670-RICR-00-00-1
670-RICR-00-00-1. Rules and Standards of the State Planning Council (version Amendment, 02/05/2014 to 04/20/2017)
STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS
STATE PLANNING COUNCIL
Department of Administration
Division of Planning
Statewide Planning Program
One Capitol Hill
Providence, Rhode Island 02908-5870
RULES AND STANDARDS OF THE
STATE PLANNING COUNCIL:
Rule One:
COUNCIL ORGANIZATION AND OPERATION (per RIGL 42-11-10);
Rule Two:
THE STATE GUIDE PLAN (per RIGL 42-11-10);
Rule Three: PROJECT PROPOSAL CONSISTENCY REVIEWS (per RIGL 42-11-10 and
42-64-14(a));
Rule Four: COMPREHENSIVE PLAN REVIEWS (per RIGL 42-11-10 and 45-22.2);
Rule Five:
METROPOLITAN PLANNING ORGANIZATION: TRANSPORTATION
PLANNING (per RIGL 42-11-10);
Rule Six:
SOLID WASTE DISPOSAL FACILITY SITING (per RIGL 23-18.9-9(a), 23-
18.9-9.1(d), and 23-19-10.2(a))
Adopted: January 9, 2014
I hereby certify that the following rules and standards were adopted by the State Planning
Council at its meeting this 9th day of January, 2014.
[/Signed Original Filed with the Secretary of State/]____
Kevin M. Flynn, Secretary State Planning Council
Associate Director, Division of Planning
Department of Administration
Notice Given:
October 18, 2013
Public Hearing:
November 21, 2013
Comment Period: November 22, 2013
These rules and standards were filed as ERLID # 7537 and shall take effect twenty (20) days
after filing with the Office of the Secretary of State. They supersede ERLID # 5205 filed
06/03/2008 which had superseded ERLID # 649 filed 12/19/2001.
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TABLE OF CONTENTS
Rule One: Organization and Operation of the State Planning Council
Rule 1.1: Purpose and Authority ...................................................................................................1
Rule 1.2: Definitions......................................................................................................................1
Rule 1.3: Membership ...................................................................................................................2
Rule 1.4: Officers and Duties ........................................................................................................2
Rule 1.5: Meetings .........................................................................................................................3
Rule 1.6: Attendance .....................................................................................................................4
Rule 1.7: Committees ....................................................................................................................4
Rule 1.8: Amendments ..................................................................................................................8
Rule 1.9: Rules of Order ................................................................................................................8
Rule 1.10: Public Hearings ..............................................................................................................8
Rule 1.11: Annual Work Program ...................................................................................................9
Rule Two: Adoption and Maintenance of the State Guide Plan
Rule 2.1: Purpose and Authority .................................................................................................10
Rule 2.2: Scope of Guide Plans ...................................................................................................10
Rule 2.3: Coordination and Outreach ..........................................................................................10
Rule 2.4: Adoption of a State Guide Plan Element .....................................................................11
Rule 2.5: Term of a State Guide Plan Element............................................................................12
Rule 2.6: Amending a State Guide Plan Element ........................................................................12
Rule 2.7: Notification of New or Amended State Guide Plan Elements .....................................13
Rule 2.8: Repeal of a State Guide Plan Element .........................................................................14
Rule Three: Review of Project Proposals to Determine State Guide Plan Consistency
Rule 3.1: Purpose and Authority .................................................................................................15
Rule 3.2: Applicability ................................................................................................................15
Rule 3.3: Submission for Review ................................................................................................15
Rule 3.4: Notification ..................................................................................................................15
Rule 3.5: Review .........................................................................................................................15
Rule 3.6: Completion of the Review – Finding of Conformance ................................................16
Rule 3.7: Completion of the Review – Finding of Non-Conformance .......................................16
Rule 3.8: Final Determination .....................................................................................................16
Rule Four: Comprehensive Plan Review Process
Rule 4.1: Purpose and Authority .................................................................................................17
Rule 4.2: Guidance Manual / Establishment of Standards ..........................................................17
Rule 4.3: Preliminary Notification ..............................................................................................17
Rule 4.4: Review of Draft Material .............................................................................................17
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Rule 4.5: Submission for State Approval / Municipal Notification ............................................18
Rule 4.6: Solicitation of Comments ............................................................................................19
Rule 4.7: Review .........................................................................................................................20
Rule 4.8: Revisions to Comprehensive Plans or Amendments under Review ............................20
Rule 4.9: Issuance of State Approval or Disapproval .................................................................21
Rule 4.10: Five-Year Implementation Assessment .......................................................................21
Rule 4.11: Rescission of State Approval .......................................................................................21
Rule 4.12: Procedures to Act in Non-Conformance to a State Approved Comprehensive Plan ...22
Rule 4.13: Provision of Copies of a State Approved Plan.............................................................24
Rule Five: Metropolitan Planning Organization: Transportation Planning
Rule 5.1: Purpose and Authority .................................................................................................25
Rule 5.2: Applicability ................................................................................................................25
Rule 5.3: Unified Planning Work Program .................................................................................26
Rule 5.4: Transportation Plan ......................................................................................................27
Rule 5.5: Transportation Improvement Program .........................................................................28
Rule 5.6: Functional Classification of the State Highway System ..............................................32
Rule 5.7: State Implementation Plan for Air Quality Conformity Determinations .....................33
Rule Six: Solid Waste Disposal Facility Siting
Rule 6.1: Purpose and Authority .................................................................................................34
Rule 6.2: Applicability ................................................................................................................34
Rule 6.3
Prohibited Sites ............................................................................................................34
Rule 6.4: Submission for Review ................................................................................................35
Rule 6.5: Notification ..................................................................................................................35
Rule 6.6: Review .........................................................................................................................35
Rule 6.7: Certification of Proposed Sites ....................................................................................36
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RULE ONE: ORGANIZATION AND OPERATION OF THE STATE PLANNING
COUNCIL
RULE 1.1. PURPOSE AND AUTHORITY
The purpose of this rule is to establish standard operating procedures for the State Planning
Council. This rule is promulgated pursuant to Rhode Island General Laws section 42-35-2(a)(1)
entitled, “Administrative Procedures” and section 42-11-10 entitled, “Statewide Planning
Program”. In general, the purposes of the State Planning Council are to provide representation
of a broad range of interests and viewpoints in the state planning process, to guide the Division
of Planning staff in coordinating planning activities, to approve all elements of the State Guide
Plan, and to determine the consistency of certain development activities of State agencies, local
government, and the private sector with the State Guide Plan.
RULE 1.2. DEFINITIONS
The following words and terms shall have the following meanings wherever used in these rules.
“Applicant” means any state, local, or private agency or individual seeking approval of a
proposal by the State Planning Council.
“Chief” means the highest-ranking administrative officer of the Division of Planning as defined
by section 45-22.2-4 of the General Laws entitled, “Rhode Island Comprehensive Planning and
Land Use Act”.
“Conformance” or “Consistent”, when used in reference to a finding of agreement with the State
Guide Plan, means that the proposed document, program, project, or action is in accord with
applicable elements of the State Guide Plan in terms of the overall goals and objectives sought,
policies employed, and the results anticipated. Differences in procedure or detail that conflict
with State Guide Plan objectives or results will not necessarily cause a finding of inconsistency.
“Council” means the State Planning Council as established by section 42-11-10 of the General
Laws.
“Days” means calendar days unless otherwise noted.
“Division of Planning” means the office within the Department of Administration as established
by section 42-11-10 of the General Laws. The Division of Planning serves as the principal staff
agency to the State Planning Council.
“Project” or “Proposal” means those plans, programs, actions, activities, or undertakings which
must be approved by the State Planning Council.
“Solid waste disposal facility” means a land disposal site designed for the final disposition of
solid waste. For the purposes of these Rules, this term shall be synonymous with “landfill” and
“sanitary landfill”, which is a land disposal site employing an engineered method for disposal of
solid waste in a manner that minimizes environmental hazards, including the spreading of solid
waste in thin layers, compacting the solid waste to the smallest practical volume, and applying
cover material at the end of each operating day or at such more frequent intervals as may be
necessary. For the purposes of these Rules, a solid waste disposal facility shall not include,
resource recovery facilities, waste-to-energy facilities, incinerators, materials recycling facilities,
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composting facilities, facilities that process construction and or demolition debris, or properties
that have historically been used for the final deposition of solid waste that are proposed for
closure, upgrade, or consolidation in order to better meet current standards of environmental
protection.
“State agency” means any office, department, board, commission, bureau, division, authority,
agency, public or quasi-public corporation and their subsidiaries, or instrumentality of the State.
“State Guide Plan” means all statements of goals, policies, and plans or plan elements adopted
by the State Planning Council in accordance with subsection 42-11-10(d) of the General Laws.
“Technical correction” means a proposed change to text, tabular data, geographic information
systems (“GIS”) data, and/or cartography of an adopted element of the State Guide Plan based
upon newly available information that corrects a factual error or otherwise advances the
accuracy, currency, and/or clarity of data, analysis, or cartography and does not affect any goal,
policy, strategy, recommendation, performance measure, or implementation action of a State
Guide Plan element.
RULE 1.3. MEMBERSHIP
1.3.1 MEMBERS
The membership of the Council is established by subsection 42-11-10(e) of the General
Laws. In addition, advisors to the Council may be invited to serve by the Governor or by
the Council and may include representatives of federal or regional agencies.
1.3.2 TERMS
All members shall serve until their successors are appointed.
1.3.3 VACANCIES
When a vacancy occurs, the Secretary shall notify the appointing authority. The Council
may suggest to the appointing authority the names of persons to fill any vacancy.
RULE 1.4. OFFICERS AND DUTIES
1.4.1 CHAIR
As stated in subsection 42-11-10(e)(1) of the General Laws of Rhode Island, the Director
of Administration is designated as Chairperson. The Chairperson shall preside at all
meetings of the Council. In addition to recognizing members desiring to speak, the Chair
may, in his/her discretion, authorize any other person to address the Council. The
Chairperson may vote on all issues.
