to conduct additional investigations to determine
if the resource is eligible for listing in the National Register of
Historic Places under 36 C.F.R. § 60.4. The Council shall do
this if:
(AA) The site has been
impacted by the assent holder’s project activities; or
(BB) Impacts to the site or to
the area of potential effect cannot be avoided.
(2) If the Council incurs
costs in protecting the resource, under section 110(g) of the NHPA,
the Council may charge the applicant reasonable costs for carrying
out preservation responsibilities.
8. Post construction, the
assent holder shall provide a side scan sonar survey of the entire
construction site to verify that there is no post construction debris
left at the project site. These side-scan sonar survey results shall
be filed with the Council within ninety (90) days of the end of the
construction period. The results of this side-scan survey shall be
verified by a third-party reviewer, who shall be hired by the assent
holder but who is pre-approved by and reports to the Council.
9. All pile-driving or
drilling activities shall comply with any mandatory best management
practices established by the Council in coordination with the Joint
Agency Working Group and which are incorporated into the RICRMP.
10. The Council may require
the assent holder to hire a CVA to perform periodic inspections of
the structure(s) during the life of those structure(s). The CVA shall
work for and be responsible to the council.
F. When mitigation is required
by the Council, the reasonable costs associated with mitigation
negotiations, which may include data collection and analysis,
technical and financial analysis, and legal costs, shall be borne by
the applicant. The applicant shall establish and maintain either an
escrow account to cover said costs of the negotiations or such other
mechanism as set forth in the permit or approval condition pertaining
to mitigation.
G. The CRMC shall convene a
Wind Energy Industry-Fishery Coordination Board that will be composed
of invited representatives of wind energy developers with projects
located within state waters and the Rhode Island 2011 and 2018 GLDs,
fishery representatives of the major sectors from the states of Rhode
Island and Massachusetts, and state fishery and coastal management
representatives from each state, including any other representatives
of state or federal agencies deemed necessary. The Board will meet
semi-annually to discuss and resolve fishery and wind industry
interactions during and after the construction phase of each wind
energy project.
11.9.9 Baseline Assessment
Requirements and Standards in State Waters
A. The Council in coordination
with the Joint Agency Working Group, as described in § 11.9.7(I)
of this Part, shall determine requirements for the development of
baseline assessments prior to, during, and post construction for all
offshore projects. Monitoring of offshore projects is essential to
determine whether construction and operation activities may have an
adverse impact on the physical and biological components of offshore
waters. In particular, establishment of pre-construction baseline
assessments of commercial and recreational fishery resource
conditions (i.e., community structure, biodiversity, and species
biomass, abundance, size distribution) is necessary for evaluation of
any potential coastal effects. Assessments and monitoring are
essential to determine whether there are any potential coastal
effects and potential cumulative impacts resulting from the
construction and operation of multiple wind energy projects. Specific
assessment and monitoring requirements shall be determined on a
project-by-project basis and may include but are not limited to the
assessment and monitoring of:
1. Coastal processes and
physical oceanography
2. Underwater noise
3. Benthic ecology
4. Avian species
5. Marine mammals
6. Sea turtles
7. Fish and fish habitat
8. Commercial and recreational
fishing
9. Recreation and tourism
10. Marine transportation,
navigation and existing infrastructure
11. Cultural and historic
resources
B. The Council shall require
where appropriate that project developers perform systematic
observations of recreational boating intensity at the project area at
least three times: pre-construction; during construction; and
post-construction. Observations may be made while conducting other
field work or aerial surveys and may include either visual surveys or
analysis of aerial photography or video photography. The Council
shall require where appropriate that observations capture both
weekdays and weekends and reflect high-activity periods including,
but not limited to, the July 4th holiday weekend, the week in June
when the Block Island Race Week typically takes place, and other
recreational boating events within Narragansett Bay, and Rhode Island
and Block Island Sounds. The quantitative results of such
observations, including raw boat counts and average number of vessels
per day, will be provided to the Council.
C. The items listed below
shall be required for all offshore developments:
1. A biological assessment of
commercially and recreationally targeted fishery species shall be
required within the project area for all offshore developments for
the periods specified in § 11.9.9(E) of this Part. This
assessment shall assess the relative abundance, distribution, and
different life stages of these species at all four seasons of the
year. This assessment shall comprise a series of surveys, using
survey equipment and methods that are appropriate for sampling
finfish, shellfish, and crustacean species at the project’s
proposed location. This assessment may include evaluation of survey
data collected through an existing survey program, if data are
available for the proposed site.
2. An assessment of commercial
and recreational fisheries effort, landings, and landings value shall
be required for all proposed offshore developments. The assessment
shall focus on the proposed project area and any alternatives. This
assessment shall evaluate commercial and recreational fishing effort,
landings, and landings value at three different stages:
pre-construction (to assess baseline conditions); during
construction; and during operation, as specified in § 11.9.9(E)
of this Part. At each stage, all four seasons of the year must be
evaluated. Assessment may use existing fisheries monitoring data but
shall be supplemented by interviews with commercial and recreational
fishermen. Assessment shall address whether fishing effort, landings,
and landings value has changed in comparison to baseline
(pre-construction) conditions.
D. The Council in coordination
with the Joint Agency Working Group may also require facility and
infrastructure monitoring requirements that may include but are not
limited to:
1. Post construction
monitoring including regular visual inspection of inner array cables
and the primary export cable to ensure proper burial, foundation and
substructure inspection.
E. Assessment standards –
applicants shall provide the following biological assessments
necessary to establish the baseline conditions of the fishery
resource conditions during the project phases detailed below so that
an analysis of comparison between project phases can be completed to
assess whether project construction, installation and operation has
resulted in significant adverse impacts to the commercial and
recreational fishery resources.
1. Pre-construction baseline
biological assessments of commercial and recreational targeted
fishery species as specified in § 11.9.9(C) of this Part for a
minimum of two (2) complete years before offshore construction and
installation activities begin;
2. During construction
biological assessments of commercial and recreational targeted
fishery species as specified in § 11.9.9(C) for each year (if
construction extends beyond a single year) of construction and
installation; and
3. Post-construction
biological assessments of commercial and recreational targeted
fishery species as specified in § 11.9.9(C) of this Part for
three (3) complete years following completion of construction and
installation activities and during the operational phase of the
project.
F. The Council shall require
post-construction assessments of commercial and recreational targeted
fishery species at five (5) year intervals following the
post-construction monitoring required in § 11.9.9(E)(3) of this
Part. The assessments shall be conducted during the four seasons of a
year as specified in § 11.9.9(C) of this Part. If the analysis
of post-construction assessments demonstrate adverse impacts to
fishery species as compared to the baseline assessments required in §
11.9.9(E)(1) of this Part that are attributable to the construction
or operation of a wind energy project, then the Council may require
mitigation measures consistent with §§ 11.10.1(E) and (F)
of this Part.
