0940-03-11-.03
Emergency Transfer To Mtmhi Forensic Services Program From
Cite as Tenn. Comp. R. & Regs. 0940-03-11-.03
REGIONAL MENTAL HEALTH INSTITUTE.
(1)
The Office of Forensic Services shall ensure that the emergency transfer of a service
recipient from a Regional Mental Health Institute to the Forensic Services Program is
expeditious, complies with statutory criteria for emergency transfer and considers the welfare
and safety of the service recipient, other service recipients and staff.
(2)
An emergency transfer shall be approved if, and only if, all appropriate interventions have
been tried and documented and deemed unsuccessful.
(3)
The licensed physician or licensed psychologist with health service provider designation shall
make a determination that a service recipient meets all of the following criteria in order for a
transfer to be considered:
(a)
The service recipient requires emergency care and treatment that cannot be provided
by the transferring facility;
(b)
The transfer is in the service recipient’s best interest;
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(c)
The service recipient has a substantial likelihood of injuring himself or herself or others
if not treated in a secure facility; and
(d)
The service recipient is not under a voluntary commitment.
(4)
After the licensed physician or licensed psychologist with health service provider designation
determines that the service recipient meets the criteria specified in 0940-03-11-.03(3) for an
emergency transfer, the Chief Officer of the referring Regional Mental Health Institute shall:
(a)
Telephone the MTMHI Forensic Services Program Director and the Office of Forensic
Services. If after normal working hours, the Assistant Commissioner may approve the
transfer.
(b)
Send by facsimile within two (2) hours of the verbal request for an emergency transfer
the following information:
1.
Recommendations for transfer from the referring Chief Officer that includes the
rationale for transfer and the interventions taken to treat the service recipient
including, but not limited to, use of restraint or isolation, changes in medication,
use of PRN medications, and/or changes in unit assignment.
2.
Documentation of the need for transfer from either a licensed physician with
expertise in psychiatry or a licensed psychologist with health service provider
designation.
3.
A written report of a physical examination completed by a licensed physician
within the last six (6) months with an addendum within the last twenty-four (24)
hours.
4.
The most recent risk assessment, if a forensic service recipient.
(5)
After receiving the documentation specified in 0940-03-11-.03(4), the Office of Forensic
Services shall review the request and send this documentation with a recommendation to
approve or disapprove the transfer to the Assistant Commissioner and the Commissioner.
(6)
Upon review of this information, the Director of the Office of Forensic Services, the Assistant
Commissioner, and the Commissioner shall verbally authorize the transfer or request that
further information be received prior to authorization or deny the transfer.
(7)
If the emergency transfer request is denied, the Forensic Coordinator at the Regional Mental
Health Institute and the Office of Forensic Services shall develop an alternative safety plan
and identify an appropriate period of time for the review of the safety plan. The safety plan
may include, but is not limited to, behavioral modification, change in medications, and moving
the service recipient to a different unit.
(8)
After an emergency transfer request is approved, then the Office of Forensic Services shall:
(a)
Convey verbally the decision to the Chief Officer of the referring facility and the Chief
Officer of MTMHI;
(b)
Prepare a letter to the service recipient from the Commissioner of TDMHSAS stating
that the transfer was approved. A copy of this letter shall be sent by facsimile and by
mail to both the sending and receiving Chief Officers.
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(9)
If the emergency transfer request is approved, the Chief Officer of the referring facility shall:
(a)
Ensure that the service recipient receives a signed statement and a receipt of transfer
notification from the referring Chief Officer notifying the service recipient of the
authorized transfer;
(b)
Provide the service recipient with the opportunity to sign the receipt of transfer
notification at the time the notice is delivered. If the service recipient refuses to sign the
acknowledgement, the person who delivers the notice of the transfer shall, in the
presence of a witness, write on the receipt, “refused to sign receipt.” After the service
recipient either signs or fails to sign the acknowledgement of receipt, it shall be co-
signed by the person who delivered the notice and a witness. The completed
acknowledgement of receipt shall be filed in the office of the Chief Officer;
(c)
Verbally contact the appropriate relative or conservator and send by mail a written
notice of transfer; these contacts shall be documented in the service recipient’s record;
(d)
Set up a teleconference between the referring physician or psychologist and the
receiving physician to discuss diagnosis and medication decisions: this discussion shall
be documented in the service recipient’s record;
(e)
If the service recipient has not already been judicially committed, file a complaint for
commitment under T.C.A. Title 33, Chapter 6, Part 5;
(f)
Notify the committing court of the transfer; and
(g)
Send a copy of the following documents to the Office of Forensic Services:
1.
