GA-0138
Whether individual
Cite as Tex. Att'y Gen. Op. GA-0138
ATTORNEY GENERAL OF TEXAS
GREG
ABBOTT
January 21,2004
The Honorable Tracey Bright
Ector County Attorney
Ector County Courthouse
Room 201
Odessa, Texas 7976 1
Opinion No. GA-0138
Re:
Whether individual
county commissioners
are entitled to access medical insurance coverage
information regarding a former commissioner
and
his wife
(RQ-0077-GA)
Dear Ms. Bright:
You ask whether individual county commissioners
are entitled to access medical insurance
coverage information
regarding a former commissioner
and his wife.’
I.
Facts
Ector County provides its employees with health care coverage under a self-insured plan.
See Request Letter, supra note 1, at 1 .2 The plan pays benefits directly, although the county has
“stop loss” coverage for larger claims. Id. The plan provides benefits with the assistance of a third-
party claims administrator,
the county insurance department, and the commissioners
court insurance
committee.
See Caddel Letter, supra note 2, at l-2.
At a special meeting, the Ector County Commissioners
Court authorized an investigation
concerning the payment of claims for health services rendered to a former commissioner’s
spouse.
See id.3 The county commissioners
had learned that the former commissioner
had not made monthly
premium payments for retiree dependent health coverage for 22 months.
See Request Letter, supra
note 1, at 1. The investigation
concerned reports that the former commissioner
and the head of the
Ector County insurance department agreed to a payment schedule to make up the art-ear-age. See id.
The investigation
also concerned reports that one or’ more commissioners
had attempted to obtain
‘See Letter from Honorable
Tracey Bright, Ector County Attorney, to Honorable
Greg Abbott, Texas Attorney
General (July 7,2003)
(on file with Opinion Committee)
[hereinafter Request Letter].
*See also Letter from Honorable
Jerry D. Caddel, Ector County Judge, to Nancy S. Fuller, Chair, Opinion
Committee, Office of Attorney General (Aug. 27,2003)
(on file with Opinion Committee)
[hereinafter Caddel Letter].
3See also Meeting
Minutes
from the Ector County Commissioners
Court (June 13, 2003), available
at
http://www.co.ector.tx.us/annex/c_court/Minutes/02/03~-03-06-13.htm.
The Honorable Tracey Bright - Page 2
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health plan information
about county employees from the third-party claims administrator
and from
the county insurance department.
See Caddel Letter, supra note 2, at 1. The county judge has taken
the position that authority granted to access certain health insurance information
is granted “to the
Court acting as a body and not to the individual members.”
Id. at 2.
II.
The Ouestions
In light of these circumstances,
you ask:
1)
Are the individual County Commissioners
allowed to access
and review
all of the records of the ex-commissioner’s
insurance
status
including
his
and his wife’s
signup
documents, claims, and premiums payment histories?
In this
regard, would
there be any documents
that the County
Commissioners
could not access and review?
2)
Are the individual County Commissioners
allowed to access
and review the records in question, in spite of an ongoing
criminal investigation,
if appropriate measures are taken to
protect the integrity and security of the records?
Request Letter, supra note 1, at 2. You clarify that the “individual County Commissioners
are not
requesting the records in question be made public, only that they be allowed to review them to fulfill
their elective duties, e.g.[,] determining
[the] cause and extent of the problem, discipline of the
employee who made the mistake, protection of the County finances, etc.” Id.
III.
Authority of Individual Commissioners
Your questions concern the authority that an individual commissioner
holds independent
of
the county commissioners
court’s corporate
powers.
Texas counties
are divided
into four
commissioners
precincts and each precinct elects a commissioner.
See TEX. CONST. art. V, 0 18(b).
The four commissioners,
with the county judge
as presiding
officer,
make
up the county
commissioners
court. See id.; TEX. LOC. GOV’T CODE ANN. 8 81.001 (Vernon 1999). Although
commissioners
are elected by precinct, the “‘court is manifestly a unit, and is the agency of the whole
county. The respective members of the commissioners
court are therefore primarily representatives
of the whole county, and not merely representatives
of their respective precincts.
