860-RICR-00-00-2
860-RICR-00-00-2. Rules and Regulations Governing Lead Hazard Mitigation (version Amendment, 03/31/2005 to 01/26/2006)
State of Rhode Island
Housing Resources Commission
41 Eddy Street
Providence, RI 02903
March 14, 2003
LEAD HAZARD MITIGATION REGULATIONS
Table of Contents
Part I
Authority
Part II
Purpose
Part III
Definitions
Part IV
Duties of Property Owners
Part V
Lead Hazard Mitigation Standards
Part VI
Lead Hazard Controls
Part VII
Lead Hazard Mitigation Compliance
Part VIII
Presumptive Compliance
Part IX
Tenants Rights
Part X
Dissemination of Information
Part XI
Enforcement
Part XII
Severability
Part XIII
Effective Date
As Amended:
07/21/04
12/10/04
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Part I
Authority
As authorized by 42-128.1-5. of the general laws: Housing Resources Commission -
Powers and Duties with Respect to Lead Hazard Mitigation
1. The Housing Resources Commission shall implement and put into full force and
effect the powers, duties, and responsibilities assigned to it by the Lead Hazard
Mitigation Act, chapter 42-128.1 of the general laws; and
2. The Housing Resources Commission shall serve as the lead state agency for lead
hazard mitigation, planning, education, technical assistance, and coordination of state
projects and state financial assistance to property owners for lead hazard mitigation in
accordance with 45-128.1-5 of the general laws.
Part II
Purpose
To establish implementing regulations for the Lead Hazard Mitigation Act in Chapter 42-
128.1 of the general laws of the State of Rhode Island
Part III
Definitions
1. Affidavit of Completion of Visual Inspection – Shall mean an affidavit signed by a
designated person attesting that the visual inspection has been conducted on the
subject property and that the premises meet the standards for Lead Hazard Control.
2. At Risk Occupant – Shall mean a person under six (6) years of age, or a pregnant
woman who has been in legal habitancy in a dwelling unit at least thirty (30) days.
3. Certificate of Conformance (also Certificate of Compliance) – Shall mean a
certificate issued by a certified Lead Hazard Mitigation Inspector certifying
conformance with the requirements for visual inspection and the independent
clearance inspection.
4. Certificate of Presumptive Compliance – Shall mean a certificate issued by the
Housing Resources Commission upon receipt of evidence that the requirements have
been met.
5. Damaged Painted Surface – Surface which has loose, delaminating, flaking, peeling,
chipping, or chalking paint, or paint which is abraided by friction, shows evidence of
teeth marks, or is damaged by water. For purposes of these Regulations, painted
surfaces shall not be considered damaged if the paint is adhered to the substrate and
the surface contains only minor impact damage (e.g., a nail hole ), minor stress
fractures, or other minor damage which is not related to deteriorated paint.
6. Designated Person – Shall mean a property owner, or the agent of the property
owner, who has completed a Housing Resources Commission approved awareness
seminar on lead hazards and their control; or a Lead Hazard Mitigation Inspector.
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7. Designated Play Area – Land and/or buildings that include play equipment, sand
boxes, or are otherwise designed for use by children.
8. Dwelling or Dwelling Unit – Shall mean an enclosed space used for living and
sleeping by human occupants as a place of residence, including, but not limited to, a
house, an apartment, or condominium, but shall not include hotels or temporary
housing.
9. Feathering – Light sanding, performed after damaged material has been removed by
scraping, to soften abrupt transitions between bare substrate and remaining Intact
Paint; or exposed layers of Intact Paint; or patching materials and the surrounding
surface. Proper Feathering will produce a surface that, after painting, has no edges
that can be lifted with a fingernail.
10. Independent Clearance Inspection – Shall mean an inspection as required to certify
conformance with Lead Hazard Mitigation Standards performed by a person who is
not the property owner or an employee of the property owner and who is authorized
by the Housing Resources Commission to conduct Independent Clearance
Inspections.
11. Intact Paint – Painted surface that does not have lose, delaminating, flaking peeling,
chipping or chalking paint, and is not abraded by friction, and does not show evidence
of teeth marks or water damage.
12. Lead Free – Shall mean that a dwelling, dwelling unit, or premises contains no lead
or contains lead in amounts less than the maximum acceptable environmental lead
levels established by regulation by the Rhode Island Department of Health.
13. Lead Hazard Abated – Shall mean a dwelling and premises which are lead free or
lead safe, as those terms are defined in chapter 23-24.6 of the “Lead Poisoning
Prevention Act”.
14. Lead Hazard Mitigation Compliance – Shall mean consistency with the Lead Hazard
Mitigation Standards as determined by an Independent Clearance Inspection
undertaken to determine whether the Lead Hazard Mitigation Standards have been
met.
15. Lead Hazard Controls – Shall mean those portions of the Lead Hazard Mitigation
Standard pertaining to repair of deteriorating paint, correction of dust generating
conditions, provision of cleanable surfaces, and correction of soil lead hazards that
can be identified by Visual Inspection or inspections conducted in accordance with
chapters 45-24.2, Minimum Housing, and 45-24.3, Housing Maintenance and
Occupancy Code, of the general laws.
