0800-01-04-.15
Citations And Policy Regarding Employee Rescue Activities
Cite as Tenn. Comp. R. & Regs. 0800-01-04-.15
(1)
The Commissioner shall review the inspection report of the compliance officer. If, on the
basis of the report the Commissioner believes that the employer has violated a requirement
of T.C.A. §50-3-105; any standard, rule, or order promulgated pursuant to T.C.A. §§50-3-201,
50-3-601 or 50-3-605; or of any substantive rule published in Chapters 0800-1-1 through
0800-01-04 and Chapters 0800-01-6 through 0800-01-9, he shall issue to the employer a
citation. An appropriate citation shall be issued even though after being informed of an
alleged violation by the compliance officer, the employer immediately abates, or initiates
steps to abate, such alleged violation. Any citation shall be issued with reasonable
promptness and in no event later than six (6) months following the inspection.
(2)
Any inspection shall describe with particularity the nature of the alleged violation, including a
reference to the provision(s) of the Act, standard, rule, or order alleged to have been violated.
Any citation shall also fix a reasonable time or times for the abatement of the alleged
violation.
(3)
If a citation is issued for a violation alleged in a request for inspection under Rule 0800-01-04-
.12(1) or a notification of violation under Rule 0800-01-04-.12(3), a copy of the citation shall
also be sent to the employee or representative of employees who made such request or
notification.
(4)
After an inspection, if the Commissioner determines that a citation is not warranted with
respect to a danger or violation alleged to exist in a request for inspection under Rule 0800-
01-04-.12(1) or a notification of violation under Rule 0800-01-04-.12(3), the informal review
procedures prescribed in Rule 0800-01-04-.13(1) shall be applicable. After considering all
views presented, the Commissioner shall affirm the original determination, order a
reinspection or issue a citation if he believes that the inspection discloses a violation. The
Commissioner shall furnish the complaining party and the employer with written notification of
his determination and the reasons therefore. The determination of the Commissioner shall be
final and not subject to review.
(5)
Every citation shall state that the issuance of a citation does not constitute a finding that a
violation of the Act has occurred unless there is a failure to contest as provided for in the Act
or, if contested, unless the citation is affirmed by the TOSHRC.
(6)
No citation may be issued to an employer because of a rescue activity undertaken by an
employee of that employer with respect to an individual in imminent danger unless:
(a)
Designated/Assigned Employee.
1.
Such employee is designated or assigned by the employer to have responsibility
to perform or assist in rescue operations; and
2.
The employer fails to provide protection of the safety and health of such
employee, including failing to provide appropriate training and rescue equipment;
or
OCCUPATIONAL SAFETY AND HEALTH INSPECTIONS,
CHAPTER 0800-01-04
CITATIONS AND PROPOSED PENALTIES
(b)
Directed Employee.
1.
Such employee is directed by the employer to perform rescue activities in the
course of carrying out the employee’s job duties; and
2.
The employer fails to provide protection of the safety and health of such
employee, including failing to provide appropriate training and rescue equipment;
or
(c)
Hazardous workplace.
1.
Such employee is employed in a workplace that requires the employee to carry
out duties that are directly related to a workplace operation where the likelihood
of life-threatening accidents is foreseeable, such as a workplace operation where
employees are located in confined spaces or trenches, handle hazardous waste,
respond to emergency situations, perform excavations or perform construction
over water; and
2.
Such employee has not been designated or assigned to perform or assist in
rescue operations and voluntarily elects to rescue such an individual; and
3.
The employer has failed to instruct employees not designated/assigned or
directed to perform or assist in rescue operations of the arrangements for rescue,
not to attempt rescue, and of the hazards of attempting rescue without adequate
training or equipment.
(d)
For purposes of this policy, the term “imminent danger” means the existence of any
condition or practice that could reasonably be expected to cause death or serious
physical harm before such condition or practice can be abated.
(7)
Petitions for modification of abatement date.
(a)
An employer may file a petition for modification of abatement date when he has made a
good faith effort to comply with the abatement requirements of a citation, but such
abatement has not been completed because of factors beyond his reasonable control.
(b)
A petition for modification of abatement date shall be in writing and shall include the
following information:
1.
All steps taken by the employer, and the dates of such action, in an effort to
achieve compliance during the prescribed abatement period.
2.
The specific additional abatement time necessary in order to achieve
compliance.
3.
The reasons such additional time is necessary, including the unavailability of
professional or technical personnel or of materials and equipment, or because
necessary construction or alteration of facilities cannot be completed by the
original abatement date.
4.
All available interim steps being taken to safeguard the employees against the
cited hazard during the abatement period.
OCCUPATIONAL SAFETY AND HEALTH INSPECTIONS,
CHAPTER 0800-01-04
CITATIONS AND PROPOSED PENALTIES
5.
A certification that a copy of the petition has been posted and, if appropriate,
served on the authorized representative of affected employees, in accordance
with item 1. of subparagraph (c) of paragraph (7) of this rule and a certification of
the date upon which such posting and service was made.
(c)
A petition for modification of abatement date shall be filed with the TOSHA
Administrator no later than the close of the next working day following the date on
which abatement was originally required. A later-filed petition shall be accompanied by
the employer’s statement of exceptional circumstances explaining the delay.
1.
A copy of such petition shall be posted in a conspicuous place where all affected
employees will have notice thereof or near such location where the violation
occurred. The petition shall remain posted for a period of twenty (20) calendar
days. Where affected employees
are represented by an authorized
representative, said representative shall be served with a copy of such petition.
2.
Affected employees or their representative(s) may file an objection in writing to
such petition with the aforesaid Administrator. Failure to file such objection within
twenty (20) calendar days of the date of posting of such petition or of service
upon an authorized representative shall constitute a waiver of any further right to
object to said petition.
3.
The Commissioner or his duly authorized agent shall have the authority to
approve any petition for modification of abatement date filed pursuant to
subparagraphs (b) and (c) of paragraph (7) of this rule. Such uncontested
petitions shall become final orders pursuant to T.C.A. §50-3-307(a) and (b).
4.
The Commissioner or his authorized representative shall not exercise his
approval power until the expiration of twenty (20) calendar days from the date the
petition was posted or served pursuant to items 1. and 2. of subparagraph (c) of
paragraph (7) of this rule by the employer.
(d)
When any such petition is objected to by the Commissioner or affected employees or
their authorized representative(s), the petition, citation and any objections shall be
forwarded to the TOSHRC within three (3) working days after the expiration of the
twenty (20) day period set out in item 4. of subparagraph (c) of paragraph (7) of this
rule.