The duty of the
commissioners
court is to transact the business, protect the interests, and promote the welfare of the
county as a whole.“’
Canales v. Laughlin, 214 S.W.2d 45 1, 454 (Tex. 1948) (quoting Stovall v.
Shivers, 103 S. W.2d 363,366 (Tex. 1937)). An individual commissioner
acting alone does not have
the authority to bind the county by agreement or conduct.
See Hill Farm, Inc. v. Hill County, 436
S.W.2d 320, 324 (Tex. 1969); Canales, 214 S.W.2d at 455. Consequently,
county authority is
generally
vested in the commissioners
court as a governmental
body and not in individual
commissioners.
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You suggest that individual commissioners
are entitled to access county employee health
records as “custodian[s]”
under the Public Information Act (“PIA”). Under the PIA, “[e]ach elected
county officer is the officer for public information and the custodian, as defined by Section 201.003,
Local Government
Code, of the information created or received by that county officer’s office.” See
TEX. GOV’T CODE ANN. 6 552.201(b) (Vernon Supp. 2004). While a county commissioner
is an
elected official, Government
Code section 552.201(b) does not specify whether, when the official
is a member of a board or commission,
authority must be exercised collectively.
See, e.g., TEX.
EDUC. CODE ANN. 8 5 1.903(a) (Vernon 1996) (referring to a “commissioners
court of any county,’
as a “custodian
of public records”).
Moreover,
assuming
that individual
commissioners
are
custodians of commissioners
court records, it is not clear that they would be the custodian of records
created or received by, for example, the county’s insurance department or the employee health plan.
See TEX. Lot.
GOV’T
CODE
ANN.
0 201.003(2)
(V emon 1999) (defining
“custodian”
as “the
appointed
or elected public
officer who by the state constitution,
state law, ordinance,
or
administrative
policy is in charge of an ofice that creates or receives local government
records”).
We need not decide these issues here, however, because a commissioner
possesses
authority to
access records involving county business independent
of any rights under The PIA.
The PIA concerns the public’s right of access to governmental
records.
See TEX. GOV’T
CODE ANN. $3 552.001 (Vernon 1994) (stating the purpose of PLA); 552.021 (Vernon Supp. 2004)
(providing that public information
is available to the public).
A member of a governing body has
a right to access the documents of that body, not merely as a member of the public, or as a custodian
under The PIA, but because of the member’s inherent powers of office. While there do not appear
to be Texas court decisions
directly concerning
the issue, on several occasions
this office has
observed that a member of a governing body has an inherent right of access to the records of that
body when requested in the member’s official capacity and for the member’s performance
of official
duties. See Tex. Att’y Gen. Op. Nos. JC-0283 (2000) at 3-4, JC-0120 (1999) at 3-5, JM-119 (1983)
at 3; Tex. Att’y Gen. LO-93-069, at l-2.
In JM-119, we determined
that because the board of trustees of a college district was
responsible for the governance and control of the district, individual trustees were entitled to access
audit records concerning
the district.
See Tex. Att’y Gen. Op. No. JM-119 (1983) at 3. Further,
because the member had asked in the member’s official capacity and not as a member of the general
public, the custodian of records could not deny access under The PIA. See id. In JC-0283, this
office determined that the chief executive and members of a governing body of a municipality
were
entitled to access individual
fire fighter and police officer personnel
files as a necessary power
incident to the governing body’s responsibility
to oversee the police chief and fire chief. See Tex.
Att’y Gen. Op. No. JC-0283 (2000) at 3-4.
In LO-93-069, this office determined
that members of the Texas State Board of Medical
Examiners were entitled to examine personnel files of its employees, including confidential material
such as medical health history. See Tex. Att’y Gen. LO-93-069, at 2.4 Also, in JC-0120, this office
determined
that a city council member was entitled to review a confidential
and privileged tape
4But see discussion at part V.2., infia, concerning
the promulgation
of federal privacy standards pursuant to the
Health Insurance
Portability
and Accountability
Act of 1996, Pub. L. No. 104-191, 110 Stat. 1936.
