0620-04-02-.15
Default And Uncontested Proceedings
Cite as Tenn. Comp. R. & Regs. 0620-04-02-.15
(1)
Default.
(a)
The failure of a party to request a hearing after receiving actual service of notice of
charges and opportunity for a hearing, or to attend or participate in a prehearing
conference, hearing or any other stage of contested case proceedings after due notice
thereof is cause for holding such party in default pursuant to Tenn. Code Ann. § 4-5-
309. Failure to comply with any lawful order of the administrative judge or Inspector
General, necessary to maintain the orderly conduct of the hearing, may be deemed a
failure to participate in a stage of a contested case and thereby be cause for a holding of
default.
(b)
After entering into the record evidence of service of notice to an absent party, a motion
may be made to hold the absent party in default and to adjourn the proceedings or
continue on an uncontested basis.
(c)
Upon entry into the record evidence of service of notice of charges and opportunity for
a hearing as provided in Rule 0620-4-2-.06, the Inspector General may deem the
respondent(s) in default and may consider the adequacy of the pleadings and the
evidence and the evidence supporting such pleadings in considering whether to issue
an initial order based upon the evidence and the respondent’s failure to request a
hearing.
(d)
The administrative judge, when sitting with the Inspector General, advises the agency
whether the service of notice is sufficient as a matter of law, according to rule 0620-4-
2-.06.
RULES OF PROCEDURE
CHAPTER 0620-4-2
(e)
If the notice is held to be adequate, the Inspector General, or administrative judge
hearing a case alone, shall grant or deny the motion for default, taking into
consideration the criteria listed in rule 0620-4-2- .06, where appropriate. Grounds for
the granting of a default shall be stated and shall thereafter be set forth in a written
order. If a default is granted, the proceedings may then be adjourned or conducted
without the participation of the absent party.
(f)
The Inspector General or administrative judge shall serve upon all parties written
notice of entry of default for failure to appear. The defaulting party, no later than
fifteen (15) days after service of such notice of default, may file a motion for
reconsideration under Tenn. Code Ann. § 4-5-317, requesting that the default be set
aside for good cause shown, and stating the grounds relied upon. The Inspector
General or administrative judge may make any order in regard to such motion as is
deemed appropriate, pursuant to Tenn. Code Ann. § 4-5-317.
(2)
Effect of Entry of Default.
(a)
Upon entry into the record of the default of the petitioner at a contested case hearing,
the charges shall be dismissed as to all issues on which the petitioner bears the burden
of proof, unless the proceedings are adjourned.
(b)
Upon entry into the record of the default of the respondent at a contested case hearing,
the matter shall be tried as uncontested as to such respondent, unless the proceedings
are adjourned.
(c)
Upon the entry into the record of the default of the respondent(s) to request a hearing
after being served with a notice of charges and opportunity for a hearing as provided in
Rule 0620-4-2-.06, the Inspector General may issue an initial order granting or denying
the relief sought in the notice of charges. The respondent(s) may seek to set aside such
initial order as provided in Tenn. Code Ann. § 4-5-317.
(3)
Uncontested Proceeding. When a contested case hearing is tried as uncontested, the petitioner
has the burden of proof of establishing affirmative allegations of a prima facie case by a
preponderance of the evidence presented.