0240-09-08-.11
Specific Provisions Related To Conducting A Hearing Of Formal
Cite as Tenn. Comp. R. & Regs. 0240-09-08-.11
COMPLAINTS.
(1)
Tennessee Tech will conduct a live hearing of formal complaints not dismissed pursuant to this
rule.
(2)
At the request of either party, Tennessee Tech will provide for the live hearing to occur with the
parties located in separate rooms with technology enabling the hearing officer and parties to
simultaneously see and hear the party or the witness answering questions.
(3)
Live hearings may be conducted with all parties physically present in the same geographic
location or, at Tennessee Tech’s discretion, any or all parties, witnesses, and other participants
may appear at the live hearing virtually, with technology enabling participants simultaneously
to see and hear each other.
TITLE IX COMPLIANCE
CHAPTER 0240-09-08
(4)
At least seventy-two (72) hours prior to a live hearing, Tennessee Tech will provide both parties
with written notice of the following:
(a)
The time, place, date of the hearing, and electronic access information, if applicable;
(b)
The name of each witness Tennessee Tech expects to present at the hearing and those
Tennessee Tech may present if the need arises;
(c)
The right to request a copy of the investigative file;
(d)
The right to request copies of all documents, copies of all electronically stored
information, and access to tangible evidence that Tennessee Tech has in its possession,
custody, or control and may use to support claims or defenses.
(5)
When notice is sent by United States mail or courier service, the notice is effective on the date
that the notice is mailed or delivered to the courier service. When notice is hand delivered to
the parties from the institution, notice is effective on the date that the notice is delivered to the
parties. When notice is sent by email, the notice is effective on the date that the email is sent
to the parties’ institution-provided email account.
(6)
The hearing officer may allow a temporary delay of the grievance process or the limited
extension of time frames for good cause with written notice to the complainant and the
respondent of the delay or extension and the reasons for the action. Good cause may include
but is not limited to considerations such as the absence of a party, a party’s advisor, or a
witness, concurrent law enforcement activity, or the need for language assistance or
accommodation of disabilities.
(7)
In cases that involve more than one (1) respondent, the hearing officer may, consistent with
the requirements of Title IX, consider whether separate proceedings are necessary to avoid
undue prejudice to the respondents.
(8)
During the hearing, the hearing officer will make evidence subject to review and inspection
during the investigation phase available to give each party equal opportunity to refer to that
evidence, including for purposes of cross-examination.
(9)
Questions and evidence about the complainant’s sexual predisposition or prior sexual behavior
are not relevant, unless such questions and evidence about the complainant’s prior sexual
behavior are offered to prove that someone other than the respondent committed the conduct
alleged by the complainant, or if the questions and evidence concern specific incidents of the
complainant’s prior sexual behavior with respect to the respondent and are offered to prove
consent.
(10) Only relevant cross examination and other questions may be asked of a party or witness.
Before a complainant, respondent, or witness answers a cross-examination or other question,
the hearing officer will first determine whether the question is relevant and explain any decision
to exclude a question as not relevant.
(11) The hearing officer will not require, allow, rely upon, or otherwise use questions or evidence
that constitute, or seek disclosure of, information protected under a legally recognized privilege,
unless the person holding such privilege has waived the privilege.
(12) Notwithstanding any limitations to the contrary that Tennessee Tech has placed on the
advisor’s participation in the hearing, the hearing officer will permit each party’s advisor to ask
the other party and any witnesses all relevant questions and follow-up questions, including
those challenging credibility. Such cross-examination at the live hearing will be conducted
directly, orally, and in real time by the party’s advisor of choice and never by a party personally.
TITLE IX COMPLIANCE
CHAPTER 0240-09-08
(13) If a party does not have an advisor at the live hearing, Tennessee Tech will provide without fee
or charge to that party an advisor of Tennessee Tech’s choice, who may be, but is not required
to be, an attorney, to conduct cross-examination on behalf of that party.
(14) If a party or witness does not submit to cross-examination at the live hearing, the hearing officer
will not rely on any statement of that party or witness in reaching a determination regarding
responsibility; provided, however, that the hearing officer cannot draw an inference about the
determination regarding responsibility based solely on a party’s or witness’s absence from the
live hearing or refusal to answer cross-examination or other questions.
(15) Tennessee Tech will create an audio or audiovisual recording, or transcript, of any live hearing
and make it available to the parties for inspection and review.
(16) The hearing officer may dismiss the formal complaint or any allegations therein, if at any time
during the hearing a complainant notifies the Title IX Coordinator in writing that the complainant
would like to withdraw the formal complaint or any allegations therein, the respondent is no
longer enrolled or employed by Tennessee Tech, or specific circumstances prevent Tennessee
Tech from gathering evidence sufficient to reach a determination as to the formal complaint or
allegations therein.
(17) If the hearing officer dismisses the formal complaint during the grievance process, the hearing
officer will promptly notify the Title IX Coordinator who will promptly send written notice of the
dismissal and reason(s) therefor simultaneously to the parties.