The Honorable Tracey Bright - Page 4
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recording of an executive session of the council. See Tex. Att’y Gen. Op. No. JC-0120 (1999) at 3-4.
In light of the confidential nature of the tape, however, this office advised that it was proper for the
council to adopt procedures
to preserve
the tape’s confidentiality,
but the council could not
absolutely prohibit a member from reviewing the records.
See id. at 5.
From these principles,
we conclude that the authority of an individual
commissioner
to
review records involving the county is largely coextensive with that of the commissioners
court as
a governmental
body. When there are competing
confidentiality
or security concerns, it may be
proper
for the court to establish
reasonable
procedures
to preserve
confidentiality,
but the
conu-nissioners court may not absolutely prohibit an individual commissioner
from viewing records
involving county business that are otherwise properly available to the court as a governmental
body.
We next consider the commissioners
court’s authority as a governmental
body to access plan records.
IV.
Authoritv of Commissioners Court
The county commissioners
court’s primary duty is to administer the county’s business affairs.
See City of San Antonio v. City of Boerne, 111 S.W.3d 22’27 (Tex. 2003). Although its authority
must ultimately be grounded in the constitution and statutes, it has broad supervisory responsibility
over the expenditure of county funds as the “general business and contracting agency of the county.”
Anderson v. Wood, 152 S.W.2d 1084, 1085 (Tex. 1941). The employment
benefits Ector County
provides its employees are, of course, county business. On behalf of the county, the commissioners
court has entered into a contractual arrangement with its employees to pay certain health benefits
under a self-insured plan5 As you state, the responsibility
of managing Ector County’s self-insured
employee
health plan “falls on the commissioners
courVy6 The Plan Document
charges Ector
County,
as plan sponsor
and plan administrator,
with certain authority
and responsibilities
concerning plan oversight
and maintenance
of plan documents
and records.
See Plan Document,
supra note 5. Accordingly, the authority and responsibility of the county with respect to plan records
appears to be governed at a contractual level by the terms of the Plan Document.
See id.
v.
Statutorv Limits on Access
You identify two possible statutory limitations on commissioners’
access to medical records,
the Texas Medical Practice Act (“MPA”), see TEX. OCC. CODE ANN. $5 159.001-.009 (Vernon
2004)’ and the Federal Health Insurance Portability and Accountability
Act of 1996 (“HTPAA”),
Pub. L. No. 104- 19 1,110 Stat. 1936 (codified in scattered sections of volumes 18’26’29 and 42 of
the United States Code). See Request Brief, supra note 6, at l-2.
‘See Plan Document and S ummary Plan Description,
Ector County, Employee Benefit Plan, Effective October
1,200O [hereinafter
Plan Document]
(on file with Opinion Committee)
(submitted
by Ector County in response to a
related public information
request, see Tex. Att’y Gen. OR2003-6136
(informal letter ruling)).
6Brief fromHonorable
Tracey Bright, at 1 (attached to Request ietter, supra note 1) Fereinafter
Request Briefj.
The Honorable Tracey Bright - Page 5
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1.
Medical Practice Act
The MPA, codified in chapter 159 of the Occupations
Code, concerns physician-patient
communications.
See TEX. OCC. CODE ANN. $4 159.001-.009 (Vernon
2004).
Under section
159.002, certain physician-patient
communications
and records created or maintained by a physician
are privileged and confidential:
(a) A communication
between a physician and a patient, relative to or
in connection
with any professional
services as a physician to the
patient, is confidential
and privileged
and may not be disclosed
except as provided by this chapter.
(b) A record of the identity, diagnosis, evaluation, or treatment of a
patient. by a physician that is created or maintained by a physician is
confidential
and privileged
and may not be disclosed
except as
provided by this chapter.
Id. $ 159.002(a)-(b).
Additionally,
subsection (c) provides:
(c) A person
who
receives
information
from
a confidential
communication
or record as described by this chapter, other than a
person listed in Section 159.004 who is acting on the patient’s behalf,
may not disclose the information
except to the extent that disclosure
is consistent with the authorized purposes for which the information
was first obtained.
Id. 0 159.002(c).
