216-RICR-30-05-3
216-RICR-30-05-3. Immunization and Communicable Disease Testing in Preschool, School, Colleges or Universities (version Amendment, 05/14/2009 to 08/12/2014)
RULES AND REGULATIONS PERTAINING TO
IMMUNIZATION AND TESTING FOR
COMMUNICABLE DISEASES
[R23-1-IMM]
STATE OF RHODE ISLAND AND PROVIDENCE PLANTATIONS
DEPARTMENT OF HEALTH
January 1995
AS AMENDED:
February 1996 (E)
October 2002
June 1996 (E)
June 2005
June 1996
November 1998
July 2001
January 2007 (re-filing in
accordance with the
provisions of section
42-35-4.1 of the Rhode
Island General Laws, as
amended)
April 2009
January 2002 (re-filing in
accordance with the
provisions of section
42-35-4.1 of the Rhode
Island General Laws, as
amended)
INTRODUCTION
These amended rules and regulations are promulgated pursuant to the authority set forth in
sections 16-38-2 and 23-1-18 of the General Laws of Rhode Island, as amended, and are established
for the purpose of adopting standards pertaining to requirements for immunizations and testing of
communicable diseases for students at any preschool or school in grades Kindergarten-12 in Rhode
Island.
Pursuant to the provisions of section 42-35-3c of the General Laws of Rhode Island, as amended,
consideration was given to: (1) alternative approaches to the regulations; and (2) duplication or
overlap with other state regulations. No alternative approach, overlap or duplication was identified,
consequently the regulations are adopted in the best interest of the health, safety and welfare of the
public.
These rules and regulations (R23-1-IMM) shall supersede all previous Rules and Regulations
Pertaining to Immunization and Testing for Communicable Diseases promulgated by the
Department of Health and filed with the Secretary of State.
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TABLE OF CONTENTS
Page
Section 1.0
1
Definitions
Section 2.0
1
General Requirements
Section 3.0
2
Minimum Standards for Immunization & Communicable Disease Testing for
Students Entering Preschools and Schools (K-12)
Section 4.0
7
Severability
References
8
ii
Section 1.0
Definitions
Whenever used in these rules and regulations, the following terms shall be construed as follows:
1.1
"Advisory Committee on Immunization Practices (ACIP) recommendations", as used
herein, means official federal recommendations for the use of vaccines in the United States
and as published by the Centers for Disease Control and Prevention.
1.2
“Director” means the Director of the Rhode Island Department of Health.
1.3
“Department” means the Rhode Island Department of Health.
1.4
“Preschool”, as used herein, means all public and non-public child day-care centers, family
day-care homes, nursery schools, or any licensed or certified program providing regular
educational services to preschool-aged children in Rhode Island.
1.5
“Physician”, as used herein, means an individual licensed under the provisions of Chapter 5-
37 of the General Laws of Rhode Island, as amended, or an individual licensed to practice
allopathic or osteopathic medicine under the laws of another state or territory of the United
States, provided those laws are deemed to be substantially equivalent to Chapter 5-37 of the
Rhode Island General Laws, as amended.
1.6
“School” means all public or non-public schools for students in grades Kindergarten through
12 in Rhode Island.
1.7
"Student", as used herein, means any individual who is or has been enrolled, full time or
part time, at a preschool or school. The term “student” shall also include any person from
another country attending or visiting classes or educational programs as part of a formal
academic visitation or exchange program.
1.8
“Waiting period” means the time interval between scheduled doses of vaccine. The length
of waiting periods are defined by the ACIP.
Section 2.0
General Requirements
2.1
Preschools and schools shall adopt, at a minimum, the standards of immunization and
communicable disease testing in section 3.0 of these regulations.
2.2
It shall be the responsibility of the administrative head of any preschool or school to secure
compliance with these rules and regulations.
2.3
In accordance with ACIP recommendations, for all vaccines discussed herein, vaccine doses
administered less than or equal to four (4) days before the minimum interval or age shall be
counted as valid. Doses administered five (5) or more days earlier than the minimum
interval or age shall not be counted as valid doses and shall be repeated as age-appropriate.
The repeat dose should be spaced after the invalid dose by the recommended minimum
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interval as provided in ACIP recommendations. (For more information, please see reference
1 herein).
2.4
Persons charged with reporting communicable diseases (e.g., physicians, physician
assistants, registered nurse practitioners, midwives, laboratories, certified school nurse
teachers and other entities or persons) shall comply with the most current version of the
Rules and Regulations Pertaining to the Reporting of Communicable, Environmental and
Occupational Diseases of reference 4 herein and the most current version of the Guidelines
for Prevention and Control of Communicable Diseases issued by the Department.