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16. Lead Hazard Mitigation Inspector – Shall mean either a person approved by the
Housing Resources Commission to perform independent clearance inspections or
inspections required by 24 CFR 35 Subpart M, or by the Department of Health to
conduct inspections pursuant to section 23-24.6.
17. Lead Hazard Mitigation Standards – Shall mean standards for painted surfaces, soil,
and for interior lead dust as adopted by regulation by the Housing Resources
Commission for a dwelling unit, associated common areas and premises.
18. Lead Poisoned – Shall mean a confirmed venous blood lead level established by the
Department of Health pursuant to section 23-24.6(1).
19. Lead Safe – Shall mean that a dwelling, dwelling unit, or premises has undergone
sufficient lead hazard reduction to ensure that no significant environmental lead
hazard is present and includes, but is not limited to, covering and encapsulation and is
evidenced by a Lead Safe Certificate issued by the Department of Health.
20. Major Minimum Housing Violations – Shall mean deteriorated housing conditions as
defined by the Housing Resources Commission under the Housing Maintenance and
Occupancy Code Chapter 45-24.3 of the general laws.
21. Person – Means any individual, firm, corporation, association, or partnership and
includes municipal and state agencies.
22. Premises – Shall mean a platted lot or part thereof or unplatted lot or parcel of land,
or plot of land, occupied by a dwelling or structure and includes any building,
accessory structure, or other structure thereon.
23. Property Owner – Shall mean any person who, alone or jointly or severally with
others:
23.1 Shall have legal title, including tax title, to any dwelling, dwelling unit, or
structure with or without accompanying actual possession thereof; or
23.2 Shall have charge, care, or control of any dwelling unit, or structure as
owner or agent of the owner, or an executor, administrator, trustee, or
guardian of the estate of the owner. Any person representing the actual
owner shall be bound to comply with the provisions of this chapter, and
rules and regulations adopted pursuant thereto, to the same extent as if that
person were the owner. An agent of the owner excludes real estate and
property management functions where the agent is only responsible for the
property management and does not have authority to fund capital and/or
major property rehabilitation on behalf of the owner.
23.3 For purposes of publicly owned property only, the owner shall be defined
to be the chief executive officer of the municipality which owns, leases, or
controls the use of the property.
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24. Repeated Lead Poisoning – Shall mean a lead poisoning rate of greater than one half
percent (.005) per dwelling unit year, with dwelling unit years being calculated by
multiplying the number of dwelling units owned by the property owner by the
number of years of ownership since 1992.
25. Rental Property – Any premises containing dwelling unit(s) that are let, leased or
rented to a person for the purposes of living, sleeping, cooking, or eating therein.
26. Temporary Housing – Any place of residence that is rented to no more than 31 days
per calendar year to the same tenant and any emergency shelter intended for night to
night accommodation.
27. Visual Inspection – Shall mean a visual inspection by a designated person to
determine that the lead hazard controls have been met.
Part IV
Duties of Property Owners
1. Responsibilities of Owners: Property Owners or Designated Person of Rental
Property constructed prior to 1978 that have not been determined to be Lead Safe as
evidenced by a valid current Lead Safe Certificate issued by the Department of
Health or have not been Lead Hazard Abated and/or determined to be Lead Free shall
mitigate lead hazards and shall comply with all the following requirements:
1.1. Learn about lead hazards by taking a lead hazard awareness seminar approved by
the Housing Resources Commission.
1.2. Evaluate the dwelling unit and premises for lead hazards consistent with the
requirements for a Lead Hazard Clearance Inspection.
1.3. Correct identified lead hazards by meeting and maintaining the Lead Hazard
Mitigation Standards.
1.4. Provide tenants: (i) basic information about lead hazard control as approved by
the Housing Resources Commission; (ii) a copy of any Independent Clearance
Inspections; and (iii) information about how to give notice of deteriorating
conditions.
1.5. Correct lead hazards within thirty (30) calendar days after notification from the
tenant of a dwelling unit with an At Risk Occupant or as provided by section 34-
18-22.
1.6. Correct lead hazards identified by a Visual Inspection or Independent Clearance
Inspection within sixty (60) calendar days of inspection or receipt of inspection
report.
2. Responsibilities of New Property Owners: A new Property Owner, as evidenced by
a change of title, of a rental dwelling unit constructed prior to 1978 that has not been
made Lead Safe or Lead Hazard Abated and that is occupied by an At Risk Occupant
shall have up to sixty (60) calendar days after the property has been transferred by
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change of ownership to meet the requirements for Lead Hazard Mitigation, if those
requirements were not met by the previous owner at the time of transfer, provided
that the new Property Owner has the property visually inspected within ten (10)
business days after assuming ownership to determine conformity with the lead hazard
control standards.