1.4.2 VICE-CHAIR
As stated in subsection 42-11-10(e)(2) of the General Laws of Rhode Island, the Director
of the Policy Office in the Office of the Governor is designated as Vice-Chairperson.
The Vice-Chairperson shall perform the duties and exercise the powers of the Chair in the
absence or incapacity of the Chairperson, until such time as the Chair returns or a new
Chair is appointed.
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1.4.3 SECRETARY
As stated in subsection 42-11-10(e)(6) of the General Laws of Rhode Island, the Chief of
the Division of Planning is designated as the Secretary of the Council. The Secretary
shall make arrangements for all meetings of the Council, shall notify all members thereof,
and shall prepare an agenda for each meeting. The Secretary shall keep records of
attendance and of the proceedings of the Council, recording all votes and performing all
duties incident to the office. The Secretary shall also keep written minutes of the Council
meetings, and shall transmit the actions and recommendations of the Council to the
Governor or to others as appropriate. The Secretary shall perform the duties and exercise
the powers of the Chair in the absence or incapacity of the Chairperson and Vice-
Chairperson.
1.4.4 CHAIR PRO TEM
If the Chair, Vice Chair, and the Secretary are simultaneously absent for any meeting of
the Council, a senior member of the Division of Planning shall call the meeting to order.
The first order of business shall be the election of a Temporary Chair by the Council to
preside for the remainder of that meeting or until the arrival of one of the Officers. Any
member of the Council may serve as Chair Pro Tem.
RULE 1.5. MEETINGS
1.5.1 REGULAR MEETINGS
Regular meetings shall be held according to the annual schedule adopted by the Council.
The time and place of the meetings shall be determined by the Secretary. Meetings may
be canceled or rescheduled by the Chair, by the Secretary, or by majority vote of the
Council.
1.5.2 SPECIAL MEETINGS
Special meetings may be held as necessary. Any Council member may bring the need for
a special meeting to the attention of the Secretary. The Secretary shall then consult the
Chair or, in his/her absence, the Vice-Chair, who shall decide if the meeting shall be held
and shall designate the time and place for such meetings.
1.5.3 NOTICES AND AGENDAS
Notices of meetings and agendas will be posted in accordance with Chapter 42-46 of the
General Laws entitled, “Open Meetings”. Agendas shall also be sent to any person or
organization which requests them in writing.
Any member of the Council may place an item on the agenda of any regular meeting.
Members of the staff, federal or state agencies, and local governments may request to
have an item placed on the agenda. Such request must be submitted to the Secretary in
writing no later than two (2) weeks before a regularly scheduled meeting. A copy of the
agenda shall be sent to each Council member at least seven (7) days before a regular
Council meeting.
1.5.4 QUORUM
A majority of the membership shall constitute a quorum.
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1.5.5 DECORUM
All persons appearing before the Council, either on their own behalf or in a representative
capacity, shall conform to standards of ethical and orderly conduct. If any person does
not conform to such standards, the Council may take appropriate action, including
declining the opportunity for such person to appear before it.
RULE 1.6. ATTENDANCE
1.6.1 UNAUTHORIZED ABSENSES
Members who miss more than three (3) consecutive regular meetings without having
submitted to the Secretary a notice of any reason for such absence shall be sent a letter by
the Secretary inquiring as to the ability of the member to remain active on the Council.
In the event of further absence, the Council may contact the appointing authority, asking
that the appointment be reconsidered.
1.6.2 DELEGATES AND DESIGNEES
Section 42-6-8 of the General Laws entitled, “Departments of State Government”
authorizes any head of a State department to appoint a delegate to serve in their place on
any boards or commissions to which the director is appointed. Council members who are
serving in the capacity as the head of a State department may appoint a delegate by
submitting the delegate’s name in writing to the Secretary and filing the appointment
with the Secretary of State. Such delegates have the same power and authority as the
member, including the power to vote.
Council members who are not serving in the capacity as the head of a State department
shall be allowed to send a designee to participate in Council discussions; however, such
designees do not have the same power and authority as the member, nor are they
permitted to vote.
RULE 1.7. COMMITTEES
Subsection 42-11-10(f)(5) of the General Laws requires the Council to appoint a
permanent advisory committee and authorizes the Council to establish other committees
as needed; subsection 42-11-10(f)(6) authorizes the Council to establish and appoint
members to an executive committee to oversee the Rhode Island geographic information
system.
1.7.1 APPOINTMENTS
Unless otherwise specified in these rules, the Secretary shall prepare a slate of names for
committee positions that may include nominations from the floor. Following a one-
month consideration period, the Council shall vote to appoint committee members.
Appointments shall be for three (3) year terms and members may be reappointed.
1.7.2 OFFICERS
The Council shall annually appoint from the membership of the committee, a chair and
vice-chair for a term of one year; however, the Council may delegate the selection
authority to the membership of the committee. The Chief may appoint a secretary who
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need not be a member of the committee. Duties of the officers shall be similar to those
set forth for officers of the Council.
1.7.3 ATTENDANCE
Committee members who miss more than three (3) consecutive scheduled meetings
without having submitted to the Secretary a notice of any reason for such absence shall
be sent a letter by the Secretary inquiring as to the ability of the member to remain active
on the committee. In the event of further absence, the Council may remove and replace
the member.
1.7.4 MEETINGS
All standing committees shall meet once a month unless otherwise determined by the
Council. However, meetings may be canceled by the Committee Chair or a vote of the
Committee. Other committees shall meet as required or as determined by the Council.
The time and place of the meetings shall be determined by the Secretary. A majority of
each committee shall constitute a quorum. Special meetings may be called in the manner
provided by Rule 1.5.2.
1.7.5 NOTICES AND AGENDAS
Notices and agendas shall follow the same procedures as set forth in Rule 1.5.3.
1.7.6 MINUTES
Minutes of each committee meeting will be recorded by the Secretary of the Committee
and forwarded to the Secretary of the Council.
1.7.7 VACANCIES
When a vacancy occurs on the committee either through resignation or for other reasons,
the Secretary shall notify the Council. The Council shall appoint a new member to fill
the vacancy.
1.7.8 PERMANENT ADVISORY COMMITTEE
1.7.8.1 Purpose – The permanent advisory committee, provided for by subsection
42-11-10(f)(5) shall advise and assist the Council in all matters. This committee is
commonly known as the “Technical Committee”.
1.7.8.2 Membership – The number of members of this Committee shall be
determined by the Council and may be changed from time to time as deemed
necessary by the Council. Members shall be comprised of representatives of State
agencies, local government, and the public, who serve as voting members. In
addition, the Council may invite others, such as representatives of federal agencies, to
serve as non-voting advisory members. Members shall be appointed by the Council
in recognition of the expertise which they can bring to Statewide Planning Program
activities; contact and liaison with parties affected by or involved in these activities;
provision of information which is essential to the proper conduct of the planning
process, and representation by agencies or areas not represented on the Council.
Nominations and appointments shall be made in accordance with Rule 1.7.1.
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1.7.8.3 Duties – In addition to responding to Council requests, the Committee shall
advise or assist the Council and the staff by:
(a) reviewing and commenting on all proposed elements, amendments to elements, or
repeal of any element of the State Guide Plan;
(b) providing advice on any matter referred to it by the Council;
(c) responding to questions on technical matters;
(d) providing liaison between the staff and other agencies involved in technical
studies; and
(e) adopting and maintaining a plan for the functional classification of the highway
system which conforms to the transportation element of the State Guide Plan.
Prior to a request for State Planning Council action, staff shall present any program or
special report that includes goals, policies, or implementation programs to the
Committee for review and recommendations. As any major staff study is completed,
a draft report shall be prepared and referred to the Committee for review and
comment.
1.7.9 RHODE ISLAND GEOGRAPHIC INFORMATION SYSTEM (RIGIS)
EXECUTIVE COMMITTEE
1.7.9.1 Purpose – The RIGIS Executive Committee provided for by subsection 42-
11-10(f)(6), shall provide oversight of a Rhode Island geographic information system.
1.7.9.2 Membership – The number of members of this committee shall be
determined by the Council and may be changed from time to time as deemed
necessary by the Council. Nominations and appointments shall be made in
accordance with Rule 1.7.1.
1.7.9.3 Duties – The Committee shall provide oversight of the Rhode Island
geographic information system by:
(a) formulating policies for the effective administration, management, and
coordination of RIGIS;
(b) recommending technical standards and best practices related to GIS data and
metadata development, data distribution, web applications, cartography, and other
related technologies;
(c) promoting geospatial technologies in Rhode Island by advocating for free, user-
friendly access to RIGIS data and derived maps and by encouraging educational
courses, training programs, and other learning opportunities related to GIS; and
(d) other measures deemed appropriate.
1.7.10 TRANSPORTATION ADVISORY COMMITTEE
In furtherance of its role as the Metropolitan Planning Organization for the State as
designated by subsection 42-11-10(f)(8), and in order to encourage public involvement in
transportation planning and programming, the Council shall appoint a Transportation
Advisory Committee (“TAC”).
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1.7.10.1 Purpose – The TAC shall have two principal purposes: to encourage early
and continuing public involvement in the transportation planning process; and to
develop, in conjunction with the Division of Planning, transportation planning
documents that are the responsibility of the State Planning Council. This shall
include assisting in setting goals, identifying issues, analyzing the advantages and
disadvantages of alternative courses of action, evaluating impacts, recommending
policies, strategies, or projects, and monitoring progress or results of actions taken
1.7.10.2 Membership – The number of members of the TAC shall be determined by
the Council and may be changed from time to time as deemed necessary by the
Council. Members shall reflect a diversity of geographic parts of the state and of
transportation interests. Membership shall include at a minimum:
(a) four (4) local government officials;
(b) one representative of the Rhode Island Public Transit Authority;
(c) one representative of the Rhode Island Department of Environmental
Management;
(d) one representative of the Rhode Island Commerce Corporation;
(e) one representative of the Rhode Island Department of Transportation;
In addition, other members may be appointed to reflect transportation user-groups and
organizations, environmental advocacy organizations, the construction industry, as
well as interested individuals. Nominations and appointments shall be made in
accordance with Rule 1.7.1.
