1177-01-.03
Registration With Council
Cite as Tenn. Comp. R. & Regs. 1177-01-.03
(1)
No private entity may provide probation services in this state unless it has registered with and
is approved by the Council. Every private entity proposing to provide probation services in
this state shall submit an application on a form provided by the Council. The application must
APPLICATION, REGISTRATION AND FEE REQUIREMENTS
CHAPTER 1177-01
include all information and documents required by the Council, and must be truthful, accurate
and complete. The applying entity must:
(a)
Demonstrate the reasonable ability of the entity to furnish continuous probation service
in compliance with applicable statutes, rules and uniform contract requirements;
(b)
Describe the extent of services to be rendered by the entity;
(c)
Demonstrate that staff qualifications meet or exceed applicable statutory and rule
requirements;
(d)
Submit sworn criminal record reports on each employee of, or volunteer for, the entity;
(e)
Submit written policies and procedures for staff training;
(f)
Submit proof of insurance and performance bond as required by applicable statutes
and rules;
(g)
Describe staffing levels and provide written standards of supervision, including
frequency and type of contacts with probationers;
(h)
Submit written procedures for handling court-ordered fines, fees, restitution, and
community service;
(i)
Submit a written policy for handling indigent offenders;
(j)
Submit written procedures and policies to follow to obtain evidence to present to the
court to revoke an offender’s probation;
(k)
Describe reporting and record keeping procedures;
(l)
Describe default and contract termination procedures;
(m)
Describe procedures for the transfer of supervision of probationers from the entity to
another private entity or to a public probation provider;
(n)
Submit a schedule of the range of all probation fees and charges paid by probationers
supervised by the entity, and a listing of all probation fees and charges paid by
probationers outside the range;
(o)
Provide names of employees who will supervise probationers, describe their
credentials and their position with the entity.
(2)
The application fee shall be one hundred dollars ($100.00) which must be submitted at the
time of initial application and is not refundable. The renewal fee shall be one hundred dollars
($100.00).
(3)
Upon approval, the registration fee with the Council shall be one hundred dollars ($100.00).
The private entity shall pay an additional registration fee of one hundred dollars ($100.00) for
each second or subsequent judicial district in which it provides probation supervision in
Tennessee.
(4)
The registration shall list all branch offices on the registration. The registrant shall submit the
addresses of all branch offices to the Council that open or close within thirty (30) days of the
event.
APPLICATION, REGISTRATION AND FEE REQUIREMENTS
CHAPTER 1177-01
(5)
(a)
If an applicant for registration is a sole proprietor meeting the qualifications of T.C.A. §
4-3-1304(d), who was registered to provide private probation services in another state
but fails to meet some of the requirements for registration in Tennessee, then the
Council may issue a temporary permit for a period of six (6) months authorizing the
applicant to provide private probation services in this state in order for the applicant to
meet the requirements for registration in Tennessee.
(b)
Upon expiration of a temporary permit, a new temporary permit may be issued upon
the filing of a new application. However, a second or subsequent permit may not be
issued to the same individual except for good cause shown.
(c)
Issuance of a temporary permit is solely at the discretion of the Council. No such permit
will be issued to any person who the Council determines could not reasonably meet the
requirements for registration in Tennessee within the period of the temporary permit.
(d)
The application fee for a temporary permit shall be one hundred dollars ($100.00),
which is not refundable and must be submitted at the time of the application for the
temporary permit. An applicant shall not be required to pay a new application fee for
any application for a temporary permit or application for registration within one hundred
and eighty (180) days of the expiration of a temporary permit issued by the Council.
(e)
Upon approval, the temporary permit fee shall be fifty dollars ($50.00). The applicant
shall pay an additional temporary permit fee of fifty dollars ($50.00) for each second or
subsequent judicial district in which it provides probation supervision in Tennessee.
(f)
The holder of a temporary permit shall comply with all laws and rules regarding the
provision of private probation services in Tennessee. This includes, but is not limited to,
complying with the reporting requirements of rule 1177-01-.05 and payment of the
quarterly provider fee pursuant to rule 1177-01-.08.
(g)
The Council may suspend or revoke a previously-issued temporary permit if a
registration to provide private probation services in another state is suspended,
revoked, denied, becomes invalid, or is not renewed at any time while an individual
holds a temporary permit.
(6)
If an applicant for registration is a sole proprietor meeting the qualifications of T.C.A. § 4-3-
1304(d), who was registered to provide private probation services in another state and
substantially meets all requirements for registration in Tennessee, then the Council may
issue a registration after receipt of a completed application, payment of all fees, and any
other proof the Council may require to show that the applicant substantially meets all
requirements for registration in Tennessee.