Section 3.0
Minimum Standards for Immunization and Communicable Disease Testing for
Students Entering Preschools and Schools (K-12)
3.1
Each student, upon initial entry to any preschool or school in this state, shall furnish
evidence to the administrative head of the preschool or school (pursuant to the requirements
of section 3.4 of these rules and regulations) that the student has been immunized, as
required in sections 3.2, 3.3, and 3.4 herein, unless the student is in an exempt category.
3.1.1 For the immunization requirements stipulated in sections 3.2 and 3.3.1--3.3.5 below,
a student who is not in compliance with these requirements shall be excluded from
attending preschool or school until the requirements are met, unless the student
belongs in an exemption category or is in a waiting period between doses as
described in section 3.5 herein.
Preschool Entry Requirements
3.2
No student shall enter a preschool without an immunization record as defined in section 3.4
below documenting that the student has been or is age appropriately immunized in
accordance with the current Recommended Childhood Immunization Schedule approved by
the Advisory Committee on Immunization Practices (ACIP)/American Academy of
Pediatrics(AAP)/ American Academy of Family Physicians (AAFP) against diphtheria,
tetanus, pertussis, poliomyelitis, measles, mumps, rubella, Haemophilus influenzae type b,
hepatitis B, varicella (chickenpox), and pneumococcal disease.
School Entry Requirements
3.3
Each student, upon initial entry to any school, shall furnish evidence as required in section
3.4 herein of having received the vaccines described below:
3.3.1 Diphtheria, Tetanus, and Pertussis
(a) Upon initial entry to a school, a student is required to have received a primary
series of at least three (3) doses of a vaccine against diphtheria, tetanus and
pertussis, with at least four (4) weeks between doses, and two (2) boosters, the
first at least six (6) months after the third primary dose, and the second after age
four (4) (total of five (5) doses). If the first booster is given after age four (4), a
second booster is not required (total of four (4) doses).
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(i)
For any student who is seven (7) to nine (9) years of age and requires
additional vaccine doses to satisfy this requirement, Td (Tetanus-diphtheria
toxoid) is to be used.
(ii) If a child completing the series is greater than seven (7) years old and had a
dose of Tetanus-Diphtheria containing vaccine administered prior to
twelve (12) months of age, then four (4 ) doses shall be needed with
minimum spacing between doses of four (4) weeks, four (4 ) weeks, and
six (6) months.
(iii) If the child completing the series is greater than seven (7 ) years old and did
not have a dose of Tetanus-Diphtheria prior to twelve (12) months of age,
then three (3) doses of vaccine shall be needed with minimum spacing
between doses of four (4) weeks and six (6) months.
If the primary series is completed on or after the tenth (10th) birthday, Tdap-
should be substituted for one (1) dose in the series given after the age of
ten (10), preferably the first dose after age ten (10).
(iv) Pediatric Diphtheria-Tetanus toxoid (DT), instead of a vaccine against
diphtheria, tetanus and pertussis, shall only be used when the provider is
following current acceptable guidelines for valid contraindications for
pertussis vaccine, as recommended by the Advisory Committee on
Immunization Practices (ACIP) or the American Academy of Pediatrics
(AAP).
(b) Beginning on August 1, 2009, a single dose of Tdap vaccine shall be required for
students attending seventh (7th) grade (or in the case of an ungraded classroom,
for students twelve (12) years of age or older) if it has been more than five (5)
years since the last dose of DTaP, DT, or Td. If it has been less than five (5)
years since a student received his/her last dose of DTaP, DT, or Td, Tdap shall
not be required, but may be administered according to the judgment of a
physician, nurse practitioner, or physician assistant.
3.3.2 Poliomyelitis Vaccine
(a) Upon initial entry to a school, a student is required to have received a total of
four (4) doses of any combination of either oral poliovirus vaccine (OPV) or
inactivated poliovirus vaccine (IPV), with at least four (4) weeks between doses.
If the third (3rd) dose was given after the fourth (4th) birthday, a fourth (4th)
dose is not necessary (total of three (3) doses), as long as all three (3) doses were
either all OPV or all IPV; or a series administered in accordance with ACIP
recommendations.
(b) For students 18 years of age and older, poliovirus vaccine is not required.