A person aggrieved by an unauthorized
release of confidential
and privileged
communications
may bring a private cause of action. See id. tj 159.009.
The MPA contains exceptions that allow disclosure of otherwise confidential and privileged
communications
and records.
A patient may consent to disclosure under section 159.005. See id.
5 159.005.
Also, there is an exception
for certain disclosures
in connection
with a court or
administrative
proceeding.
See id. 3 159.003. Finally, section 159.004 provides the only exceptions
to the privilege of confidentiality,
other than in administrative or judicial proceedings,
which permit
a physician to disclose confidential
information.
Id. 8 1 59.004.7 For example, section 159.004
‘Section 159.004 provides:
An exception
to the privilege
of confidentiality
in a situation other than a court or administrative
proceeding,
allowing disclosure of confidential
information
by a physician,
exists only with respect
to the following:
(1) a governmental
agency, if the disclosure is required or authorized by law;
(continued...)
The Honorable Tracey Bright - Page 6
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permits a physician to disclose confidential
information
“with respect to . . . a person, corporation,
or governmental
agency involved in the payment or collection of fees for medical services provided
by a physician.”
Id. 0 159.004(6).
Whether a particular record concerning the former commissioner’s
spouse is confidential and
privileged under the MPA depends, in the first instance, on whether information
in the record derives
from a physician-patient
communication
under section 159.002(a) or a record created or maintained
by a physician
containing
a patient’s identity, diagnosis, evaluation,
or treatment
under section
159.002(b).
S ee id. 9 159.002(a)-(b).
If so, then such a record or communication
may not be
disclosed
unless it meets one of the exceptions
under the MPA.
Id.
Moreover,
if the MPA
authorizes a disclosure for a particular purpose, then the MPA permits redisclosure only to the extent
it is consistent with that purpose.
See id. 4 159.002(c).
Consequently,
whether the MPA would
allow disclosure
of a particular
document
depends
on the document’s
or record’s
content,
‘(...continued)
(2) medical
or law enforcement
personnel,
if the physician
determines
that there is a
probability
of:
(A) imminent physical injury to the patient, the physician,
or another person; or
(B) immediate mental or emotional injury to the patient;
(3) qualified personnel
for research or for a management
audit, financial
audit, or program
evaluation,
but the personnel may not directly or indirectly identify a patient in any report of
the research, audit, or evaluation
or otherwise disclose identity in any manner;
(4) those parts of the medical records reflecting specific services provided if necessary in the
collection
of fees for medical services provided by a physician, professional
association,
or
other entity qualified to provide or arrange for medical services;
(5) a person who has consent, as provided by Section 159.005;
(6) a person, corporation,
or governmental
agency involved in the payment or collection
of
fees for medical services provided by a physician;
(7) another physician or other personnel acting under the direction of the physician
who participate
in the diagnosis, evaluation,
or treatment of the patient;
(8) an offkial legislative
inquiry regarding state hospitals or state schools, if:
(A) information
or a record that identifies a patient or client is not released
purpose unless proper consent to the release is given by the patient; and
for any
(B) only records created by the state hospital
or school or its employees
are
included;
or
(9) health care personnel
of a penal or other custodial institution
in which the patient is
detained if the disclosure is for the sole purpose of providing health care to the patient.
TEX. Oct. CODE ANN. 9 159.004 (Vernon 2004).
The Honorable Tracey Bright - Page 7
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the circumstances
of its creation and maintenance,
and the purposes
of the disclosure.
See id.
8 8 159.002-.005. However, even if the MPA does not preclude a particular disclosure, the disclosure
may still be subject to privacy provisions under HIPAA, as discussed next.
2.
HIPAA
Your primary concern is whether access to certain employee
health records would be
permitted under HIPAA.
HIPAA provides civil and criminal penalties
for its violation.
See 42
U.S.C. $8 1320d-5,1320d-6
(2000). Pursuant to HIPAA, theU.S. Department ofHealth andHuman
Services (“HHS”) has promulgated
extensive regulations, known as the Privacy Rule, to establish
a national standard to protect certain health information.