3. Responsibilities of Mortgage and Lien Holders: A holder of a mortgage or other
lien holder who, in enforcing a security interest, acquires title by foreclosure or deed
in lieu of foreclosure shall not be considered a property owner if such holder transfers
title within one (1) year after the date such title is acquired; provided however, if said
mortgage or lien holder, subsequent to acquiring title, is notified of a lead hazard
under the General Laws in Chapter 23-24.6 entitled “Lead Poisoning Prevention Act”
or Chapter 128.1 entitled “Lead Hazard Mitigation Act”, then in that event, said
mortgage or lien holder shall take steps to reduce the lead hazard as shall be required
under the provisions of chapter 23-24.6 or shall correct lead hazards within thirty (30)
days after notification from a tenant of a dwelling unit with an At Risk Occupant as in
Part IV Section 1.5, as applicable.
4. Inspection Requirements: Property Owners shall cause Visual Inspections and /or
Independent Clearance Inspections to be conducted in all rental Dwelling Units
owned by the Property Owners in order to comply with these regulations. The length
of tenancy of an occupant in the Dwelling Unit(s) shall determine the frequency and
type(s) of inspections required. Property Owners with ten (10) or more units may
qualify for Presumptive Compliance under Part VIII.
4.1. An Independent Clearance Inspection shall be required at unit turnover within
thirty (30) days of re-occupancy, or once in a twelve (12) month period,
whichever period is longer.
4.2. A Certificate of Conformance (Compliance) shall be valid for two (2) years or
until the next turnover of the dwelling unit, whichever period is shorter, provided
that no more than one (1) Independent Clearance Inspection shall be required in
any twelve (12) month period.
4.3. If the tenancy of the occupant is two (2) years or greater, the Certificate of
Conformance (Compliance) shall be maintained by a Visual Inspection. A
Visual Inspection shall be performed every two (2) years or an Independent
Clearance Inspection shall be conducted at unit turnover within thirty (30) days
of re-occupancy, whichever time period is shorter.
5. Visual Inspections:
5.1 The Visual Inspection shall be conducted by a Designated Person to determine
that the Lead Hazard Mitigation Standards have been met. If the Designated
Person concludes that the Lead Hazard Mitigation Standards have been met, the
Designated Person may complete an Affidavit of Completion of Visual
Inspection. The Affidavit shall be valid upon its being signed by the Designated
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Person and notarized within thirty (30) days after completion of the Visual
Inspection and shall set forth the following:
5.1.1. The date and location that the Designated Person took the Lead Hazard
Control awareness seminar approved by the Housing Resources
Commission;
5.1.2. The date and finding of the most recent Independent Clearance Inspection;
5.1.3. The date and description of the Lead Hazard Control measures
undertaken;
5.1.4. The date of the Visual Inspection; and
5.1.5. The name and signature of the Designated Person and date of the Affidavit
of Completion of Visual Inspection.
5.2. An Affidavit of Completion of Visual Inspection shall be valid for two (2) years
after the date it was notarized or until unit turnover, whichever time period is the
shorter, and shall be kept by the Property Owner for a minimum of five (5) years.
6. Independent Clearance Inspections: An Independent Clearance Inspection shall
include:
6.1. A Visual Inspection to determine that the Lead Hazard Controls have been met;
6.2. Dust testing in accordance with rules established by the Department of Health
and in Part VII of the Lead Hazard Mitigation Regulations; and
6.3. An Independent Clearance Inspection shall be performed by a person who is not
the Property Owner or an employee of the Property Owner and who is authorized
by the Housing Resources Commission to conduct Independent Clearance
Inspections.
Part V
Lead Hazard Mitigation Standards
1. General Requirements – Property Owners of rental housing constructed prior to
1978 are required to mitigate or abate lead hazards in Dwelling Units, Premises and
associated common areas. All Dwelling Units shall at all times be maintained in
conformance with Lead Hazard Mitigation Standards and Lead Hazard Control
Standards in accordance with Part V and Part VI. Lead Hazard Mitigation Standards
shall include interior and exterior paint, dust generating conditions such as friction
and impact areas, and soil containing lead. Property Owners have a continuing and
ongoing responsibility for meeting and maintaining the Lead Hazard Mitigation
Standard through visual assessments and dust testing.
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2. Exceptions:
2.1. When a dwelling unit has been cited by a notice of violation by the Department
of Health for lead violations, the unit shall be disqualified and prohibited from
using the Lead Hazard Mitigation Regulations. Property Owners of such
dwelling units shall utilize approved lead hazard reduction and/or lead hazard
control techniques established by the Department of Health to address identified
lead hazards and shall maintain a valid current Lead Safe Certificate for the unit
issues by the Department of Health.
2.2. Provided a valid current Lead Safe Certificate issued by the Department of
Health is in place for a unit, the owner is not required to comply with these
regulations.
3. Significant Environmental Lead Hazard Standard – Lead levels in interior dust
that are in excess of forty (40) µg/ft2 on floors, two hundred and fifty (250) µg/ft2 on
window sills, four hundred (400) µg/ft2 in window wells, or forty (40) µg/ft2 on any
surfaces shall be considered significant environmental lead hazards and shall require
lead hazard control in accordance with Part VI of this regulation.