11.10 Regulatory Standards
A. This section contains all
the regulatory standards outlined by the Ocean SAMP. The regulatory
standards have been organized according to the following stages:
application; design, fabrication and installation; pre-construction;
construction and decommissioning and; monitoring. § 11.10.1 of
this Part, Overall Regulatory Standards, applies to all stages of
development. The regulatory standards contained within all previous
chapters of the Ocean SAMP document have been incorporated into this
section based upon the applicable stage of development. The
“Regulatory Standards” in § 11.10 of this Part are
enforceable policies for purposes of the federal CZMA federal
consistency provision (16 U.S.C. § 1456 and 15 C.F.R. Part 930).
For CZMA federal consistency purposes the Council shall use the
Regulatory Standards, in addition to other applicable federally
approved RICRMP enforceable policies, as the basis for a CRMC CZMA
federal consistency concurrence or objection.
B. The federal offshore
renewable energy leasing process, and subsequent regulation of
renewable energy projects located in federal waters, are under the
jurisdiction of the U.S. Department of the Interior, Bureau for Ocean
Energy Management (BOEM), in consultation and coordination with
relevant federal agencies and affected state, local, and tribal
officials, under BOEM’s statutory authority at 43 U.S.C. §
1337(p) and BOEM’s regulations found at 30 C.F.R. Part 285.
11.10.1 Overall Regulatory
Standards
A. All offshore developments
regardless of size, including energy projects, which are proposed for
or located within state waters of the Ocean SAMP area, are subject to
the policies and standards outlined in §§ 11.9 and 11.10 of
this Part. The Council shall not use § 11.9 of this Part for
CRMC concurrences or objections for CZMA federal consistency reviews.
For the purposes of the Ocean SAMP, offshore developments are defined
as:
1. Large-scale projects, such
as:
a. Offshore wind facilities (5
or more turbines within 2 km of each other, or 18 MW power
generation);
b. Wave generation devices (2
or more devices, or 18 MW power generation);
c. Instream tidal or ocean
current devices (2 or more devices, or 18 MW power generation);
d. Offshore LNG platforms (1
or more);
e. Artificial reefs (1/2 acre
footprint and at least 4 feet high), except for projects of a public
nature whose primary purpose is habitat enhancement; and
f. Outer continental shelf
(OCS) exploration, development, and production plans.
2. Small-scale projects,
defined as any projects that are smaller than the above thresholds;
3 Underwater cables;
4. Mining and extraction of
minerals, including sand and gravel;
5. Aquaculture projects of any
size, as defined and regulated in § 00-1.3.1(K)
of this Chapter;
6. Dredging, as defined and
regulated in § 00-1.3.1(I)
of this Chapter; or
7. Other development as
defined in Subchapter 00 Part 1
of this Chapter (RICRMP – Red Book) which is located from the
mouth of Narragansett Bay seaward, in tidal waters between 500 feet
offshore and the 3-nautical mile, state water boundary.
B. In assessing the natural
resources and existing human uses present in state waters of the
Ocean SAMP area, the Council finds that the most suitable area for
offshore renewable energy development in the state waters of the
Ocean SAMP area is the renewable energy zone depicted in Figure 1 in
§ 11.10.1(O) of this Part, below. The Council designates this
area as Type 4E waters. In the Rhode Island Coastal Resources
Management Program (Subchapter 00 Part 1
of this Chapter) these waters were previously designated as Type 4
(multipurpose) but are hereby modified to show that this is the
preferred site for large scale renewable energy projects in state
waters. The Council may approve offshore renewable energy development
elsewhere in the Ocean SAMP area, within state waters, where it is
determined to have no significant adverse impact on the natural
resources or human uses of the Ocean SAMP area. Large-scale offshore
developments shall avoid areas designated as Areas of Particular
Concern consistent with § 11.10.2 of this Part. No large-scale
offshore renewable energy development shall be allowed in Areas
Designated for Preservation consistent with § 11.10.3 of this
Part.
C. Offshore developments shall
not have a significant adverse impact on the natural resources or
existing human uses of the Rhode Island coastal zone, as described in
the Ocean SAMP. In making the evaluation of the effect on human uses,
the Council will determine, for example, if there is an overall net
benefit to the Rhode Island marine economic sector from the
development of the project or if there is an overall net loss. Where
the Council determines that impacts on the natural resources or human
uses of the Rhode Island coastal zone through the pre-construction,
construction, operation, or decommissioning phases of a project
constitute significant adverse effects not previously evaluated, the
Council shall, through its permitting and enforcement authorities in
state waters and through any subsequent CZMA federal consistency
reviews, require that the applicant modify the proposal to avoid
and/or mitigate the impacts or the Council shall deny the proposal.
D. Any large-scale offshore
development, as defined in § 11.3(H) of this Part, shall require
a meeting between the Fisherman’s Advisory Board (FAB), the
applicant, and the Council staff to discuss potential fishery-related
impacts, such as, but not limited to, project location, wind turbine
configuration and spacing, construction schedules, alternative
locations, project minimization and identification of high fishing
activity or habitat edges. For any state permit process for a
large-scale offshore development this meeting shall occur prior to
submission of the state permit application. The Council cannot
require a pre-application meeting for federal permit applications,
but the Council strongly encourages applicants for any large-scale
offshore development, as defined in § 11.3(H) of this Part, in
federal waters to meet with the FAB and the Council staff prior to
the submission of a federal application, lease, license, or
authorization. These pre-application meetings, however, do not
constitute a formal meeting to satisfy the necessary data and
information required for federal consistency reviews, unless mutually
agreed to between the CRMC and the applicant. However, for federal
permit applicants, a meeting with the FAB as described within this
section shall be necessary data and information required for federal
consistency reviews for purposes of starting the CZMA 6-month review
period for federal license or permit activities under 15 C.F.R. Part
930, Subpart D, and OCS Plans under 15 C.F.R. Part 930, Subpart E,
pursuant to 15 C.F.R. § 930.58(a)(2).
1. For purposes of BOEM's
renewable energy program under the Outer Continental Shelf Lands Act,
the CZMA federal consistency process cannot begin until a
construction and operations plan (COP) has been submitted for BOEM's
review and approval. Once BOEM has determined the COP and supporting
information is sufficient to begin its environmental review under the
National Environmental Policy Act, a Notice of Intent to prepare an
Environmental Impact Statement will be issued. Only when BOEM issues
the COP Notice of Intent can the CZMA review period begin. In most
cases, an applicant provides the necessary data and information to
the state at the time the applicant files its consistency
certification and once the consistency certification and necessary
data and information are submitted to the state, the six-month CZMA
review period begins. However, for CZMA purposes the CRMC FAB meeting
can occur before BOEM issues the COP Notice of Intent if the CRMC and
the applicant mutually agree. If the FAB meeting does not occur until
after BOEM issues the COP Notice of Intent, then the CZMA six-month
review period shall not begin until the day after the FAB meeting,
providing that the applicant has submitted all other necessary data
and information and the consistency certification pursuant to NOAA's
regulations. If the applicant requests the FAB meeting, it must be
made in writing to the CRMC and the Chair of the FAB. The CRMC shall
schedule the meeting in a timely manner to ensure that the CZMA
process is not delayed.