3.3.3 Measles, Mumps, and Rubella Vaccines
(a) Beginning on August 1, 2009, two (2) doses of live measles, mumps and rubella
vaccine given at least four (4) weeks apart beginning at or after twelve (12)
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months of age shall be required for students entering kindergarten (K) and grade
seven (7) in accordance with ACIP recommendations.
(b) Beginning on August 1, 2015, this requirement shall apply to all students
attending grades K through 12 and all students in ungraded classrooms.
The following dates are in effect for the grades, as specified below:
August 1, 2009
K,7
August 1, 2010
K,1,7,8
August 1, 2011
K,1,2,7,8,9
August 1, 2012
K,1,2,3,7,8,9,10
August 1, 2013
K,1,2,3,4,7,8,9,10,11
August 1, 2014
K,1,2,3,4,5,7,8,9,10,11,12
August 1, 2015
K,1,2,3,4,5,6,7,8,9,10, 11, 12
3.3.4 Hepatitis B Vaccine Three (3) doses of hepatitis B vaccine for students attending
kindergarten (K) through grade twelve (12) and all students in ungraded classrooms
shall be required.
3.3.5 Varicella (Chickenpox) Vaccine Beginning on August 1, 2009, two (2) doses of
varicella vaccine given at least four (4) weeks apart beginning at or after twelve (12)
months shall be required for students entering kindergarten (K) and grade seven (7)
(or in the case of an ungraded classrooms, students twelve {12} years of age or
older).
The following dates are in effect for the grades, as specified below:
August 1, 2009
K,7
August 1, 2010
K,1,7,8
August 1, 2011
K,1,2,7,8,9
August 1, 2012
K,1,2,3,7,8,9,10
August 1, 2013
K,1,2,3,4,7,8,9,10,11
August 1, 2014
K,1,2,3,4,5,7,8,9,10,11,12
August 1, 2015
K,1,2,3,4,5,6,7,8,9,10, 11, 12
3.3.6 Meningococcal Vaccine
(a) Effective August 1, 2009, all students upon initial entry to seventh (7th) grade,
shall be required to receive one (1) dose of meningococcal (meningitis) vaccine,
in accordance with ACIP recommendations.
(b) Beginning August 1, 2014, this requirement shall apply to all students attending
grades seven (7) through twelve (12) and all students in ungraded classrooms.
The following dates are in effect for the grades, as specified below:
August 1, 2009
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August 1, 2010
7,8
August 1, 2011
7,8,9
August 1, 2012
7,8,9,10
August 1, 2013
7,8,9,10,11
August 1, 2014
7,8,9,10,11,12
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3.4
Immunization Records
3.4.1 (a) Acceptable evidence of completion of immunizations shall include the day,
month, year and type/name of each dose of vaccine administered. Such evidence
shall consist of a record signed by a physician, registered nurse practitioner,
physician’s assistant, or his/her designee (the signature of the student's parents is
not acceptable). This record may be submitted to the preschool or school by a
health care provider, another preschool or school, a parent or a guardian.
(b) an official immunization record card, preschool or school immunization record,
Medical Passport, World Health Organization immunization record, or other
official immunization records acceptable to the Department; or
(c) an electronically stored and/or transmitted documentary record (facsimile
transmission, computerized record, including, but not limited to, a record
obtained from the KIDS-NET statewide registry or other statewide registry,
record on magnetic media or similar record) as may be utilized by a preschool or
school; or
(d) presentation of laboratory evidence of immunity is made in the case of measles,
mumps, rubella, hepatitis B and varicella (chickenpox); or,
(e) For chickenpox (varicella), a physician, a physician assistant, a certified
registered nurse practitioner, or other licensed practitioner acting within his/her
scope of practice signs a statement that the student has a history of chickenpox
disease (varicella).
(f) telephone confirmation by the preschool or school of the existence of
immunization records as defined above, provided all of the following conditions
are met:
(i)
an acceptable documentary record is on file with the preschool or school
officials at a preschool or school which the student previously attended, or
is on file with a health provider, public health agency, other health
professional or preschool or school official responsible for maintenance of
immunization records; and
(ii) telephone confirmation is obtained by a preschool or school official at the
preschool or school in which the student enrolls; and
(iii) telephone confirmation is sought and obtained within one (1) working day
of the student's initial entry; and
(iv) written documentation is made in the student's preschool or school health
record of the telephone confirmation call, including the date and time of the
call, the name, address, and telephone number of the person who confirmed
the immunization status; and
(v) a written documentary record of immunization is received by the preschool
or school in which the student has enrolled within ten (10) working days of
initial entry; and
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(vi) the preschool or school shall implement the telephone confirmation as
described above, if a student is seeking entry and does not present a copy of
immunization records.
