Utah · Regulations
R331-5 — Rule Governing Sale of Securities by Persons Issuing Securities, Who Are Under the Jurisdiction of the Department of Financial Institutions
10 sections
10 sections
- R331-5-1R331-5-1. Authority, Scope and Purpose
- R331-5-2R331-5-2. Definitions
- R331-5-3R331-5-3. Registration with the Department
- R331-5-4R331-5-4. Offering Circular Requirements
- R331-5-5R331-5-5. Securities Sale Report
- R331-5-6R331-5-6. Limitations on Resale of "Restricted Securities"
- R331-5-7R331-5-7. Remuneration Paid for Solicitation or for Sales
- R331-5-8R331-5-8. Manipulative and Deceptive Devices
- R331-5-9R331-5-9. Waiver
- R331-5-10R331-5-10. Penalties for Violation