0240-07-04-.04
Process
Cite as Tenn. Comp. R. & Regs. 0240-07-04-.04
(1)
Academic misconduct is prohibited. Whenever a faculty member believes that academic
misconduct has occurred, he/she must provide notice to the student and submit an Academic
Integrity Incident Report Form (Incident Report) to the Director within seven (7) business
days from the time the faculty member suspects that the alleged academic misconduct
occurred. If the semester has ended, the faculty member has ten (10) business days from the
date the semester ended to submit the Academic Integrity Incident Report Form. The Incident
Report will provide:
(a)
The name of the student;
(b)
The course in which the academic misconduct is alleged to have occurred;
(c)
A description of the academic misconduct; and,
(d)
Supporting documentary evidence (if available).
(2)
A student who has been referred by a faculty member pursuant to this Rule is prohibited from
dropping a course in which academic misconduct is alleged, pending final resolution of the
case. Students should continue attending class, absent a disciplinary sanction to the
contrary, while this procedure is ongoing. If found responsible for committing academic
misconduct, a student will not be allowed to drop the course, though continued class
attendance is neither prohibited nor required. (Students receiving federal financial aid who
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stop attending a course may incur significant financial penalties. Students are encouraged to
consult the MT One Stop.) Failure to comply with this directive will result in referral to the
Office of Student Conduct for violation of general rules and regulations and violation of
imposed disciplinary sanctions under University policy and rule.
(3)
The Director will review the case within five (5) business days of receipt of the Incident
Report. If, in the Director’s opinion, the Incident Report lacks substance or is otherwise
deficient, the Director may consult with the referring faculty member and indicate either that
additional information is needed or encourage that the Incident Report be withdrawn. Such a
consultation may take place before and/or after the Director has met with the student.
(4)
For any Incident Report not withdrawn by mutual consent between the Director and the
referring faculty member, the Director will send notice to the student and schedule an in-
person or virtual meeting to discuss the alleged academic misconduct violation. During this
meeting the student can accept responsibility or not accept responsibility for the alleged
academic misconduct. If the student accepts responsibility, the Director will decide on
University sanctions (see Rule 0240-07-04-.05) appropriate to the case, and the matter will
be resolved at that point. The Director will note the resolution on the Incident Report and
provide copies to the student, the faculty member, and the Vice Provost for Faculty and
Strategic Initiatives. This notice will be sent to the student’s official MTSU email account
and/or a hard copy letter will be sent via first class United States Postal Service (USPS) mail
to the student’s local address as indicated in the student information system. For graduate
students found responsible of academic misconduct, the decision will also be provided to the
student’s graduate program director.
(5)
If a referred student fails to attend a scheduled meeting with the Director without a
reasonable excuse, the Director may find the student responsible in absentia and determine
appropriate sanctions. Cases heard in absentia may not be appealed.
(6)
If the student does not accept responsibility, the case will be heard by the Committee. The
Director will:
(a)
Determine whether the matter warrants consideration of suspension or expulsion of the
student should the Committee find academic misconduct. If so, the student must be
given the option of a hearing held pursuant to the Uniform Administrative Procedures
Act (UAPA) as set forth in Rule 0240-07-04-.07, below. A waiver of this option must
also be in writing.
(b)
As the designee of the Vice Provost for Faculty and Strategic Initiatives, form the
Committee from the pool of members for the purpose of the hearing.
(7)
Institutional Hearing
(a)
If the sanction of suspension or expulsion will not be considered or if the student has
waived a hearing under the UAPA, the Committee will set an institutional hearing for
the matter in a manner that allows reasonable time for faculty and student preparation,
ideally no fewer than three (3) and no more than fifteen (15) business days from the
student’s request for a Committee hearing. Both the faculty member and the student
will be notified of the hearing.
(b)
Outside of regular Fall and Spring semesters, hearings will be scheduled under only
two (2) circumstances:
1.
If lack of resolution affects the student’s ability to graduate in the Spring or
Summer; or
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2.
If the Vice Provost for Faculty and Strategic Initiatives determines that there are
extenuating circumstances to warrant a special hearing.
(c)
The Director will advise the student, in writing, of the following:
1.
The type of alleged academic misconduct and the circumstances alleged by the
faculty member to constitute academic misconduct;
2.
The date, time, and place of the hearing;
3.
That the student may appeal a grade given by the faculty member in response to
academic misconduct;
4.
The right to receive a list of the witnesses the University expects to present at the
proceeding and those the University may present if the need arises;
5.
The right to request a copy of the University’s investigative file, redacted in
accordance with the Family Educational Rights and Privacy Act of 1974, (20
U.S.C. § 1232g), and the federal regulations implementing that statute, as
amended; and, the portion of the state Public Records Act making certain
student information confidential (T.C.A. § 10-7-504(a)(4)).
6.
The right to request copies of all documents, copies of all electronically stored
information, and access to tangible evidence the University has in its possession,
custody, or control and may use to support claims or defenses, unless the use
would be solely for impeachment; and
7.
The rights the student will be afforded at the hearing as specified in Rule 0240-
07-04-.04(7)(e).
(d)
The hearing will take place at the scheduled time, regardless of whether the student
and/or the referring faculty member choose to attend. Failure to appear at a scheduled
hearing abrogates the rights listed under Rule 0240-07-04-.04(7)(e) or (f), as
applicable. A hearing may be rescheduled, under extraordinary circumstances, at the
discretion of the Director.
(e)
The rights applicable to the referred student at the hearing include:
1.
The right to present evidence pertinent to the case and to hear and respond to all
testimony;
2.
The right to be accompanied by an advisor. An advisor may not actively or
directly participate in the hearing, but may only consult with the student;
3.
The right to call witnesses; and
4.
The right to confront witnesses in support of the academic misconduct allegation.
(f)
The rights applicable to the referring faculty member at the hearing include:
1.
The right to present evidence pertinent to the case and to hear and respond to all
testimony;
2.
The right to be accompanied by an advisor. An advisor may not actively or
directly participate in the hearing, but may only consult with the faculty member;
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3.
The right to call witnesses; and
4.
The right to confront witnesses against the academic misconduct allegation.
(g)
The hearing will not be open to the public.
(h)
The Committee may exclude evidence it deems immaterial, irrelevant, or unduly
repetitious.
(i)
Decisions shall be by majority vote of the Committee members present and voting. The
Director is a non-voting ex-officio member of the Committee. The Committee may ask
the referred student, referring faculty member, and any advisors present to leave the
hearing while they deliberate and vote. Votes of individual Committee members will not
be reported. In the event of a tie vote, the charge of misconduct is dismissed.
(j)
The standard of proof required for a finding of academic misconduct shall be by a
preponderance of the evidence.
(k)
The Director will, on behalf of the Committee, issue a written decision indicating its
finding concerning the charge of academic misconduct. The decision must specify the
factual basis for the determination, and, if academic misconduct is found, state whether
disciplinary sanctions will be imposed. The decision will be provided to the student, the
faculty member, and the Vice Provost for Faculty and Strategic Initiatives. For graduate
students found responsible for academic misconduct, the decision will also be provided
to the student’s graduate program director.
(l)
The student and the faculty member must be notified of the right to appeal the
Committee’s decision to the Provost.
(m)
Once it has been determined whether academic misconduct has occurred or not, the
faculty member shall determine a grade for the academic exercise or examination
and/or course.