E. The Council shall prohibit
any other uses or activities that would result in significant
long-term negative impacts to Rhode Island’s commercial or
recreational fisheries. Long-term impacts are defined as those that
affect more than one or two seasons.
F. The Council shall require
that the potential adverse impacts of offshore developments and other
uses on commercial or recreational fisheries be evaluated, considered
and mitigated as described in § 11.10.1(F) of this Part.
G. For the purposes of
fisheries policies and standards as summarized in Ocean SAMP Chapter
5, Commercial and Recreational Fisheries, §§ 5.3.1
and 5.3.2 of this Subchapter, mitigation is defined as a process
to make whole those fisheries user groups, including related
shore-side seafood processing facilities, that are adversely affected
by offshore development proposals or projects. Mitigation measures
shall be consistent with the purposes of duly adopted fisheries
management plans, programs, strategies and regulations of the
agencies and regulatory bodies with jurisdiction over commercial and
recreational fisheries , including but not limited to those set forth
above in § 11.9.4(B) of this Part. Mitigation shall not be
designed or implemented in a manner that substantially diminishes the
effectiveness of duly adopted fisheries management programs.
Mitigation measures may include, but are not limited to,
compensation, effort reduction, habitat preservation, restoration and
construction, marketing, and infrastructure and commercial fishing
fleet improvements. Where there are potential impacts associated with
proposed projects, the need for mitigation shall be presumed (see §
11.10.1(F) of this Part). Mitigation shall be negotiated between the
Council staff, the FAB, the project developer, and approved by the
Council. The final mitigation will be the mitigation required by the
CRMC and included in the CRMC's Assent for the project or, included
within the CRMC's federal consistency decision for a project’s
federal permit application.
H. The Council recognizes that
moraine edges, as illustrated in Figures 3 and 4 in § 11.10.2 of
this Part, are important to commercial and recreational fishermen. In
addition to these mapped areas, the FAB may identify other edge areas
that are important to fisheries within a proposed project location.
The Council shall consider the potential adverse impacts of future
activities or projects on these areas to Rhode Island’s
commercial and recreational fisheries. Where it is determined that
there is a significant adverse impact, the Council will modify or
deny activities that would impact these areas. In addition, the
Council will require assent holders for offshore developments to
employ micro-siting techniques in order to minimize the potential
impacts of such projects on these edge areas.
I. The finfish, shellfish, and
crustacean species that are targeted by commercial and recreational
fishermen rely on appropriate habitat at all stages of their life
cycles. While all fish habitat is important, spawning and nursery
areas are especially important in providing shelter for these species
during the most vulnerable stages of their life cycles. The Council
shall protect sensitive habitat areas where they have been identified
through the Site Assessment Plan or Construction and Operation Plan
review processes for offshore developments as described in §
11.10.5(C) of this Part.
J. Any large-scale offshore
development, as defined in this Part, shall require a meeting between
the HAB, the applicant, and the Council staff to discuss potential
marine resource and habitat-related issues such as, but not limited
to, impacts to marine resource and habitats during construction and
operation, project location, construction schedules, alternative
locations, project minimization, measures to mitigate the potential
impacts of proposed projects on habitats and marine resources, and
the identification of important marine resource and habitat areas.
For any state permit process for a large-scale offshore development,
this meeting shall occur prior to submission of the state permit
application. The Council cannot require a pre-application meeting for
federal permit applications, but the Council strongly encourages
applicants for any large-scale offshore development, as defined in
this Part, in federal waters to meet with the HAB and the Council
staff prior to the submission of a federal application, lease,
license, or authorization. However, for federal permit applicants, a
meeting with the HAB shall be necessary data and information required
for federal consistency reviews for purposes of starting the CZMA
six-month review period for federal license or permit activities
under 15 C.F.R. Part 930, Subpart D, and OCS Plans under 15 C.F.R.
Part 930, Subpart E, pursuant to 15 C.F.R. § 930.58(a)(2).
1. For purposes of BOEM's
renewable energy program under the Outer Continental Shelf Lands Act,
the CZMA federal consistency process cannot begin until a
construction and operations plan (COP) has been submitted for BOEM's
review and approval. Once BOEM has determined the COP and supporting
information is sufficient to begin its environmental review under the
National Environmental Policy Act, a Notice of Intent to prepare an
Environmental Impact Statement will be issued. Only when BOEM issues
the COP Notice of Intent can the CZMA review period begin. In most
cases, an applicant provides the necessary data and information to
the state at the time the applicant files its consistency
certification and once the consistency certification and necessary
data and information are submitted to the state, the six-month CZMA
review period begins. However, for CZMA purposes the HAB meeting can
occur before BOEM issues the COP Notice of Intent if the CRMC and the
applicant mutually agree. If the HAB meeting does not occur until
after BOEM issues the COP Notice of Intent, then the CZMA six-month
review period shall not begin until the day after the HAB meeting,
providing that the applicant has submitted all other necessary data
and information and the consistency certification pursuant to NOAA's
regulations. If the applicant requests the HAB meeting, it must be
made in writing to the CRMC. The CRMC shall schedule the meeting in a
timely manner to ensure that the CZMA process is not delayed.
K. The potential impacts of a
proposed project on cultural and historic resources will be evaluated
in accordance with the National Historic Preservation Act and
Antiquities Act, and the Rhode Island Historical Preservation Act and
Antiquities Act as applicable. Depending on the project and the lead
federal agency, the projects that may impact marine historical or
archaeological resources identified through the joint agency review
process may require a marine archaeology assessment that documents
actual or potential impacts the completed project will have on
submerged cultural and historic resources.
L. Guidelines for marine
archaeology assessment in the Ocean SAMP area can be obtained through
the RIHPHC in their document, “Performance Standards and
Guidelines for Archaeological Projects: Standards for Archaeological
Survey” (RIHPHC 2007), or the lead federal agency responsible
for reviewing the proposed development.
M. The potential non-physical
impacts of a proposed project on cultural and historic resources
shall be evaluated in accordance with 36 C.F.R. § 800.5,
assessment of adverse effects, including the introduction of visual,
atmospheric, or audible elements that diminish the integrity of the
property’s significant historic features. Depending on the
project and the lead federal agency, the Ocean SAMP Interagency
Working Group may require that a project undergo a visual impact
assessment that evaluates the visual impact a completed project will
have on onshore cultural and historic resources.