1.7.10.3 Duties – In addition to responding to Council requests, the TAC shall advise
or assist the Council by:
(a) identifying the planning priorities and activities to be carried out in the
preparation of the Unified Planning Work Program described in Rule 5.3 entitled,
“Unified Planning Work Program”;
(b) initiating and overseeing the update of the Long-Range Transportation Plan
described in Rule 5.4 entitled, “Transportation Plan”;
(c) providing advice on elements of the State Guide Plan that may relate to or be
coordinated with transportation plans;
(d) overseeing the development of the Transportation Improvement Program (“TIP”)
described in Rule 5.5 entitled, “Transportation Improvement Program”;
(e) coordinate with the Air Quality Working Group described in Rule 5.4.2 entitled,
“Air Quality Working Group”, with regard to conformity determinations with the
State Implementation Plan for transportation plans, programs, and projects;
(f) identify performance measures, determine needs, evaluate and select appropriate
strategies, and evaluate the effectiveness of implementation strategies to assist
decision-makers in selecting cost effective strategies to improve the efficiency
and safety of the Transportation Management System;
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(g) assist in maintaining and periodically assessing the public participation process
described in Rule Five: Metropolitan Planning Organization: Transportation
Planning, to ensure a full and open transportation planning process (reference: 23
CFR 450.316).
In furtherance of its duties, the TAC may conduct workshops; hold formal and informal
meetings; distribute and collect information; meet with governmental agencies,
organizations, or individuals; and engage in other actions necessary to advise the Council.
Public hearings are usually conducted by the Council but may be conducted by the TAC
upon a specific request by the Council.
RULE 1.8. AMENDMENTS
A draft of any proposed amendment(s) to these rules shall be submitted to the Secretary of the
Council no later than fifteen (15) days before a regular meeting of the State Planning Council in
order to be considered for review at that meeting. The Secretary shall include the draft
amendment(s) on the agenda of the next regular or special meeting. The Secretary shall mail a
copy or a summary of the draft to each member of the Council no later than ten (10) days before
the Council meeting at which the draft is to be reviewed. The Secretary will notify the applicant
(if other than the Program staff) and participating agencies and interested parties of the date of
the Council meeting on which the draft will be presented. The draft shall be presented to the
Council at the scheduled meeting by the applicant or the Secretary. The Council may vote to
receive the draft for the purpose of further review or of holding a public hearing thereon. One or
more public hearings shall be held on each proposed rule or amendment.
A revised draft of the rules of procedure that incorporates such modifications as are derived from
the public hearing and other reviews of the draft shall be mailed to the Council members. At the
following Council meeting, the Council shall move to adopt, modify and adopt, reject, or defer
action on the proposed rules of procedure.
RULE 1.9. RULES OF ORDER
Robert’s Rules of Order shall be followed in those situations that are not otherwise addressed in
these Rules. All rules shall be interpreted and applied in a manner that promotes participation in
the planning process, encourages public discussion of statements of goals and policies and
elements of the state guide plan, and ensures that the public has adequate opportunity to advise
the Council of its views on any statement or plan element under consideration.
The Council, by a two-thirds vote of those voting members or their designees present at a regular
or special meeting, may waive or modify any provision of these Rules when, in its judgment,
such action would be in the best interests of the Council and the people of the state.
RULE 1.10. PUBLIC HEARINGS
1.10.1 NOTICE
Unless otherwise provided for in these Rules, the Council shall provide at least a 30 day
notice of a public hearing. All public hearings conducted by the Council shall be in
accordance with the provisions of Chapter 42-35 of the General Laws entitled,
“Administrative Procedures”. Notice of a public hearing will contain a statement of
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either the terms or substance of the action or description of the issues, the time of hearing,
and the place of the hearing. The notice shall also state the particular manner in which
interested persons may present their views. This notice shall either:
(a) be placed in a newspaper or papers of general circulation; or
(b) posted on the Division of Planning website and the Secretary of State website.
In addition, notice shall be provided to interested parties that have requested that their
names and addresses be placed on a mailing list which shall be maintained by the
Division of Planning.
The material on which the hearing is to be held shall be available for public review
during normal business hours in the office of the Division of Planning from the date
notice of the hearing is given to the date of the hearing.
Any notice of a public hearing may be withdrawn in the same manner in which it was
posted and by mailing written notice to all those requesting that their names be entered on
the mailing list to receive notice of public hearings.
1.10.2 TIMES AND LOCATIONS
Public hearings may be scheduled as part of regular or special Council meetings or at
other times as directed by the Council. When appropriate, a public hearing shall be held
in the general area particularly affected by the action or document under consideration.
1.10.3 GOVERNING RULES
Hearings required by law or executive order shall be conducted in accordance with the
Administrative Procedures Act, Chapter 42-35 of the General Laws, and these rules and
regulations. Where no hearing is required by law or executive order, the Chair may
nevertheless in his/her discretion conduct informal hearings or investigations in such
manner and according to such procedures as he/she may deem appropriate.
The Council may designate any person to serve as the presiding official for a public
hearing. All statements, comments, and or questions, whether written or oral, must be
directed to the Chair of the Council or presiding official of the public hearing.
1.10.4 RULES OF EVIDENCE
Irrelevant, immaterial, or unduly repetitious evidence shall be excluded by the Chair.
Documentary evidence may be accepted in copy form. Any challenge to the accuracy or
reliability of the copy shall be brought to the attention of the Chair. Notice can be taken
of judicially cognizable facts as well as facts of generally recognized technical or
scientific facts within the agency’s specialized knowledge but parties must be notified of
such actions. All statements, comments, and questions whether written or oral, must be
directed to the Chair.
RULE 1.11. ANNUAL WORK PROGRAM
The Unified Planning Work Program as provided by Rule 5.3 entitled, “Unified Planning Work
Program” shall constitute the Annual Work Program. As provided by subsection 42-11-10(f)(3)
of the General Laws, the Council shall review and provide comments on the proposed work
program and its financing to the Director of Administration.
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RULE TWO: ADOPTION AND MAINTENANCE OF THE STATE GUIDE PLAN
RULE 2.1. PURPOSE AND AUTHORITY
Section 42-11-10 of the General Laws of Rhode Island entitled, “Statewide Planning Program”,
allows the State Planning Council to designate strategic plans or components thereof as elements
of a state guide plan. The purpose of this rule is to establish standards and procedures for the
designation of plans as elements of the State Guide Plan. The Act specifies that “The state guide
plan shall be comprised of functional elements or plans dealing with land use; physical
development and environmental concerns; economic development; housing production; energy
supply, including the development of renewable energy resources in Rhode Island, and energy
access, use, and conservation; human services; and other factors necessary to accomplish the
objective of this section.”
RULE 2.2. SCOPE OF GUIDE PLANS
Only plans or components thereof that are broad policy plans with a statewide focus shall be
considered by the Council for adoption as an element of the State Guide Plan. Plans that are
primarily an implementation plan for a single agency shall not be considered for inclusion in the
State Guide Plan.
RULE 2.3. COORDINATION AND OUTREACH
2.3.1 PLANS DEVELOPED BY THE DIVISION OF PLANNING
Any plan or plan revision may be developed by the Division of Planning for the purpose
of adoption as, or amendment to, an element of the State Guide Plan.
2.3.2 PLANS DEVELOPED BY AN OUTSIDE AGENCY
Any agency proposing to develop a plan or plan revision for the purpose of adoption as,
or amendment to, an element of the State Guide Plan, shall coordinate the project with
the Statewide Planning Program. The agency shall contact the Secretary for the purpose
of developing a memorandum of understanding (“MOU”) that shall specify the
objectives, scope, general content, schedules, planning processes, procedures, and other
requirements for the preparation of the plan or plan amendment.
All MOU’s shall note that the State Planning Council shall have final say over the final
content and format of a State Guide Plan element.
2.3.3 ADVISORY COMMITTEES
In order to promote a broad perspective of views and to improve coordination between
various stakeholders, any agency proposing to draft a new, or significantly revise an
existing, plan may identify or create an advisory group to assist in the process. The
membership of an advisory committee shall be proposed by the lead agency developing
the plan or plan revision. Membership must include representation of local government.
Additional membership may include other state agencies, non-profit organizations,
academics, and private citizens having interest or expertise in the field.
Any existing committee of the Council may be used as an advisory committee with the
Council’s approval.
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2.3.4 GENERAL PUBLIC
Involvement of the general public through the use of surveys, focus groups, workshops,
regional meetings, or other means is strongly encouraged.
RULE 2.4. ADOPTION OF A STATE GUIDE PLAN ELEMENT
2.4.1 REVIEW
Upon the completion of a preliminary draft, a plan developed by an outside agency shall
be submitted to the Division of Planning staff for review. The submission shall consist of
an acceptable electronic format and one or more paper copies of the draft.
2.4.1.1 Staff review – Division of Planning staff shall have ninety (90) days to
complete its review. The review shall consider whether the plan is:
(a) consistent with other elements of the State Guide Plan; and
(b) of appropriate scope and comprehensiveness.
Statewide Planning staff shall work with the originating agency to correct any
deficiencies for the preparation of a final draft.
Plans developed by the Division of Planning are not subject to this provision but shall
proceed under Rule 2.4.1.2.
2.4.1.2 Technical Committee review – Upon the completion of a final draft by
Division of Planning staff or upon certification by Division of Planning staff that a
plan developed by an outside agency meets the standards set forth by this Rule, the
plan shall be submitted to the Technical Committee for review.
The Committee shall review the draft and may request Division of Planning staff
and/or the originating agency to present an explanation of the plan to the committee.
The Committee shall make recommendations regarding the final draft and upon its
determination that the draft is satisfactory, the committee shall forward the plan to the
Secretary of the State Planning Council in order to be placed on the Council’s agenda
for its consideration.
2.4.1.3 Solicitation of comments – As part of the review process, the Division of
Planning staff and/or the Technical Committee may solicit comments from municipal,
state, regional, and federal agencies, and from interest groups.
