216-RICR-20-20-3
216-RICR-20-20-3. Prescription Drug Monitoring Program (version Amendment, 05/15/2018 to 01/04/2022)
3.1 Authority
These regulations are promulgated pursuant to the authority set
forth in R.I. Gen. Laws §§ 21-28-3.18(d)(2)
and 21-28-3.32 ,
and are established for the purpose of defining minimum standards for
the transfer of electronic data between the Department of Health and
pharmacies for schedules II, III, IV, and V controlled substances,
and opioid antagonists.
3.2 Exemption
Pharmacies that do not have a Rhode Island Controlled Substance
Registration (CSR) pursuant to R.I. Gen. Laws § 21-28-3.02(a)
are not required to report the dispensing of schedules II, III, IV,
V, and opioid antagonists to the prescription drug monitoring
program.
3.3 Definitions
A. Wherever used in these regulations,
the following terms shall be construed as follows:
1. "Controlled substance" means a drug, substance, or
immediate precursor in Schedules I-V
of R.I. Gen. Laws Chapter
21-28
("Uniform Controlled Substances Act"). The
term shall not include
distilled spirits, wine, or malt beverages, as those terms are
defined or used in
R.I. Gen. Laws Chapter 3-
1 , nor
tobacco.
2. “Department" means the
Rhode Island Department of
Health.
3. “Nonresident pharmacy" means a pharmacy located outside
Rhode Island in any state in the United States or any province or
territory of Canada that ships, mails, or delivers prescription drugs
and/or devices to a patient or person in Rhode Island.
4. “Parent or legal guardian” means the
custodial parent for a
person under eighteen (18) years
of age
or the
legal guardian
with
responsibility for
health care
decisions for
a person
of any
age.
5. “Pharmacy” means that
portion or part of
a premise where prescriptions are
compounded and dispensed, including that
portion utilized for the
storage of prescription or legend
drugs.
6. “Practitioner” means a physician, physician assistant,
dentist, veterinarian, nurse or other person
duly
authorized by
law
in the
state in
which they
practice to
prescribe drugs.
3.4 General
Requirements
A. A pharmacy licensed as a retail
pharmacy that dispenses
schedule II, III , IV, or
V controlled substances and opioid antagonists shall transmit
prescription dispensing data for
these substances to the
Department in accordance
with
§§ 3.5(A)
and (B)
of this Part .
1. A pharmacy licensed as an institutional pharmacy
that dispenses schedule II,
III , IV, or V controlled substances and opioid antagonists
shall transmit prescription dispensing data for
these substances to the
Department when dispensed to outpatients only and shall not be
required to submit zero fill reports.
a. A pharmacy that possesses a Rhode Island Controlled Substance
Registration (CSR) pursuant to R.I. Gen. Laws § 21-28-3.02(a)
which does not dispense any controlled substances shall report “zero
fills,” every twenty-four (24) hours.
b. Any pharmacy that does not possess a Rhode Island
Controlled Substance Registration (CSR) is not required to submit
“zero fills” reports.
2. A pharmacy licensed as a non-resident pharmacy shall be considered
a pharmacy for the purpose
of compliance with the reporting
requirements of this Part.
3.5 Reporting
and Management of
Information
A. A pharmacy that
dispenses schedule II,
III , IV, or V controlled substances or opioid antagonists to a
person, who is
not an inpatient
of a hospital, shall transmit
electronically to the
Department the following
information:
1. Pharmacy Drug Enforcement Administration identification
number;
2. Patient last name;
3. Patient first name;
4. Patient street address,
including zip code;
5. City;
6. State;
7. Date of birth;
8. Gender code;
9. Prescription species code;
10. Prescription number;
11. Date prescription written;
12. Number of refills
authorized;
13. Date prescription filled;
14. Refill number;
15. National Drug Code number;
16. Quantity dispensed;
17. Days’ supply;
18. Payment code for either cash or third-party provider;
and
19. Prescriber Drug Enforcement Administration identification
number.
B. A pharmacy licensed as a retail
pharmacy or a nonresident pharmacy shall transmit the
required prescription information by means of a secure
web-based data system, or
other approved electronic methods, designated by the
Department.
1. Pursuant to R.I. Gen. Laws § 21-28-3.18(n) ,
A pharmacy shall transmit the
information required pursuant to this Part one (1) business
day following the date of
dispensing.
2. A pharmacy shall transmit the information required pursuant to
this Part to the Department in such a manner as to insure the
confidentiality of the information in compliance with all applicable
federal and state statutes and regulations, including the federal
Health Insurance Portability and Accountability Act of 1996 (HIPAA).
3. Notification to the prescribing physician by the pharmacist for
refusal to fill a prescription is pursuant to R.I. Gen. Laws §
21-28-3.32(k) .
3.6 Management
of Information.
A. The
Department shall only
disclose information obtained pursuant to this Part in
accordance with R.I. Gen. Laws § 21-28-3.32(a) .
B. A patient
may request
from the dispensing
pharmacy correction
of any inaccurate
information contained within the
prescription drug
monitoring database in accordance with
the procedure
specified by R.I. Gen. Laws §
5-37.3-5(c) .
C. Maintenance of records of information
disclosed is pursuant to R.I. Gen. Laws § 21-28-3.32(e) .
D. Removal of p rescription information
contained within the
prescription drug
monitoring database is pursuant to R.I. Gen. Laws §
21-28-3.32(f) .
E. Notification of improper disclosure is
pursuant to R.I. Gen. Laws § 21-28-3.32(g) .
F. Notification to patients of the prescription
drug monitoring program is pursuant to R.I. Gen. Laws §
21-28-3.32(h) .
G. Department disclosure of information to
patients is pursuant to R.I. Gen. Laws § 21-28-3.32(c) .
3.7 Storage
of Information.
A. The
Department shall ensure the
privacy of patients and
confidentiality of patient
information transmitted or obtained is maintained in
accordance with applicable
state and federal laws, rules, and
regulations.
1. No person shall access information in the prescription monitoring
database except to the extent and for the purposes authorized by §
3.6(A) of this Part.
3.8 Evaluation.
The
Department may evaluate the
prescription information received from
pharmacies for the
purposes of preventing controlled substance diversion, public
health initiatives, and
statistical reporting.
3.9 Delegation
of Access to the Electronic
Prescription Database
A. Not withstanding
the provisions of §
3.6(A) of this Part, a pharmacist or prescriber is allowed to share
access to the prescription
drug monitoring database
with an authorized
designee of the practitioner
and/or pharmacist, to consult the
prescription drug
monitoring database
on the practitioner's
and/or pharmacist's behalf, provided
that the requirements of R.I. Gen. Laws § 21-28-3.3.32(a)(3)
are satisfied.
B. The
actual user name
and password that
is used will be
that of the
pharmacist or prescriber and shared solely at the
discretion of the
professional.