South Dakota · Regulations
Chapter 20:08:04 — Registration requirements and procedures
116 sections
116 sections
- ARSD 20:08:04:01ARSD 20:08:04:01. DefinitionsRepealed
- ARSD 20:08:04:02ARSD 20:08:04:02. Selling expensesRepealed
- ARSD 20:08:04:03ARSD 20:08:04:03. Expense limitation for mutual fundsRepealed
- ARSD 20:08:04:04ARSD 20:08:04:04. Options to underwritersRepealed
- ARSD 20:08:04:05ARSD 20:08:04:05. Selling security holdersRepealed
- ARSD 20:08:04:06ARSD 20:08:04:06. Offering priceRepealed
- ARSD 20:08:04:07ARSD 20:08:04:07. Offering price of common stock of issuers not in the promotional or developmental stageRepealed
- ARSD 20:08:04:08ARSD 20:08:04:08. Corporations no longer in the promotional or developmental stageRepealed
- ARSD 20:08:04:09ARSD 20:08:04:09. Cheap stockRepealed
- ARSD 20:08:04:10ARSD 20:08:04:10. Offering price of common stock of issuers in the promotional or developmental stageRepealed
- ARSD 20:08:04:11ARSD 20:08:04:11. Significant earningsRepealed
- ARSD 20:08:04:12ARSD 20:08:04:12. Options and warrants issued to financial institutionsRepealed
- ARSD 20:08:04:13ARSD 20:08:04:13. Qualified options and warrants issued to employees and directorsRepealed
- ARSD 20:08:04:14ARSD 20:08:04:14. Nonqualified options and warrants issued to employees and directorsRepealed
- ARSD 20:08:04:15ARSD 20:08:04:15. DilutionRepealed
- ARSD 20:08:04:16ARSD 20:08:04:16. Escrow of cheap stockRepealed
- ARSD 20:08:04:17ARSD 20:08:04:17. Release from escrowRepealed
- ARSD 20:08:04:18ARSD 20:08:04:18. Transfer of escrowed sharesRepealed
- ARSD 20:08:04:19ARSD 20:08:04:19. Rights of escrowed sharesRepealed
- ARSD 20:08:04:20ARSD 20:08:04:20. Voting rights of escrowed sharesRepealed
- ARSD 20:08:04:21ARSD 20:08:04:21. Terms of escrow in prospectusRepealed
- ARSD 20:08:04:22ARSD 20:08:04:22. Escrow agentRepealed
- ARSD 20:08:04:23ARSD 20:08:04:23. Promoters' investmentRepealed
- ARSD 20:08:04:24ARSD 20:08:04:24. Equity investment of promotersRepealed
- ARSD 20:08:04:25ARSD 20:08:04:25. Preferred stockRepealed
- ARSD 20:08:04:26ARSD 20:08:04:26. DebenturesRepealed
- ARSD 20:08:04:27ARSD 20:08:04:27. AcquisitionsRepealed
- ARSD 20:08:04:28ARSD 20:08:04:28. Promotional companiesRepealed
- ARSD 20:08:04:29ARSD 20:08:04:29. Application of preferred stock and debentures rules -- ExemptionsRepealed
- ARSD 20:08:04:30ARSD 20:08:04:30. Right of preferred shareholders to representation on board of directorsRepealed
- ARSD 20:08:04:31ARSD 20:08:04:31. Protective provisions for preferred sharesRepealed
- ARSD 20:08:04:32ARSD 20:08:04:32. Nonconvertible debt securitiesRepealed
- ARSD 20:08:04:33ARSD 20:08:04:33. Trust indenturesRepealed
- ARSD 20:08:04:34ARSD 20:08:04:34. Convertible senior securitiesRepealed
- ARSD 20:08:04:35ARSD 20:08:04:35. AssessmentsRepealed
- ARSD 20:08:04:36ARSD 20:08:04:36. Restrictions on transferRepealed
- ARSD 20:08:04:37ARSD 20:08:04:37. Open-end investment companiesRepealed
- ARSD 20:08:04:38ARSD 20:08:04:38. Open-end investment companies -- Cash and cash equivalentsRepealed
- ARSD 20:08:04:39ARSD 20:08:04:39. Open-end investment companies -- Restrictions on investmentsRepealed
- ARSD 20:08:04:40ARSD 20:08:04:40. Open-end investment companies -- Prohibited investmentsRepealed
- ARSD 20:08:04:41ARSD 20:08:04:41. Open-end investment companies -- Disclosure of investment policiesRepealed
- ARSD 20:08:04:42ARSD 20:08:04:42. Open-end investment companies -- Net assets requiredRepealed
- ARSD 20:08:04:43ARSD 20:08:04:43. Open-end investment companies -- Redemption feeRepealed
- ARSD 20:08:04:44ARSD 20:08:04:44. Open-end investment companies -- Use of affiliated broker-dealersRepealed
- ARSD 20:08:04:45ARSD 20:08:04:45. Open-end investment companies -- Notification of noncomplianceRepealed
- ARSD 20:08:04:46ARSD 20:08:04:46. Closed-end investment companiesRepealed
- ARSD 20:08:04:47ARSD 20:08:04:47. Closed-end investment companies -- Restrictions on investmentsRepealed
- ARSD 20:08:04:48ARSD 20:08:04:48. Closed-end investment companies -- Legend requiredRepealed
- ARSD 20:08:04:49ARSD 20:08:04:49. Transactions with affiliatesRepealed
