South Dakota · Regulations
Chapter 20:06:04 — Insider trading of equity securities
47 sections
47 sections
- ARSD 20:06:04:01ARSD 20:06:04:01. Definitions
- ARSD 20:06:04:02ARSD 20:06:04:02. Securities held of record
- ARSD 20:06:04:03ARSD 20:06:04:03. Securities held in trust, deposit agreements
- ARSD 20:06:04:04ARSD 20:06:04:04. When beneficial owners are record owners
- ARSD 20:06:04:05ARSD 20:06:04:05. Determination of ownership of more than 10 percent of an equity security
- ARSD 20:06:04:06ARSD 20:06:04:06. Disclaimer of beneficial ownership
- ARSD 20:06:04:07ARSD 20:06:04:07. Exemptions from statements of ownership filings and restrictions on profits
- ARSD 20:06:04:08ARSD 20:06:04:08. Profits in estates
- ARSD 20:06:04:09ARSD 20:06:04:09. Securities reacquired for account of an insurer
- ARSD 20:06:04:10ARSD 20:06:04:10. Exemption of securities purchased or sold by odd lot dealers
- ARSD 20:06:04:11ARSD 20:06:04:11. Certain transactions subject to statements of ownership filings
- ARSD 20:06:04:12ARSD 20:06:04:12. Ownership of securities held in trust
- ARSD 20:06:04:13ARSD 20:06:04:13. Exemptions from statements of ownership filings
- ARSD 20:06:04:14ARSD 20:06:04:14. Trust filing requirement
- ARSD 20:06:04:15ARSD 20:06:04:15. Trustee report
- ARSD 20:06:04:16ARSD 20:06:04:16. Definition of trustee
- ARSD 20:06:04:17ARSD 20:06:04:17. Determination of beneficial owner
- ARSD 20:06:04:18ARSD 20:06:04:18. Indirect interests
- ARSD 20:06:04:19ARSD 20:06:04:19. Prior transactions
- ARSD 20:06:04:20ARSD 20:06:04:20. Exemption for small transactions
- ARSD 20:06:04:21ARSD 20:06:04:21. Gifts
- ARSD 20:06:04:22ARSD 20:06:04:22. First report after transaction
- ARSD 20:06:04:23ARSD 20:06:04:23. Exemption from restrictions on profits, transactions which need not be reported under statements of ownership filings
- ARSD 20:06:04:24ARSD 20:06:04:24. Exemption from restrictions on profits of certain transactions effected in connection with a distribution
- ARSD 20:06:04:25ARSD 20:06:04:25. Exemption from restrictions on profits of acquisitions of shares of stock and stock options under certain stock bonus, stock option, or similar plans
- ARSD 20:06:04:26ARSD 20:06:04:26. Participation of officers
- ARSD 20:06:04:27ARSD 20:06:04:27. Participation of directors
- ARSD 20:06:04:28ARSD 20:06:04:28. Participation of officers who are not directors
- ARSD 20:06:04:29ARSD 20:06:04:29. Exclusions of options and equity securities acquired
- ARSD 20:06:04:30ARSD 20:06:04:30. Limitations
- ARSD 20:06:04:31ARSD 20:06:04:31. Additional definitions
- ARSD 20:06:04:32ARSD 20:06:04:32. Exemption from restrictions on profits of certain transactions in which securities are received by redeeming other securities
- ARSD 20:06:04:33ARSD 20:06:04:33. Exemption of long-term profits incident to sales within six months of the exercise of an option
- ARSD 20:06:04:34ARSD 20:06:04:34. Limitations on profits
- ARSD 20:06:04:35ARSD 20:06:04:35. Exemption of plans or agreements of merger
- ARSD 20:06:04:36ARSD 20:06:04:36. Excluded
- ARSD 20:06:04:37ARSD 20:06:04:37. Establishing market price
- ARSD 20:06:04:38ARSD 20:06:04:38. Exemption from restrictions on profits of certain acquisitions and dispositions of securities pursuant to merger or consolidations
- ARSD 20:06:04:39ARSD 20:06:04:39. Merger defined
- ARSD 20:06:04:40ARSD 20:06:04:40. Availability of exemption
- ARSD 20:06:04:41ARSD 20:06:04:41. Exemption from restrictions on profits of certain securities received upon surrender of similar equity securities
- ARSD 20:06:04:42ARSD 20:06:04:42. Exemption from restrictions on profits of certain transactions involving an exchange of similar securities
- ARSD 20:06:04:43ARSD 20:06:04:43. Exemption of certain securities from insider trading
- ARSD 20:06:04:44ARSD 20:06:04:44. Exemption from insider trading of the act of certain transactions effected in connection with a distribution
- ARSD 20:06:04:45ARSD 20:06:04:45. Exemption from insider trading of the act of sales of securities to be acquired
- ARSD 20:06:04:46ARSD 20:06:04:46. Arbitrage transactions under insider trading
- ARSD 20:06:04:47ARSD 20:06:04:47. Approval of forms