4. Lead Hazard Mitigation Standards – The Standards apply to all rental units
constructed prior to 1978 unless otherwise exempted elsewhere in the regulations.
4.1 All painted surfaces shall be assumed to contain lead unless constructed after
1978 or specifically determined to be Lead Free in accordance with regulations
established by the Department of Health.
4.2 All painted surfaces in dwelling units, associated common areas, exterior surfaces
and other premises shall be free from chipping, chalking, and/or peeling paint.
All painted surfaces shall be intact.
4.3 All friction surfaces including, but not limited to windows, doors, and cupboards,
that are painted shall be free from abrasion and friction points;
4.4 All painted high impact areas shall be covered with a durable cover or lead free
coating.
4.5 All horizontal surfaces including, but not limited to window sills, window
troughs/wells, floors, and stairs, but excluding ceilings, in a Dwelling Unit shall
be provided with a cleanable surface.
4.6 All soil within five (5) feet of the dwelling, other buildings on the Premises, and
within five (5) feet of any Designated Play Area for children shall be covered or
made inaccessible to children in accordance with the control standards set forth in
Part VI, section 7.
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4.7 All surfaces shall be clean and free of lead dust in excess of the standards set forth
in 4.1.8.
4.1.1. Mitigation Standards for Lead in Interior Dust. The acceptable
standards for mitigation shall be the permissible standard for lead in
interior dust established by the Department of Health. The standards for
wipe samples shall be defined as follows, or as modified by regulation by
the Department of Health:
1) Floors: Twenty(20) micrograms of lead per square foot (20 µg/ft2) to
forty (40) micrograms of lead per square foot (40 µg/ft2);
2) Window Sills: Twenty (20) µg/ft2 to two hundred and fifty (250) µg/ft2;
3) Window Wells: Twenty (20) µg/ft2 to four hundred (400) µg/ft2;
4) Any Other Surfaces: Twenty (20) µg/ft2 to forty (40) µg/ft2.
Part VI
Lead Hazard Controls
1. All painted surfaces shall have Intact Paint free from visible chipping, chalking, and/
or peeling.
2. The following persons shall be allowed to perform repairs or corrections in
conformance with the Lead Hazard Controls:
2.1. Spot removal of interior lead-based paint may be performed by a Designated
Person if the surface areas from which paint is to be removed are less than thirty
(30) square feet in any dwelling unit and less than six (6) square feet in any
common area, provided further that no room or common area contains more
than eight (8) components with damaged lead-based paint, regardless of the
square footage amount of paint that must be removed Windows and doors shall
not be counted as damaged components provided removal of lead is performed
off the Premises. Components shall include:
2.1.1.
Walls
2.1.2.
Ceilings
2.1.3.
Floors
2.1.4.
Window molding
2.1.5.
Window wells
2.1.6.
Woodwork/molding
2.1.7.
Interior window sashes
2.1.8.
Exterior window sashes
2.1.9.
Porches
2.1.10.
Exterior siding; and
2.1.11.
Exterior trim
2.1.12.
Windows
2.1.13.
Doors
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2.2. Components that are repaired off the Premises shall not be counted for the
purposes of the requirements in 2.1.
2.3. Removal of Damaged Painted Surfaces in excess of those cited in 2.1 shall only
be done by lead licensed contractors or remodeler/renovators as certified by the
Department of Health.
2.4. A Designated Person may repair Damaged Painted Surfaces in accordance with
the standards in Part VI .4.
3. Training Requirement. Unless otherwise certified or licensed by the Housing
Resources Commission or the Department of Health as a Lead Hazard Reduction
Contractor or Lead Safe Remodeler/Renovator, a Property Owner or Designated
Person is required to attend a three (3) hour lead hazard awareness seminar approved
by the Housing Resources Commission before performing Lead Hazard
Mitigation/Control work as identified in Part VI 2.1 and 4.
4. Repair of Damaged Paint Surface. Repair shall include the application of a
protective coating or paint. The surface substrate shall be dry and protected from
future moisture damage before applying a new coating or paint. All protective coating
and paint shall be applied in accordance with manufacturer’s recommendations.
4.1. Repair of intact, factory applied prime coating on metal surfaces is not required.
Finish coatings on such surfaces, however, require repair if those coatings
contain lead-based paint.
4.2. Any physical defect in the substrate of a painted area or component that is
causing deterioration of the surface or component shall be repaired before
treating the surface or component. Examples of defective substrate conditions
include dry-rot, rust, moisture-related defects, crumbling plaster, and missing
siding or other components that are not securely fastened.
