South Dakota · Statutes
Chapter 31B
51 sections
51 sections
- S.D. Codified Laws § 47-31B-101Short title
- S.D. Codified Laws § 47-31B-102Definitions
- S.D. Codified Laws § 47-31B-103References to federal statutes
- S.D. Codified Laws § 47-31B-104References to federal agencies
- S.D. Codified Laws § 47-31B-105Electronic records and signatures
- S.D. Codified Laws § 47-31B-201Exempt securities
- S.D. Codified Laws § 47-31B-202Exempt transactions
- S.D. Codified Laws § 47-31B-203Additional exemptions and waivers
- S.D. Codified Laws § 47-31B-204Denial, suspension, revocation, condition, or limitation of exemptions
- S.D. Codified Laws § 47-31B-301registration requirement
- S.D. Codified Laws § 47-31B-302Notice filing
- S.D. Codified Laws § 47-31B-303registration by coordination
- S.D. Codified Laws § 47-31B-304registration by qualification
- S.D. Codified Laws § 47-31B-305registration filings
- S.D. Codified Laws § 47-31B-306Denial, suspension, and revocation of securities registration
- S.D. Codified Laws § 47-31B-307Waiver and modification
- S.D. Codified Laws § 47-31B-401Broker-dealer registration requirement and exemptions
- S.D. Codified Laws § 47-31B-402Agent registration requirement and exemptions
- S.D. Codified Laws § 47-31B-403Investment adviser registration and exemptions
- S.D. Codified Laws § 47-31B-404Investment adviser representative registration requirement and exemptions
- S.D. Codified Laws § 47-31B-405Federal covered investment adviser notice filing requirement
- S.D. Codified Laws § 47-31B-406Registration by broker-dealer, agent, investment adviser, and investment adviser representative
- S.D. Codified Laws § 47-31B-407Succession and change in registration of broker-dealer or investment advisor
- S.D. Codified Laws § 47-31B-408Termination of employment or association of agent and investment adviser representative--Transfer of employment or association
- S.D. Codified Laws § 47-31B-409Withdrawal of registration of broker-dealer, agent, investment adviser, and investment adviser representative
- S.D. Codified Laws § 47-31B-410Filing fees
- S.D. Codified Laws § 47-31B-411Postregistration requirements
- S.D. Codified Laws § 47-31B-412Denial, revocation, suspension, withdrawal, restriction, condition, or limitation of registration
- S.D. Codified Laws § 47-31B-501General fraud
- S.D. Codified Laws § 47-31B-502Prohibited conduct in providing investment advice
- S.D. Codified Laws § 47-31B-503Evidentiary burden
- S.D. Codified Laws § 47-31B-504Filing of sales and advertising literature
- S.D. Codified Laws § 47-31B-505Misleading filings
- S.D. Codified Laws § 47-31B-506Misrepresentations concerning registration or exemption
- S.D. Codified Laws § 47-31B-507Qualified immunity
- S.D. Codified Laws § 47-31B-508Criminal penalties
- S.D. Codified Laws § 47-31B-509Civil liability
- S.D. Codified Laws § 47-31B-510Rescission offers
- S.D. Codified Laws § 47-31B-601Administration
- S.D. Codified Laws § 47-31B-602Investigations and subpoenas
- S.D. Codified Laws § 47-31B-603Civil enforcement
- S.D. Codified Laws § 47-31B-604Administrative enforcement
- S.D. Codified Laws § 47-31B-605Rules, forms, orders, interpretive opinions, and hearings
- S.D. Codified Laws § 47-31B-606Administrative files and opinions
- S.D. Codified Laws § 47-31B-607Public records--Confidentiality
- S.D. Codified Laws § 47-31B-608Uniformity and cooperation with other agencies
- S.D. Codified Laws § 47-31B-609Judicial review
- S.D. Codified Laws § 47-31B-610Jurisdiction
- S.D. Codified Laws § 47-31B-611Service of process
- S.D. Codified Laws § 47-31B-612Severability clause
- S.D. Codified Laws § 47-31B-703Application of chapter to existing proceeding and existing rights and duties