2.4.2 STATE PLANNING COUNCIL ACTION
2.4.2.1 Public hearing – Upon receipt and review of the final draft of a plan, the
Council shall vote to either remand the draft to the Technical Committee for further
consideration or schedule a public hearing. The Secretary shall schedule and conduct
the hearing(s), in accordance with Rule 1.10, at which public comments on the draft
will be accepted. The Secretary shall prepare a report of public comments received
and any changes recommended by the Division of Planning staff.
2.4.2.2 Adoption – Upon review of the Secretary’s report on public comments
received and recommendations of Division of Planning staff, the Council may adopt
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the final plan as presented or instruct the Division of Planning staff to revise the plan
as determined by the Council.
Upon a vote of approval to adopt a plan, the plan shall become an element of the State
Guide Plan.
RULE 2.5. TERM OF A STATE GUIDE PLAN ELEMENT
Although plans may have a long-term planning timeframe, they must be reviewed and
updated on a timely basis in order to maintain their accuracy and relevance to changing
conditions. In some instances, a plan may be required to be updated in order to maintain
eligibility for Federal funding or other assistance.
2.5.1 ESTABLISHMENT OF A TERM
State Guide Plan elements may be adopted for a defined term to be established at the time
that the plan is adopted by the Council.
2.5.2 NOTIFICATION OF PENDING PLAN EXPIRATION
At least one year prior to the expiration of the term of an element of the State Guide Plan,
the Council shall notify any outside agency(s) as appropriate.
If an outside agency is to take the lead in the preparation of an amendment or update to a
plan, the Council shall notify the agency that a Memorandum of Understanding is
required.
2.5.3 EXPIRATION – EXTENSION
An element of the State Guide Plan shall expire on the date set forth at the time of its
adoption unless extended by the Council. The Council may extend the term of a plan’s
validity if the Council determines that the expiration of the plan would be detrimental to
the interests of the state.
RULE 2.6. AMENDING A STATE GUIDE PLAN ELEMENT
2.6.1 AMENDMENTS
Any State agency, municipal government, or member of the Council may propose an
amendment to any element of the State Guide Plan by requesting that the Secretary place
the request for an amendment on the agenda of the next Council meeting. Amendments
shall be adopted according to the procedures as set forth under Rule 2.4.
2.6.2 TECHNICAL CORRECTIONS
The Secretary of the Council is authorized to approve technical corrections, as defined in
Rule 1.2, to adopted elements of the State Guide Plan in accordance with the following
procedures:
(a) All requests for a technical correction(s) shall be submitted in writing to the Secretary.
Any proposed technical correction requesting cartographic revisions to an adopted
element of the State Guide Plan shall be accompanied by a statement that the
proposed correction is consistent with the applicable local comprehensive plan(s) of
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the municipality(ies) affected as certified in writing by the appropriate municipal
planning official(s).
(b) Within thirty (30) days of the receipt of a written request for a technical correction,
the Secretary shall determine whether the request conforms to the following criteria:
(1) The request is complete.
(2) The request meets the definition of a technical correction as, defined in Rule 1.2.
(3) The request, if approved, will be consistent with the goals, policies, strategies,
recommendations, performance measures, and implementation actions of the affected
element of the State Guide Plan and other applicable elements of the State Guide
Plan.
(c) If the Secretary determines that the request for a technical correction does not
conform to the criteria for a technical correction in sub-section (b) above, the
Secretary shall notify the applicant in writing of this determination and advise the
proponent of the opportunity to propose an amendment to the State Guide Plan
element to be considered in accordance with the provisions of Rule 2.6.1.
(d) If the Secretary determines that the request for a technical correction conforms to the
criteria for a technical correction in sub-section (b) above, the Secretary shall post a
notice on the Division of Planning website describing the request for the technical
correction, identifying the affected element of the State Guide Plan, the findings of
fact used by the Secretary in arriving at the decision, and inviting written comments,
and/or the opportunity to request a public hearing thereon within a thirty (30) day
period following publication of the notice. The Secretary shall notify directly all
members of the State Planning Council, the director(s) of affected State agencies, and
the chief elected official(s) of municipalities affected by the proposed technical
correction.
(e) If no written request for conduct of a public hearing on the proposed technical
correction is received within the thirty (30) day comment period, the Secretary may
adopt the technical correction as requested, or with modifications he or she
determines to be appropriate.
(f) If written objection is received within the thirty (30) day comment period or if a
request that a public hearing be held on the proposed technical correction, the request
shall be considered in accordance with the provisions of Rule 2.6.1.
RULE 2.7. NOTIFICATION OF NEW OR AMENDED STATE GUIDE PLAN
ELEMENTS
The Division of Planning shall, within twenty-one (21) days of Council approval, notify all
municipal planning departments or planning boards or commissions of any newly adopted or
amended element of the State Guide Plan. The notice shall include a summary of any new goals
or policies established by the new/amended element. The notice shall also notify the planning
department or planning board or commission that, in accordance with subsection 45-22.2-9(f), all
municipalities are required to, within one year, amend their comprehensive plan to conform with
the amended State Guide Plan and that failure to do so may result in the rescission, in whole or in
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part, of State approval. In addition to municipal notification, the Division shall notify all parties
contained on the public notice mailing list established by Rule 1.10.1.
RULE 2.8. REPEAL OF A STATE GUIDE PLAN ELEMENT
The State Planning Council may repeal any element of the State Guide Plan or portion thereof, if
in its determination said element is no longer relevant, no longer accurate, or has been
superseded by another element.
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RULE THREE: REVIEW OF PROJECT PROPOSALS TO DETERMINE STATE
GUIDE PLAN CONSISTENCY
RULE 3.1. PURPOSE AND AUTHORITY
The purpose of this rule is to establish procedures for making the determination of consistency
with the State Guide Plan for projects proposed by agencies of the State, as defined in Rule 3.2,
entitled “Applicability” and subsection 42-64-14(a) of the General Laws of Rhode Island
entitled, “Rhode Island Commerce Corporation”. Subsection 42-11-10(c)(6) of the General
Laws authorizes the Council to: “Monitor the planning of specific projects and designing of
specific programs of short duration by the operating departments, other agencies of the executive
branch, and political subdivisions of the state to insure that these are consistent with and carry
out the intent of applicable strategic plans”. Subsection 42-11-10(f)(2) empowers the Council:
“To coordinate the planning and development activities of all state agencies, in accordance with
strategic plans prepared and adopted as provided for by this section”.
RULE 3.2. APPLICABILITY
Agencies are subject to this section by means of legislation, executive order, judicial order, or
voluntary agreement. The Council shall approve and the Division of Planning shall maintain,
and post to its website, a list of agencies and programs subject to this Rule. Staff shall notify the
Council of any recommended changes to this list and the reason for such change.
RULE 3.3. SUBMISSION FOR REVIEW
Requests for a determination of conformity of proposed projects with the State Guide Plan shall
be submitted to the Secretary of the Council. All requests shall be submitted in a manner
determined by the Division of Planning and approved by the Council.
RULE 3.4. NOTIFICATION
The Secretary shall determine within three (3) business days of receipt as to whether the
application is sufficient or whether additional information is needed. If the application is
insufficient, applicants will be so notified with a statement of the information needed to
commence a review. If an applicant fails to provide the required information within thirty (30)
days of the notification, the Secretary shall notify the applicant that a determination of
consistency could not be made based on the materials submitted.
Upon determination that an application is complete, the Secretary will notify the applicant of the
deadline for completion of the review process, which shall be forty-five (45) days from the date
of acceptance. The Secretary shall also notify all members of the Council of the acceptance of
the application. Copies of the complete application shall be furnished to any Council member
upon request.
RULE 3.5. REVIEW
The Secretary shall prepare, within twenty-one (21) days following the acceptance of the
application, an advisory report. The advisory report shall briefly summarize the proposed
project, the results of the review, and the findings of the Secretary as to whether the proposal
does or does not conform to the State Guide Plan. The Secretary may solicit the input of other
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State agencies in making this determination. In determining consistency with the State Guide
Plan, the Secretary shall consider:
(a) the project’s primary and direct effects;
(b) the project’s secondary and indirect effects;
(c) the project’s long and short-term effects; and,
(d) the cumulative effects of projects similar in either geographic location or functional purpose.
Additionally, the Secretary shall contact each city and town affected by the proposal and request
an opinion as to whether the proposed project is consistent with the local comprehensive plan.
RULE 3.6. COMPLETION OF THE REVIEW – FINDING OF CONFORMANCE
Upon completion of the review, the Secretary shall prepare a report with preliminary findings
which shall be made available to each member of the Council. If the Secretary finds that a
proposed project conforms to all applicable provisions of the State Guide Plan, the report shall so
state and all members of the Council shall have ten (10) days in which to enter any objections to
the finding. All objections must be submitted to the Secretary in writing.
If no objections are received, the finding shall be considered final and the Chair of the Council
shall notify the applicant. This notification shall state that the proposed project does conform to
the State Guide Plan.
If any objection is made, the proposed project shall be considered for a Final Determination
under Rule 3.8 at a regular or special meeting of the Council, which shall be held not later than
forty-five (45) days following the date of acceptance of the proposal by the Secretary.
RULE 3.7. COMPLETION OF THE REVIEW – FINDING OF NON-CONFORMANCE
If the Secretary finds that a proposed project does not conform to all applicable provisions of the
State Guide Plan, the report shall so state and describe those respects in which the project does
not conform. The proposed project and the report shall be considered for a Final Determination
at a regular or special meeting of the Council, which shall be held not later than forty-five (45)
days following the date of acceptance the proposal by the Secretary.
RULE 3.8. FINAL DETERMINATION
The Council shall determine, by majority vote of attendees, whether the project is in
conformance with the State Guide Plan or not in conformance with the State Guide Plan. Each
determination of the Council shall be accompanied by a concise and explicit statement of the
principal reasons for and against the determination reached by the Council, incorporating therein
the reasons for overruling the considerations urged for a contrary determination. The Secretary
shall notify the applicant of the Council’s determination, in writing, not later than forty-five (45)
days following the date of acceptance of the proposal by the Secretary. Each determination of
the Council and each supporting statement shall be mailed to the governing body of each city and
town affected by the proposal and shall be made available to the public upon request.