N. A visual impact assessment
may require the development of detailed visual simulations
illustrating the completed project’s visual relationship to
onshore properties that are designated National Historic Landmarks,
listed on the National Register of Historic Places, or determined to
be eligible for listing on the National Register of Historic Places.
Assessment of impacts to specific views from selected properties of
interest may be required by relevant state and federal agencies to
properly evaluate the impacts and determination of adverse effect of
the project on onshore cultural or historical resources.
O. A visual impact assessment
may require description and images illustrating the potential impacts
of the proposed project.
P. Figure 1: Renewable energy
zone
11.10.2 Areas of Particular
Concern
A. Areas of Particular Concern
(APCs) have been designated in state waters through the Ocean SAMP
process with the goal of protecting areas that have high conservation
value, cultural and historic value, or human use value from
large-scale offshore development. These areas may be limited in their
use by a particular regulatory agency (e.g., shipping lanes), or have
inherent risk associated with them (e.g., unexploded ordnance
locations), or have inherent natural value or value assigned by human
interest (e.g., glacial moraines, historic shipwreck sites). Areas of
Particular Concern have been designated by reviewing habitat data,
cultural and historic features data, and human use data that has been
developed and analyzed through the Ocean SAMP process. Currently
designated Areas of Particular Concern are based on current knowledge
and available datasets; additional Areas of Particular Concern may be
identified by the Council in the future as new datasets are made
available. Areas of Particular Concern may be elevated to Areas
Designated for Preservation in the future if future studies show that
Areas of Particular Concern cannot risk even low levels of
large-scale offshore development within these areas. Areas of
Particular Concern include:
1. Areas with unique or
fragile physical features, or important natural habitats;
2. Areas of high natural
productivity;
3. Areas with features of
historical significance or cultural value;
4. Areas of substantial
recreational value;
5. Areas important for
navigation, transportation, military and other human uses; and
6. Areas of high fishing
activity.
B. The Council has designated
the areas listed below in § 11.10.2(C) of this Part in state
waters as Areas of Particular Concern. All large-scale, small-scale,
or other offshore development, or any portion of a proposed project,
shall be presumptively excluded from APCs. This exclusion is
rebuttable if the applicant can demonstrate by clear and convincing
evidence that there are no practicable alternatives that are less
damaging in areas outside of the APC, or that the proposed project
will not result in a significant alteration to the values and
resources of the APC. When evaluating a project proposal, the Council
shall not consider cost as a factor when determining whether
practicable alternatives exist. Applicants which successfully
demonstrate that the presumptive exclusion does not apply to a
proposed project because there are no practicable alternatives that
are less damaging in areas outside of the APC must also demonstrate
that all feasible efforts have been made to avoid damage to APC
resources and values and that there will be no significant alteration
of the APC resources or values. Applicants successfully
demonstrating that the presumptive exclusion does not apply because
the proposed project will not result in a significant alteration to
the values and resources of the APC must also demonstrate that all
feasible efforts have been made to avoid damage to the APC resources
and values. The Council may require a successful applicant to provide
a mitigation plan that protects the ecosystem. The Council will
permit underwater cables, only in certain categories of Areas of
Particular Concern, as determined by the Council in coordination with
the Joint Agency Working Group. The maps listed below in §
11.10.2(C) of this Part depicting Areas of Particular Concern may be
superseded by more detailed, site-specific maps created with finer
resolution data.
C. Areas of particular concern
that have been identified in the Ocean SAMP area in state waters are
described as follows:
1. Historic shipwrecks,
archeological or historical sites and their buffers as described in
Ocean SAMP Chapter 4, Cultural and Historic Resources, Sections
440.1.1 through 440.1.4, are Areas of Particular Concern. For the
latest list of these sites and their locations please refer to the
Rhode Island State Historic Preservation and Heritage Commission.
2. Offshore dive sites within
the Ocean SAMP area, as shown in Figure 2 in § 11.10.2 of this
Part, are designated Areas of Particular Concern. The Council
recognizes that offshore dive sites, most of which are shipwrecks,
are valuable recreational and cultural ocean assets and are important
to sustaining Rhode Island’s recreation and tourism economy.
3. Glacial moraines are
important habitat areas for a diversity of fish and other marine
plants and animals because of their relative structural permanence
and structural complexity. Glacial moraines create a unique bottom
topography that allows for habitat diversity and complexity, which
allows for species diversity in these areas and creates environments
that exhibit some of the highest biodiversity within the entire Ocean
SAMP area. The Council also recognizes that because glacial moraines
contain valuable habitats for fish and other marine life, they are
also important to commercial and recreational fishermen. Accordingly,
the Council shall designate glacial moraines as identified in Figures
3 and 4 in § 11.10.2 of this Part as Areas of Particular
Concern.
4. Navigation, military, and
infrastructure areas including: designated shipping lanes,
precautionary areas, recommended vessel routes, ferry routes, dredge
disposal sites, military testing areas, unexploded ordnance, pilot
boarding areas, anchorages, and a coastal buffer of 1 km as depicted
in Figure 5 in § 11.10.2 of this Part are designated as Areas of
Particular Concern. The Council recognizes the importance of these
areas to marine transportation, navigation and other activities in
the Ocean SAMP area.
5. Areas of high fishing
activity as identified during the pre-application process by the
Fishermen’s Advisory Board, as defined in § 11.3(E) of
this Part, may be designated by the Council as Areas of Particular
Concern.
6. Several heavily-used
recreational boating and sailboat racing areas, as shown in Figure 6
in § 11.10.2 of this Part, are designated as Areas of Particular
Concern. The Council recognizes that organized recreational boating
and sailboat racing activities are concentrated in these particular
areas, which are therefore important to sustaining Rhode Island’s
recreation and tourism economy.
7. Naval fleet submarine
transit lanes, as described in Ocean SAMP Chapter 7, Marine
Transportation, Navigation, and Infrastructure Section 720.7, are
designated as Areas of Particular Concern.
8. Other Areas of Particular
Concern may be identified during the pre-application review by state
and federal agencies as areas of importance.
D. Developers proposing
projects for within the renewable energy zone as described in §
11.10.1(B) of this Part shall adhere to the requirements outlined in
§ 11.10.2 of this Part regarding Areas of Particular Concern in
state waters, including any Areas of Particular Concern that overlap
the renewable energy zone (see Figure 7 in § 11.10.2 of this
Part).