See HIPAA, Pub. L. No. 104-l 91,§ 264(b),
(c)(l), 110 Stat. 2033 (d’ n-ecting HHS to promulgate privacy regulations should Congress not enact
governing legislation); 45 C.F.R. pts. 160, 164 (2003) (the “Privacy Rule”).
The Privacy Rule limits disclosure of health information based on myriad factors such as the
content of the record, the purpose of the disclosure, authorization
by the individual
affected, the
nature, role, and structure of the various entities involved, the degree that the entity or entities are
HIPAA-compliant,
and numerous other factors. See generally HHS, Office for Civil Rights Privacy
Brief, Summary of the HIPAA Privacy Rule (“OCR Summary,‘).* Consequently,
an opinion from
this office concerning commissioners’
access to specific documents cannot take the place of advice
from counsel with intimate knowledge
of the county’s current plan, the county’s delegation of
responsibilities
under the plan, the contents of the documents
sought, and the requirements
of
HIPAA and the Privacy Rule. Moreover, within HHS, the Office for Civil Rights has responsibility
for implementing
the Privacy Rule and provides resources for addressing HIPAA concerns. See id.9
Nonetheless,
we will make some general observations
that may or may not be applicable to your
present circumstances.
The Privacy Rule applies directly to a “covered entity,” which is a health plan, health care
clearinghouse,
and a health care provider who engages in certain transactions.
45 C.F.R. $§ 160.102-
.103 (2003).
Health plans subject to the Privacy Rule include some private and government
employer-sponsored
group health plans. See id. 6 160.103. Previously,
in a related open records
proceeding,
you indicated that Ector County’s plan is a covered entity under the Privacy Rule.”
In general, the Privacy Rule prohibits covered entities from using or disclosing protected
health information
except as the rule permits.
See id. 0 164.502(a). See generally South Carolina
Med. Ass’n v. Thompson, 327 F.3d 346 (4th Cir. 2003)’ cert. denied, 124 S. Ct. 464 (2003). In
general, state law that is “contrary” to the Privacy Rule is preempted.
45 C.F.R. 0 160.203 (2003).
A state statute is contrary if it would be impossible to comply with both the state statute and with
HIPAA, or if state law would be an obstacle to “accomplishing
the full purposes and objectives of
‘Available at http://www.hhs.gov/ocr/privacysummary.rtf
(last revised May 2003).
‘See also http://www.hhs.gov/ocr/hipaa.
“See Tex. Att’y Gen. OR2003-6136,
at 1.
The Honorable Tracey Bright - Page 8
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the Administrative
Simplification
portions of HIPAA.”
OCR Summary, supra note 8, at 16; 45
C.F.R. 9 160.202 (2003). Moreover, the Privacy Rule does not exempt state statutes that are “more
stringent.”
45 C.F.R. 50 160.202-.203 (2003). Generally, a state statute is more stringent than the
Privacy Rule if it “provides greater privacy protection
for the individual who is the subject of the
individually
identifiable health inforrnation.”
Id. fj 160.202(6); see generally South Carolina Med.
Ass ‘n., 327 F.3d at 354-55.
“Protected health information”
under the Privacy Rule includes “individually
identifiable
health information.”
45 C.F.R. 4 160.103 (2003) (defining
“protected
health information”).
“Individually
identifiable health information”
is “information that is a subset of health information,
including demographic
information
collected from an individual,”
and:
(1) Is created or received by a health care provider,
health plan,
employer, or health care clearinghouse;
and
(2) Relates to the past, present, or future physical or mental health or
condition
of an individual;
the provision
of health care to an
individual; or the past, present, or future payment for the provision of
health care to an individual;
and
(i) That identifies the individual; or
(ii) With respect to which there is a reasonable
basis to
believe the information
can be used to identify the individual.
Id. (emphasis added).
Generally, a covered entity using, disclosing,
or requesting
protected health information
“must make reasonable efforts to limit protected health information
to the minimum
necessary to
accomplish
the intended purpose of the use, disclosure, or request.”
Id. 6 164.502(b)(l).”
The
Privacy Rule permits a covered entity to “use or disclose protected health information
for its own
treatment,
payment,
or health care operations.”
Id. 8 164.506(c)(l).
