0240-09-08-.14
Informal Resolution Process
Cite as Tenn. Comp. R. & Regs. 0240-09-08-.14
(1)
Tennessee Tech will not require as a condition of enrollment or continuing enrollment, or
employment or continuing employment, or enjoyment of any other right, waiver of the right to
an investigation and adjudication of formal complaints of sexual harassment.
(2)
Tennessee Tech will not require the parties to participate in an informal resolution process and
may not offer an informal resolution process unless a formal complaint is filed. However, at any
time prior to reaching a determination regarding responsibility, Tennessee Tech may facilitate
an informal resolution process, such as mediation, that does not involve a full investigation and
adjudication, but only if Tennessee Tech
(a)
Provides to the parties a written notice disclosing the allegations, the requirements of the
informal resolution process including the circumstances under which it precludes the
parties from resuming a formal complaint arising from the same allegations;
(b)
Any consequences resulting from participating in the informal resolution process,
including the records that will be maintained or could be shared;
(c)
Obtains the parties’ voluntary, written consent to the informal resolution process; and
(d)
Does not offer or facilitate an informal resolution process to resolve allegations that an
employee sexually harassed a student.
(3)
At any time prior to agreeing to a resolution, any party has the right to withdraw from the
informal resolution process and resume the grievance process with respect to the formal
complaint.
(4)
Tennessee Tech will ensure that an individual designated to facilitate an informal resolution
process does not have a conflict of interest or bias for or against complainants or respondents
generally or an individual complainant or respondent. The intent of this provision is to provide
protections analogous to, and no less protective than, the conflict of interest provisions of
T.C.A. § 4-5-303.
(5)
Tennessee Tech will require an informal resolution process to conclude within a reasonably
prompt time frame.