0800-11-04-.01
Order Of Proceedings
Cite as Tenn. Comp. R. & Regs. 0800-11-04-.01
(1)
In appeals properly before the Appeals Tribunal or the Board of Review, the order of
proceedings is as follows:
(a)
The Appeals Referee, Board Member or Special Master may confer with the parties
prior to a hearing to explain the order of proceedings, admissibility of evidence, number
and order of witnesses and other preliminary matters.
(b)
The Appeals Referee, Board Member or Special Master then presiding calls the
hearing to order and turns on the mechanical recording device.
(2)
The Appeals Referee, Board Member or Special Master introduces self and gives a very brief
statement of the nature of the proceedings. This statement includes a statement that the
hearing will be fair and impartial and that the Appeals Tribunal or the Board of Review will be
the sole judges of the facts.
(3)
The Appeals Referee, Board Member or Special Master then calls, respectively, on the
appellant and on the respondent and asks if they are represented by counsel. If the
appellant and or respondent are represented by counsel, the counsel is introduced and the
counsel’s presence noted for the record. Witnesses for the appellant and for the respondent
are introduced and their presence noted at this time.
(4)
The Appeals Referee, Board Member or Special Master identifies the issues as set out in the
notice of hearing and gives references to the sections of the Tennessee Employment
Security Law involved.
(5)
If either the appellant or the respondent notes exceptions to the issues as outlined by the
Appeals Referee, Board Member or Special Master, appropriate time is allowed for
discussion and necessary changes may be made to the satisfaction of the parties.
(6)
The Appeals Referee, Board Member or Special Master swears all parties and witnesses that
are to be called upon to testify at the hearing; however, a solemn affirmation may be
accepted in lieu of oath.
GENERAL REGULATIONS FOR BOTH APPEAL STAGES
CHAPTER 0800-11-04
(7)
Upon request by either the appellant or the respondent, all witnesses who are not to testify
immediately are excluded from the hearing room so that no witness may hear the other
testimony.
(8)
Any preliminary motions or stipulations are entertained. By agreement, the parties to the
appeal may stipulate the facts involved in writing. The Appeals Referee, Board Member or
Special Master may then:
(a)
limit the parties to oral argument, or
(b)
limit the parties to the filing of written argument within ten days, or
(c)
in the Appeals Referee’s, the Board Member’s or the Special Master’s discretion, may
proceed with the hearing and take such further evidence as the Appeals Referee, the
Board Member or the Special Master deems necessary to fully enable the Appeals
Referee, the Board Member of the Special Master to determine the issues.
(9)
Opening statements are allowed by both the appellant and the respondent, respectively.
(10) The appellant calls the appellant’s witnesses and the questioning proceeds as follows:
(a)
Appellant questions.
(b)
Respondent cross-examines.
(c)
Appeals Referee, Board Member or Special Master questions.
(11) Respondent calls the respondent’s witnesses and the questioning proceeds as follows:
(a)
Respondent questions.
(b)
Appellant cross-examines.
(c)
Appeals Referee, Board Member or Special Master questions.
(12) Appellant and respondent may call appropriate rebuttal and rejoinder witnesses after
sufficient showing of the need therefor to the Appeals Referee, Board Member or Special
Master presiding.
(13) Closing arguments are allowed by both the appellant and the respondent, respectively.
(14) The Appeals Referee, Board Member or Special Master advises all parties of the procedures
used in reaching a decision on the appeal. The Appeals Referee, Board Member or Special
Master further advises that copies of such decision shall be mailed to all interested parties.
(15) Subparagraphs (1) through (14) of this rule are intended to be merely a general outline as to
the conduct of an administrative proceeding before the Department of Labor and Workforce
Development Appeals Tribunal and Board of Review. A departure from the literal form or
substance of this outline, in order to expedite or insure the fairness of proceedings, would not
be in violation of this rule.