ARSD 20:08:03:04

ARSD 20:08:03:04. Net capital requirements of broker-dealers

Last amended: 2004Year: 2026Length: 36 wordsOfficial source

Cite as S.D. Admin. R. 20:08:03:04

A broker-dealer registered or required to be registered under SDCL chapter 47-31B shall have and maintain an adjusted net capital in compliance with Rule 15c3-1 (17 C.F.R. § 240.15c3-1) under the Securities Exchange Act of 1934.
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