3.5
Provisions for Exclusions, Waiting Periods and Exemptions
3.5.1 Exclusions
(a) Students who have not received the minimum number of required
immunizations, who are not in a prescribed waiting period between doses, as
specified in section 3.5.2 (a) herein and who are not exempt pursuant to section
3.5.3 herein, shall be excluded from the preschool or school by the administrative
head of the preschool or school, pending the completion of the required dose(s)
of vaccine(s).
(b) Students upon initial entry to any preschool or school shall be excluded unless
evidence is submitted that the student has received initial dose(s) of required
vaccine(s) for preschool or school entry as set forth in these rules and regulations
herein.
(c) If an outbreak of vaccine -preventable disease should occur, an exempt student
shall be excluded from school by the administrative head of school for a period
of time as determined by the Health Department based on a case-by-case analysis
of public health risk.
(d) The preschool or school shall have a written protocol in place for the exclusion
of unvaccinated students in the event of an outbreak. An accurate and current
listing of unvaccinated students shall be maintained by the preschool or school
for this purpose.
3.5.2 Waiting Periods
(a) If at initial preschool or school entry a student is within a waiting period for the
minimum number of doses for a given vaccine, the student shall be registered
and/or admitted to preschool or school. It shall be the responsibility of the
administrative head of the preschool or school or his/her designee to ensure the
completion of at least the minimum number of immunizations, following the
prescribed waiting period(s) and consistent with the provisions of these rules and
regulations.
(i)
The administrative head of the preschool or school or his/her designee shall
sign a Temporary Immunization Exemption Certificate, provided by the
school, indicating that an appointment with a health care provider for the
required immunization(s) has been made. This temporary exemption shall
expire on the date of the immunization appointment.
(b) At initial preschool or school entry a student who is under the care of the state
Department of Children, Youth and Families (DCYF) shall be enrolled in school
upon presentation of a completed intra-state education identification card in
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accordance with the requirements of section 42-72.4-1 of the Rhode Island
General Laws, as amended, or as stipulated in section 3.4.1(f) herein.
3.5.3 Exemptions
(a) A student may only be exempt from the immunization requirements described
herein for either of the two (2) reasons stated below:
(i)
a physician, a physician assistant, a certified registered nurse practitioner,
or other licensed practitioner acting within his/her scope of practice signs
the Rhode Island Department of Health’s “Medical Immunization
Exemption Certificate” provided by the school attesting that the student is
exempt from a specific vaccine because of medical reasons, in accordance
with ACIP recommendations, AAP guidelines, or package insert
instructions; or
(ii) a parent or guardian completes and signs the Department’s “Religious
Immunization Exemption Certificate” provided by the school, attesting that
immunization conflicts with the tenets of their religious beliefs.
Section 4.0
Severability
4.1
If any provisions of these regulations or the application thereof to any facility or
circumstances shall be held invalid, such invalidity shall not affect the provisions or
application of the regulations which can be given effect, and to this end the provisions of the
regulations are declared to be severable.
Friday, 10 April 2009
K12_Immunzation_FinalRegs_April2009.doc
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REFERENCES
1. CDC. General Recommendations on Immunizations: Recommendations of the Advisory
Committee on Immunization Practices (ACIP) - MMWR, December 1, 2006 / 55(RR15);1-
48. Available online at: http://www.cdc.gov/mmwr/preview/mmwrhtml/rr5515a1.htm
2. CDC. Recommended Immunization Schedules for Persons Aged 0-18 Years -- United States,
2008. MMWR, January 11, 2008 / Vol. 57 / No. 1. Available online at:
http://www.cdc.gov/mmwr/pdf/wk/mm5701-Immunization.pdf.
3. "Department of Health", Chapter 23-1 of the Rhode Island General Laws, as amended. Available
online: http://www.rilin.state.ri.us/Statutes/TITLE23/23-1/INDEX.HTM.
4. Rules and Regulations Pertaining to the Reporting of Communicable, Environmental and
Occupational Diseases (R23-10-DIS), Rhode Island Department of Health, August 2008 and
subsequent amendments thereto. Available online:
http://www2.sec.state.ri.us/dar/regdocs/released/pdf/DOH/5335.pdf
5. Guidelines for Communicable Disease Prevention and Control, Rhode Island Department of
Health, available online: http://www.health.ri.gov/disease/communicable/providerguide.pdf.
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