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RULE FOUR: COMPREHENSIVE PLAN REVIEW PROCESS
RULE 4.1. PURPOSE AND AUTHORITY
The purpose of this rule is to establish standards and procedures for the municipal adoption of
local comprehensive plans, for State review and approval thereof, and for the achievement of the
goals and intent of Chapter 45-22.2 of the General Laws of Rhode Island entitled, “Rhode Island
Comprehensive Planning and Land Use Regulation Act” (“Act”). Section 45-22.2-10 of the Act
mandates the State Planning Council adopt all rules and regulations necessary to implement the
standards established by the Act.
RULE 4.2. GUIDANCE MANUAL / ESTABLISHMENT OF STANDARDS
In accordance with subsections 45-22.2-9(b) and 45-22.2-10(b), the Chief shall prepare for
publication a guidance manual that provides guidelines and standards for the preparation of
comprehensive plan content, incorporation of State goals and policies into comprehensive plans,
and offers general technical assistance in the development of a comprehensive plan. This
publication shall also inform municipalities of the standards used in the review of a
comprehensive plan under Rule 4.7 of this section.
A draft of the guidance manual, or substantive amendments to it, must be approved by the
Council prior to publication or distribution. Technical updates or minor administrative revisions
shall not require Council action.
RULE 4.3. PRELIMINARY NOTIFICATION
4.3.1 COMPREHENSIVE PLANS
Not less than one year prior to the expiration of the State approval of a comprehensive
plan, the Chief shall notify the subject municipality of the pending expiration and shall
notify the municipality of any technical and/or financial assistance that may be available
to assist in in the preparation of a new or updated plan.
4.3.2 INFORMATIONAL REPORTS
Not less than three (3) months prior to the due date for an informational report on the
status of the comprehensive plan implementation program, the Chief shall notify the
subject municipality of the pending deadline and shall notify the municipality of such
technical assistance as may be available.
RULE 4.4. REVIEW OF DRAFT MATERIAL
4.4.1 SUBMISSION TYPES
Municipalities may submit to the Chief draft comprehensive plan materials for review,
comment, and technical assistance. Submissions will be categorized as described below:
Type 1: Review by Division of Planning staff only
(a) one or more draft chapters of a comprehensive plan (Type 1a)
(b) draft amendments to a comprehensive plan (Type 1b)
Type 2: Review by Division of Planning staff and staff of other State agencies
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(a) one or more draft chapters of a comprehensive plan (Type 2a)
(b) a full draft of the comprehensive plan (Type 2b)
(c) draft amendments to a comprehensive plan (Type 2c)
When submitting draft material, the municipality is to indicate which type of review it is
seeking.
4.4.2 REVIEW PERIODS
All responses to requests for review, comment, and technical assistance shall be as
expeditious as resources allow. Unless otherwise agreed to by the submitting
municipality, comments on draft materials will be furnished according to the following
schedule:
For Type 1a submissions, comments on a single chapter shall be provided within twenty
(20) days. Staff shall be allowed an additional ten (10) days for each additional chapter
submitted.
For Type 1b submissions, comments shall be provided within thirty (30) days.
For Type 2a submissions, comments on a single chapter shall be provided within thirty
(30) days. Staff shall be allowed an additional fifteen (15) days for each additional
chapter submitted.
For Type 2b submissions, comments shall be provided within one-hundred twenty (120)
days.
For Type 2c submissions, comments shall be provided within forty-five (45) days.
RULE 4.5. SUBMISSION FOR STATE APPROVAL / MUNICIPAL NOTIFICATION
4.5.1 SUBMISSION REQUIREMENTS
A municipality must submit to the Chief:
(a) One electronic copy in a format compatible with the Division of Planning and
sufficient paper copies, as determined by the Chief, of the comprehensive plan or plan
amendment as approved by the city or town council.
(b) In accordance with 45-22.2-8, evidence that 1) the comprehensive plan was prepared
by the planning board, commission, or local planning committee; 2) the planning
board, commission, or local planning committee, solicited public comments and that a
minimum of one individual or joint public hearing was held; and, 3) that the planning
board, commission, or local planning committee submitted the comprehensive plan or
amendment to the city or town council with recommendations.
(c) In accordance with 45-22.2-8, evidence that 1) the city or town council conducted a
minimum of one individual or joint public hearing and 2) the comprehensive plan or
plan amendment was adopted by the city or town council and was incorporated by
reference into the municipal code of ordinances.
(d) Other information as may be required by the Chief in order to ensure that the intent
and goals of the Act are achieved.
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4.5.2 MUNICIPAL NOTIFICATION
The Chief shall, within seven (7) days of receipt, notify the submitting municipal
authority in writing as to:
(a) the date that the submission was received;
(b) any missing material that must be submitted in accordance with Rule 4.5.1; or if
complete
(c) the date by which the Chief must respond to the municipality in accordance with
subsection 45-22.2-9(c).
4.5.3 INCOMPLETE SUBMISSIONS
The Chief shall allow a municipality fifteen (15) days to provide any missing material
identified in Rule 4.5.2(b). If the required material has not been provided by the end of
fifteen (15) days, the Chief may issue a denial of State approval or grant additional time
for the municipality to supply the required material.
4.5.4 SPECIAL EXCEPTION – AMENDMENTS TO COMPREHENSIVE PLANS
THAT DO NOT HAVE CURRENT STATE APPROVAL
The Act requires that “[comprehensive plan] amendments shall be submitted to the chief
within thirty (30) days of adoption by the municipal legislative body”; notwithstanding,
granting State approval of an amendment to a comprehensive plan that does not have
State approval, would run contrary to the goals and intent of the Act. Any municipality
that adopts an amendment to a comprehensive plan that is not currently State approved
must still submit one electronic copy in a format compatible with the Division of
Planning and one paper copy of the plan amendment as approved by the city or town
council; however, in lieu of a standard review, the Chief shall, within seven (7) days,
notify the municipality that State approval of the amendment is denied but shall offer the
municipality the option of having the amendment reviewed under the provisions of Rule
4.4 Review of Draft Material.
RULE 4.6. SOLICITATION OF COMMENTS
4.6.1 PUBLIC NOTICE
The Chief shall post a notice on the Division of Planning website of comprehensive plans
or comprehensive plan amendments submitted under Rule 4.5. In accordance with
subsection 45-22.2-9(c)(2), this notice shall be posted within fifteen (15) days of receipt
of all required materials and shall offer interested parties a minimum of thirty (30) days
to provide comment. Additional time to provide comment may be granted by the Chief
upon request. Comments not received within the comment period may not be considered
by the Chief.
4.6.2 AGENCY AND CONTIGUOUS MUNICIPALITY NOTICE
In addition to the public notice required under Rule 4.6.1, the Chief shall, within fifteen
(15) days of receipt of all required materials, solicit comments from 1) any state or
regional agency that the Chief may identify as having a specific interest in the
comprehensive plan or comprehensive plan amendment and 2) all municipalities
contiguous to the municipality submitting the plan. Such entities shall be offered a
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minimum of thirty (30) days to provide comment. Additional time to provide comment
may be granted by the Chief upon request. Comments not received within the comment
period may not be considered by the Chief. Any agency, municipality, or other entity
notified by the Chief that does not respond shall be considered to have no objection to the
approval of the plan or plan amendment.
4.6.3 AUTHORIZED COMMENTERS
4.6.3.1 Authorized agency commenters
The Chief shall maintain a list of individuals authorized by their Agency director to
provide comments on behalf of said Agency.
4.6.3.2 Authorized municipal commenters
Unless otherwise notified by a mayor, town manager, or president of a town council,
the Chief shall request municipal comments from the municipal planner or planning
board chair.
RULE 4.7. REVIEW
The Chief shall review comprehensive plans in accordance with the schedule established by
subsection 45-22.2-9(c) and criteria established by subsection 45-22.2-9(d). Only those plans
that have been reviewed in full under the provisions of Rule 4.4 shall qualify for the abbreviated
review period specified in 45-22.2-9(c)(3)(ii). The Chief shall consider all timely comments
received under Rule 4.6. If the Chief finds any deficiency in a comprehensive plan, it shall be
reported to the municipality along with guidance as to how the deficiency could be remediated.
RULE 4.8. REVISIONS TO COMPREHENSIVE PLANS OR AMENDMENTS UNDER
REVIEW
4.8.1 TIMELINESS
A municipality may, in response to comments submitted as part of the initial review or
for any other reason, revise its comprehensive plan prior to the final decision by the
Chief. All revisions must be submitted prior to a final decision by the Chief. Any
revision submitted after a decision by the Chief must be submitted as a comprehensive
plan amendment.
4.8.2 RE-ADOPTION BY THE CITY OR TOWN COUNCIL
Any revision to a comprehensive plan or comprehensive plan amendment made in
response to comments provided by the Chief should be evaluated by the city or town
solicitor to determine if the change is significant enough to warrant re-adoption by the
city or town council. Revisions that affect the overall guidance and direction of the
comprehensive plan in terms of goals or policies, future land uses, or implementation of
the plan would normally warrant re-adoption. However, if the determination is that re-
adoption is not required, the municipality must provide a letter to the Chief from the
solicitor stating so. Failure to do so may result in a disapproval of the revised plan. If the
determination is that re-adoption is warranted, additional public hearings shall be
required as a condition for State approval in accordance with 45-22.2-8(b)(1).
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4.8.3 REVIEW OF A RE-ADOPTED PLAN
Upon the submittal of a re-adopted comprehensive plan or comprehensive plan
amendment, the Chief shall determine whether a new public notice and comment period
is warranted. If so, the Chief shall attempt to negotiate an extension of time to complete
the review with the municipality. If the Chief and municipality cannot agree on a
mutually acceptable extension, the Chief shall issue a letter disapproving the
comprehensive plan or comprehensive plan amendment.
