0800-02-29-.09
Miscellaneous Records
Cite as Tenn. Comp. R. & Regs. 0800-02-29-.09
(1)
Mediation Records
(a)
The Bureau adopts Tennessee Supreme Court Rule 31 pertaining to confidentiality of
all information created or obtained during mediation proceedings except as otherwise
required by law.
(b)
Mediation records consists of all documents and information presented to the Bureau,
during the course of mediation, relating to the employees’ wages, medical condition,
and any other information pertinent to the resolution of disputed issues pursuant to
Tenn. Code Ann. § 50-6-236(b)(3).
(c)
Requests for public records following mediation shall be made to the Record
Custodian; however, during the course of mediation, a party may contact the assigned
mediator to obtain those records necessary to facilitate a resolution of the disputed
issues, including a copy of the Petition for Benefit Determination, the Request for
Mediation, Request for Assistance, or Request for Benefit Review Conference.
(d)
The following mediation records are not public records:
INSPECTION AND COPIES OF PUBLIC RECORDS
CHAPTER 0800-02-29
1.
Confidential position statements, handwritten notes, and other materials or
information expressly meant for a mediator and which the submitting party has
not expressly consented to be divulged to the other party and;
2.
Medical records and claim forms specifically excluded from the public record by
law.
(2)
Court of Workers’ Compensation Claims and Workers’ Compensation Appeals Board
Records
(a)
The Bureau adopts Tennessee Supreme Court Rule 34 pertaining to judicial records
filed in the Court of Workers’ Compensation Claims and the Workers’ Compensation
Appeals Board:
(b)
The public has a statutory right to inspect public records maintained by agencies of
state government. Accordingly, the public has the right to inspect public records
maintained by the clerk of the Court of Workers’ Compensation Claims and Appeals
Board unless the record has been submitted under seal or is the subject of a protective
order. Requests to inspect public records maintained by the clerk of the Court of
Workers’ Compensation Claims and Appeals Board are, however, subject to
reasonable requirements and restrictions intended to preserve the integrity of the
record, the parties’ right to the record for the purpose of preparing their appellate
papers, and the efficient operation of the appellate courts.
(c)
For the purposes of these guidelines, a “record” includes any record defined as a
“public record” in Tenn. Code Ann. § 10-7-301(6) (1992) that has not been submitted
under seal or that is not the subject of a protective order.
(d)
The following judicial records are not public records:
1.
Unfiled drafts of judicial orders and opinions;
2.
Written or electronic conference records, notes, memoranda, or other documents
of a similar nature prepared by judges or judges staff as part of the judicial
decision-making process unless filed as part of the court record;
3.
Copies, other than the original, of motions, petitions, briefs, and other similar
documents filed with the clerk of the Court of Workers’ Compensation Claims
and Appeals Board that have been furnished to individual appellate judges for
their personal use;
4.
Written or electronic conference records, notes, memoranda, reports, or other
documents of a similar nature prepared by a judge or judge’s staff on behalf of or
at the direction of the court or judge as part of the judicial decision-making
process unless filed as part of the court record;
5.
All internal case management information except for information concerning the
composition of panels assigned to consider a particular case;
6.
Information maintained by individual judges with regard to their recusal from
particular appeals unless the information is filed as part of the court record or
unless it is subject to disclosure pursuant to Tenn. Code Ann. §§ 8-50-501, 8-50-
506 (1993 & Supp. 1998) or Tenn. S. Ct. R. 10;
7.
Documents protected from disclosure by order or rule of court; and
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CHAPTER 0800-02-29
8.
Any other record the disclosure of which would frustrate or interfere with the
judicial function of the Court of Workers’ Compensation Claims or Appeals
Board.
(3)
Uninsured Employers Fund/Misclassification Fund Records
(a)
The bureau will release the file to a named employer or its attorney, upon request, for
review of the materials in which the Administrator or Designee based a determination.
(b)
With a proper authorization to release the information, an employer under investigation
may inspect or obtain a copy of its file.