5. Removal of Damaged Painted Surfaces. Before applying new paint, all loose paint
and other loose material shall be removed from the surface to be treated. Acceptable
methods for paint removal/surfaces preparation include:
5.1. Wet hand scraping,
5.2. Wet sanding; or
5.3. “Feathering” of interior surfaces; or
5.4. Utilization of non-flammable strippers which do not contain methylene chloride;
5.5. Use of a heat gun restricted to a temperature not to exceed one thousand (1,000)
degrees Fahrenheit is allowed only if the occupants are not present on the
premises;
5.6. Dry hand scraping is allowed only by a lead licensed contractor using appropriate
containment and where the occupants are not present on the Premises; or
5.7. Any other methods approved in writing by the Department of Health and/or
Housing Resources Commission.
6. Friction and Impact Surfaces. Lead Hazard Control for impact or friction surfaces
shall be sufficient to protect lead-based paint from impact or abrasion.
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6.1. Treatment of friction surfaces is required only if:
6.1.1. Lead-based paint is known or assumed to be present as required in Part
V, 4.1.1; and
6.1.2. There is evidence that the paint is subject to abrasion.
6.2. Treatment for friction surfaces shall eliminate friction points or treat the friction
surface so that paint is not subject to abrasion. Paint on stair treads and floors
shall be protected with a durable cover or coating that will prevent abrasion of
painted surfaces.
6.2.1. Doors: Examples of acceptable treatment include rehanging and/or
planing doors so that door does not rub against the door frame.
6.2.2. Windows: Acceptable methods of eliminating friction surfaces on
windows includes:
6.2.2.1. installing window linings,
6.2.2.2. removing, wet strip, and repaint windows,
6.2.2.3. replacing window or
6.2.2.4. installing window channel guides that reduce or eliminate
abrasion of painted surfaces.
6.2.3. Stair treads and floors: Examples of acceptable materials for stair treads
and floors include carpeting, tile, and sheet flooring.
6.2.4. Treatment of impact surfaces is required only if:
6.2.4.1. Lead-based paint is known or assumed to be present; and
6.2.4.2. Paint on an impact surface is damaged, abraded, rubbed,
impacted or otherwise deteriorated; and
6.2.4.3. The damaged paint is caused by impact from a related building
component (e.g., a door knob that strikes a wall, or a door that
rubs against its door frame).
6.2.5. Treatment of impact surfaces shall protect the paint from impact.
6.2.5.1. Examples of acceptable treatment include eliminating impact
surfaces, such as installing a door stop to prevent a door from
striking a wall or baseboard.
7. Provision for Cleanable Surfaces.
7.1. Dust control shall involve a thorough wet cleaning of all horizontal surfaces,
such as interior window sills, window troughs/wells, floor, and stairs, but
excluding ceilings. All horizontal surfaces, including, but not limited to floors,
stairs, window sills and window troughs, that are rough, pitted, or porous shall be
covered with a smooth, cleanable covering or coating, such as metal coil stock,
plastic, polyurethane, or linoleum.
7.2. Surfaces covered by rug or carpeting shall be cleaned as follows:
7.2.1. An attached carpet located in an area of the dwelling unit containing
dust-lead hazards shall be thoroughly vacuumed equipped with a
working HEPA filter system or wet vacuum if it is not to be removed.
7.2.2. Protective measures shall be used to prevent the spread of dust upon
removal of a rug, carpet or padding from the dwelling. For example, it
shall be misted to reduce dust generation during removal. The item(s)
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being removed shall be wrapped or otherwise sealed before removal
from the worksite.
7.2.3. An unattached rug or an attached carpet that is to be removed, and
padding associated with such rug or carpet, located in an area of the
dwelling unit with lead dust hazards on the floor, shall be thoroughly
vacuumed with HEPA vacuum or wet vacuum.
7.2.4. The floor surfaces under a rug or carpeting shall be cleaned where
feasible, including upon removal of the rug or carpeting, with a HEPA
vacuum or wet vacuum.
8. Acceptable Lead Hazard Mitigation Treatments for Soil.
8.1. All visible paint chips on the ground in any areas accessible to children under six
(6) years of age shall be cleaned up and properly disposed of.
8.2. The following treatments shall be acceptable to meet the Lead Hazard Mitigation
Standard for exposed soil:
8.2.1. Establish full coverage with grass or other ground covering plants.
8.2.2. Cover with landscape cloth and 6” of mulch.
8.2.3. Cover with landscape cloth and 4” of crushed stone, stone dust, gravel,
sand, etc.
8.2.4. Cover with asphalt or cement.
8.2.5. Make the area inaccessible to children by installing fences or hedges.
8.3. High traffic areas shall be covered using treatments described in Section 6.2.3. or
6.2.4
9. Prohibitions. The following Lead Hazard Mitigation/Control methods are prohibited
under all conditions:
9.1. Abrasive blasting and/or utilization of mechanical removal equipment on interior
surfaces containing lead-based paint; or
9.2. Utilization of a torch or open flame burning; or
9.3. Utilization of chemical strippers containing methylene chloride for interior work
areas; or
9.4. Dry sweeping of lead-contaminated areas or surfaces; or
9.5. Dry sanding and scraping of interior painted surfaces except for “Feathering” of
previously treated surfaces or as allowed in 5.1.6.