“Payment”
is defined to
include:
(1) The activities undertaken by:
(i) A health plan to obtain premiums or to determine or fulfill
its responsibility
for coverage and provision of benefits under
the health plan; or
“The minimum-necessary
standard does not apply to certain disclosures,
uses, or requests such as disclosures
or requests by a health care provider for treatment, certain uses or disclosures to the individual,
uses or disclosures under
a proper authorization,
and certain other uses or disclosures.
See 45 C.F.R. $ 164.502(b)(2)(i)-(vi)
(2003).
The Honorable Tracey Bright - Page 9
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(ii) A health care provider or health plan to obtain or provide
reimbursement
for the provision of health care; and
(2) The activities in paragraph
(1) of this definition
relate to the
individual to whom health care is provided and include, but are not
limited to:
(i) Determinations
of eligibility
or coverage
(including
coordination
of benefits or the determination
of cost sharing
amounts), and adjudication
or subrogation of health benefit
claims;
(ii) Risk adjusting
amounts
due based on enrollee health
status and demographic
characteristics;
(iii) Billing,
claims
management,
collection
activities,
obtaining payment under a contract for reinsurance (including
stop-loss insurance and excess of loss insurance), and related
health care data processing;
(iv) Review of health care services with respect to medical
necessity, coverage under a health plan, appropriateness
of
care, or justification
of charges;
Id. $164.501.
Also, an individual may authorize or agree to certain uses or disclosures of protected
health information.
Id. fj 164.506(b)( 1).
An employer that is not a health plan, health care clearinghouse,
or a health care provider is
not a covered entity under the rule. Accordingly,
Ector County, in its capacity as an employer, is not
a covered entity. Moreover, “[ elmployment
records held by a covered entity in its role as employer”
are excluded from the definition of protected health information.
Id. 6 160.103. However, the Plan
Document indicates that Ector County, as plan sponsor, is responsible
for administering
the plan.
See Plan Document, supra note 5, at 40. Depending on its function under the plan, Ector County
may very well be considered
as a “business associate” under the Privacy Rule.
See 45 C.F.R.
0 160.103 (2003) (defining “business associate” to include one who performs or assists in activities
such as claims processing
or administration
that involve the use or disclosure
of individually
identifiable information).
In that case, the plan must impose certain written safeguards on the county
with respect to its use of protected health information.
See id. $9 164.502(e), .504(e), .532.
Additionally,
a group health plan subject to the Privacy
Rule must satisfy certain
organizational
requirements
in order to disclose protected health information to a plan sponsor. See
id. 0 164.504(f); see also id. 8 164.502(e)( l)(ii)(B) (providing that business associate disclosure
The Honorable Tracey Bright - Page 10
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standards do not apply to a group health plan’s disclosures to the plan sponsor “to the extent that the
requirements
of 0 164.504(f) apply and are met”). The Privacy Rule requires amendment of the plan
documents to establish adequate separation between a group plan and the plan’s sponsor.
See id.
8 164.504@)(2)(iii).
The plan documents must describe the employees or classes of employees who
will be given access to protected health information,
restrict their use of the information
to that
necessary for the administration
of the group plan, and provide an effective mechanism
to deal with
noncompliance.
See id. 8 164.504@(2)(iii)(A)-(C).
The plan documents
must establish the
permitted and required uses of information by the plan sponsor, which must be consistent with the
Privacy Rule. See id. 6 165.504(f)(l)(i).
The plan must also contain, among other things, the plan
sponsor’s agreement (1) not to use or further disclose information other than as permitted by the plan
documents
or as required
by law;
(2) not to use or disclose
health
information
for
employment-related
actions and decisions, or in connection
with any other benefit or employee
benefit plan of the plan sponsor; (3) to ensure that all agents and “business associates” agree to the
same limitations;
(4) to report any privacy violation to the group plan; (5) to make available
information to provide an accounting of disclosures as required; and (6) if feasible, to return, destroy
or limit further uses of the protected health information it has received. Id. 0 165.504(f)(l),
(2)(ii);
see also id. 0 164.314(b)(l),
(2). S ee g enerally 65 Fed. Reg. 82462, 82507-08 (Dec. 28, 2000)
(discussing special considerations
concerning group health plans and plan sponsors; stating that the
Privacy Rule does “not attempt to directly regulate employers or other plan sponsors, but . . . place[s]
restrictions on the flow of information
from covered entities to non-covered
entities”).