E. Figure 2: Offshore dive
sites designated as Areas of Particular Concern in state waters
F. Figure 3: Glacial moraines
designated as Areas of Particular Concern in state waters
G. Figure 4: Detailed view:
Glacial moraines surrounding Block Island designated as Areas of
Particular Concern in state waters
H. Figure
5: Navigation, military, and infrastructure areas designated as Areas
of Particular Concern in state waters
I. Figure 6: Recreational
boating areas designated as Areas of Particular Concern in state
waters
J. Figure
7: Areas of Particular Concern overlapping the Renewable Energy Zone
in state waters
11.10.3 Prohibitions and
Areas Designated for Preservation
A. Areas Designated for
Preservation are designated in the Ocean SAMP area in state waters
for the purpose of preserving them for their ecological value. Areas
Designated for Preservation were identified by reviewing habitat and
other ecological data and findings that have resulted from the Ocean
SAMP process. Areas Designated for Preservation are afforded
additional protection than Areas of Particular Concern (see §
11.10.2 of this Part) because of scientific evidence indicating that
large-scale offshore development in these areas may result in
significant habitat loss. The areas described in § 11.10.3 of
this Part are designated as Areas Designated for Preservation. The
Council shall prohibit any large-scale offshore development, mining
and extraction of minerals, or other development that has been found
to be in conflict with the intent and purpose of an Area Designated
for Preservation. Underwater cables are exempt from this prohibition.
Areas Designated for Preservation include:
1. Ocean SAMP sea duck
foraging habitat in water depths less than or equal to 20 meters
[65.6 feet] (as shown in Figure 8 in § 11.10.3 of this Part) are
designated as Areas Designated for Preservation due to their
ecological value and the significant role these foraging habitats
play to avian species, and existing evidence suggesting the potential
for permanent habitat loss as a result of offshore wind energy
development. The current research regarding sea duck foraging areas
indicates that this habitat is depth limited and generally contained
within the 20 meter depth contour. It is likely there are discreet
areas within this region that are prime feeding areas, however at
present there is no long-term data set that would allow this
determination. Thus, the entire area within the 20 meter contour is
being protected as an Area Designated for Preservation until further
research allows the Council and other agencies to make a more refined
determination.
2. The mining and extraction
of minerals, including sand and gravel, from tidal waters and salt
ponds is prohibited. This prohibition does not apply to dredging for
navigation purposes, channel maintenance, habitat restoration, or
beach replenishment for public purposes.
3. The Council shall prohibit
any offshore development in areas identified as Critical Habitat
under the Endangered Species Act.
4. Dredged material disposal,
as defined and regulated in § 1.3.1(I)
of this Chapter, is further limited in the Ocean SAMP area by the
prohibition of dredged material disposal in the following Areas of
Particular Concern as defined in § 11.10.2 of this Part:
historic shipwrecks, archaeological, or historic sites; offshore dive
sites; navigation, military, and infrastructure areas; and moraines.
Beneficial reuse may be allowed in Areas Designated for Preservation,
whereas all other dredged material disposal is prohibited in those
areas. All disposal of dredged material will be conducted in
accordance with the U.S. EPA and U.S. Army Corps of Engineers’
manual, Evaluation of Dredged Material Proposed for Ocean Disposal.
B. Figure 8: Sea duck foraging
habitat designated as Areas Designated for Preservation in state
waters
11.10.4 Other Areas
A. Large-scale projects or
other development which is found to be a hazard to commercial
navigation shall avoid areas of high intensity commercial marine
traffic in state waters. Avoidance shall be the primary goal of these
areas. Areas of high intensity commercial marine traffic are defined
as having 50 or more vessel counts within a 1 km by 1 km grid, as
shown in Figure 9 in § 11.10.4(B) of this Part.
B. Figure 9: Areas of high
intensity commercial ship traffic in state waters.
11.10.5 Application
Requirements
A. For the purposes of this
document, the phrase “‘necessary data and information’”
shall refer to the necessary data and information required for
federal consistency reviews for purposes of starting the Coastal Zone
Management Act (CZMA) six-month review period for federal license or
permit activities under 15 C.F.R. Part 930, Subpart D, and OCS Plans
under 15 C.F.R. Part 930, Subpart E, pursuant to 15 C.F.R. §
930.58(a)(2). Any necessary data and information shall be provided
before the six-month CZMA review period begins for a proposed project
or at the time the applicant provides the consistency certification.
It should be noted that other federal and state agencies may require
other types of data or information as part of their review processes.
B. For the purposes of this
document, the following terms shall be defined as:
1. A site assessment plan
(SAP) is defined as a pre-application plan that describes the
activities and studies the applicant plans to perform for the
characterization of the project site.
2. A construction and
operations plan (COP) is defined as a plan that describes the
applicant’s construction, operations, and conceptual
decommissioning plans for a proposed facility, including the
applicant’s project easement area.
3. A certified verification
agent (CVA) is defined as an independent third-party agent that shall
use good engineering judgment and practices in conducting an
independent assessment of the design, fabrication and installation of
the facility. The CVA should have licensed and qualified Professional
Engineers on staff.
C. Prior to construction, the
following sections shall be considered necessary data and
information:
1. Site assessment plan –
A SAP is a pre-application plan that describes the activities and
studies (e.g., installation of meteorological towers, meteorological
buoys) the applicant plans to perform for the characterization of the
project site. The SAP shall describe how the applicant shall conduct
the resource assessment (e.g., meteorological and oceanographic data
collection) or technology testing activities. For projects in state
waters the applicant shall receive the approval of the SAP by the
Council (see § 11.9.8 of this Part). For projects within Type 4E
waters (depicted in Figure 1 in § 11.10.1 of this Part),
pre-construction data requirements may incorporate data generated by
the Ocean SAMP provided the data was collected within 2 years of the
date of application, or where the Ocean SAMP data is determined to be
current enough to meet the requirements of the Council in
coordination with the Joint Agency Working Group. The applicant shall
reference information and data discussed in the Ocean SAMP (including
appendices and technical reports) in their SAP. For a SAP required by
BOEM under the Outer Continental Shelf Lands Act for projects in
federal waters, if BOEM combines the SAP with the COP, then the SAP
and COP would be filed at the same time. If BOEM does not require a
SAP for a project in federal waters, then the SAP shall not be
necessary data and information for federal consistency reviews.
a. The applicant’s SAP
shall include data from:
(1) Physical characterization
surveys (e.g., geological and geophysical surveys or hazards
surveys); and
(2) Baseline environmental
surveys (e.g., biological or archaeological surveys).
b. The SAP shall demonstrate
that the applicant has planned and is prepared to conduct the
proposed site assessment activities in a manner that conforms to the
applicant’s responsibilities listed above in § 11.10.1(E)
of this Part:
(1) Conforms to all applicable
laws, regulations;
(2) Is safe;
(3) Does not unreasonably
interfere with other existing uses of the state waters,
(4) Does not cause undue harm
or damage to natural resources; life (including human and wildlife);
the marine, coastal, or human environment; or sites, structures, or
direct harm to objects of historical or archaeological significance;
(5) Uses best available and
safest technology;
(6) Uses best management
practices; and
(7) Uses properly trained
personnel.
c. The applicant shall also
demonstrate that the site assessment activities shall collect the
necessary data and information required for the applicant’s
COP, as described below in § 11.10.5(C)(2) of this Part.
d. The applicant’s SAP
shall include the information described in Table 3 in § 11.10.5
of this Part, as applicable.