10. Occupant Protection and Work Preparation
10.1. Occupant Protection.
10.1.1. The Property Owner of a dwelling shall;
10.1.1.1. Make all reasonable efforts to ensure that occupants are not
present during Lead Hazard Mitigation/Control activities.
Reasonable efforts shall include, as a minimum, providing
written notification to the occupants at least one week in
advance of the proposed Lead Hazard Mitigation/Control
activities. Said notice shall be signed by both the
owner/owner’s agent and a tenant and shall include the days
and hours during which the work will be performed; the
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method by which the tenants will be compensated (e.g. pro-
rata adjustment and abatement of the rent) for loss of use of
living space if tenants are required to vacate the property
overnight for three (3) or more days to complete the lead
hazard reduction activities; and
10.1.1.2. Provide information on lead hazards and avoidance and
control to tenants.
10.1.2. The dwelling and worksite shall be secured against unauthorized entry,
and occupants’ belongings protected from contamination by dust-lead
hazards and debris during lead hazard mitigation/control activities.
Occupants’ belongings in the containment area shall be relocated to a safe
and secure area outside the containment area, or covered with an
impermeable covering with all seams or edges taped or otherwise sealed.
11. Worksite Preparation.
11.1. The worksite shall be prepared to prevent the release of leaded dust, and
contain lead-based paint chips and other debris from Lead Hazard
Mitigation/Control activities within the worksite until they can be safely
removed. Practices that minimize the spread of leaded dust, paint chips, soil
and debris shall be used during worksite preparation. At a minimum, these
practices shall include all requirements of 29 CFR 1926.62 or its successor
regulations.
Part VII
Lead Hazard Mitigation Compliance.
1. Independent Clearance Inspection. The Independent Clearance Inspection shall be
performed by a person who is not the Property Owner or an employee of the Property
Owner and who is authorized by the Housing Resources Commission to conduct such
inspections.
2. An Independent Clearance Inspection shall consist of:
2.1. A Visual Inspection to confirm that the Lead Hazard Mitigation Standards in part
V have been met; and
2.2. Dust testing in accordance with procedures established by the Department of
Health to determine that the requirements of Part V 4.1.8 of the Lead Hazard
Mitigation Standards have been met.
3. Priority of Inspection. The priority of an Independent Clearance Inspection shall
focus in and/or around areas where the conditions pose greater health risk to children
under six (6) years of age; including the children’s bedrooms; and the play areas in
the unit.
4. Evaluate Lead in Interior Dust.
4.1. General Requirements. Lead Hazard Mitigation Inspectors shall collect interior
dust samples in accordance with Subsection 4.2(e)(7) of R23-24.6-PB of
regulations established by the Department of Health.
4.2. Minimum Sampling Requirements For Dwelling Units. For each dwelling unit
Lead Hazard Mitigation Inspectors shall include a minimum of one (1) blank
dust wipe and three (3) interior dust wipe samples.
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4.3. For units occupied by an At Risk Occupant, minimum sampling requirements
shall include:
4.3.1. One (1) dust wipe sample in each bedroom occupied by a child; and
4.3.2. One (1) dust wipe sample in each room used by children for play such as a
playroom, television room, or living area; and
4.3.3. Additional dust wipes as determined by the inspector to insure compliance
with the Lead Hazard Control Standards.
5. Conflict of Interest. Lead Hazard Mitigation Inspectors shall not have any interest,
financial or otherwise, direct or indirect, or contractual, or engage in any business or
employment, with regards to:
5.1. The Dwelling Unit that is the subject of a Lead Hazard Mitigation Inspection; or
a Property Owner who conducted the Lead Hazard Mitigation work at the
dwelling unit which is the subject of the Independent Clearance Inspection;
5.2. A laboratory that is used to analyze the Independent Clearance Inspection unless
the Lead Hazard Mitigation Inspector or his/her employer disclose his/her
connection with the laboratory to the person requesting the inspection and on
the inspection report.
5.3. Employees of public agencies and quasi-public agencies that hold a financial
interest in the property may perform Independent Clearance Inspections.
6. Evaluation of Independent Clearance Inspection Results. Lead Hazard Mitigation
Inspectors shall:
6.1. Notify the Property Owner by written report if it is found, through Visual
Inspection or dust testing, that the unit does not meet the Lead Hazard
Mitigation Standards.
6.2. If the unit meets all of the Lead Hazard Mitigation Standards, the Lead Hazard
Mitigation Inspector shall provide the Property Owner with a Certificate of
Conformance (Compliance) on a form approved and supplied by the Housing
Resources Commission.
6.3. A copy of the certificate and the written report shall be provided to the Housing
Resources Commission.