RULE 4.9. ISSUANCE OF STATE APPROVAL OR DISAPPROVAL
The Chief shall review all material submitted by the municipality and render a final decision on
the plan or amendment within thirty (30) days of the end of the period for correction. The Chief
shall issue a letter of approval or disapproval to the submitting municipal authority. The letter
shall contain findings supporting the final decision. In accordance with subsection 45-22.2-
9(c)(5), letters of disapproval shall be sent by registered mail.
In the case of disapproval, municipalities have thirty (30) days to appeal the Chief’s decision to a
hearing officer in accordance with section 45-22.2-9.1. In cases of disapproval, the Chief shall
annually notify the city or town council that they are encouraged to revise and resubmit the plan.
In addition, the Chief shall offer technical and financial assistance as may be available.
RULE 4.10. FIVE-YEAR IMPLEMENTATION ASSESSMENT
Pursuant to subsection 45-22.2-12(d), each municipality is required to prepare an informational
report on the status of their comprehensive plan implementation program not more than five (5)
years from the date of municipal approval. This report shall be submitted to the Chief and must
include:
(a) a list of all implementation actions, schedules, and responsible parties;
(b) identification of progress made;
(c) identification of obstacles to progress;
(d) an assessment as to whether modification of the implementation program is needed in order
to achieve the goals and objectives of the comprehensive plan.
RULE 4.11. RESCISSION OF STATE APPROVAL
Pursuant to subsections 45-22.2-9(f) and 45-22.2-13(g)(1), the Chief may rescind the approval of
a comprehensive plan, in whole or in part, for the following reasons:
(a) Failure to amend a comprehensive plan in response to an amendment to Chapter 45-22.2 of
the General Laws of Rhode Island entitled, “Rhode Island Comprehensive Planning and
Land Use Act” or an amendment to the State Guide Plan;
(b) Failure to:
(1) amend a municipal zoning ordinance and map to conform to the comprehensive plan
within one-hundred twenty (120) days of the schedule as identified in the approved
comprehensive plan implementation program or, if applicable, the expiration of a
moratorium imposed under the provisions of subsection 45-22.2-13(e); or
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(2) amend the comprehensive plan implementation schedule to allow the municipality
additional time to amend a municipal zoning ordinance and map to conform to the
comprehensive plan; or
(3) amend the comprehensive plan’s future land use map to remove any identified
inconsistency with existing zoning.
(c) The identification of a deficiency in the comprehensive plan that would preclude its approval
under the criteria established by subsection 45-22.2-9(d). In such an event, that the Chief
shall first offer the municipality one-hundred twenty (120) days to correct the identified
deficiency before rescinding approval of the plan.
In the case of a rescission, the Chief shall notify the municipality in accordance with the
provisions of Rule 4.9.
RULE 4.12. PROCEDURES TO ACT IN NON-CONFORMANCE TO A STATE
APPROVED COMPREHENSIVE PLAN
Pursuant to subsection 45-22.2-10(g), programs and projects of State agencies are required to
conform to State approved comprehensive plans unless the agency demonstrates to the Council
that:
(a) The program, project, or facility conforms to the stated goals, findings, and intent of the
Comprehensive Planning and Land Use Act;
(b) The program, project, or facility is needed to promote or protect the health, safety, and
welfare of the people of Rhode Island;
(c) The program, project, or facility is in conformance with the relevant sections of the State
Guide Plan; and
(d) The program implementation, project, or size, scope, and design of the facility will vary as
little as possible from the comprehensive plan of the municipality.
4.12.1 STATE AGENCY REQUEST FOR STATE PLANNING COUNCIL
REVIEW
State agencies may request Council review of a program, project, or facility by
submitting the following to the Secretary:
(a) A description of the program, project, or facility that the State agency seeks to pursue;
(b) A statement as to how the program, project, or facility conforms to the stated goals,
findings, and intent of the Act;
(c) An explanation of why the program, project, or facility is needed to promote or
protect the health, safety, and welfare of the people of Rhode Island;
(d) A description of how the program, project, or facility is in conformance with the
relevant sections of the State Guide Plan;
(e) The provisions of the municipal comprehensive plan that the program, project, or
facility would conflict with; and
(f) An explanation of the measures undertaken by the agency to ensure that the program,
project, or facility varies as little as possible from the municipal comprehensive plan.
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4.12.2 MUNICIPAL REQUEST FOR STATE PLANNING COUNCIL REVIEW
A municipality shall have the right to present its case to seek compliance with its
comprehensive plan or recommend revisions to the program, project, or facility that
would minimize the conflict with its comprehensive plan. Municipalities may request
Council review of a State sponsored program, project, or facility by the chief executive
officer of the municipality submitting the following to the Secretary:
(a) Identification of the sponsoring State agency and a description of the program,
project, or facility that the municipality objects to;
(b) The provisions of the municipal comprehensive plan that the program, project, or
facility would conflict with; and
(c) Recommendations as to how the sponsoring State agency could modify the program,
project, or facility to minimize or eliminate the conflict with the municipal
comprehensive plan.
4.12.3 STAFF REVIEW
Staff of the Division of Planning shall review the submitted materials and prepare an
advisory report within sixty (60) days following the receipt of the request by the
Secretary. The advisory report shall consider whether:
(a) The program, project, or facility conforms to the stated goals, findings, and intent of
the Comprehensive Planning and Land Use Act;
(b) The program, project, or facility is needed to promote or protect the health, safety,
and welfare of the people of Rhode Island;
(c) The program, project, or facility is in conformance with the relevant sections of the
State Guide Plan; and whether
(d) The program implementation, project, or size, scope, and design of the facility varies
as little as possible from the comprehensive plan of the municipality.
Staff may request additional information as needed.
4.12.4 PUBLIC HEARING
The Council shall schedule and conduct a public hearing on the proposal, in accordance
with Rule 1.10, at which the State agency must demonstrate that it has met the standards
set forth in subsection 45-22.2-10(g). The Secretary shall prepare a report of public
comments received.
4.12.5 DETERMINATION
The Council shall make a determination, whether the program, project, or facility meets
the requirements established by subsection 45-22.2-10(g). If the Council determines that
the program, project, or facility does not meet the requirements, it may offer
recommendations to the sponsoring State agency as to how the program, project, or
facility could be modified to achieve approval.
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RULE 4.13. PROVISION OF COPIES OF A STATE APPROVED PLAN
Upon the approval of a comprehensive plan the municipality shall provide, if requested by the
Chief, one electronic copy in a format compatible with the Division of Planning and up to two
(2) paper copies of the comprehensive plan as approved. Municipalities shall have thirty (30)
days to comply with such a request.
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RULE FIVE: METROPOLITAN PLANNING ORGANIZATION:
TRANSPORTATION PLANNING
RULE 5.1. PURPOSE AND AUTHORITY
The State Planning Council is designated as the Metropolitan Planning Organization (“MPO”)
for the State of Rhode Island by section 42-11-10 of the General Laws of Rhode Island entitled,
“Statewide Planning Program”. The role and responsibilities of the MPO are set forth in Public
Law 112-141, Moving Ahead for Progress in the 21st Century (“MAP-21”), and the following
regulations as found in the Code of Federal Regulations (“CFR”):
Federal Highway Administration regulation 23 CFR 450 entitled, “Highways – Planning
Assistance and Standards”, including Subpart B – “Statewide Transportation Planning and
Programming” and Subpart C – “Metropolitan Planning and Programing”; and
Federal Transit Administration regulation 49 CFR 613 entitled, “Transportation – Planning
Assistance and Standards”, including Subpart A – “Metropolitan Planning and Programing” and
Subpart B – “Statewide Transportation Planning and Programming”.
Furthermore, Section 176(c) of the Federal Clean Air Act requires a determination of conformity
of transportation plans, programs, and projects to the State Implementation Plan for air quality.
This rule is intended to set forth procedures:
(1) by which the public will be involved in transportation planning in Rhode Island, through a
proactive process that is based on the following principles:
(a) opportunity for early and continuing public involvement;
(b) identification of, and contact with, as many persons and organizations as possible who
are thought to be interested;
(c) outreach to persons traditionally underserved by transportation systems, such as low-
income and minority households in order to identify and consider their needs;
(d) inclusion of the general public by appropriate means, such as web postings;
(e) timely notice of meetings; and
(f) provision of complete information by the Division of Planning, and adequate staff
support, given available resources.
(2) by which the State Planning Council will participate in an interagency consultation process
with the Rhode Island Department of Environmental Management and the Rhode Island
Department of Transportation, to make determinations of conformity of transportation plans,
programs, and projects to the State Implementation Plan in order to assure, to the greatest
extent possible, that such plans, programs, and projects eliminate or reduce the severity and
number of violations of the national ambient air quality standards and facilitate achieving and
maintaining such standards.
(3) to supplement procedures set forth in 23 CFR 450 and 49 CFR 613, as applicable.
RULE 5.2. APPLICABILITY
This section applies to the following transportation activities and documents, to the extent that
these are the responsibility of the State Planning Council or the Division of Planning:
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(a) The Unified Planning Work Program, which presents the transportation and transportation-
related air quality planning priorities, tasks, schedules, and products anticipated to be
undertaken by various agencies in the short-term.
(b) The Long-Range Transportation Plan, which is the long-term vision of Rhode Island’s
transportation system. For purposes of Federal coordination, this plan shall serve as a
combined statewide transportation plan and metropolitan transportation plan.
(c) The Transportation Improvement Program, which is a four-year implementation program.
For purposes of Federal coordination, this program shall serve as a combined statewide
transportation improvement program and metropolitan transportation improvement program.
(d) Any transportation plan, program, or project developed pursuant to Titles 23 and 49 of the
Code of Federal Regulations.
RULE 5.3. UNIFIED PLANNING WORK PROGRAM
The State Planning Council shall adopt annually a Unified Planning Work Program (“UPWP”).
The UPWP shall include an examination of transportation issues and needs and a coordinated
summary of transportation planning tasks, schedules, and products that respond to these needs.