(1) Table 3: Contents of a
site assessment plan.
Project
information:
Including:
(1)
Contact information
The
name, address, e-mail address, and phone number of an authorized
representative.
(2)
The site assessment or technology testing concept.
A
discussion of the objectives; description of the proposed
activities, including the technology to be used; and proposed
schedule from start to completion.
(4)
Stipulations and compliance.
A
description of the measures the applicant took, or shall take, to
satisfy the conditions of any permit stipulations related to the
applicant’s proposed activities.
(5)
A location.
The
surface location and water depth for all proposed and existing
structures, facilities, and appurtenances located both offshore
and onshore.
(6)
General structural and project design, fabrication, and
installation.
Information
for each type of facility associated with the applicant’s
project.
(7)
Deployment activities.
A
description of the safety, prevention, and environmental
protection features or measures that the applicant will use.
(8)
The applicant’s proposed measures for avoiding, minimizing,
reducing, eliminating, and monitoring environmental impacts.
A
description of the measures the applicant shall take to avoid or
minimize adverse effects and any potential incidental take, before
the applicant conducts activities on the project site, and how the
applicant shall mitigate environmental impacts from proposed
activities, including a description of the measures to be used.
(9)
Reference information.
Any
document or published sources that the applicant cites as part of
the plan. The applicant shall reference information and data
discussed in the Ocean SAMP (including appendices and technical
reports), other plans referenced in the Ocean SAMP, and other
plans previously submitted by the applicant or that are otherwise
readily available to the Council.
(10)
Decommissioning and site clearance procedures.
A
discussion of methodologies.
(11)
Air quality information.
Information
required for the Clean Air Act (42 U.S.C. § 7409) and
implementing regulations
(12)
A listing of all Federal, State, and local authorizations or
approvals required to conduct site assessment activities on the
project site.
A
statement indicating whether such authorization or approval has
been applied for or obtained.
(13)
A list of agencies or persons with whom the applicant has
communicated, or will communicate, regarding potential impacts
associated with the proposed activities.
Contact
information and issues discussed.
(14)
Financial assurance information.
Statements
attesting that the activities and facilities proposed in the
applicant’s SAP are or shall be covered by an appropriate
performance bond or other Council approved security.
(15)
Other information.
Additional
information as requested by the Council in coordination with the
Joint Agency Working Group
e. The applicant’s SAP
shall provide the results of geophysical and geological surveys,
hazards surveys, archaeological surveys (as required by the Council
in coordination with the Joint Agency Working Group), and biological
surveys outlined in Table 4 in § 11.10.5 of this Part (with the
supporting data) in the applicant’s SAP:
(1) Table 4: Necessary data
and information to be provided in the site assessment plan.
Information.
Report
contents.
Including.
(1)
Geotechnical.
Reports
from the geotechnical survey with supporting data.
A
description of all relevant seabed and engineering information to
allow for the design of the foundation of that facility. The
applicant shall provide information to depths below which the
underlying conditions shall not influence the integrity or
performance of the structure. This could include a series of
sampling locations (borings and in situ tests) as well as
laboratory testing of soil samples.
(2)
Shallow hazards.
The
results from the shallow hazards survey with supporting data, if
required.
A
description of information sufficient to determine the presence
of the following features and their likely effects on the
proposed facility, including:
(i)
Shallow faults;
(ii)
Gas seeps or shallow gas;
(iii)
Slump blocks or slump sediments;
(iv)
Hydrates; and
(v)
Ice scour of seabed sediments.
(3)
Archaeological resources.
The
results from the archaeological survey with supporting data, if
required.
(i)
A description of the results and data from the archaeological
survey;
(ii)
A description of the historic and prehistoric archaeological
resources, as required by the National Historic Preservation Act
and Antiquities Act (16 U.S.C. § 470 et. seq .), as
amended, the Rhode Island Historical Preservation Act and
Antiquities Act and §§ 00-1.2.3
and 00-1.3.5
of this Chapter, as applicable;
(iii)
For more information on the archeological surveys and assessments
required see § 4.3
of this Subchapter.
(4)
Geological survey.
The
results from the geological survey with supporting data.
A
report that describes the results of a geological survey that
includes descriptions of:
(i)
Seismic activity at the proposed site;
(ii)
Fault zones;
(iii)
The possibility and effects of seabed subsidence; and
(iv)
The extent and geometry of faulting attenuation effects of
geologic conditions near the site.
(5)
Biological survey.
The
results from the biological survey with supporting data.
A
description of the results of a biological survey, including
descriptions of the presence of live bottoms; hard bottoms;
topographic features; and surveys of other marine resources such
as fish populations (including migratory populations) not
targeted by commercial or recreational fishing, marine mammals,
sea turtles, and sea birds.
(6)
Fish and fisheries survey
The
results from the fish and fisheries survey with supporting data.
A
report that describes the results of:
(i)
A biological assessment of commercially and recreationally
targeted species. This assessment shall assess the relative
abundance, distribution, and different life stages of these
species at all four seasons of the year. This assessment shall
comprise a series of surveys, employing survey equipment and
methods that are appropriate for sampling finfish, shellfish, and
crustacean species at the project’s proposed location. This
assessment may include evaluation of survey data collected
through an existing survey program, if data are available for the
proposed site.
(ii)
An assessment of commercial and recreational fisheries effort,
landings, and landings value. Assessment shall focus on the
proposed project area and alternatives across all four seasons of
the year must. Assessment may use existing fisheries monitoring
data but shall be supplemented by interviews with commercial and
recreational fishermen.
(iii)
For more information on these assessments see § 11.9.9 of
this Part.
f. The applicant shall submit
a SAP that describes those resources, conditions, and activities
listed in Table 5 in § 11.10.5 of this Part that could be
affected by the applicant’s proposed activities, or that could
affect the activities proposed in the applicant’s SAP,
including but not limited to:
(1) Table 5: Resource data and
uses that shall be described in the site assessment plan.
Type
of information
Including:
(1)
Hazard information.
Meteorology,
oceanography, sediment transport, geology, and shallow geological
or manmade hazards.
(2)
Water quality.
Turbidity
and total suspended solids from construction.
(3)
Biological resources.
Benthic
communities, marine mammals, sea turtles, coastal and marine
birds, fish and shellfish (not targeted by commercial or
recreational fishing), plankton, seagrasses, and plant life.