- ARSD 20:08:04:50ARSD 20:08:04:50. ControlRepealed
- ARSD 20:08:04:51ARSD 20:08:04:51. Transactions with affiliates -- AuthorizationRepealed
- ARSD 20:08:04:52ARSD 20:08:04:52. Loans to affiliatesRepealed
- ARSD 20:08:04:53ARSD 20:08:04:53. Existing loans to affiliatesRepealed
- ARSD 20:08:04:54ARSD 20:08:04:54. Disclosure of affiliate transactionsRepealed
- ARSD 20:08:04:55ARSD 20:08:04:55. Real estate programsRepealed
- ARSD 20:08:04:56ARSD 20:08:04:56. Oil and gas programsRepealed
- ARSD 20:08:04:57ARSD 20:08:04:57. Publicly offered cattle feeding programsRepealed
- ARSD 20:08:04:58ARSD 20:08:04:58. Church bondsRepealed
- ARSD 20:08:04:59ARSD 20:08:04:59. Nonprofit health care facility offeringsRepealed
- ARSD 20:08:04:60ARSD 20:08:04:60. Real estate investment trustsRepealed
- ARSD 20:08:04:61ARSD 20:08:04:61. Commodity pool programsRepealed
- ARSD 20:08:04:62ARSD 20:08:04:62. Equipment programsRepealed
- ARSD 20:08:04:63ARSD 20:08:04:63. Blind poolsRepealed
- ARSD 20:08:04:64ARSD 20:08:04:64. Variable annuities companies and trustsRepealed
- ARSD 20:08:04:65ARSD 20:08:04:65. Variable annuities companies and trusts -- ApplicationsRepealed
- ARSD 20:08:04:66ARSD 20:08:04:66. Variable annuities companies and trusts -- Load permittedRepealed
- ARSD 20:08:04:67ARSD 20:08:04:67. Variable annuities companies and trusts -- Classes of securitiesRepealed
- ARSD 20:08:04:68ARSD 20:08:04:68. Variable annuities companies and trusts -- Change in securitiesRepealed
- ARSD 20:08:04:69ARSD 20:08:04:69. Variable annuities companies and trusts -- Source of distributionsRepealed
- ARSD 20:08:04:70ARSD 20:08:04:70. Variable annuities companies and trusts -- Inspection of recordsRepealed
- ARSD 20:08:04:71ARSD 20:08:04:71. Variable annuities companies and trusts -- Fees and expensesRepealed
- ARSD 20:08:04:72ARSD 20:08:04:72. Variable annuities companies and trusts -- Independent contractorsRepealed
- ARSD 20:08:04:73ARSD 20:08:04:73. Variable annuities companies and trusts -- Prohibited activitiesRepealed
- ARSD 20:08:04:74ARSD 20:08:04:74. Additional requirements for variable annuities trustsRepealed
- ARSD 20:08:04:75ARSD 20:08:04:75. Registration by coordination or qualificationRepealed
- ARSD 20:08:04:76ARSD 20:08:04:76. Submission of financial statementsRepealed
- ARSD 20:08:04:77ARSD 20:08:04:77. Submission of financial statements -- Accountant's reportRepealed
- ARSD 20:08:04:78ARSD 20:08:04:78. Impoundment conditions -- When requiredRepealed
- ARSD 20:08:04:79ARSD 20:08:04:79. Operation of impoundment conditionsRepealed
- ARSD 20:08:04:80ARSD 20:08:04:80. Impoundment -- Subscription agreementsRepealed
- ARSD 20:08:04:81ARSD 20:08:04:81. Impoundment -- Purchase receiptsRepealed
- ARSD 20:08:04:82ARSD 20:08:04:82. Impoundment agentRepealed
- ARSD 20:08:04:83ARSD 20:08:04:83. Impoundment agreementRepealed
- ARSD 20:08:04:84ARSD 20:08:04:84. Release of proceedsRepealed
- ARSD 20:08:04:85ARSD 20:08:04:85. Insufficiency of proceedsRepealed
- ARSD 20:08:04:86ARSD 20:08:04:86. Purchase of securities subject to impoundment by officer, director, promoter underwriter, affiliate, or associateRepealed
- ARSD 20:08:04:87ARSD 20:08:04:87. Removal of impoundment conditionsRepealed
- ARSD 20:08:04:88ARSD 20:08:04:88. Requests for varianceRepealed
- ARSD 20:08:04:89ARSD 20:08:04:89. Legend requiredRepealed
- ARSD 20:08:04:90ARSD 20:08:04:90. Quarterly reportsRepealed
- ARSD 20:08:04:91ARSD 20:08:04:91. Semiannual reportsRepealed
- ARSD 20:08:04:92ARSD 20:08:04:92. Annual reportsRepealed
- ARSD 20:08:04:93ARSD 20:08:04:93. Final reportsRepealed
- ARSD 20:08:04:94ARSD 20:08:04:94. Sales and advertising literatureRepealed
- ARSD 20:08:04:95ARSD 20:08:04:95. Deceptive or misleading promotional practicesRepealed
- ARSD 20:08:04:96ARSD 20:08:04:96. Advertisements which need not be filedRepealed
- ARSD 20:08:04:97ARSD 20:08:04:97. Use of rankings or ratings of direct participation programsRepealed
- ARSD 20:08:04:98ARSD 20:08:04:98. Public inspection of recordsRepealed
- ARSD 20:08:04:99ARSD 20:08:04:99. Records subject to public inspectionRepealed
- ARSD 20:08:04:100ARSD 20:08:04:100. Confidentiality of private offeringsRepealed