A copy of the court commitment order;
2.
A copy of the court notification; and
3.
A copy of the notification of the transfer to the service recipient and to the
appropriate relative or conservator.
(h)
Verify available suitable accommodations at the MTMHI Forensic Services Program by
obtaining a confirmation number from MTMHI.
(10) The service recipient shall be transferred to the MTMHI Forensic Services Program,
accompanied by a copy of his or her clinical record, within twenty-four (24) hours of the
receipt of the verbal approval of the transfer request and confirmation of available suitable
accommodations.
(11) After the service recipient is transferred, the Office of Forensic Services shall prepare a letter
to the service recipient from the Commissioner of TDMHSAS indicating that the continued
need for treatment in the secure facility shall be determined within seventy-two (72) hours.
(12) Within seventy-two (72) hours of the transfer, the treatment team at the Forensic Services
Program shall make a recommendation to the Chief Officer of MTMHI about the need for
continued care and treatment for up to thirty (30) days.
(13) If the Chief Officer determines that there is a need for continued care and treatment for up to
thirty (30) days, then the:
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(a)
Chief Officer of MTMHI shall send written notification to the service recipient of the
need for continued care and treatment up to thirty (30) days and send a copy of the
notification to the Office of Forensic Services; and
(b)
Commissioner shall send written notice to the service recipient of the authorization of
the continued need for care and treatment in the Forensic Services Program and send
a copy of the letter to the referring and receiving Chief Officers.
(14) If continued treatment for up to thirty (30) days at the Forensic Services Program is not
needed, then the MTMHI Forensic Services Program Director shall:
(a)
Notify the referring Regional Mental Health Institute Chief Officer by telephone and
letter;
(b)
Verify available suitable accommodations by obtaining a confirmation number from
MTMHI;
(c)
Transfer the service recipient to the referring facility within twenty-four (24) hours of
confirming available suitable accommodations; and
(d)
Notify the Office of Forensic Services by telephone and letter and send a copy of the
letter to the Chief Officer of the referring Regional Mental Health Institute.
(15) Within thirty (30) days of the transfer to the Forensic Services Program, the Forensic
Services Program treatment team shall determine if continued care and treatment at the
Forensic Services Program is required beyond thirty (30) days.
(16) If the treatment team recommends continued treatment beyond thirty (30) days, then the
Chief Officer of MTMHI shall:
(a)
Notify the service recipient by letter;
(b)
Request approval from the Commissioner by having the Director of the Forensic
Services Program prepare a letter to the Commissioner justifying the need for
continued care and treatment in the secure facility; and
(c)
Send copies of the letter for continued care and treatment at the Forensic Services
Program to the Director of the Office of Forensic Services.
(17) After receiving the letter for continued care and treatment, the Office of Forensic Services
Program shall review the request and send this documentation with a recommendation to
approve or disapprove the transfer to the Assistant Commissioner and Commissioner.
(18) If the Commissioner approves the need for continued care and treatment beyond thirty (30)
days, the Commissioner shall:
(a)
Send written notification to the Chief Officer of the referring facility by sending an
authorization memorandum;
(b)
Send written notification to the Chief Officer of MTMHI by sending an authorization
memorandum;
(c)
Send written notification to the service recipient and include a complaint form to object
to the authorization; and
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(d)
Send written notification to the appropriate relative/conservator and include a complaint
form to object to the authorization.
(19) If the need for continued care and treatment in the Forensic Services Program beyond thirty
(30) days is approved, the MTMHI Forensic Services Program Director shall notify the
committing court of the authorization for continued care and treatment in the secure facility.
(20) If continued care and treatment in the Forensic Services Program beyond thirty (30) days is
not recommended, the Chief Officer of MTMHI shall:
(a)
Send written notification to the Chief Officer of the referring facility and send a copy of
the notice to the Office of Forensic Services;
(b)
Return the service recipient to the referring facility within of seventy-two (72) hours,
excluding week-ends and holidays, of providing notice of the decision.
(21) If continued care and treatment in the MTMHI Forensic Services Program beyond thirty (30)
days is not recommended, the Forensic Services Coordinator of the referring Regional
Mental Health Institute shall:
(a)
Send written notification to the appropriate relative or conservator that the service
recipient has been transferred from the MTMHI Forensic Services Program to a
Regional Mental Health Institute; and
(b)
Send written notification to the committing court that the service recipient has been
transferred from the MTMHI Forensic Services Program to a Regional Mental Health
Institute.
(22) The MTMHI Forensic Services Program Director shall notify the Office of Forensic Services
of the date of the service recipient’s return to the referring facility.