PartVIII
Presumptive Compliance
1. General Requirements
1.1. A Property Owner of ten (10) or more dwelling units shall be eligible to obtain a
Certificate of Presumptive Compliance for units designated by the owner from
the Housing Resources Commission provided that the following conditions are
met:
1.1.1. All Dwelling Units were constructed after 1960;
1.1.2. There are no outstanding Major Minimum Housing Violations on the
premises; and
1.1.3. The Property Owner has no history of Repeated Lead Poisonings.
2. Application for Certificate of Presumptive Compliance
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2.1. Applications for Presumptive Compliance shall be submitted to the Housing
Resources Commission on forms provided by the Commission. At a minimum
the following information shall be provided:
2.1.1. A list of all units by address, plat, lot;
2.1.2. The date of construction of each structure;
2.1.3. All Independent Clearance Inspection report(s) for a minimum of five
percent (5%) of the units owned by this Property Owner issued in the
past twelve (12) months;
2.1.4. Ownership information; and
2.1.5. The date of acquisition of each property
3. Presumptive Compliance Certification Requirements
3.1. To meet the requirements for certification, a Property Owner is required to
cause Independent Clearance Inspections to be conducted on at least five
percent (5%) of the dwelling units, but no less than two (2) dwelling units per
year. The Dwelling Units to be inspected shall be selected by the inspector. The
units selected shall be rotated until all units have been inspected. At least ninety
percent (90%) of the units must receive a Certificate of Conformance
(Compliance) as a result of the initial Independent Clearance Inspections; and
3.2. The Department of Health must have no record of Repeated Lead Poisonings
for the Property Owner or for the properties identified for certification;
3.2.1. Repeated Lead Poisoning for purposes of this paragraph shall mean a
lead poisoning rate of greater than one half percent (.005) per dwelling
unit years.
3.2.2. Dwelling unit years shall be calculated by multiplying the number of
dwelling units owned by the property owner by the number of years of
ownership since 1992; and
3.3. There are no Major Minimum Housing Violations on the property.
3.3.1. Major Minimum Housing Violations are defined by rule by the Housing
Resources Commission to include violations of the following Sections of
Chapter 45-24.3 Housing Maintenance and Occupancy Code or as
amended from time to time:
3.3.2. Section 45-24.3-6 (b) Every owner of a multiple dwelling is responsible
for maintaining, in a clean and sanitary condition, the shared or public
areas of the dwelling unit and premises. Occupants of two (2) and three
(3) family dwellings shall share the maintenance of clean and sanitary
condition within the shared or public areas of the dwelling and premises;
3.3.3. Section 45-24.3-7 (ii) Cabinets and/or shelves for the storage of eating
and drinking and cooking equipment and utensils, and of food that does
not, under ordinary maximum summer conditions, require refrigeration
for safe keeping, and a counter or table for food preparation; the cabinets
and/or shelves shall be adequate for the permissible occupancy of the
dwelling unit and of sound construction finished with surfaces that are
easily cleanable and that will not impart any toxic or deleterious effect to
food.
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3.3.4. Section 45-24.3-9 (1) Every dwelling unit must have heating facilities
properly installed and maintained in safe and working condition, and
capable of safely and adequately heating habitable rooms, bathrooms,
and watercloset compartments in every dwelling unit located at a
distance of eighteen inches (18”) above the floor level under average
winter conditions to a temperature of at least sixty-eight (68) degrees
Fahrenheit.
3.3.5. Section 45-24.3-10 (1) Every foundation, floor, roof, ceiling, and
exterior and interior wall must be reasonably weathertight, watertight,
and damp free, and shall be kept in sound condition and good repair. All
exterior wood surfaces, other than decay resistant woods, must be
protected from the elements and decay by paint or other protective
covering or treatment. Potentially hazardous materials will not be used
where readily accessible to children. Walls must be capable of affording
privacy for the occupants. Every premise must be graded, drained, free
of standing water, and maintained in a clean, sanitary, and safe
condition;
3.3.6. Section 45-24.3-10 (2) Potentially hazardous material on the interior
surfaces of any dwelling unit, rooming house, rooming unit, or facility
occupied by children is prohibited. The interior surfaces shall include,
but are not limited to, window sills, window frames, doors, door frames,
walls, ceilings, stair-rails and spindles, or other appurtenances;
3.3.7. Section 45-24.3-10 (3)Lead based substances are prohibited whenever
circumstances present a clear and significant health risk to the occupants
of the property, as defined by the Department of Health;
3.3.8. Section 45-24.3-10 (18) Every plumbing fixture and all water and waste
pipes must be properly installed and maintained in good condition.
3.4. The Housing Resources Commission shall not arbitrarily withhold its approval
of applications for Presumptive Compliance.
3.5. A Certificate of Presumptive Compliance shall be deemed to be satisfactory for
purposes of demonstrating compliance with the requirements of these
regulations.
3.6. A Certificate of Presumptive Compliance is valid for twelve (12) months and
may be renewed for a twelve (12) month period upon submission of evidence of
continued compliance with 3.1, 3.2, and 3.3.
Part IX
Tenants Rights
1. Pregnant women and families with children under six (6) years of age shall be
deemed to have a right to housing in which lead hazards have been mitigated or
abated.