These are but some of the provisions of the Privacy Rule that may impact the disclosure of
protected health information
by the plan.
The health insurance “signup documents,
claims, and
premiums payment histories,” see Request Letter, supra note 1, at 2, of the former commissioner
and
his spouse would almost certainly contain individually identifiable health information
subject to the
Privacy Rule.
Whether the Privacy Rule permits disclosure of particular documents
cannot be
answered definitively
without full investigation
and resolution of fact questions beyond the scope
of the opinion process.
See Tex. Att’y Gen. Op. No. GA-0003 (2002) at 1.
VI.
Criminal Investigation
One aspect of your second question is whether individual commissioners
may access and
review documents
“in spite of an ongoing criminal investigation.”
See Request Letter, supra note
1, at 2. You confirm that the criminal investigation
initiated at the request of the Commissioners
Court has terminated,
but clarify that for future reference you wish to know whether an ongoing
criminal investigation
may limit a commissioner’s
right ‘to access or use otherwise
accessible
documents that are potentially subject to the investigation.12 We are unaware of any statute or case
law that, per se, precludes an individual commissioner
from using documents
the commissioner
is
otherwise entitled to use because of an ongoing criminal investigation.
The PIA excepts from public
disclosure certain matters relating to detection, investigation,
or prosecution
of crime.
See TEX.
GOV’T CODE ANN. 0 552.108 (Vernon Supp. 2004); Hobson v. Moore, 734 S.W.2d 340’340-41
(Tex. 1987). Seegenerally
Holmes v. Morales, 924 S.W.2d 920 (Tex. 1996). However, as discussed
‘*Telephone conservation
with Honorable
Tracey Bright, Ector County Attorney (Nov. 13,2003).
The Honorable Tracey Bright - Page 11
(GA-0138)
previously,
a commissioner’s
right to access county documents
rests on a different basis than a
member of the public seeking disclosure under the PIA. Of course, a person with knowledge that
a criminal investigation
is pending may not alter, destroy, or conceal a record or document, or thing
“with intent to impair its verity, legibility, or availability as evidence in the investigation.”
TEX. PEN.
CODE ANN. 0 37.09(a)(l)
(V emon 2003); Pannell v. State, 7 S.W.3d 222,223
(Tex. App.-Dallas
1999, pet. ref d). Also, in a given case, a warrant, subpoena, injunction, or other process could issue
that restricts use of or denies access to documents
or records involved in the investigation.
But
without
reference
to specific
circumstances,
we cannot speculate
how an ongoing
criminal
investigation
might impact the commissioners’
access to county records.
The Honorable Tracey Bright - Page 12
SUMMARY
An individual
county commissioner
is entitled
to access
employee insurance records as necessary to effectively perform the
commissioner’s
official duties as a member of the court, subject to
privacy constraints
imposed by state or federal law. The Medical
Practice
Act
(“MPA,‘)
makes
confidential
patient-physician
communications
and records,
and limits
their
disclosure
and
subsequent
redisclosure.
Under the MPA, any redisclosure
of
confidential
information
must be consistent
with the authorized
purposes for which the information
was first obtained.
Whether the
Privacy Rule under the Federal Health Insurance
Portability
and
Accountability
Act of 1996 permits disclosure of medical insurance
coverage information regarding a former commissioner
and his wife
cannot be answered without a full investigation
and resolution of fact
questions, which is beyond the scope of the opinion process.
The
exception
in the Public
Information
Act relating
to criminal
investigations
does
not preclude
county
commissioners
from
accessing county records that they are otherwise entitled to review.
BARRY R. MCBEE
First Assistant Attorney General
DON R. WILLEn
Deputy Attorney General for Legal Counsel
NANCY S. FULLER
Chair, Opinion Committee
William A. Hill
Assistant Attorney General, Opinion Committee