5.3.1 PREPARATION OF THE UNIFIED PLANNING WORK PROGRAM
The UPWP shall be formulated through a public process that shall be completed by July
1 of each year. This process shall include one or more public meetings at which public
participation shall be encouraged. Information will be presented on topics required by,
but not limited to, 23 CFR 450 et seq., which includes:
(a) a review of planning assumptions and the plan development process;
(b) transportation issues and processes;
(c) public access to technical and policy information used in transportation planning;
(d) methods for identifying and responding to the needs of those underserved by existing
transportation systems; and
(e) review of public involvement processes and results.
5.3.2 INCLUSION OF THE TRANSPORTATION IMPROVEMENT PROGRAM
The UPWP shall include preparation, review, and approval of the Transportation
Improvement Program (“TIP”) as required by Rule 5.5. This shall include:
(a) identifying the specific actions needed to accomplish the requirements listed in this
Rule;
(b) identification of the responsible parties for each action; and
(c) a schedule of the dates by which the identified actions must be accomplished.
The schedule must allow sufficient time for preparation, public review, State adoption,
and Federal review and approval before the start of the Federal fiscal year on October 1.
The Council shall send the schedule to all agencies involved.
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RULE 5.4. TRANSPORTATION PLAN
The State Planning Council shall adopt and maintain a Long-Range Transportation Plan that may
be adopted as, or serve as the basis for, an element or elements of the State Guide Plan.
Contents of the plan shall include:
(a) consideration of preservation of existing transportation facilities;
(b) consistency with energy conservation programs;
(c) the need to relieve and prevent congestion;
(d) projected travel demand;
(e) adopted congestion management strategies;
(f) identification of pedestrian and bicycle facilities; and
(g) all other items set forth in 23 CFR 450.214 and 450.322(f) and other governing Federal
regulations.
5.4.1 COORDINATION AND OUTREACH
In addition to the provisions set forth in Rule 2 entitled, “Adoption and Maintenance of
the State Guide Plan”, transportation plans and amendments shall be formulated through
a public process by the Division of Planning and the Transportation Advisory Committee,
as established by Rule 1.7.10. In addition to the Rhode Island Department of
Environmental Management (“RIDEM”), the Rhode Island Department of Transportation
(“RIDOT”), the Rhode Island Public Transit Agency (“RIPTA”), and the Rhode Island
Commerce Corporation, who are represented on the TAC, outreach shall include:
(a) other interested State agencies;
(b) public and private transportation service or facility operators, including the Rhode
Island Airport Corporation, the Rhode Island Turnpike and Bridge Authority, bus
companies, paratransit providers, freight rail companies, waterborne transit operators,
and others;
(c) interested federal agencies, agencies and organizations in other states, and multi-state
groups involved in transportation;
(d) local officials, such as chief executives, planning directors, planning board members,
public works directors, and public safety officials;
(e) Joint Municipal Planning Commissions established under Chapter 45-22.1 of the
General Laws, and Regional Councils of Local Governments established under
Chapter 45-43 of the General Laws;
(f) organizations interested in transportation, the environment, and the economy;
(g) persons with disabilities limiting transportation access or use;
(h) representatives of transportation and other affected agency employees; and
(i) the general public, including anyone who requests to be involved.
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5.4.2 AIR QUALITY CONFORMITY
Prior to the adoption of, or amendment to, any transportation plan, there shall first be a
determination of conformity in accordance with the procedures described in Rule 5.7.
5.4.3 ADOPTION
In addition to the provisions set forth in Rule 2 entitled, “Adoption and Maintenance of
the State Guide Plan”, adoption, amendment, and repeal of transportation plans shall
comply with the requirements of 23 CFR 450.316(a) and 322 (c), (e),(g), (i) and (j) which
require a thirty (30) day public comment period, demonstration of response to public
input, adoption by the MPO, and publication and distribution of the plan.
RULE 5.5. TRANSPORTATION IMPROVEMENT PROGRAM
The State Planning Council shall adopt and maintain a program to evaluate and schedule the
implementation of transportation projects, which the State intends to complete using Federal
funds. This program shall be known as the Transportation Improvement Program (“TIP”).
5.5.1 COORDINATION AND OUTREACH
The TIP shall be formulated through a public process by the Division of Planning and the
Transportation Advisory Committee, established by Rule 1.7.10. The TIP shall be
coordinated with RIDOT and RIPTA.
5.5.2 SOLICITATION OF PROJECT PROPOSALS
Project proposals may be drawn from the transportation plan, the management systems
plans of RIDOT and RIPTA, and other plans or studies as appropriate. In addition, the
Division shall give a minimum thirty (30) day public notice on the website maintained by
the Division of Planning, of the opportunity to submit project proposals for inclusion in
the TIP. Project suggestions may be submitted by the general public.
5.5.2.1 Municipal Governments, Regional Councils, and Planning Agencies –
The Division shall send a letter to each city and town chief executive, with copies to
local planning and public works directors, requesting project proposals. The letter
shall include 1) information on the state transportation plan; 2) information on the
TIP; 3) the status of past proposals and current projects; 4) federal-aid program
eligibility; and 5) the process for including any new project in the TIP.
In addition to the chief executive, proposals may also originate from 1) planning
boards and commissions, 2) Joint Municipal Planning Commissions established under
Chapter 45-22.1 of the General Laws, 3) Regional Councils of Local Governments
established under Chapter 45-43 of the General Laws, and 4) municipal and regional
committees.
5.5.2.1.1 Public Participation – Municipal governments are urged to involve the
public in the preparation of their recommendations through advisory committees,
public meetings, and other methods. After public notice in accordance with local
procedures, city and town governments must hold a minimum of one (1) public
hearing on projects that they intend to submit for the TIP.
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Non-municipal organizations are urged to involve the public in their
recommendations through direct interaction with member municipalities, advisory
committees, and public meetings. After public notice in accordance with
organization procedures, non-municipal organizations must hold a minimum of
one (1) public hearing on projects that they intend to submit for the TIP. A
submission must include evidence that the chief elected official of the city or
town in which the project is located was notified and that the proposal conforms
to the local comprehensive plan.
5.5.2.2 Public and Private Transportation Service or Facility Operators – The
Division shall contact RIDOT, RIPTA, the Rhode Island Airport Corporation, the
Rhode Island Commerce Corporation, the Quonset Development Corporation,
railroad companies, and private transit providers, and any other entity as deemed
appropriate to request project proposals.
5.5.3 SUBMISSION REQUIREMENTS
Project proposals shall be submitted to the Division of Planning on a form or forms
designed by the Division. All proposals must be consistent with the national goal areas
outlined in MAP-21. For each proposal, the proponent shall:
(a) designate the priority within the city or town;
(b) describe the type of work needed;
(c) describe the environmental, social, and economic impacts expected, including
whether the location is in or provides essential access to a state-designated
enterprise zone;
(d) describe any intermodal connections;
(e) express the degree of local commitment, including any funding support or related
projects;
(f) affirm the project conforms to their comprehensive plan; and
(g) provide documentation of the mandatory local public hearing.
A submission by a member of the general public must include evidence that: 1) the chief
elected official of the city or town in which it is located was notified, and 2) that the
proposal conforms to the local comprehensive plan.
Any application deemed to be deficient shall be returned to the applicant, together with a
concise and explicit statement of the application’s deficiencies.
5.5.4 TIP STANDARDS AND DOCUMENTATION
The Division of Planning and the Transportation Advisory Committee shall produce a
draft of the TIP for State Planning Council approval in accordance with the following
standards.
(a) Scope: A single, statewide, comprehensive TIP will be prepared that shall include:
(1) roads and bridges;
(2) public transit of all types;
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(3) demonstrations;
(4) enhancements;
(5) bicycle and pedestrian facilities;
(6) marine transportation and ports;
(7) commuter and freight rail;
(8) programs for management systems; and
(9) programs for air quality.
Other projects and actions of statewide or broad sub-state concern will also be included,
although not for utilizing federal funds.
(b) Time Frame: The TIP shall, at a minimum, cover the time frame as established in the
Code of Federal Regulations by the Federal Highway Administration and Federal
Transit Administration (currently four years) and shall present a year-by-year
program.
(c) Description of Projects: Each project shall be briefly described and shall include:
(1) the intended nature or scope of work (unless environmental studies to determine
this have not been completed);
(2) the location (route number or name, termini, city or town);
(3) a description of intermodal features if applicable;
(4) Identification of the phase of work programmed for each year (except when it is
not applicable, e.g. transit operating assistance), as follows:
A – Administration
C – Construction
D – Design and Engineering
O – Operation
P – Planning
R – Right-of-way (property acquisition, relocation)
S – Study and Development
(d) Project Costs: The estimated cost for each project, by year, shall be shown. In
accordance with Federal regulations, the total costs of the highway and transit
programs for each year must be within the funding amounts expected to be available
(authorized for that year or carried over).
(e) Consistency with the State Guide Plan: New construction, new service, and major
improvement projects must appear in the Transportation Plan or in other relevant
elements of the State Guide Plan. Smaller-scale projects must be consistent with the
description of the appropriate category or type of activity in the plan. The TIP
narrative shall show how projects or programs address the goals and policies of the
Transportation Plan.
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(f) Funding Categories: The TIP shall include a description of the categories from which
each project will be funded.
5.5.5 PROCEDURES FOR DEVELOPMENT OF THE TIP
5.5.5.1 Workshops – The Division and the Transportation Advisory Committee shall
hold four (4) public workshops, in different geographic areas of the state, where
applicants may present their proposals for the TIP.
5.5.5.2 Ranking – The Division and the Transportation Advisory Committee shall
accept, review, and rank project proposals. The ranking shall consider the
descriptions submitted by the applicant, giving weight to the factors specifically
outlined in the selection criteria provided in the solicitation process. In addition, they
shall request RIDOT to review highway, interstate, traffic safety, and bridge projects
using objective engineering criteria, including safety considerations, level of service,
and geometric and structural adequacy.
5.5.5.3 Air Quality Conformity – Prior to the adoption of the TIP, there shall first
be a determination of conformity in accordance with the procedures described in Rule
5.7.