2. All tenants have a right to notify Property Owners of deteriorating paint conditions.
Property Owners shall be required to provide a process for tenants to notify of
deteriorating condition(s) in the dwelling unit and/or premises.
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3. If the tenant receives no response to the notification, if the response is, in the tenant’s
opinion unsatisfactory, or if the remedy performed is in the tenant’s opinion
unsatisfactory, the tenant may request a review of the matter by the Housing
Resources Commission. After its review of the matter, the Housing Resources
Commission shall either send notice of violation to the Property Owner, which notice
shall be issued in a manner substantially similar to a notice of violation issued
pursuant to the Housing Maintenance and Occupancy Code, chapter 24.3 of title 45 of
the general laws, or promptly inform the tenant of the reason such notice is not being
given. If the owner does not respond to the notice of violation within 30 days, a
second notice will be issued and the Housing Resources Commission shall file a
complaint with the city or town pursuant to the Housing Maintenance and Occupancy
Code. Copies of the second notice shall be sent to the Department of Health and the
Office of the Attorney General. The Housing Resources Commission may recover
the cost of inspections and filings from the Property Owner found to be in violation of
the Lead Hazard Mitigation Standards.
4. Tenants shall receive basic information about lead hazard control from the Property
Owner. Such information will be made available by the Housing Resources
Commission
5. Tenants shall have a right to housing without fear of retaliation for reporting unsafe
housing conditions where lead may pose a hazard to their well being.
6. Unless requested and agreed to by an At Risk Occupant, meeting the Lead Hazard
Mitigation Standard shall not be construed to authorize a Property Owner to compel
or cause a person, who is in tenancy on January 1, 2004, and remains in tenancy
continuously thereafter, to vacate such rental unit temporarily, for more than three (3)
days overnight, or otherwise unless the owner provides acceptable short term
accommodations while lead reduction or mitigation work is performed.
Part X
Dissemination of Information
1. For rental housing constructed prior to 1978, Property Owners are required to certify
at the time of transfer on or after July 1, 2005 whether the dwelling and/or premises
meet the requirements for Lead Hazard Mitigation or Lead Hazard Abatement in
addition to any other State and/or Federal disclosure requirements. Nothing in this
Part shall be interpreted to prohibit a Property Owner from transferring his property.
1.1. Certification shall include all available records and reports pertaining to lead
and/or lead hazards including, but not limited to, the most recent Certification of
Conformance (Compliance), Affidavit of Completion of Visual Inspection,
Certification of Presumptive Compliance, or Lead Safe Certificate.
1.2. If the property does not meet the requirements for Lead Hazard Mitigation or
Lead Hazard Abatement, then the party or parties acquiring the property must be
notified of the potential hazards.
1.3. The Property Owner must provide any inspection reports indicating potential
lead hazards and;
1.4. The party or parties acquiring the property shall sign and acknowledge receipt of
notification of potential lead hazards and shall correct those hazards in
compliance with Part IV.2 of these regulations.
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2. Property Owners shall provide tenants with:
2.1. Basic information about Lead Hazard Control Standards as made available by the
Housing Resources Commission;
2.2. A copy of the most recent Independent Clearance Inspection reports; and
2.3. Information on how to give notice to the Property Owner of deteriorating
conditions.
3. The Housing Resources Commission shall provide copies of the second Notice of
Violation to the Property Owner, the tenants, the Department of Health, the City or
Town in which the property is located and the Office of the Attorney General.
4. Lead Hazard Mitigation Inspectors shall provide a copy of the Certificate of
Conformance to the Property Owner and to the Housing Resources Commission.
Part XI
Enforcement
1. The standards for Lead Hazard Control and for Lead Hazard Mitigation in pre-1978
housing shall be considered basic housing standards and shall be enforceable through
the provisions of this chapter and through procedures established in the Minimum
Housing Standards in 45-24-2-3; and the Housing Maintenance and Occupancy Code
in 45-24.3 of the general laws;
2. Injunctive relief: Effective July 1, 2005, if the Property Owner of a rental dwelling
fails to comply with the standards for Lead Hazard Mitigation, or abatement, as
applicable, a right of private action shall exist that allows households that include an
At Risk Occupant to seek injunctive relief from a court with jurisdiction against the
Property Owner in the form of a court order to compel compliance with the
requirements for Lead Hazard Control Standards or Lead Hazard Mitigation
Standards. A person who prevails is entitled to an award of the costs of the litigation
and reasonable attorney’s fees in an amount fixed by the court. Cases brought before
the court shall be granted an accelerated hearing.
Part XII
Severability
If any part, section, term, or provision of this Regulation should be adjudged invalid for
any reason, that judgment should not effect, impair, or invalidate any remaining part,
section, term, or provision, which shall remain in full force and effect.
Part XII
Effective Date
1. This regulation shall be effective twenty (20) days from the date of filing with the
Secretary of State.
2. The requirements for Lead Hazard Mitigation as required in Part IV and Part V of
these regulations shall apply to the first change in ownership or tenancy after July 1,
2005.
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