0940-05-35-.04
Licensing Procedures
Cite as Tenn. Comp. R. & Regs. 0940-05-35-.04
(1)
An OBOT, as defined in 0940-05-35-.02(2)(a) and T.C.A. § 33-2-402, shall be licensed by the
Tennessee Department of Mental Health and Substance Abuse Services (TDMHSAS or
Department).
(2)
An OBOT shall include, as part of its ownership structure, a physician who holds an
unrestricted license from the Tennessee Board of Medical Examiners or the Tennessee
Board of Osteopathic Examination. “Ownership Structure” means any entity, group, or
individual(s) having legal ownership of the OBOT, directing its functions and operations. This
includes, but is not limited to, a sole proprietor, general partner, board member of a non-profit
or for-profit corporation, or managing member of a limited liability company. Final
determination as to whether ownership structure requirements for an OBOT are being met is
in the sole discretion of the Department.
(3)
A public benefit non-profit/charitable corporation, registered with the Tennessee Secretary of
State, shall have a physician who holds an unrestricted license from the Tennessee Board of
Medical Examiners or the Tennessee Board of Osteopathic Examination and is on its Board
of Trustees.
(4)
A corporate entity doing business as an OBOT in the State of Tennessee shall not provide,
hold itself out as providing, or advertise that it provides substance use disorder treatment for
opioid use disorder in the form of opioid agonist therapy, or office-based opiate treatment,
unless it complies with the following requirements:
(a)
Is appropriately registered with the Tennessee Secretary of State to operate in the
State of Tennessee and/or is and remains current with corporate or non-
profit/charitable registration requirements of the Tennessee Secretary of State;
(b)
In the case of a for-profit corporate entity, includes, as a member of its Board of
Trustees, the Facility’s medical director; and
(c)
In the case of a multisite entity, the inclusion of a sole physician that would meet the
qualifications for a medical director, pursuant to 0940-05-35-.20(2)(b), shall be on such
Board.
(5)
The OBOT shall make application with the Department’s Office of Licensure by providing the
following information, at a minimum:
(a)
Application on the Office of Licensure’s designated forms to include the:
1.
Initial Application;
2.
Fact Sheet; and,
3.
Financial Statement;
MINIMUM PROGRAM REQUIREMENTS FOR NONRESIDENTIAL
CHAPTER 0940-05-35
OFFICE-BASED OPIATE TREATMENT FACILITIES
(b)
Applicable fees as defined in Tennessee Administrative Procedures Rule 0940-05-02-
.05;
(c)
Evidence of all prescribers contracted and/or currently employed at the Facility holding
a license from the Tennessee Board of Medical Examiners or the Tennessee Board of
Osteopathic Examination or the Health Related Boards for any non-physician
prescribers;
(d)
Comprehensive listing of all members of the organization’s ownership structure;
(e)
Evidence of the Facility Director’s experience in managing individuals showing at least
one (1) year of supervisory type responsibilities; and
(f)
Any other item the Department believes is necessary and proper for application
purposes.
(6)
Prior to renewal of the license, the OBOT shall be required to develop written policies and
procedures that substantially comply with the provisions of this chapter, as well as with
Administrative Chapter 0940-05-06.
(7)
The Department may release to and/or gather information from the Tennessee Department of
Health Board of Medical Examiners (BME) as is necessary for licensing and/or investigation
of complaints against an OBOT.
(8)
With or without notice, the Department, or its representatives, shall have the right to access
electronic information of the Facility and/or enter upon or into the premises of an OBOT in
order to make inspections and/or investigations deemed necessary to determine compliance
with applicable law. The OBOT shall comply with all reasonable requests of the Department
and allow it to obtain information from third parties as is necessary.
(9)
The Department shall be given the authority to access electronic information of and/or enter
upon the premises of an unlicensed Facility prescribing buprenorphine-type products to
better determine that unlicensed Facility’s need for TDMHSAS oversight. The Department
shall attempt to conduct inspections and investigations in the least intrusive manner needed
in order to obtain necessary information. The Facility shall be required to provide reasonable
amounts of information to the Department for this determination.
(a)
“Reasonable amounts of information,” in this context, may be considered aggregate,
non-patient identifying information to include, but not be limited to:
1.
Patient de-identified identifiers;
2.
Lists of medications prescribed to that de-identified patient; and
3.
The total number of patients seen at the physical location in question.
(10) The governing body of an OBOT shall designate a Facility director (as defined in 0940-05-35-
.02(2)(j)), who is responsible for the operation of the Facility. Non-physician Facility directors
shall not supervise medical staff.
(11) Should a Facility operate in such a fashion that the physicians working at the same physical
location are unassociated and/or unaffiliated to one another in some type of business
arrangement, then the unassociated and/or unrelated physicians shall designate a Facility
director.
MINIMUM PROGRAM REQUIREMENTS FOR NONRESIDENTIAL
CHAPTER 0940-05-35
OFFICE-BASED OPIATE TREATMENT FACILITIES