(4)
Threatened or endangered species.
As
required by the Endangered Species Act (ESA) of 1973 (16. U.S.C.
§ 1531 et seq. ).
(5)
Sensitive biological resources or habitats.
Essential
fish habitat, refuges, preserves, Areas of Particular Concern,
Areas Designated for Preservation, sanctuaries, rookeries, hard
bottom habitat, and calving grounds; barrier islands, beaches,
dunes, and wetlands.
(6)
Archaeological and visual resources.
As
required by the National Historic Preservation Act and
Antiquities Act (16 U.S.C. 470 et seq. ), as amended, the
Rhode Island Historical Preservation Act and Antiquities Act and
§§ 00-1.2.3
and 00-1.3.5
of this Chapter, as applicable.
(7)
Social and economic resources.
Employment,
existing offshore and coastal infrastructure (including major
sources of supplies, services, energy, and water), land use,
subsistence resources and harvest practices, recreation, minority
and lower income groups, and view shed.
(8)
Fisheries resources and uses
Commercially
and recreationally targeted species, recreational and commercial
fishing (including fishing seasons, location, and type),
commercial and recreational fishing activities, effort, landings,
and landings value.
(9)
Coastal and marine uses.
Military
activities, vessel traffic, and energy and non-energy mineral
exploration or development.
g. The Council shall review
the applicant’s SAP in coordination with the Joint Agency
Working Group to determine if it contains the information necessary
to conduct technical and environmental reviews and shall notify the
applicant if the SAP lacks any necessary information. If the Council
determines that necessary data and information is missing, the CRMC
may only delay the CZMA six-month federal consistency review period
in accordance with NOAA's regulations at 15 C.F.R. §§
930.60(a) and 930.77(a)(1).
h. Any large-scale offshore
development, as defined above in § 11.10.1(A) of this Part,
shall require a pre-application meeting between the FAB, the
applicant, and the Council staff to discuss potential fishery-related
impacts, such as, but not limited to, project location, construction
schedules, alternative locations, and project minimization. During
the pre-application meeting for a large-scale offshore development,
the FAB can also identify areas of high fishing activity or habitat
edges to be considered during the review process. See §
11.10.1(D) of this Part describing the FAB meeting and necessary data
and information.
2. Construction and operations
plan (COP) - The COP describes the applicant’s construction,
operations, and conceptual decommissioning plans for the proposed
facility, including the applicant’s project easement area.
a. The applicant’s COP
shall describe all planned facilities that the applicant shall
construct and use for the applicant’s project, including
onshore and support facilities and all anticipated project easements.
b. The applicant’s COP
shall describe all proposed activities including the applicant’s
proposed construction activities, commercial operations, and
conceptual decommissioning plans for all planned facilities,
including onshore and support facilities.
c. The applicant shall receive
the Council’s approval of the COP before the applicant can
begin any of the approved activities on the applicant’s project
site, lease or easement.
d. The COP shall demonstrate
that the applicant has planned and is prepared to conduct the
proposed activities in a manner that:
(1) Conforms to all applicable
laws, implementing regulations.
(2) Is safe;
(3) Does not unreasonably
interfere with other uses of state waters;
(4) Does not cause undue harm
or damage to natural resources; life (including human and wildlife);
the marine, coastal, or human environment; or direct impact to sites,
structures, or objects of historical or archaeological significance;
(5) Uses best available and
safest technology;
(6) Uses best management
practices; and
(7) Uses properly trained
personnel.
e. The applicant’s COP
shall include the following project-specific information, as
applicable.
(1) Table 6: Contents of the
construction and operations plan.
Project
information:
Including:
(1)
Contact information
The
name, address, e-mail address, and phone number of an authorized
representative.
(2)
Designation of operator, if applicable
(3)
The construction and operation concept
A
discussion of the objectives, description of the proposed
activities, tentative schedule from start to completion, and
plans for phased development.
(4)
A location
The
surface location and water depth for all proposed and existing
structures, facilities, and appurtenances located both offshore
and onshore, including all anchor/mooring data.
(5)
General structural and project design, fabrication, and
installation
Information
for each type of structure associated with the project and,
unless the Council provides otherwise, how the applicant shall
use a CVA to review and verify each stage of the project.
(6)
All cables and pipelines, including cables on project easements
Location,
design and installation methods, testing, maintenance, repair,
safety devices, exterior corrosion protection, inspections, and
decommissioning. The applicant shall prior to construction also
include location of all cable crossings and appropriate clearance
from the owners of existing cables.
(7)
A description of the deployment activities
Safety,
prevention, and environmental protection features or measures
that the applicant shall use.
(8)
A list of solid and liquid wastes generated
Disposal
methods and locations.
(9)
A list of chemical products used (if stored volume exceeds
Environmental Protection Agency (EPA) Reportable Quantities)
A
list of chemical products used; the volume stored on location;
their treatment, discharge, or disposal methods used; and the
name and location of the onshore waste receiving, treatment,
and/or disposal facility. A description of how these products
would be brought onsite, the number of transfers that may take
place, and the quantity that shall be transferred each time.
(10)
Decommissioning and site clearance procedures
A
discussion of general concepts and methodologies.
(11)
A list of all federal, state, and local authorizations,
approvals, or permits that are required to conduct the proposed
activities, including commercial operations
A
list of all federal, state, and local authorizations, approvals,
or permits that are required to conduct the proposed activities,
including commercial operations. In addition, a statement
indicating whether the applicant has applied for or obtained such
authorizations, approvals, or permits.
(12)
The applicant’s proposed measures for avoiding, minimizing,
reducing, eliminating, and monitoring environmental impacts
A
description of the measures the applicant shall take to avoid or
minimize adverse effects and any potential incidental take before
conducting activities on the project site, and how the applicant
shall minimize environmental impacts from proposed activities,
including a description of the measures.
(13)
Information the applicant incorporates by reference
A
list of the documents referenced and the actual document if
requested.
(14)
A list of agencies and persons with whom the applicant has
communicated, or with whom the applicant shall communicate,
regarding potential impacts associated with the proposed
activities
Contact
information, issues discussed and the actual document if
requested
(15)
Reference
Contact
information
(16)
Financial assurance
Statements
attesting that the activities and facilities proposed in the
applicant’s COP are or shall be covered by an appropriate
bond or security, as required by § 11.9.8(D)(2) of this
Part.
(17)
CVA nominations
CVA
nominations for reports required.
(18)
Construction schedule.
A
reasonable schedule of construction activity showing significant
milestones leading to the commencement of commercial operations.
(19)
Air quality information.
Information
required for the Clean Air Act (42 U.S.C. § 7409) and
implementing regulations.
