Filing of written report with commissioner - Events impacting activities of registrant

Within fifteen (15) days of the occurrence of any one (1) of the events listed in this section, a registrant shall file a written report with the commissioner describing the event and its expected impact on the activities of the registrant: (1) The filing for bankruptcy or reorganization by the registrant; (2) The institution of revocation or suspension proceedings against the registrant by any state or governmental authority; (3) The denial of the opportunity to engage in business by any state or governmental authority; (4) Any felony indictment of the registrant or any of its officers, directors or principals, or partners; (5) Any felony conviction of the registrant or any of its officers, directors, principals, or partners; and (6) Other events that the commissioner may determine and identify by rule. Acts 2001, ch. 165, § 9. Within fifteen (15) days of the occurrence of any one (1) of the events listed in this section, a registrant shall file a written report with the commissioner describing the event and its expected impact on the activities of the registrant: (1) The filing for bankruptcy or reorganization by the registrant; (2) The institution of revocation or suspension proceedings against the registrant by any state or governmental authority; (3) The denial of the opportunity to engage in business by any state or governmental authority; (4) Any felony indictment of the registrant or any of its officers, directors or principals, or partners; (5) Any felony conviction of the registrant or any of its officers, directors, principals, or partners; and (6) Other events that the commissioner may determine and identify by rule. Acts 2001, ch. 165, § 9.