5.5.5.4 Public Review – The Division and the Transportation Advisory Committee
upon their completion of a draft project list and accompanying text, shall initiate a
public review period consisting of one or more public hearings in accordance with
Rule 1.10, entitled Public Hearings. Additionally, at least thirty (30) days in advance
of the public hearing, the Division shall send the hearing notice and/or draft TIP to:
(a) the Departments of Environmental Management, Transportation, Health, the
Rhode Island Commerce Corporation, and other interested State agencies;
(b) public and private transportation service or facility operators, including the Rhode
Island Public Transit Agency, the Rhode Island Airport Corporation, the Rhode
Island Turnpike and Bridge Authority, bus companies, paratransit providers,
freight rail companies, waterborne transit operators, and others;
(c) interested federal agencies, agencies and organizations in other states such as the
Southeastern Regional Planning and Economic Development District and the ,
Central Massachusetts Regional Planning Commission, and multi-state groups
involved in transportation;
(d) local officials, such as chief executives, planning directors, planning board chairs,
public works directors, and public safety officials;
(e) Joint Municipal Planning Commissions established under Chapter 45-22.1 of the
General Laws, and Regional Councils of Local Governments established under
Chapter 45-43 of the General Laws;
(f) organizations interested in transportation, the environment, and the economy;
(g) media outlets; and
(h) any persons on a mailing list for public hearing notices maintained by the
Division of Planning.
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Following the public hearing, the public shall be allowed a subsequent thirty (30) day
period to submit written comments.
5.5.5.5 Final Draft – The Division and Transportation Advisory Committee shall
prepare and present to the Council a revised draft TIP along with a summary,
analysis, report on the proposed disposition of comments received, and a
recommendation of how to proceed.
5.5.6 APPROVAL OF THE TIP
5.5.6.1 State Planning Council – The Council shall adopt the TIP in accordance
with 23 CFR 450.218, which requires certain legal certifications as part of the
submittal to Federal agencies.
5.5.6.2 Approval by the Governor – Following approval by the Council, the TIP or
amendment thereto, shall be forwarded to the Governor for submission to Federal
agencies, as appropriate.
5.5.7 AMENDMENTS TO THE TIP
Proposals to add, delete, or modify strategies, actions, or projects that would involve a
substantial functional, locational, and/or capacity change must be made through
amendment of a TIP. The Council shall execute and maintain a Memorandum of
Understanding (MOU) with the Rhode Island Department of Transportation and the
Rhode Island Public Transit Authority classifying the scope of proposed TIP amendments
and procedures to be followed.
5.5.7.1 Scope – The Memorandum of Understanding shall include a classification of
amendments as major, minor, or administrative adjustments. In addition, the MOU
shall describe those types of changes that will require no action.
5.5.7.2 Procedures – The TIP may be amended at any time through procedures that
are consistent with this Rule and adapted to meet the need for full consideration and
public involvement. The procedures shall be consistent with the type and character of
the amendment as set forth in the MOU. In addition:
(a) The party seeking an amendment shall be responsible for preparing a notice
consistent with the notice publication requirements, which shall be described in
the MOU. The notice shall be mailed to the Division’s transportation mailing list.
(b) Fiscal constraint must be maintained in the TIP.
5.5.7.3 Air Quality Conformity – Prior to the adoption of an amendment to the TIP,
there shall first be a determination of conformity in accordance with the
procedures described in Rule 5.7.
RULE 5.6. FUNCTIONAL CLASSIFICATION OF THE HIGHWAY SYSTEM
Highway functional classification is used in developing long-range transportation plans and in
determining federal-aid funding categories. This information is also used to determine highway
jurisdiction and management responsibility for roads based on their functional classification.
The Transportation Advisory Committee shall review and approve the functional classification
of highways in the State of Rhode Island that is consistent with the long-range transportation
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plan and other elements of the State Guide Plan. Notice of such changes shall be provided to the
Council. The Division of Planning, in consultation with the Rhode Island Department of
Transportation and local governments, may propose to revise the classification of highways or
segments of highways as changing conditions warrant.
RULE 5.7. STATE IMPLEMENTATION PLAN FOR AIR QUALITY CONFORMITY
DETERMINATIONS
Prior to the adoption of, or amendment to, any transportation plan or the TIP, the Air Quality
Working Group, as established by the Department of Environmental Management’s Air
Pollution Control Regulation Number 49 entitled, “Transportation Conformity”, shall convene to
conduct an interagency consultation in accordance with the provisions of that Regulation. The
Air Quality Working Group is comprised of RIDEM, the MPO, RIDOT, RIPTA, the U.S.
Environmental Protection Agency, the Federal Highway Administration, and the Federal Transit
Administration.
All other activities or actions not covered in these Rules that may require an air quality
conformance determination shall follow the procedures set forth in the Rhode Island Department
of Environmental Management’s Air Pollution Control Regulation Number 49.
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RULE SIX: SOLID WASTE DISPOSAL FACILITY SITING
RULE 6.1. PURPOSE AND AUTHORITY
The purpose of this rule is to establish procedures for the evaluation, assessment, and
certification of solid waste disposal facility sites and to designate areas where solid waste
landfills, incinerators, and resource recovery facilities are prohibited. This rule is promulgated
under the authority of:
Subsection 23-18.9-9(a) of the General Laws of Rhode Island entitled, “Refuse Disposal”. This
section requires any proposed private solid waste disposal facility to obtain a certificate of
approval from the State Planning Council. Furthermore, it authorizes the Council to promulgate
rules for “the evaluation and/or assessment, and distribution of location of sites for waste
facilities among the regions of this state”.
Subsection 23-18.9-9.1(d) which designates areas in which solid waste landfill facilities,
incinerators, and resource recovery facilities are prohibited and authorizes the State Planning
Council to designate other such areas.
Subsection 23-19-10.2(a) of the General Laws of Rhode Island entitled, “Rhode Island Resource
Recovery Corporation”. This subsection requires the Corporation to submit proposed solid
waste disposal sites to the State Planning Council for certification that “each proposed site
conforms with the state guide plan”. Furthermore, it authorizes the Council to “promulgate
regulations for the evaluation and/or assessment, and distribution of location of sites for waste
facilities among the regions of the state”.
RULE 6.2. APPLICABILITY
These Rules shall apply to any entity, including the Rhode Island Resource Recovery
Corporation, which seeks to construct, expand, and/or operate a solid waste disposal facility. See
Rule 1.2, Definitions.
RULE 6.3. PROHIBITED SITES
In addition to sites prohibited under subsection 23-18.9-9.1 of the General Laws, unless
statutorily mandated, the following shall also be prohibited.
Solid waste incinerators and resource recovery facilities shall be prohibited from:
(a) areas that support rare, endangered, or threatened species;
(b) areas that support ecologically fragile, critical, and/or uncommon habitats;
(c) areas that are dedicated to agricultural use through the acquisition of fee or development
rights by any agency of state or local government; and
(d) conservation areas, management areas, wildlife refuges, and parks or recreation areas that
are owned by any level or agency of government.
In addition to the above, all other forms of solid waste disposal shall also be prohibited from:
(e) areas within 1,200 feet of the center line of the following fresh water streams: Abbott
Run Brook, Branch River, Potowomut River, Saugatucket River, Scrabbletown Brook,
Ten Mile River, Usquepaug River, and Woonasquatucket River; and
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(f) areas within 10,000 feet of any part of an active state airport runway used by jet or
turbojet aircraft; areas within 5,000 feet of any part of an active state airport runway used
only by piston type aircraft.
6.4. SUBMISSION FOR REVIEW
Requests for certification that a proposed disposal site conforms to State law, the State Guide
Plan and these Rules shall be submitted to the Secretary of the Council. Each request shall
include a description of the proposed project, which shall include, but not be limited to, the
following information:
(a) the identity of the applicant;
(b) the geographic location of the proposal;
(c) a description of the proposal by type and general size or scale;
(d) a description of the alternatives considered, including alternative sites, an assessment of their
comparative environmental impacts, and descriptive material necessary for their evaluation;
and
(e) any such additional information the Secretary deems necessary to a finding of consistency or
conformance with the State Guide Plan and these Rules.
RULE 6.5. NOTIFICATION
The Secretary shall notify the applicant within five (5) business days as to whether the
application is sufficient or whether additional information is needed. Insufficient requests shall
be returned together with a statement of the information needed to commence a review.
Within three (3) business days of acceptance of the application, the Secretary shall post a notice
on the Division of Planning website of projects undergoing a review. The notice shall contain a
description of the proposed project. The notice shall offer interested parties a minimum of thirty
(30) days to provide comment. Additionally, the Secretary shall send notice to the host and
abutting municipalities and request an opinion as to whether the proposed project is consistent
with the local comprehensive plan.
No later than ten (10) days before the Council meeting at which the proposal is to be reviewed,
the Secretary shall mail a copy or summary of the proposal and staff report to each member of
the Council and shall notify the applicant of the date of the Council review.
RULE 6.6. REVIEW
The Secretary shall review the proposed project and prepare an advisory report to the Council.
The advisory report shall briefly summarize the proposed project, the results of the review, and
the findings of the Secretary as to whether the proposal does or does not conform to State law,
the State Guide Plan, and these Rules. The Secretary may solicit the advice and
recommendations of other State agencies.
In preparing the report, the Secretary shall consider:
(a) whether the site is in an excluded or prohibited area as specified by section 23-18.9-9.1 of the
General Laws or as designated in these Rules;
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(b) evaluation of alternative sites and assessment of their comparative environmental impact;
(c) the requirement that “distribution of location of sites for waste facilities among the regions of
this state” be achieved; and
(d) conformity to the State Guide Plan.
Additionally, the Secretary shall report the opinions received from each city and town hosting or
abutting the project site as to whether the proposed project is consistent with the local
comprehensive plan.
RULE 6.7. CERTIFICATION OF PROPOSED SITES
The State Planning Council may certify a site only upon demonstration of all of the following:
(a) Conformance with the State Guide Plan;
(b) Compliance with criteria for solid waste facility siting; and
(c) The preferred site is at least comparable to alternative sites, taking into consideration
comparative environmental impact and regional distribution of sites.