(20)
Other information
Additional
information as required by the Council.
f. The applicant’s COP
shall include the following information and surveys for the proposed
site(s) of the applicant’s facility or facilities:
(1) Table 7: Necessary data
and information to be provided in the construction and operations
plan.
Information:
Report
contents:
Including:
(1)
Shallow hazards
The
results of the shallow hazards survey with supporting data, if
required.
Information
sufficient to determine the presence of the following features
and their likely effects on the proposed facility, including:
(i)
Shallow faults;
(ii)
Gas seeps or shallow gas;
(iii)
Slump blocks or slump sediments;
(iv)
Hydrates; or
(v)
Ice scour of seabed sediments.
(2)
Geological survey relevant to the siting and design of the
facility
The
results of the geological survey with supporting data.
Assessment
of:
(i)
Seismic activity at the proposed site;
(ii)
Fault zones;
(iii)
The possibility and effects of seabed subsidence; and
(iv)
The extent and geometry of faulting attenuation effects of
geologic conditions near the site.
(3)
Biological survey
The
results of the biological survey with supporting data.
A
description of the results of biological surveys used to
determine the presence of live bottoms, hard bottoms, and
topographic features, and surveys of other marine resources such
as fish populations (including migratory populations) not
targeted by commercial or recreational fishing, marine mammals,
sea turtles, and sea birds.
(4)
Fish and fisheries survey
The
results from the fish and fisheries survey with supporting data.
A
report that describes the results of:
(i)
A biological assessment of commercially and recreationally
targeted species. This assessment shall assess the relative
abundance, distribution, and different life stages of these
species at all four seasons of the year. This assessment shall
comprise a series of surveys, employing survey equipment and
methods that are appropriate for sampling finfish, shellfish, and
crustacean species at the project’s proposed location. This
assessment may include evaluation of survey data collected
through an existing survey program, if data are available for the
proposed site.
(ii)
An assessment of commercial and recreational fisheries effort,
landings, and landings value. Assessment shall focus on the
proposed project area and alternatives across all four seasons of
the year must. Assessment may use existing fisheries monitoring
data but shall be supplemented by interviews with commercial and
recreational fishermen.
(iii)
For more information on these assessments see § 11.9.9(C) of
this Part.
(5)
Geotechnical survey
The
results of any sediment testing program with supporting data, the
various field and laboratory tests employed, and the
applicability of these methods as they pertain to the quality of
the samples, the type of sediment, and the anticipated design
application. The applicant shall explain how the engineering
properties of each sediment stratum affect the design of the
facility. In the explanation, the applicant shall describe the
uncertainties inherent in the overall testing program, and the
reliability and applicability of each method.
(i)
The results of a testing program used to investigate the
stratigraphic and engineering properties of the sediment that may
affect the foundations or anchoring systems of the proposed
facility.
(ii)
The results of adequate in situ testing, boring, and sampling at
each foundation location, to examine all important sediment and
rock strata to determine its strength classification, deformation
properties, and dynamic characteristics. A minimum of one boring
shall be taken per turbine planned, and the boring shall be taken
within 50 feet of the final location of the turbine.
(iii)
The results of a minimum of one deep boring (with soil sampling
and testing) at each edge of the project area and within the
project area as needed to determine the vertical and lateral
variation in seabed conditions and to provide the relevant
geotechnical data required for design.
(6)
Archaeological and visual resources, if required
The
results of the archaeological resource survey with supporting
data.
A
description of the historic and prehistoric archaeological
resources, as required by the National Historic Preservation Act
and Antiquities Act (16 U.S.C. § 470 et seq .), as
amended, the Rhode Island Historical Preservation Act and
Antiquities Act and §§ 00-1.2.3
and 00-1.3.5
of this Chapter, as applicable.
(7)
Overall site investigation
An
overall site investigation report for the proposed facility that
integrates the findings of the shallow hazards surveys and
geologic surveys, and, if required, the subsurface surveys with
supporting data.
An
analysis of the potential for:
(i)
Scouring of the seabed;
(ii)
Hydraulic instability;
(iii)
The occurrence of sand waves;
(iv)
Instability of slopes at the facility location;
(v)
Liquefaction, or possible reduction of sediment strength due to
increased pore pressures;
(vi)
Cyclic loading;
(vii)
Lateral loading;
(viii)
Dynamic loading;
(ix)
Settlements and displacements;
(x)
Plastic deformation and formation collapse mechanisms; and
(xi)
Sediment reactions on the facility foundations or anchoring
systems.
g. The applicant’s COP
shall describe those resources, conditions, and activities listed in
Table 8 in § 11.10.5 of this Part that could be affected by the
applicant’s proposed activities, or that could affect the
activities proposed in the applicant’s COP, including:
(1) Table 8: Resources,
conditions and activities that shall be described in the construction
and operations plan.
Type
of Information:
Including:
(1)
Hazard information and sea level rise
Meteorology,
oceanography, sediment transport, geology, and shallow geological
or manmade hazards. Provide an analysis of historic and project
(medium and high) rates of sea level rise and shall at minimum
assess the risks for each alternative on public safety and
environmental impacts resulting from the project (see Ocean SAMP
Chapter 3, Section 350.2 for more information).
(2)
Water quality and circulation
Turbidity
and total suspended solids from construction.
Modeling
of circulation and stratification to ensure that water flow
patterns and velocities are not altered in ways that would lead
to major ecosystem change.
(3)
Biological resources
Benthic
communities, marine mammals, sea turtles, coastal and marine
birds, fish and shellfish not targeted by commercial or
recreational fishing, plankton, sea grasses, and plant life.
(4)
Threatened or endangered species
As
defined by the ESA (16 U.S.C. § 1531 et seq. )
(5)
Sensitive biological resources or habitats
Essential
fish habitat, refuges, preserves, Areas of Particular Concern,
sanctuaries, rookeries, hard bottom habitat, barrier islands,
beaches, dunes, and wetlands.
(6)
Fisheries resources and uses
Commercially
and recreationally targeted species, recreational and commercial
fishing (including fishing seasons, location, and type),
commercial and recreational fishing activities, effort, landings,
and landings value.
(6)
Archaeological resources
As
required by the NHPA (16 U.S.C. § 470 et seq. ), as
amended.
(7)
Social and economic resources
As
determined by the Council in coordination with the Joint Agency
Working Group.
(8)
Coastal and marine uses
Military
activities, vessel traffic, and energy and non-energy mineral
exploration or development.
11.10.6 Monitoring
Requirements
A. The Council in coordination
with the Joint Agency Working Group, as described in § 11.9.7(I)
of this Part, shall determine requirements for monitoring as
specified in § 11.9.9 of this Part. For CZMA federal consistency
purposes the Council must identify any baseline assessments and
construction monitoring activities during its CZMA six-month review
of the COP.
11.11 Appendix 1 - Overview of
offshore development permitting process in state waters