South Dakota · Regulations
Chapter 20:08:05 — Investment adviser rules
34 sections
34 sections
- ARSD 20:08:05:01ARSD 20:08:05:01. Registration requirements for investment advisersRepealed
- ARSD 20:08:05:01.01ARSD 20:08:05:01.01. Electronic filing with designated entityRepealed
- ARSD 20:08:05:01.02ARSD 20:08:05:01.02. State investment adviser registrationRepealed
- ARSD 20:08:05:01.03ARSD 20:08:05:01.03. Investment adviser representative registrationRepealed
- ARSD 20:08:05:02ARSD 20:08:05:02. Notice filing for federal covered advisersRepealed
- ARSD 20:08:05:03ARSD 20:08:05:03. Registration requirements for investment adviser representativesRepealed
- ARSD 20:08:05:04ARSD 20:08:05:04. Series 65 or Series 66 and Series 7 examination requirementsRepealed
- ARSD 20:08:05:05ARSD 20:08:05:05. Custody of client funds or securities by investment advisersRepealed
- ARSD 20:08:05:06ARSD 20:08:05:06. Minimum financial requirements for investment advisersRepealed
- ARSD 20:08:05:07ARSD 20:08:05:07. Bonding requirements for certain investment advisersRepealed
- ARSD 20:08:05:08ARSD 20:08:05:08. Record keeping requirements for investment advisersRepealed
- ARSD 20:08:05:09ARSD 20:08:05:09. Cash payments for client solicitationsRepealed
- ARSD 20:08:05:10ARSD 20:08:05:10. Written disclosure statementsRepealed
- ARSD 20:08:05:10.01ARSD 20:08:05:10.01. Financial reporting requirements for investment advisersRepealed
- ARSD 20:08:05:11ARSD 20:08:05:11. Sponsors of wrap fee programsRepealed
- ARSD 20:08:05:12ARSD 20:08:05:12. Agency cross transactions for advisory clientsRepealed
- ARSD 20:08:05:13ARSD 20:08:05:13. Fraudulent, deceptive, or manipulative practicesRepealed
- ARSD 20:08:05:14ARSD 20:08:05:14. Investment adviser representative definitions
- ARSD 20:08:05:15ARSD 20:08:05:15. Application for investment adviser and investment adviser representative registration
- ARSD 20:08:05:16ARSD 20:08:05:16. Notice filing requirements for federal covered investment advisers
- ARSD 20:08:05:17ARSD 20:08:05:17. Electronic filing with designated entity
- ARSD 20:08:05:18ARSD 20:08:05:18. IARD transition rule
- ARSD 20:08:05:19ARSD 20:08:05:19. Withdrawal of investment adviser and investment adviser representative registration
- ARSD 20:08:05:20ARSD 20:08:05:20. Promptly remedied
- ARSD 20:08:05:21ARSD 20:08:05:21. Minimum financial requirements for investment advisers
- ARSD 20:08:05:22ARSD 20:08:05:22. Financial reporting requirements for investment advisers
- ARSD 20:08:05:23ARSD 20:08:05:23. Recordkeeping requirements
- ARSD 20:08:05:24ARSD 20:08:05:24. Bonding requirements for certain investment advisers
- ARSD 20:08:05:25ARSD 20:08:05:25. Custody requirements for investment advisers
- ARSD 20:08:05:26ARSD 20:08:05:26. Investment adviser brochure
- ARSD 20:08:05:27ARSD 20:08:05:27. Examination requirements
- ARSD 20:08:05:27.01ARSD 20:08:05:27.01. Investment adviser representative examination validity extension program
- ARSD 20:08:05:28ARSD 20:08:05:28. Prohibited conduct in providing investment advice
- ARSD 20:08:05:29ARSD 20:08:05:29. Contents of an investment advisory contract