Utah ยท Regulations
R164-14 โ Exemptions
12 sections
12 sections
- R164-14-1eR164-14-1e. Exchange Listing Exemption
- R164-14-2bR164-14-2b. Manual Listing Exemption
- R164-14-2mR164-14-2m. Secondary Trading Transactional Exemption
- R164-14-2nR164-14-2n. Uniform Limited Offering Exemption
- R164-14-2pR164-14-2p. Reorganization Exemption
- R164-14-2vR164-14-2v. MJDS - Secondary Trading Exemption
- R164-14-21vR164-14-21v. Solicitations of Interest Exemption
- R164-14-23vR164-14-23v. Foreign Securities - Secondary Trading Exemption
- R164-14-24vR164-14-24v. Internet Solicitations Exemption
- R164-14-25vR164-14-25v. Accredited Investor Exemption
- R164-14-26vR164-14-26v. Reorganization Exemption for Transactions Involving Certain Federal Covered Securities
- R164-14-27vR164-14-27v. Compensatory Benefit Plan Exemption